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Via Satellite, October, 1998 within a given band. separate KPA is usually required for each
An earth station HPA can be one of satellite transponder.
three types: a klystron power amplifier In a klystron tube an electron beam is
Earth Station High (KPA), a traveling wave tube amplifier formed by accelerating electrons emitted
(TWTA), or a solid state power amplifier from a heated cathode through a positive
Power Amplifiers (SSPA). The KPA and TWTA achieve potential difference. The electrons enter a
amplification by modulating the flow of series of cavities, typically five in number,
electrons through a vacuum tube. Solid which are tuned around the operating
KPA, TWTA, or SSPA? state power amplifiers use gallium arsenide frequency and are connected by cylindrical
(GaAs) field effect transistors (FETs) that "drift tubes".
by Robert A. Nelson are configured using power combining In the input cavity the electrons are
techniques. The klystron is a narrowband, velocity-modulated by a time-varying
The high power amplifier (HPA) in an high power device, while TWTAs and electromagnetic field produced by the
earth station facility provides the RF SSPAs have wide bandwidths and operate input radio frequency (RF) signal. The
carrier power to the input terminals of the over a range of low, medium, and high distribution in velocities results in a density
antenna that, when combined with the powers. modulation further down the tube as the
antenna gain, yields the equivalent The principal technical parameters electrons are bunched into clusters when
isotropic radiated power (EIRP) required characterizing an amplifier are its higher velocity electrons catch up with
for the uplink to the satellite. The frequency, bandwidth, output power, gain, slower electrons in the drift tubes.
waveguide loss between the HPA and the linearity, efficiency, and reliability. Size, Optimum bunching of electrons occurs
antenna must be accounted for in the weight, cabinet design, ease of in the output cavity. Large RF currents are
calculation of the EIRP. maintenance, and safety are additional generated in the cavity wall by the density-
considerations. Cost factors include the modulated beam, thereby generating an
The output power typically may be a cost of installation and the long term cost amplified RF output signal. The energy of
few watts for a single data channel, around of ownership. the spent electron beam is dissipated as
a hundred watts or less for a low capacity KPAs are normally used for high power heat in the collector.
system, or several kilowatts for high narrowband transmission to specific The intermediate cavities are used to
capacity traffic. satellite transponders, typically for optimize the saturated power, gain, and
The choice of amplifier is highly television program transmission and bandwidth characteristics. Additional
dependent on its application, the cost of distribution. TWTAs and SSPAs are used bunching of electrons is provided, yielding
installation and long term operation, and for wideband applications or where higher gain.
many other factors. This article will frequency agility is required. The gain is typically 15 dB per cavity,
summarize the technologies, describe their Originally, TWTAs provided high so that a five-cavity klystron can provide a
important characteristics, and identify power but with poor efficiency and total gain of about 75 dB if synchronously
some issues important to understanding reliability. Compared to a KPA, these tuned. However, by "stagger tuning" the
their differences and relative merits. disadvantages were regarded as necessary individual cavities to slightly different
penalties for wide bandwidth. SSPAs first frequencies, the bandwidth can be
TYPES OF AMPLIFIERS became available about 20 years ago. increased with a reduction in gain. A
Earth station terminals for satellite They were restricted to low power systems typical gain is on the order of 45 dB.
communication use high power amplifiers requiring only a few watts, such as small For a cavity device like a klystron, the
designed primarily for operation in the earth stations transmitting a few telephone bandwidth is a fixed percentage of the
Fixed Satellite Service (FSS) at C-band channels. frequency of operation. The bandwidth is
(6 GHz), military and scientific Within the past decade, however, proportional to the frequency and inversely
communications at X-band (8 GHz), fixed TWTA and SSPA technologies have both proportional to the Q (quality) factor,
and mobile services at Ku-band (14 GHz), advanced considerably. Today there is which is defined as 2π times the ratio of
the Direct Broadcast Service (DBS) in the vigorous competition between these two the energy stored and the average energy
DBS portion of Ku-band (18 GHz), and technologies for wideband systems. lost in one cycle. Thus at C-band (6 GHz),
military applications in the EHF/Q-band a typical bandwidth is 45 MHz. But at Ku-
KPA band (14 GHz) the bandwidth is about 80
(45 GHz). Other frequency bands include
those allocated for the emerging The klystron power amplifier (KPA) is a MHz. These bandwidths are well suited
broadband satellite services in Ka-band narrowband device capable of providing for C-band and Ku-band satellite
(30 GHz) and V-band (50 GHz). high power and high gain with relatively transponders. By adding a sixth, filter
Generally, the frequency used for the high efficiency and stability. The cavity the KPA bandwidth can be doubled.
