Tier I Tier II

Machine Machine
Serial Tier I Engine Serial Tier II Engine
Tier I Engine Number Tier I Engine Serial Number Tier II Engine Number Tier II Engine Serial Number
Tier I Machine Arrangment Prefix Model Prefix Tier II Machine Arrangment Prefix Model Prefix
Motor Grader Motor Grader
Product Product
124-4203,
146-4341, 5ZM, 4XM, 168-7967,
12H Series I 146-4342 2LR 3306 08Z, 6NC 12H Series II 168-7966 AMZ C-9 4ZF

146-8338,
146-8341, 6TM, 4MK, 199-5055,
120H Series I 146-8342 6NM 3116 4TF, 7JS, 98Z 120H Series II 199-5056 ALZ 3126B / C7 BMA
185-9373,
135H Series I 146-8347 3YK 3116 4TF, 7JS, 98Z 135H Series II 185-9374 AMX 3126B / C7 BMA
146-4346,
146-4347,
14H Series I 110-5761 7WJ 3306 08Z, 6NC 14H Series II 161-1747 ASE 3176C / C10 3PD

146-4337,
146-4336,
116-7578,
146-4340,
111-8003,
110-1596, 8JM, 8KM,
140H Series I 146-4340 2ZK 3306 08Z, 6NC 140H Series II 160-5101 APM 3176C / C10 3PD

146-4338,
146-4336,
110-1596,
143H Series I 111-8004 1AL 3306 08Z, 6NC 143H Series II 161-1750 APN 3176C / C10 3PD

16H Series I 110-7949 6ZJ 3406C 11N, 41Z 16H Series II 204-7983 ATS 3196 / C12 5ED

146-4344,
111-8005,
146-4339,
110-1610,
110-1609,
146-4345, 6WM, 9EJ, 161-1751,
160H Series I 146-4347 9JM 3306 08Z, 6NC 160H Series II 159-7195 ASD 3176C / C10 3PD
146-4345,
163H Series I 110-1610 5AK 3306 08Z, 6NC 163H Series II 161-1752 ARL 3176C / C10 3PD

24H Series I 123-0200 7KK 3412E 80M 24H Flex Tier II

Wheel Tractor Wheel Tractor

Scraper Scraper

611 125-1354 6SZ 3306 08Z, 6NC 611G 174-7516 BLZ C-9 4ZF

613C SERIES II 118-7663 8LJ01293 - 3116 4TF, 7JS, 98Z 613C SERIES II FLEX Tier II

179-3577,
125-1354,
9Q5753,
3Q6854,
615C & 615D 9Q5371 9XG 3306 08Z, 6NC 615G 174-7516 BPW C-9 4ZF
124-4675,
119-5782, 160-0651,
621F SERIES II 125-0196 4SK 3406C 41Z 621G 192-4242 APL 3406E / C15 BET
124-4675,
119-5782, 160-0651,
623F SERIES II 125-0196 5EW 3406C 41Z 623G 192-4242 ARW 3406E / C15 BET
627F SERIES II
SCRAPER 116-7557 4YK 3306 08Z, 6NC 627G SCRAPER 174-7519 CEZ C-9 4ZF
124-4675,
627F SERIES II 119-5782, 160-0651,
TRACTOR 125-0196 1DL 3406C 41Z 627G TRACTOR 192-4242 CEX 3406E / C15 BET
123-0207, 162-0471,
631E SERIES II 132-5015 1AB 3408E 99C 631G 230-5098 AWK, CLR 3408E / C18 BET
123-0207,
633E SERIES II 132-5015 1FB 3408E 99C 633 OUT OF PRODUCTION

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 Tier I Tier II
Machine Machine
Serial Tier I Engine Serial Tier II Engine
Tier I Engine Number Tier I Engine Serial Number Tier II Engine Number Tier II Engine Serial Number
Tier I Machine Arrangment Prefix Model Prefix Tier II Machine Arrangment Prefix Model Prefix
637E SERIES II 125-1181,
SCRAPER 164-0730 1HB 3306 08Z, 6NC 637G SC 174-7522 CEJ, CEM C-9 4ZF
637E SERIES II 123-0207, 162-0471,
TRACTOR 132-5015 2PS 3408E 99C 637G TR 230-5098 AXT, CEH 3408E / C18 5XD
123-0199,
651E SERIES II 149-6377 4YR 3412E 80M 651 FLEX TIER II
657E SERIES II 123-0208,
SCRAPER 149-6376 7KR 3408E 99C 657 SCRAPER FLEX TIER II
657E SERIES II 123-0199,
TRACTOR 149-6377 6TR, 5YR 3412E 80M 657 TRACTOR FLEX TIER II

