Professional Documents
Culture Documents
Treatment of Asthma
Learning Objectives
By the end of this self study module you should be able to:
Drugs:
Clinical Case
Johnny is a 6-year-old African American boy who is brought into the Emergency
Department by his mother after waking up at 4 AM with difficulty breathing. His mother
states that Johnny recently recovered from an upper respiratory flu, but he has been
wheezing and coughing for the past few days since his fever broke. She informs the nurse
that Johnny has been using an albuterol inhaler at least 4-5 times per week for the past 2
months.
This is Johnny's second visit to the ED in the past 2 months. During his last visit his
symptoms also included watery eyes and a stuffy nose. Johnny has had six visits to the
Tulane ED for upper respiratory symptoms associated with wheezing over the past year.
After his previous two visits he was sent home with a prescription for an albuterol inhaler
& a macrolide & cephalosporin antibiotic combination.1) His mother states that his
breathing problems have been getting worse & more frequent, and that the antibiotics do
not seem to be working. His vaccinations are up to date.
Questions:
1. How would you treat Johnny's current symptoms while he is in the Emergency
Department?
2. Based upon Johnny's past medical history, what type of other medication should Johnny
have been prescribed during his recent visits?
3. How should Johnny & his parent(s) be educated concerning the appropriate standard of
care for patients with his level of asthma severity?
● FEV1 (Forced Expiratory Volume in 1 second): the volume of air that can be forcibly blown out in
one second after a full inspiration. Normal values vary with age and gender. Reduced in asthma.
Measured by spirometry (a type of pulmonary function test).
● FVC (Forced Vital Capacity): the maximum volume of air that can be forcibly blow out after full
inspiration. Normal values vary with age and gender. Reduced in asthma. Measured by spirometry
(a type of pulmonary function test).
● FEV1/FVC (or FEV1%): in healthy adults FEV1/FVC should be 70-85% (declining with age). In
obstructive lung diseases such as asthma & COPD FEV1 is reduced due to airway resistance to
expiratory flow. FVC may also be reduced, but not to the same extent. Hence the ratio of
FEV1/FVC is usually <80% in patients with asthma or COPD. In contrast, in patients with
restrictive diseases such as pulmonary fibrosis, the ratio of FEV1/FVC is either normal or increased
due to reduced lung compliance (Fanta, 2017).
● Wheezing: A wheeze is a continuous, whistling sound produced in the airway when some part of
the respiratory tree is narrowed or obstructed. Wheezing heard during the expiratory phase of
breathing usually signifies that the patient's peak expiratory flow rate is less than 50% of normal
(Shim & Williams, 1983).
Pathophysiology
Asthma is a very complex disease that is still poorly understood. Classic “allergic” asthma is
mediated by IgE immune globulin that is produced in response to exposure to environmental
allergens from sources including dust mites, animal dander, pollen, mold and cockroaches (Galanter
et al, 2015). The predisposition to develop specific IgE antibodies against common environmental
antigens may be due to multiple factors including genetic inheritance, and/or promotion of an
asthmatic phenotype early in life due to a lack of infections early in life. Exposure to infections and
endotoxin early in life is known to promote a shift in the differentiation of T helper cell subtypes from
the type 2 (Th2) phenotype present at birth to a more protective type 1 (Th1) phenotype. This has
become known as the “hygiene hypothesis for asthma” (illustrated in Figure 1)(Busse, 2001;
Barnes, 2015).
Th1 cells predominantly produce cytokines (IL-2 & interferon-γ) that trigger immunity responses
against intracellular bacteria and protozoa. In contrast, Th2 cells produce cytokines (e.g. IL-4, IL-5, IL-
9, IL-13) that stimulate eosinophils to attack extracellular parasites (e.g. helminths). However, the
antigen-mediated eosinophilic response produced by an abnormally large population of
Th2 cells also facilitates the tissue damage observed in allergic diseases such as asthma
(Figure 2)(Barnes, 2001).
Figure 3. Effect of acute asthma attack on the lung. The combination of muscle constriction,
increased wall thickness due to inflammation, and increased mucus results in a narrowed airway,
which limits air flow. Adapted from NHLBI & Wikipedia Commons.