earth-to-space uplink is higher than the bandwidth is about 45 MHz at C-band and Thus 80 MHz KPAs are also available at
frequency for the space-to-earth downlink about 80 MHz at Ku-band. Thus a C-band.

1
Klystrons can be made with "extended was interested in the technology for its generated.
interaction" circuits in one or more cavities possible application to communication. The efficiency of the tube can be
that increase the bandwidth substantially. By the early 1960s, the TWT was adapted improved by applying a negative potential
This technology can provide a bandwidth for use in satellite power amplifiers in the to the collector, which retards the electron
of 400 MHz at 30 GHz. Output powers up Telstar program. beam as the electrons enter it. A collector
to 1 kW can also be achieved at different In a TWT, amplification is attained by designed to operate in this way is called a
bandwidths. causing a high density electron beam to "depressed collector". Less energy is
Although the bandwidth is relatively interact with an electromagnetic wave that converted to heat as the electron beam
small, a conventional klystron can be travels along a "slow-wave structure", impinges on the collector, and
mechanically tuned over a wide frequency which usually takes the form of a helical consequently less energy is lost as thermal
range. A klystron can be capacitively or coil. A helix is the widest bandwidth waste.
inductively tuned. All satcom klystrons structure available. The electrons are However, the distribution of electron
are inductively tuned because of better emitted from a heated cathode and are energies is not uniform. In a multi-stage
efficiency and repeatability. The accelerated by a positive voltage applied to depressed collector, high energy electrons
inductance is varied by moving a wall in an aperture that forms the anode. The are directed to stages with high retarding
the cavity (sliding short). electrons are absorbed in a collector at the fields and low energy electrons are
The output power of a KPA is about end of the tube. directed to stages with low retarding fields.
3 kW at C-band and 2 kW at Ku-band. The RF signal is applied to the helix. This configuration improves the efficiency
The lowest power KPA offered for Although the signal travels at nearly the further, but with greater complexity.
commercial satellite communications is speed of light, its phase velocity along the Another means of achieving greater
around 1 kW, although for certain axis of the tube is much slower because of efficiency is through improving beam
applications powers under 1 kW are the longer path in the helix, as determined synchronization. As the electrons travel
available. by the pitch and diameter of the coil, and is along the tube and interact with the RF
nearly equal to the velocity of the signal, they give up energy and lose
TWTA electrons. For example, if the electrons are velocity. Thus with an ordinary helix, they
The traveling wave tube amplifier accelerated by a 3,000 volt potential tend to fall behind the signal. This
(TWTA) consists of the traveling wave difference on the anode, the speed of the problem can be mitigated by brute force by
tube (TWT) itself and the power supply. electrons is about one tenth the speed of increasing the accelerating potential but at
The TWT can have either a helix or light. Thus the length of the helix wire the expense of degrading the TWT
coupled-cavity design. should be about ten times the axial length linearity.
The TWT is a broadband device with a of the tube to bring about synchronism A more elegant method is through the
bandwidth capability of about an octave, between the RF traveling wave and the use of a tapered helix, in which the pitch of
which easily covers the 500 MHz electron beam. the helix decreases along the tube. The
bandwidth typical of satellites in the FSS. The electrons interact with the traveling signal velocity is thus retarded to
It also covers the typical 800 MHz DBS wave and form clusters that replicate the compensate for beam slowing. The
bandwidth requirement, as well as even RF waveform. Midway down the tube, an selection of optimum helix configurations
broader bandwidths in Ka-band and higher attenuator, called a "sever", absorbs the RF has been made possible through advanced
bands. signal and prevents feedback, which would computer modeling techniques.
