/,1(&$5'

*URXQGLQJ([RWKHUPLF/LJKWQLQJ3URWHFWLRQ

/LJKWQLQJ3URWHFWLRQ
(TXLSPHQW

0DQXIDFWXULQJ(QJLQHHULQJ6HUYLFHV

+DUJHU/LJKWQLQJ *URXQGLQJ=LHJOHU'ULYH*UD\VODNH,/3KRQH)D[ZZZKDUJHUFRP
 7\SLFDO5RRI/LJKWQLQ

+DUJHU/LJKWQLQJ *URXQGLQJ=LHJOHU'ULYH*UD\VODNH,/3KRQH)D[ZZZKDUJHUFRP
 /LJKWQLQJ3URWHFWLRQ(TXLSPHQW
WKUX&RSSHU$LU7HUPLQDOV /LVWHG

3DUW1R 'LDPHWHU /HQJWK &ODVV

&ODVV,,&RSSHU&RQGXFWRUV
&8$7   ,
1RRI 6WUDQG ;6HFWLRQDO
3DUW1R
&8$7   , 6WUDQGV 6L]H $UHDLQ&0
&8$7   ,, &2,/  $:* 
&8$7   ,,   $:* 
&8$7   ,,   $:* 
&8$7   ,, $SSUR[LPDWHGLDPHWHULV
(OHFWURWLQSODWHGFRQGXFWRUDOVRDYDLODEOH
WKUX$OXPLQXP$LU7HUPLQDOV
3DUW1R 'LDPHWHU /HQJWK &ODVV
/LVWHG
$/$7   ,
&ODVV,$OXPLQXP&RQGXFWRUV
$/$7   ,
1RRI 6WUDQG ;6HFWLRQDO
$/$7   ,, 3DUW1R
6WUDQGV 6L]H $UHDLQ&0
$/$7   ,,
$&2,/  $:* 
)RUQLFNHORUWLQSODWHGDLUWHUPLQDOVDGG /LVWHG
$  $:* 
 VXI[1IRUQLFNHODQGVXI[7IRUWLQ
2WKHUDLUWHUPLQDOVL]HVDYDLODEOH3OHDVHFRQWDFWIDFWRU\ $  $:* 
$SSUR[LPDWHGLDPHWHULV

/LVWHG
/LVWHG

WKUX$LU7HUPLQDO%DVHV $5URSHOD\

&ODVV,,$OXPLQXP&RQGXFWRU
,QWHUQDOO\7KUHDGHG
3DUW1R 0DWHULDO 1RRI 6WUDQG ;6HFWLRQDO $SSUR[
+XE'LDPHWHU 3DUW1R
6WUDQGV 6L]H $UHDLQ&0 'LD
&8%8, &RSSHU 
$5&2,/  $:*  
&8%8, &RSSHU 
$5  $:*  
&8%8, &RSSHU 
$5  $:*  
$8%8, $OXPLQXP 
$8%8, $OXPLQXP 
$GGSUH[7IRUHOFWURWLQSODWHGEURQ]HEDVH
$FFHSWVERQGLQJFRQGXFWRUXSWKUX&ODVV,,
/LVWHG
 PDLQOLJKWQLQJFRQGXFWRU
3LSH5DLO%DVHV &DEOH&OLSV
$LU7HUPLQDO )LWV/LJKWQLQJ )LWV*URXQGLQJ
3DUW1R 0DWHULDO 3DUW1R 0DWHULDO
'LDPHWHU &RQGXFWRUV &RQGXFWRUV
&35%$7 (73%  $&& $OXPLQXP $ $ 1$
&35%$7 (73%  $&& $OXPLQXP $ 1$
&35%$7 (73%  $&& $OXPLQXP $5 1$
$35%$7 $OXPLQXP  &&& &RSSHU  6WU6WU6RO
/LVWHG
$35%$7 $OXPLQXP  &&& &RSSHU   6WU 6WU
1RPLQDOSLSHVL]HUDQJH &&& &RSSHU   
(OHFWUR7LQ3ODWHG%URQ]H (OHFWURWLQSODWHGFOLSVDOVRDYDLODEOH
)LWVDOOPDLQVL]HFRQGXFWRUVXSWRGLDPHWHU
2WKHUVL]HVDYDLODEOH3OHDVHFRQWDFWIDFWRU\
$LUWHUPLQDOQRWLQFOXGHG &DEOH+ROGHUV
/LVWHG 3DUW1R 0DWHULDO
&ODVV,&RSSHU&RQGXFWRUV  6WDPSHG&RSSHU
1RRI 6WUDQG ;6HFWLRQDO $ $OXPLQXP /LVWHG
3DUW1R
6WUDQGV 6L]H $UHDLQ&0 )RUXVHZLWKDOOFDEOHVWKUXRUXSWRGLDPHWHU
&2,/  $:*  (OHFWURWLQSODWHGFRSSHUKROGHUVDOVRDYDLODEOH

  $:* 

  $:* 
$SSUR[LPDWHGLDPHWHU
(OHFWURWLQSODWHGFRQGXFWRUVDOVRDYDLODEOH
+DUJHU/LJKWQLQJ *URXQGLQJ=LHJOHU'ULYH*UD\VODNH,/3KRQH)D[ZZZKDUJHUFRP
 /LJKWQLQJ3URWHFWLRQ(TXLSPHQW