Wheezing
● A wheeze is a continuous, whistling sound produced in the airway when some part of the
respiratory tree is narrowed or obstructed. Wheezing heard during the expiratory phase of breathing
usually signifies that the patient's peak expiratory flow rate is less than 50% of normal (Shim &
Williams, 1983). Wheezing can be heard here (Wikipedia Commons).
Drug therapy is the mainstay of asthma management for most patients (Fanta, 2016). The current
clinical guidelines published by the National Asthma Education and Prevention Program (NAEPP) in
2007 recommend a step-wise approach to therapy based upon the frequency & severity of asthma
symptoms, as summarized in Figure 4. In these guidelines, asthma severity is classified based upon:
● the frequency and severity of symptoms (interference with normal activities, night time awakenings)
● the frequency of need for using a bronchodilator (# per day or week)
● measurements of FVC and FEV1
FEV1 and FVC can be easily measured in the clinic by spirometry. FEV1 and FVC values vary with sex
and age. Patients with a FEV1 value of 80-120% of their predicted average value (for their age &
gender) are considered “normal”. Patients with obstructive lung disease, such as asthma, will have a
reduced FEV1 or FEV1/FVC ratio, which are used in diagnosing the severity of asthma (Figure 4).
Figure 4. Classifying asthma severity and initiating treatment in youths > 12 years of age & adults.
EIB: Exercise-induced bronchoconstriction; FEV1: forced expiratory volume in one second; FVC:
forced vital capacity; SABA: Short Acting Beta-2 Agonist (e.g. albuterol). (Adapted from National
Heart, Blood, and Lung Institute Expert Panel Report 3 (EPR 3): Guidelines for the Diagnosis and
Management of Asthma. NIH Publication no. 08-4051, 2007.
Treatment Overview
Patients with “persistent” vs “intermittent” asthma require the inclusion of one or more
daily “control” medications in addition to the use of a “rescue” bronchodilator (e.g. a
Short Acting Beta-2 Agonist, or SABA) that is taken as needed (Figure 5). A common
variable used in decision-making is the patient's frequency of use of a rescue
bronchodilator. As indicated in Figure 4, if a patient is using a rescue bronchodilator more
than twice a week, then they are considered to have “persistent” asthma, and require the
inclusion of a “control” agent, most commonly in the form of adding daily therapy with an
If asthma symptoms become more severe, therapy should be “stepped up” as summarized
in Figure 5.
Figure 5. The stepwise approach to treatment that is designed to meet individual patient needs for
adults. If an alternative treatment is used, and the response is inadequate, it is recommended that
the patient be switched to the preferred treatment, before stepping up. The role of allergy in asthma
is more common in children than adults. Initiation of immunotherapy or omalizumab should only be
conducted in a hospital or clinic prepared to identify and treat anaphylaxis, should it occur. SABA:
inhaled SHORT-acting β-2 agonist; prn: administer as needed; ICS: inhaled corticosteroid; LTRA:
leukotriene receptor antagonist; LABA: inhaled LONG-acting β-2 agonist. Adapted from the Expert
Panel Report 3: Guidelines for the Diagnosis & Management of Asthma (Natl Heart, Lung & Blood Inst,
2007). * Note: cromolyn sodium has very limited availability, and is now only available in a nebulizer
formulation.
Indoor environmental exposure to allergens (e.g. dust mites, mold, rodent, cockroach and pet
allergens) & pollutants (e.g. nitrogen dioxide from gas stoves & second-hand smoke) are major
contributors to asthma morbidity, especially in children. Environmental control strategies that
include eradication of the allergen source, the use of HEPA air purifiers, and allergen-proof mattress &
pillow covers can be as effective as asthma controller medications for reducing asthma
symptoms and flare-ups (Matsui et al, 2016).