The TWT, like the klystron, is an result in self-oscillation. On the other side Another type of TWT is a coupled-
example of a device based on modulating of the attenuator, the electromagnetic field cavity device, used for high power
the flow of electrons in a linear beam, but of the electron clusters induces a waveform applications. In this case a series of cavity
differs from the klystron by the continuous in the helix having the same time- sections are connected to form the slow-
interaction of the electrons with the RF dependence as the original signal but with wave structure and is similar to the
field over the full length of the tube instead much higher energy, resulting in klystron in this respect. However, in the
of within the gaps of a few resonant amplification. The gain is typically on the klystron the cavities are independent, while
cavities. order of 40 to 60 dB. in the TWT the cavities are coupled by a
The TWT has a heritage of over half a The beam-forming optics are critical slot in the wall of each cavity.
century. The original concept was parts of the tube. To minimize heat The output power of a helix TWTA at
proposed in 1944 by Rudolf Kompfner, dissipation caused by electrons striking the C-band ranges from a few watts to about
who investigated experimental laboratory helix, the beam must be highly focused and 3 kW, while power levels of 10 kW can be
microwave tubes while working for the the transmission from one end of the tube attained with coupled-cavity TWTAs.
British Admiralty during World War II. to the other must be close to 100 percent. Helix TWTAs at Ku-band have less
The first practical TWT was developed When the electrons reach the end of the power, with a maximum power of around
at the Bell Telephone Laboratories in 1945 tube, they impact with the walls of the 700 W.
by John Pierce and L.M. Field. Bell Labs collector, where most of the heat is Higher frequency TWTAs are also

2
available, including those at Ka-band Transistors are combined to form to the input power. Instead, as shown in
(20 - 30 GHz) and V-band (40 - 50 GHz) modules. For example, a C-band module the figure, the graph representing the
where new broadband satellite services are containing twelve FETs might be output power as a function of input power
under development. However, because the configured with four FETs in parallel in a is more nearly represented by a third order
market is not well established, there are power-combining output stage, preceded polynomial than by a straight line. Thus
fewer manufacturers of tubes at these by an intermediate stage with two FETs in there is a region of approximate linearity
frequencies. parallel and six driver stages in series with beyond which the graph curves downward
The dimensions of the slow-wave one FET per stage. Each FET has a gain and reaches a plateau.
structure -- whether a helix, a coupled of about 8 dB, so that in this case there are The output power at this plateau is called
cavity, or any other type -- are determined eight stages of amplification with a total the "saturated power" (PS). The saturated
by the frequency of operation. The gain, including losses, of about 60 dB or a power is the maximum power that can be
product of wavelength and frequency is factor of 1,000,000. If each of the four generated. The point of inflection on the
equal to the speed of light, so that as the FETs in the final stage had an output curve that is 1 dB below the linear
frequency increases the wavelength power of 30 W, the total output power extrapolation is called the "1 dB
decreases. The dimensions are would be 120 W. With a gain of 60 dB, compression point" (P1).
proportional to the wavelength. Thus the the input power to the first stage would be The transfer characteristic for an SSPA
structure dimensions are approximately 0.12 mW. approaches saturation within about 1 dB of
inversely proportional to frequency. It is Higher powers are obtained by the 1 dB compression point, whereas for a
much more difficult to satisfy the criteria assembling modules using standard power TWTA or KPA it bends more gradually,
for operation at high frequencies such as combining techniques. The modules are reaching saturation about 3 dB above this
Ka-band or V-band than at C-band or Ku- connected in parallel by waveguide point. Therefore, an SSPA has superior
band. elements, such as hybrids or magic tees, to linearity to that of a TWTA or KPA over
The gain of a TWTA can be from obtain the required total output power. the full range of operation to saturation.
45 dB to 75 dB, depending on the number However, the number of parallel modules However, below the 1 dB compression
of active wavelengths in the helix circuit. is limited by combination losses. point, the linearities are similar.