Off Highway Off Highway

Truck Product Truck Product

144-3575,
123-0206, 183-3000,
131-4876, 5TR, 5SS, 220-0257
769C & 769D 136-0869 02X, 01X 3408E 99C 769D SERIES II (Service Rpl.) BBB 3408E / C18 5XD

144-3575, 183-3000,
123-0206, 220-0257
771D Series I 131-4876 6YS, 6JR 3408E 99C 771D SERIES II (Service Rpl.) BCA 3408E / C18 5XD
131-4877,
143-7471,
123-0198,
773D 144-3497 7ER, 7CS 3412E 80M 773E 198-3055 BDA 3412E / C27 5JJ

131-4878,
144-3578,
123-0198,
775D 127-5792, 6KR, 8AS 3412E 80M 775E Tier II 2006

187-9074,
209-0191
775E (Service Rpl.) BEC 3412E 80M
155-0537,
777D 195-3816 AGC 3508E 2GR 777D Tier II 2006

785C 175-5285 APX 3516B 8BR 785C Tier II 2006

175-5289,
789C 193-4113 2BW 3516B 7TR 789C Tier II 2006
147-0797,
793C 196-9173 ATY, CBR 3516B 7TR 793C Tier II 2006
136-3202,
797 136-3201 5YW 3512B (2) 1AW, 2SC

213-6602,
797B 213-6601 JSM 3512B (2) 1AW, 2SC 797B Tier II 2006
Wheel Loader Wheel Loader
and Wheel and Wheel
Compactor Compactor
Product Product

122-4210,
149-3751,
814F SERIES I 9Q5362 9DM 3306 08Z, 6NC 814F SERIES II 184-1158 BGK 3176C / C10 3PD
122-4210,
149-3751,
815F SERIES I 9Q5362 1GN 3306 08Z, 6NC 815F SERIES II 184-1158 BKL 3176C / C10 3PD
122-4210,
149-3751,
816F SERIES I 9Q5362 5FN 3306 08Z, 6NC 816F SERIES II 184-1158 BMR 3176C / C10 3PD
111-1779,
824G SERIES I 146-5815 4SN 3406C 41Z 824G SERIES II 188-2475 AWW 3406E / C-15 BKN
111-1779,
825G SERIES I 146-5815 6RN 3406C 41Z 825G SERIES II 188-2475 AXB 3406E / C-15 BKN
111-1779,
826G SERIES I 146-5815 7LN 3406C 41Z 826G 188-2475 AWF 3406E / C-15 BKN

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 Tier I Tier II
Machine Machine
Serial Tier I Engine Serial Tier II Engine
Tier I Engine Number Tier I Engine Serial Number Tier II Engine Number Tier II Engine Serial Number
Tier I Machine Arrangment Prefix Model Prefix Tier II Machine Arrangment Prefix Model Prefix
123-0203,
834B 154-8868 7BR 3408E 99C
141-1778,
834G SERIES I 150-7232 6GZ 3456 ATAAC 7RC 834G Series II 198-6493 BPC 3456 / C16 BNT

836, 836B 143-8336 7FR, 3RL 3408E 99C

836G Series I 141-1778 7MZ 3456 7RC 836G Series II 198-6493 BRL 3408E / C-18 BNT

844 122-1117 2KZ 3412E 80M 844 Series II 184-6458 BBN 3412E / C27 5JJ
161-1592,
854G 217-7092 AMP 3508B 2GR 854G Tier II 2006
135-6437,
938G 193-8219 4YS 3126 3AK, 55K, 6JK 938G 198-5914 CRD 3126B / C7 BMA, 5GG

950F Series II 112-2086 5SK 3116 4TF, 98Z

172-4038, BMA. CSW,
950G Series I 116-8670 4BS, 3JW 3126 3AK, 55K, 6JK 950G Series II 216-0848 AXR, AXX 3126B / C7 5GG
216-0850, BMA. CSW,
962G Series I 116-8671 5AS 3126 3AK, 55K, 6JK 962G Series II 184-2632 AXS, AXY 3126B / C7 5GG
122-4210,
149-3751,
966F Series II 9Q5362 1SL 3306 08Z, 6NC