Figure 6. The different classes of drugs used in the treatment of asthma. The drug categories most
commonly used in the initial treatment of intermittent asthma, persistent asthma & severe asthmatic
exacerbations (emergency department settings) are highlighted in bold. Other drug types that are
also used in the treatment of persistent asthma are also shown. ICS: inhaled corticosteroid; SABA:
inhaled short-acting β-2 agonist; LABA: inhaled long-acting β-2 agonist.
Oxygen is the first-line treatment of acute severe asthma in order to control hypoxemia
Note that the administration of a β2 agonist can produce a vasodilator effect in the
pulmonary circulation. The resulting increase in blood flow to poorly ventilated areas of
the lung can increase the ventilation/perfusion mismatch and thereby worsen the
hypoxemia. A decrease in arterial oxygen saturation following the administration of a β2 agonist
alone (e.g. albuterol) is well recognized in acute asthma attacks, with a maximum reduction in
saturation occurring within 5-10 minutes, and while usually self-limiting, can last up to 20 minutes.
Because of this, oxygen is the first line treatment of acute asthma exacerbation in patients
with low pO2 levels (e.g. <90%); (although the use of β2 agonists is important to achieve
adequate bronchodilation, they should not be used as initial monotherapy before oxygen in these
situations) (Volovitz & Nussinovitch, 2002).
Beta-2 Agonists
Beta-2 adrenergic agonists are the most potent bronchodilators currently approved for treating
asthma & obstructive lung disease. Depending on their duration of action, they are used as either
“rescue” medications (short acting beta-2 agonists), or “control” medications (long acting beta-2
agonists).
At the cellular level, activation of beta-2 receptors produces bronchodilation through multiple
pathways, most of which involve stimulation of adenylyl cyclase and phosphorylation of target
proteins by protein kinase A (PKA). Experiments indicate that PKA is the predominant and most
physiologically relevant effector through which beta agonists cause bronchial smooth muscle
relaxation (Morgan et al, 2014) (Figure 7). Identified cellular targets through which PKA activation
produces a bronchodilator effect include:
● MLCK: Phosphorylation of myosin light chain kinase (MLCK) by cAMP-dependent protein kinase
(PKA) decreases the affinity of the kinase for Ca2+ and calmodulin, resulting in a decrease in MLCK
activity. Phosphorylated MLCK is ineffective in sustaining the interaction between actin & myosin,
and therefore the bronchial smooth muscle relaxes passively (Miller et al, 1983; Anderson, 2006;
Morgan et al, 2014).
●
PI/Cai2+: Experimental studies have shown that increased cAMP and PKA activation inhibits
methacholine- and histamine-induced phosphoinositide (PI) hydrolysis and its effect to cause Ca2+
mobilization (Hoiting et al, 1996; Billington et al, 2013).
● KCa Channel: Beta-2 receptor stimulation has been shown to stimulate calcium-activated potassium
(KCa) channels in airway smooth muscle by both PKA-induced phosphorylation, and membrane-
delimited Gs pathways (Kume et al, 1994). Hyperpolarization resulting from this mechanism will
result in deactivation of voltage-dependent Ca channels, resulting in decreased Ca influx, which will
favor smooth muscle relaxation.
Figure 7. Bronchodilator mechanisms for beta-2 agonists and theophylline. Activation of Beta-2
receptors results in a Gs-protein mediated stimulation of adenylyl cyclase (AC) and opening of Ca-
activated K channels (KCa). Activation agents increase intracellular cAMP levels, which in turn
stimulate protein kinase (PKA).
Selective beta-2 agonists differ in terms of their speed of onset and duration of action, and are
categorized into Short Acting Beta-2 Agonists (SABAs) and Long Acting Beta-2 Agonists (LABAs)
which, despite their common site of action, have different indications in the treatment of asthma.
Inhaled short-acting beta-2 agonists (SABAs) are the mainstay of acute asthma therapy
(rescue therapy), while long-acting beta-2 agonists (LABAs) are used in combination with inhaled
glucocorticoids for long-term control of moderate to severe symptoms (e.g. LABAs are considered
“control” medications and not “rescue” medications) (Galanter et al, 2015; Lemanske, 2015).