SSPAs are readily available with rated The physical effect of nonlinearity is the
SSPA powers up to about 500 W at C-band or generation of harmonics of the
A solid state power amplifier (SSPA) uses 100 W at Ku-band. fundamental carrier frequency. High
a gallium arsenide (GaAs) metallic A new solid state technology is the frequency harmonics can be eliminated by
semiconductor field effect transistor (FET) microwave monolithic integrated circuit filtering. For example, at C-band the
as the amplifier gain element. The field (MMIC). This device combines active second harmonic is at 12 GHz and the
effect transistor is a voltage-controlled, FETs with passive circuit elements that are third harmonic is at 18 GHz, which are
unipolar device that conducts only deposited on a chip in a single process. well out of band.
majority carriers and has good thermal The maximum power of a single MMIC is For single channel per carrier (SCPC)
stability. In contrast, an ordinary junction about 20 W at C-band and about 5 W at frequency division multiple access
transistor is a current-controlled bipolar Ku-band. The total power can be (FDMA) systems, nonlinearity causes
device, in which both minority and increased by the combination of several intermodulation interference among
majority carriers participate in conducting MMICs in a series-parallel assembly, but neighboring channels. The principal
an electrical current, and can be thermally is limited by combination losses which source of interference is the third order
unstable. Gallium arsenide FETs can increase as the frequency increases. intermodulation (IM3) product, which
operate at higher frequencies than silicon Low power MMICs are sometimes used comes from the cubic term in the
devices, but the power output is limited by as gain stages to drive high power devices. polynomial representation of the transfer
the poor thermal conductivity and lower MMICs can provide higher gain with less characterstic. This contribution to the
breakdown voltage. space and complexity than discrete low nonlinearity generates frequencies formed
The maximum continuous output power power FETs. by mixing the second harmonic of one
of a single microwave FET can be from a carrier with the fundamental of another.
LINEARITY Thus given two carriers with frequencies f1
few watts to several tens of watts. The
limiting factor is the generation of heat. At An important characteristic of any HPA is and f2, the intermodulation products will
the thermal limit the maximum power is its linearity. This property is a measure of have frequencies 2 f2 - f1 and 2 f1 - f2,
theoretically inversely proportional to the how well the transfer characteristic of which are the same as the frequencies of
square of the frequency. Thus in the output power vs. input power follows a adjacent channels if they are equally
present state of the art, a typical GaAs FET straight line. spaced, and cause unacceptable levels of
at C-band might have a maximum output In practice, HPAs are inherently interference. The figure of merit is the
power of between 30 W and 45 W, while nonlinear devices. Nonlinearity means that so-called two-tone "third order intercept
at Ku-band it is 15 W. the output power is not simply proportional point" (IP3), where the graph of the

3
intermodulation power intercepts the graph backoff would deliver only one-fourth of There is a tradeoff between increased
of linear gain. the rated power. At the same intermodulation interference and rain
In this case, the HPA must have a "back intermodulation specification, an SSPA attenuation and noise that can be exploited
off" (BO) to operate at a power (P) in a would require about 2 or 3 dB of backoff with automatic power control.
region that is sufficiently linear where the (with respect to 1 dB compression),
intermodulation products are within delivering about half the rated power. EFFICIENCY
acceptable limits as specified by the Thus, as noted by TWTA industry The efficiency may be defined as the ratio
maximum carrier to interference power representative Stephan Van Fleteren in of the useful output power and the required
ratio (D3). This ratio may be estimated Satellite Online Magazine, 6 dB of backoff prime power consumption. Values may
from the third order intercept and the in a TWTA would be roughly equivalent differ with different definitions of output
single carrier ouput power by the relation to 3 dB of backoff in an SSPA for the power. It is thus best to completely specify
D3 = 2 (IP3 - P). same 1 dB compression point. the conditions under which the efficiency
Intermodulation interference does not For example, in SCPC FDMA is calculated. The efficiency depends on
exist if only one carrier occupies the entire applications a C-band TWTA rated at 400 the output power and the frequency of
bandwidth of the HPA, such as a single 36 W at saturation would have a practical operation. A few examples may be
MHz analog FM video channel in a KPA output power of less than 100 W. On the illustrative.