214-4619,
133-0826, 223-1556,
966G Series I 155-2492 3SW, 3ZS 3306 08Z, 6NC 966G Series II 180-3191 ANT, ANZ 3176C / C10 3PD

970F 118-9720 7SK 3306 08Z, 6NC

133-0827,
151-2626, 223-1559,
972G Series I 155-2492 7LS, 4WW 3306 08Z, 6NC 972G Series II 214-4620 ANY, AWP 3196 / C12 5ED
108-0348,
134-4138,
144-3421, 169-4823,
152-1468, 218-0903,
980G Series I 192-7101 2KR 3406C 41Z 980G Series II 217-5124 AWH 3406E/ C-15 BET
122-1116,
143-0029,
988F Series II 9Q3702 2ZR 3408E 99C

167-9672,
133-3840,
180-4188, 198-6489,
988G Series I 160-3809 2TW 3456 7RC 988G Series II 235-4732 BNH 3456 BNT
185-2363,
185-2370,
990 Series I 122-1117 4FR 3412E 80M 990 Series II 184-6458 BCR 3412E 5JJ

992G Series II 161-1592 ADZ 3508B 2GR 992G Tier II 2006

994D 100-8094 3TZ 3516B 7TR 994D Tier II 2006 3516B

Forest Forest
Products and Products and
Pipelayers Pipelayers

525 125-9360 1DN 3304 07Z

525 B 148-3017 3KZ 3126B 55K 525GR B Flex Tier II

533 190-6442 CDR 3126 6JK 533X Flex Tier II

535 B 163-5360 AAE 3126 6JK 535GR B Flex Tier II

550 149-1153 7ZN 3126 6JK

191-1853,
570 149-1155 4XR 3126 6JK 570B 191-1854 CKG 3126B / C7 BMA, 5GG

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 Tier I Tier II
Machine Machine
Serial Tier I Engine Serial Tier II Engine
Tier I Engine Number Tier I Engine Serial Number Tier II Engine Number Tier II Engine Serial Number
Tier I Machine Arrangment Prefix Model Prefix Tier II Machine Arrangment Prefix Model Prefix
191-1853,
580 149-1155 7CN 3126 6JK 580B 191-1854 CLT 3126B / C7 BMA, 5GG

554 144-6192 1AM 3126 7BJ 554 Flex Tier II

149-1153,
574 179-1802 1FM 3126 6JK 574 Flex Tier II

517 138-2296 5WW, 6PW 3304 07Z 517 Flex Tier II

2RS, 3DS,
527 129-8178 4NS 3304 07Z 527 Flex Tier II

539 159-0877 1PZ 3126 55K 539 Flex Tier II

545GR 146-6725 2FZ 3306 6NC 545GR Flex Tier II

561M 114-4508 1KW 3116 1CK, 4TF 561N 201-9065 CPH 3126B / C7 BMA, 5GG

572R 108-2448 2HZ 3306 08Z, 6NC 572R DISCONTINUED

583R 142-6102 2XS 3406C 41Z 583R Flex Tier II

589 Flex Tier I 589 Flex Tier II

Track Type
Tractor Track Type
Product Tractor Product
3412E SCAC /
D10R Series I 115-7641 3KR 3412E 80M D10R Series II 171-5806 AKT C27 5JJ

D11R Series I 155-5556 7PZ, AAF 3508B 2GR D11R Series I TIER II 2006

139-3286,
139-3287,
124-4291, 163-5784, 3408E SCAC /
D9R Series I 124-4292 8BL, 7TL 3408E 99C D9R Series I 163-5785 ACL, ABK C18 5XD
105-9697,
114-0100,
222-5432, 157-7195,
D8R Series I 222-5435 7XM 3406C 41Z D8R Series II 157-7196 6YZ 3406E, C-15 BET

108-2447, 160-8557,
108-2449, 160-8558,
108-2450, 160-7686,
108-2448, 2EN, 2HR, 160-8560, ADW, AEC,
153-3521, 3DN, 9HM, 195-4984, AFG, ACS,
D7R Series I 194-4826 5KZ, BBZ 3306 08Z, 6NC D7R Series II 195-6514 AGN, ABJ 3176C /C-10 3AG, 7ZR