Figure 8. Methods for Inhalation of asthma medications. A) Metered Dose Inhaler (MDI) devices use a
metered valve to deliver a specific amount of drug to the lungs in the form of a short burst of
aerosolized medication during each actuation that is self-administered by the patient during
inhalation. B) Nebulizers use oxygen, compressed air, or ultrasonic power to convert solutions into
small liquid aerosol droplets that can be inhaled into the mouth or nosepiece of the device. Figures
reproduced from Wikipedia Commons.
tremor, anxiety (CNS effects), increased heart rate & blood pressure
● Isoproterenol (Medihaler-Iso; Isoproterenol Mistometer ®)
❍ inhaled formulations were introduced in the 1960s.
❍ isoproterenol's short duration of action & bothersome side effects (tremor,
tachycardia) reduced its popularity once inhaled formulations of selective
beta-2 agonists became available
❍ isoproterenol continues to carry an FDA-approved indication for treatment
of bronchospasm during anesthesia
Formulations for subcutaneous injection are useful for treating severe asthma requiring emergency
treatment when either aerosolized therapy is not available, or has been ineffective (e.g.
due to a severely constricted airway). Parenteral administration is associated with a higher
incidence of systemic side effects including skeletal muscle tremor and anxiety
/nervousness.
● Terbutaline
● Formoterol
● Salmeterol
A newer generation of beta-2 agonists achieve a long duration of action due to their high lipid
solubility which causes them to concentrate in the lipid bilayer of smooth muscle cell membranes
(Figure 9). These agents, which include formoterol and salmeterol have a duration of action of 12
hours or more. Formoterol has a relative “fast” onset of action compared to salmeterol, perhaps due
to its more intermediate lipid solubility (Figure 9). These drugs can suppress asthma symptoms for
long time periods. However, because they have no anti-inflammatory properties (but have the
potential to mask inflammatory symptoms), they should always be used in combination
with an anti-inflammatory corticosteroid in order to reduce the risk of a potentially fatal
asthma attack resulting from uncontrolled tissue inflammation (see BLACK BOX
WARNING).
including formoterol.
One hypothesis that can account for the observation of an increased risk for asthma attacks with
LABA monotherapy is that patients may feel better when taking long-acting beta agonists, and as a
result take either lower doses of inhaled corticosteroids, or no corticosteroids at all. This could result
in an increase of underlying tissue inflammation, putting patients at an increased risk for a fatal
asthma attack.
A second hypothesis is that chronic (round the clock) exposure of beta-2 receptors to long-acting
beta-2 agonists results in the development of desensitization (tolerance) to all beta-2 agonists. The
loss of beta-2 effect then results in an inability to reverse inflammation-induced bronchoconstriction,
and an increased incidence of severe asthma-related bronchoconstriction.
Figure 9. It is postulated that the lipid bilayer of airway smooth muscle acts as a storage depot for
beta-2 agonists, such that beta-2 agonists that partition into the bilayer to a large extent remain
available to bind to the beta-2 receptor for extended time periods after they are administered
(Anderson et al, 1994). Salmeterol is believed to have a slower onset of action due to its high degree
of partitioning into the lipid bilayer, and slower rate of drug diffusion through the bilayer to its
receptor site (in contrast to other beta-2 agonists that gain access to the same receptor via an
aqueous pathway where diffusion is much more rapid).
High doses of inhaled beta-2 agonists can produce systemic side effects, and commonly include:
● tremor
● nervousness
● tachycardia (with the potential to worsen angina)
Antimuscarinics
Ipratropium bromide is a quaternary analog of atropine that can be delivered into the lung by
inhalation, but is not readily absorbed into the systemic circulation. It has been observed to produce
an effective degree of bronchodilation (rivaling the efficacy of beta-2 agonists), while (on average) it
seems to provide less benefit in patients with mild to moderate asthma attacks (Qureshi et al, 1998;
Fanta, 2017; Kirkland et al, 2017) (see Figure 10).