or multiple wideband digital time division other hand, an SSPA rated at 175 W at 1 In single carrier operation, a typical C-
multiple access (TDMA) channels in a dB compression (or 200 W at saturation) band TWTA rated at 75 W at saturation
TWTA or SSPA. At any given instant the would have a similar practical output delivers 70 W to the output flange and has
carrier occupies the full bandwidth of the power. Therefore, in this situation, an a required prime power consumption of
HPA and there are no neighboring SSPA rated at 175 W would be about 350 W. The efficiency is thus
channels with which to interfere. In this operationally equivalent to a TWTA rated 70/350 = 20 percent. A C-band TWTA
case, an HPA can be run at full saturated at 400 W. They would each provide about rated at 400 W delivers 350 W to the
power. - 25 dBc separation for two-tone, third flange and requires about 1300 W for an
order intermodulation performance, which efficiency of 27 percent, and a Ku-band
RATED POWER is a standard figure of merit for earth 500 W TWTA delivers 450 W and
The comparison between TWTA and station operation (where dBc refers to the requires 1900 W for an efficiency of
SSPA output power ratings has been level in decibels of the spurious 24 percent. TWTA efficiency has steadily
obscured by differences in traditional intermodulation product relative to the increased, in part due to the development
measures of output power. For a TWTA, carrier). of depressed collector technology and
the rated power is the saturated power, The same TWTA would have twice the improvements in beam focusing and
because TWTAs operate at this power for useful power if combined with a linearizer. synchronization.
single carrier applications. On the other A linearizer is a network of solid state A representative C-band 100 W SSPA
hand, for an SSPA the rated power is the 1 components that increases gain and phase at saturation requires a power of 700 W
dB compression point. The "advertised" lead as the input power increases, thus with an efficiency of about 14 percent. At
power of an SSPA is sometimes the compensating for the gain reduction and Ku-band, a typical 100 W SSPA has a
saturated power, which is about 1 dB phase lag as the TWT approaches power requirement of 1000 W for an
higher. No standards for equal comparison saturation. The linearizer reduces the efficiency of about 10 percent.
exist in the industry. intermodulation level. The output backoff At Ka-band current off-the-shelf TWTA
Another issue is the distinction between can be reduced by about 3 dB, thereby performance is 125 W with a typical
the output power of the TWT and the doubling the output power. Therefore, efficiency of 20 percent. Current SSPA
power at the TWTA output flange, which with a linearizer the traffic capacity could performance is less than 2 W at about 2
is about 0.5 to 0.7 dB lower. Allowance be doubled; alternatively, for a given percent efficiency.
must also be made for tube aging. The capacity the required TWTA saturated As another example, in multiple carrier
power delivered to the output flange must power could be halved. operation a Ku-band TWTA rated at 125
be used in system planning. For example, If only a single carrier is present, such W at saturation would deliver about 100 W
a TWTA with a rated power of 400 W at as in digital TDMA systems, then no at the output flange. With 6 dB of backoff,
saturation would actually deliver about backoff is required at all. In this case, the the useful power would be 25 W. The
350 W to the antenna waveguide. 400 W TWTA without a linearizer would maximum prime power consumption
For multiple carrier operation, backoff have four times the useful power compared would be about 650 W, but in this mode
is always referenced with respect to the to multicarrier FDMA operation. the input power would be about 500 W.
rated power. A typical output backoff for In the presence of rain fade, the KPA The efficiency is thus 5 percent.
a TWTA would be about 6 or 7 dB (with and TWTA have about 3 dB more margin This unit would be operationally
respect to saturation). Since every 3 dB than an SSPA for extra power when equivalent to an SSPA rated at 50 W at 1
corresponds to a factor of 2, a 6 dB nominally operating in the linear region. dB compression, yielding 25 W of useful

4
power with 3 dB of backoff. The prime extensively in the consumer product at lower power levels, where their
power consumption would be industries to manufacture power supplies characteristics include better linearity,
approximately 550 W, so the efficiency is for microwave ovens, copiers, and lower cost of ownership, and improved
about 5 percent. electronic equipment. safety because of lower voltages. Ease of
For the SSPA the power consumption SSPAs are not subject to any known life maintenance is also a consideration, but
stays the same, regardless of backoff and limiting factors. They do not degrade with replacement of the RF module cannot be
resulting output power. Until about 10 time, they use low voltage power supplies done easily in the field.
years ago, this was also true for TWTAs. that are reliable and safe to operate, and As the power increases, the size and
With multistage depressed collector they are not affected by vibration. weight of the equipment must increase
technology, however, the required input However, SSPAs are sensitive to voltage because of the need for heat sinks.