/LVWHG
/LVWHG /LVWHG
/LVWHG

%ROW3DUDOOHO&RQQHFWRUV
3DUW1R 0DWHULDO &ODVV %RQGLQJ3ODWH
%%& &RSSHU ,, 3DUW1R 0DWHULDO &ODVV

$%& $OXPLQXP ,,  (73% ,,

7%%& (73% ,, (OHFWUR7LQ3ODWHG%URQ]H

$FFHSWVDOOPDLQVL]HFRQGXFWRUVXSWRGLDPHWHU
(OHFWUR7LQ3ODWHG%URQ]H 2YHUVTXDUHLQFKHVRIERQGLQJVXUIDFH
$FFHSWVDOOPDLQVL]HFRQGXFWRUVXSWRGLDPHWHU

0
6 WUXF
WX
HDOD UDO
QW

/LVWHG

%L0HWDO%ROW3DUDOOHO&RQQHFWRU 06WUXFWXUDO6HDODQW
3DUW1R &RORU
3DUW1R 0DWHULDO &ODVV
02=% %ODFN
%0%& %L0HWDO ,,
02=* *UD\
[ELPHWDOFRQQHFWRUDOORZVVSOLFLQJ
 RIDOXPLQXPFRQGXFWRUVWRFRSSHUFRQGXFWRUV 02=/ /LPHVWRQH
02=: :KLWH
IOXLGR]FDUWULGJH
$SSOLFDWLRQFRYHUDJHSHUWXEHLVDSSUR[LPDWHO\
 FDEOHKROGHUVRUEDVHV
/LVWHG )RUXVHRQPHWDOPDVRQU\DQGZRRG1RWIRUXVH
 RQ732RUK\SRORQURRIV
%L0HWDO&RQQHFWRU ,QVWDOORQFOHDQVXUIDFHVLQWHPSHUDWXUHVQRWEHORZ
3DUW1R 0DWHULDO &ODVV  )
5 %L0HWDO ,,
%UDVVVLGHDFFHSWVDOOPDLQVL]HFRQGXFWRUV /LVWHG
 XSWRGLDPHWHU /LVWHG
$OXPLQXPVLGHDFFHSWVDOOPDLQVL]H
 FRQGXFWRUVXSWRGLDPHWHU

7KUX5RRI$VVHPEOLHV *URXQG5RG&ODPS
*URXQG5RG &RQGXFWRU
5LVHU 3DUW1R
3DUW1R 'HVFULSWLRQ 6L]H 5DQJH
/HQJWK
 8SWKUX $:*0&0
9 &RSSHUURRIFRQGXFWRU 
WRFRSSHUGRZQOHDG 6WDLQOHVV6WHHO8EROWIRUVWUHQJWKDQGFRUURVLRQ
9 
FDEOHZLWKYHUWLFDOEDVH  UHVLVWDQFH
9 FRQQHFWRU  3URYLGHVRYHURIFRQWDFWEHWZHHQWKHJURXQG
 HOHFWURGHDQGFRQGXFWRUV
9%0 $OXPLQXPURRI 
$FFRPRGDWHVWZRKRUL]RQWDOFRQGXFWRUVWKUX0&0
FRQGXFWRUWRFRSSHU
9%0  $FFRPRGDWHVRQHYHUWLFDOFRQGXFWRUXSWR0&0
GRZQOHDGFDEOHZLWK
/LVWHG
9%0 YHUWLFDOEDVHFRQQHFWRU 
2WKHUVL]HVDYDLODEOH3OHDVHFRQWDFWIDFWRU\ &RSSHU&ODG6WHHO*URXQG5RGV
3DUW1R 6L]H 8/0DUN
 [ <HV

/LVWHG
 [ <HV
 [ <HV
%RQGLQJ/XJV
 [ <HV
3DUW1R 0DWHULDO
 [ <HV
 (73%
$ $OXPLQXP
/LVWHG
(OHFWUR7LQ3ODWHG%URQ]H
$FFHSWVERQGLQJFRQGXFWRUV$:*WKUX$:*
+DUJHU/LJKWQLQJ *URXQGLQJ=LHJOHU'ULYH*UD\VODNH,/3KRQH)D[ZZZKDUJHUFRP
 2WKHU+DUJHU3URGXFWV

*URXQGLQJ%XVEDUV

)HQFH*URXQGLQJ

:LUHOHVV&RPPXQLFDWLRQ(TXLSPHQW

*URXQGLQJ&RQQHFWRUV

8OWUDZHOG([RWKHUPLF&RQQHFWLRQV
IHDWXULQJ8OWUD6KRW 18:7XEH

6LJQDO5HIHUHQFH*ULGV
DND6XSSOHPHQWDU\%RQGLQJ*ULGV

6SHFLDOL]HG*URXQG(OHFWURGHV

'DWD&RP%RQGLQJ *URXQGLQJ

+DUJHU/LJKWQLQJ *URXQGLQJ
=LHJOHU'ULYH*UD\VODNH,/
3KRQH)D[
:HEVLWHZZZKDUJHUFRP(PDLOKDUJHUVDOHV#KDUJHUFRP
/3/&