Ipratropium is available in several inhaler dosage forms, including monotherapy (Atrovent ®), and as
an inhaler combination with albuterol (Combivent ®). Ipratropium is also used in the treatment of
Chronic Obstructive Pulmonary Disease (COPD), as are longer duration analogs such as tiotropium
and aclidinium. Tiotropium was also recently approved by the FDA for long-term maintenance
(control) of severe asthma in adults, at a lower dosage than used for treating COPD (Chin et al, 2016).
● ipratropium
● tiotropium (a LAMA: Long-Acting Muscarinic Antagonist)
Figure 10. The mechanism of action of ipratropium bromide in asthma. Ipratropium is a quaternary
analog of atropine that when inhaled can antagonize the effects of heightened cholinergic tone on
bronchial smooth muscle and mucus secretion, a condition most commonly associated with severe (vs
mild) asthma. Cholinergic stimulation produces increased bronchoconstriction in airway smooth
muscle and increased mucus secretion in mucous-secreting cells via the same IP3 signal transduction
pathway (Williams et al, 2006; Bulkhi et al, 2016). As illustrated in the inset, children with severe
asthma treated with inhaled ipratropium (ipratropium group) in addition to the established standard
of care (control group: inhaled albuterol and oral corticosteroids) had a lower rate of needing to be
admitted to hospital compared to those given only albuterol and corticosteroid alone (modified from
Qureshi et al, 1998). (Ipratropium structure reproduced from Wikipedia Commons).
● beclomethasone (QVAR ®)
● budesonide (Pulmicort ®)
● fluticasone (Flovent ®)
● ciclesonide (Alvesco ®)
● flunisolide (Aerobid ®)
● mometasone (Asmanex HFA ®)
Inhaled formulations have similar therapeutic efficacy as oral or i.v. drug formulations, but have
significanly fewer systemic side effects. Daily ICS treatment can produce measurable effects to
increase FEV1 within several days after the onset of therapy, however maximal improvement
may require a month or more of daily therapy (see Rx.com: Budesonide Clinical Pharmacology).
The slow onset of therapeutic effect is attributed to the time it takes for these compounds to alter
gene expression (see glucocorticoid_pharmacology, which produces:
Corticosteroids can also help restore the responsiveness to beta-2 agonist in patients who have
developed some degree of tolerance to these agonists. Corticosteroids suppress the symptoms of
asthma, but are not a cure.
If asthma symptoms become severe, tissue swelling & edema (see Figure 3) can produce
significant obstruction of air flow such that inhaled SABAs or ICS cannot be adequately
inhaled. In this situation, either oral or i.v. injection of a corticosteroid may be necessary (and even
life-saving). Corticosteroids commonly used for this indication include:
Leukotriene pathway inhibitors consist of both inhibitors of 5-lipoxygenase, and leukotriene receptor
antagonists. Both classes of drugs are typically given orally, and can have been documented to
produce beneficial effects in the chronic management of asthma. They do not have a
recognized benefit in treating asthma flare-ups (i.e. they are used as control medications, and not
rescue medications) (Fanta, 2017).
Figure 11. The metabolic pathway by which leukotrienes are formed by leukocytes in response to
stimulation by inflammatory conditions. Corticosteroids can reduce leukotriene formation by
upregulating the expression of annexin A1, which inhibits phospholipase A2 (PLA2). Zileuton is a
selective inhibitor of 5-lipoxygenase (LOX), an early step in the synthesis of leukotrienes. Montelukast
and zafirlukast are leukotriene receptor antagonists.
Anti-IgE Therapy
● omalizumab
Omalizumab is a humanized monoclonal antibody that blocks the binding of IgE to receptors on a
variety of cell types involved in producing inflammation (e.g. mast cells, macrophages, T & B
lymphocytes), preventing their activation by allergens (see Figures 2 & 12). Because of its very high
cost, it has been approved for use ONLY in patients with moderate to severe persistent
asthma who:
Omalizumab is administered by s.c. injection every 2-4 weeks, with the dose being determined by the
titer of circulating IgE.
beta-2 mediated decrease in release of inflammatory mediators by mast cells & basophils
■
alpha-1 & alpha-2 mediated vasoconstriction resulting in decreased mucosal edema in the
■
Figure 12. Omalizumab is a humanized monoclonal antibody that binds to the Cε3 domain of
circulating IgE, which prevents IgE from binding to and activating receptors on mast cells and
lymphocytes. In this illustration, a mast cell is used to illustrate the beneficial effects of omalizumab.