power drops monotonically with output spikes and fluctuations in temperature. Cooling is accomplished by either
power, albeit not proportionately. Thus in In redudant 1:1 configurations, the conduction or forced air systems.
this example, the efficiency of the TWTA standby SSPA can be inhibited to save At high frequencies, TWTAs dominate
is comparable to that of the SSPA. power with no penalty in switchover time for high power wideband applications,
The efficiency of a KPA is about 40 if the primary SSPA fails. On the other especially in Ku-band and beyond. At Ka-
percent, which is relatively high compared hand, TWTAs have a long warmup time, band and V-band their advantages may
to TWTAs and SSPAs. which requires that the spare be kept in a become overwhelming. Present wideband
ready-to-transmit state, consuming full amplifiers at Ka-band are all TWTAs. At
RELIABILITY power. this time SSPAs are not economically
Reliability is an important consideration in SSPA manufacturers state that SSPAs feasible in the DBS band or in Ka-band.
the design of a satellite communication have a MTBF ten times better than a It is often stated that a lower power
system. TWTA's. Additionally, high power SSPAs SSPA can replace a higher power TWTA
The overall reliability of a TWTA is with multiple FETs in the output stage will in multiple carrier FDMA operation due to
affected by the failure rates of both the continue to operate in the event of a FET its superior linearity. However, the
TWT and the power supply. The failure, although at reduced power. comparison may be misleading because of
life-limiting factor of a TWT is cathode So far, no authoritative study has been differences in definitions of rated power.
depletion. When SSPAs were introduced performed on the failure histories of earth In addition, if a linearizer is added, a
20 years ago, TWTs used "B" type station high power amplifiers. The TWTA will approach the performance of
cathodes with a relatively short design life principal data come from studies solid state but at higher cost.
of less than 25,000 hours. These are performed on space-borne satellite power When comparing backoffs, power
dispenser cathodes made from porous amplifiers. A study of 2400 amplifiers outputs, and efficiencies, the different
tungsten and filled with metallic onboard over 70 commercial satellites was measures of rated power and any losses in
compounds of barium, calcium, and reported by R. Strauss in the International the HPA must be taken into account. The
aluminum. The operating temperature is Journal of Satellite Communications in issue of backoff becomes moot for single
about 1000 °C. 1993. Surprisingly, it was concluded that carrier operation, such as digital TDMA
Today TWTs employ "M" type C-band TWTAs had about 33 percent systems, where backoff is not required and
cathodes with a design life of over 100,000 better reliability than C-band SSPAs, while the maximum saturated power can be fully
hours. These cathodes have a surface layer the reliability of Ku-band TWTAs was utilized.
of osmium, which due to the lower work about the same as that of C-band SSPAs. KPAs have high efficiency and are
function enhances electron emission and The KPA is the most reliable amplifier generally economical to operate.
allows a lower temperature to extend life. of all. It has a proven field MTBF of Traditionally, the klystron power amplifier
The TWT mean time before failure approximately 100,000 hours, or eight has been a workhorse in the satellite
(MTBF) has also improved significantly, years average life. communication industry. For narrowband
from approximately 8,000 hours to systems with fixed frequency assignments,
SUMMARY especially for television broadcasting, they
approximately 40,000 hours.
The overall TWTA reliability must There is increasing competition between remain an attractive alternative. The
include the MTBF of the high voltage TWTA and SSPA technologies in C-band demand continues to grow and
power supply. The power supplies are and Ku-band. SSPAs compete effectively contemplated advances in design will
susceptible to arcing if they become with TWTAs in efficiency and cost for further strengthen their role.
contaminated. Advances in power supply rated powers up to around 250 W in ________________________________
reliability have in part been the result of a C-band and 50 W in Ku-band. In these Dr. Robert A. Nelson, P.E., is president
large market for high voltage power supply bands TWTAs have several competitive of Satellite Engineering Research
circuit components with attendant high advantages over solid state at higher power Corporation, a satellite engineering
production and improved quality control. levels. consulting firm in Bethesda, MD, and is
Components used in TWTAs are also used The performance of SSPAs is optimized Technical Editor of Via Satellite.

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