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This overview highlights very recent In practice, the presence of a large frac- The principles of SPD processing
achievements and new trends in one of tion of high-angle grain boundaries is are demonstrated in such techniques as
the most active and developing fields in important in order to achieve advanced high-pressure torsion (HPT), twist extru-
modern materials science: the produc- and unique properties.4 sion (TE), and multi-directional forging
tion of bulk ultrafine-grained (UFG) Processing by SPD refers to vari- (MDF), where the initial dimensions of
materials using severe plastic deforma- ous experimental procedures of metal the samples are reasonably retained.
tion (SPD). The article also summarizes forming that may be used to impose However, SPD processing excludes more
the chronology of early work in SPD pro- very high strains on materials leading to conventional forming operations such
cessing and presents clear and definitive exceptional grain refinement. A unique as uniaxial tension and compression,
descriptions of the terminology currently feature of SPD processing is that the high unidirectional extrusion, rolling, or draw-
in use in this research area. Special strain is imposed without any significant ing even if these procedures include the
attention is given to the principles of change in the overall dimensions of imposition of fairly severe strains. The
the various SPD processing techniques the workpiece. Another feature is that application of SPD processing permits
as well as the major structural features the shape is retained by using special the relatively easy fabrication of bulk
and unique properties of bulk UFG tool geometries that prevent free flow UFG materials having typically more
materials that underlie their prospects of the material and thereby produce a than ~1,000 grains in any direction within
for widespread practical utilization. significant hydrostatic pressure. The the sample volume. Ultrafine-grained
presence of this hydrostatic pressure is materials produced in this way have
INTRODUCTION
essential for achieving high strains and submicrometer grain structures and are
Interest in the processing of bulk introducing the high densities of lattice generally designated nanoSPD materi-
ultrafine-grained materials through the defects necessary for exceptional grain als.
application of severe plastic deformation refinement. Numerous techniques for SPD pro-
has grown significantly over the last cessing are now available. The major
decade.1–3 However, this research has methods already established for the
developed so rapidly in recent years that fabrication of UFG materials are HPT,
the meanings of the terminology within TE, MDF, equal-channel angular press-
this subsection of materials science have ing (ECAP), accumulative roll-bonding
remained poorly defined. It is appropri- (ARB), cyclic extrusion and compression
ate, therefore, to take this opportunity to (CEC), and repetitive corrugation and
first formally define two terms widely straightening (RCS). The principles of
used within the field: ultrafine-grained these various processes are outlined in
(UFG) materials and severe plastic this paper, as well as the major structural
deformation (SPD). features and unique properties of bulk
With reference to the characteristics of UFG materials, the areas of current inter-
polycrystalline materials, UFG materials est, and new trends within this research
may be defined as polycrystals having field. See the sidebar on page 34 for
very small grains with average grain details on the terminology used in SPD
sizes less than ~1 μm. Thus, the grain processing.
sizes of UFG materials lie within the
TECHNIQUES FOR SPD
submicrometer (100–1,000 nm) and
PROCESSING
nanometer (less than 100 nm) ranges. For
bulk UFG materials, there are additional Equal-Channel Angular Pressing
requirements of fairly homogeneous and Equal-channel angular pressing10
reasonably equiaxed microstructures, Figure 1. The principle of ECAP. is at present the most developed SPD
with a majority of the grain boundaries processing technique. As illustrated in
having high angles of misorientation. Figure 1, a rod-shaped billet is pressed
repeated N times by pushing the sample
back and forth to give an accumulated
true strain of (NΔε). With a diameter
ratio of typically dm/do ≈ 0.9, the strain
Support imposed on the material in one cycle is
Δε ≈ 0.4. Accumulated true strains of up
a b to 90 have been reported23 with sample
Figure 2. The principle of HPT: (a) tool with a sample located within a dimensions of about 25 mm in length
cavity in the support anvil and (b) tool with cavities in both anvils.
and 10 mm in diameter. The deformation
speed is as low as ~0.2 mm/s in order
stacked sheets are then rolled again to temperatures and the specific loads on to limit heating of the specimen to <5
one-half thickness. Thus, a series of tooling are relatively low. The choice K. Although the strains reached with
rolling, cutting, brushing, and stacking of the appropriate temperature-strain this method are much higher than those
operations are repeated so that ultimately rate regimes of deformation leads to the with any unidirectional SPD technique,
a large strain is accumulated in the sheet. desired grain refinement. The operation the microstructure and/or mechanical
It is possible to heat the sheet when roll- is usually realized over the temperature properties are similar because of the
ing but at a temperature where there is no interval of 0.1–0.5 Tm, where Tm is the extra annihilation of dislocations due to
recrystallization. For the ARB process, absolute melting temperature, and it is the cyclic character of the straining.24
the equivalent strain after N cycles, εN, useful for producing large-sized billets
Repetitive Corrugation and
is given by εN = 0.80N.18 with nanocrystalline structures.22
Straightening
In practice, the UFG structure pro-
Cyclic Extrusion and
duced by ARB is not three-dimensionally Repetitive corrugation and straight-
Compression
equiaxed but rather there is a pancake- ening was introduced recently and the
like structure which is elongated in the Cyclic extrusion and compression principle is illustrated in Figure 6.25 In
lateral direction. This microstructural (also sometimes called “hourglass a repetitive two-step process, the work-
feature is the same irrespective of the pressing”) is performed by pushing a piece is initially deformed to a corrugated
types of metals and alloys. The ARB sample from one cylindrical chamber of shape and then straightened between two
process may be applied for the production diameter do to another with equal dimen- flat platens using a processing cycle that
of metal-matrix composites by sheathing sions through a die with diameter dm may be repeated many times. The RCS
mixed powders and subjecting them to which is markedly smaller than do;23 the facility illustrated in Figure 6 subjects
a roll-bonding process.19 principle is illustrated in Figure 5. Thus, the workpiece to both bending and
the processing induces extrusion and the shear, which promotes grain refinement.
Multi-Directional Forging
Multi-directional forging was applied
for the first time in the first half of the
➞ ➞
Surface Treatment Cutting
1990s for the formation of UFG struc- ➞
tures in bulk billets.20,21 The process of ➞
MDF is usually associated with dynamic Degreasing
➞