Theophylline
Several decades ago, theophylline was used as a bronchodilator of choice in the treatment of severe
asthmatic attacks. However, the development of beta-2 agonists that are more efficacious
bronchodilators, with relatively few clinically significant side effects, has resulted in almost a complete
discontinuation of theophylline's use in the treatment of asthma. However, theophylline is still
included in the most recent clinical guidelines as an alternative oral tablet “control” medication
(Figure 5).
mechanism involved in its acute effects to produce bronchodilation (Figure 7). Xanthine
derivatives that do not antagonize adenosine receptors are effective bronchodilators. There is also
some clinical evidence suggesting a slower anti-inflammatory effect that may contribute to long-term
effects as well (Galanter & Boushey, 2015).
● theophylline
❍very rarely used - not as effective as SABAs
❍has a very narrow TI
Pharmacokinetics:
■
Theophylline should only be used where methods to measure blood levels are available due
●
arrhythmias.
Side Effects:
■
phenobarbital.
The drug doses required to control theophylline-induced seizures may be close to those
❍
Degranulation inhibitors
Cromolyn sodium is the only degranulation inhibitor still available in the US, and it is available in a
nebulizer formulation only (it had previously been available in a metered-dose inhaler formulation).
These agents must be given prior to exposure to an allergen (they are largely ineffective after
exposure to allergen). They exert an effect on chloride channels that results in reduced granular
release of mediators contributing to allergic reactions (as depicted in Figure 12) when mast cells &
eosinophils are stimulated by an IgE-allergen complex. They have fallen out of favor due to their
relatively low clinical efficacy, although they are still listed in current clinical guidelines (e.g. Fanta,
2017b).
References
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Pharmacological Basis of Therapeutics, 12e. Brunton LL, Chabner BA, Knollmann BC (Editors);
McGraw-Hill (Access Medicine).
● Barnes PJ: (2012): Part 10 - Diseases of the respiratory system. In: Harrison's Principles of Internal
Medicine. Fauci, Brauwald, Kasper, Hauser, Longo, Jameson & Loscalzo. Vol 2 17th Ed. McGraw Hill.
● Barnes PJ (2015): Asthma. Chapter 309. In: Harrison's Principles of Internal Medicine 19th Ed.
McGraw-Hill.
● Billington CK et al (2013): cAMP Regulation of Airway Smooth Muscle Function. Pulm Pharmacol
Ther. 26(1): 112–120. doi: 10.1016/j.pupt.2012.05.007
● Bulkhi A et al (2016): Long-Acting Muscarinic Antagonists for Difficult-to-Treat Asthma: Emerging
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● Busse WW (2001): Asthma. N Engl J Med 344:350-362. DOI: 10.1056/NEJM200102013440507
● Expert Panel Report 3: Guidelines for the Diagnosis and Management of Asthma. Report 07-4051.
National Heart, Lung and Blood Institute (NHLBI) of the NIH (2007).
● Canning BJ, Fischer A (2001): Neural regulation of airway smooth muscle tone. Respiration
Physiology. 125(1–2): 113-127.
● Chin SJ et al (2016): Tiotropium Respimat Is Effective for the Treatment of Asthma at a Dose Lower
Than That for Chronic Obstructive Pulmonary Disease. Ann Am Thorac Soc. 13(2):173. doi:
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● Fanta CH (2016): An overview of asthma management. In: UpToDate, Basow, DS (Ed), Waltham, MA.
Cited 10/31/16
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● Galanter JM et al (2015): Drugs used in asthma. Chapter 20. In: Basic & Clinical Pharmacology, 13e.
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● Gibson PG et al (2001): Heterogeneity of airway inflammation in persistent asthma : evidence of
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● Hoiting BH et al (1996): Modulation of agonist-induced phosphoinositide metabolism, Ca2+
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