108-1073,
108-1078,
108-1076,
108-8239,
110-5798, DMP, 8LN, 169-3791,
108-8237, 7KN, 2YN, 166-0273, AEP, ACJ,
115-7104, 5LN, 6JN, 176-5509, AGM, AFM,
153-2646, 4MN, 3ZN, 176-9269, ADE, AAX,
D6R Series I 153-2896 9PN 3306 08Z, 6NC D6R Series II 169-3790 AEM C-9 4ZF

2RN, 3WN, 191-4479, AKM, ALR,

D6M 107-4935 9ZM, 4JN, 3116 1CK, 4TF, 7JS D6N 191-4481, ALH, ALY 3126B / C7 BMA, 5GG

6GN, 3CR, 185-3919,

D5M 114-4508 4BR, 3DR 3116 1CK, 4TF D5N 188-2033 AGG, AKC 3126B / C7 BMA, CSW

D5G 174-5998 FDH, FDW 3046 5XK D5G Series II 211-3012 WGB, RKG 3046 MHK

DUE OUT
D4G 174-5997 CFN, FDC 3046 5XK D4G Series II 2004

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 Tier I Tier II
Machine Machine
Serial Tier I Engine Serial Tier II Engine
Tier I Engine Number Tier I Engine Serial Number Tier II Engine Number Tier II Engine Serial Number
Tier I Machine Arrangment Prefix Model Prefix Tier II Machine Arrangment Prefix Model Prefix

D3G 174-5996 CFC, CFF 3046 5XK D3G Series II 213-8544 JMH, BYR 3046 MHK

Agriculture Agriculture
Tractors Tractors
116-5375,
75E 116-7377 6HS 3176 7ZR
116-5385,
85E 116-5387 6JS 3196 6AR
116-5397,
95E 116-5395 6KS 3196 6AR
194-4160,
MT735 177-1417 AKN C-9 4ZF

MT745 177-1414 ALA C-9 4ZF

MT755 177-1416 ALM C-9 4ZF

MT765 177-1418 AMS C-9 4ZF

MT835 172-6945 BAM 3196 / C12 JAC

MT845 172-6945 BBP 3196 / C12 JAC

MT855 172-6955 BCC 3406E / C15 A3A

MT865 172-6957 BDS 3456 / C16 GDA

Articulated Articulated
Trucks Trucks
135-8107,
134-9457,
D250E 116-7570 5TN, 4PS 3306 08Z, 6NC 725 167-4382 AFX 3176C / C10 3PD

116-7580,
D300E 144-3922 7FN, 5KS 3306 08Z, 6NC 730 167-4381 AGF 3196 / C12 5ED
153-7077,
D350E Flexed 735 235-4688 AWR 3406E / C15 BET
119-5723,
143-3019, 2YR, 8PS,
D400E 140-6753 APF 3406C 41Z 740 153-7076 AZZ, AMX 3406E / C15 BET

D25D 120-6625 1HK 3306 08Z, 6NC D25 FLEX

D30D 120-6630 3AJ 3306 08Z, 6NC D30 FLEX

Grenoble
Track Loaders Grenoble Track
and Track Loaders and
Tractors Track Tractors

MachSMDL MachSMDL EngSMDL

TIER II FLEX
933C 149-8748 4MS 3046 5XK 933C UNTIL 2004
TIER II FLEX
939C 149-8749 6DS 3046 5XK 939C UNTIL 2004

953C 147-1753 2ZN 3116 4TF 953C Series II 171-7613 BBX 3126B / C7 BMA

963C 127-1023 2DS 3116 5GG 963C Series II 169-9096 BBD 3126B / C7 BMA

973C 142-8133 3RZ 3306 13Z 973C Series II 171-6598 BCP C-9 4ZF

Excavator Excavator
Product Product

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 Tier I Tier II
Machine Machine
Serial Tier I Engine Serial Tier II Engine
Tier I Engine Number Tier I Engine Serial Number Tier II Engine Number Tier II Engine Serial Number
Tier I Machine Arrangment Prefix Model Prefix Tier II Machine Arrangment Prefix Model Prefix

301.5 145-6693 3YW 3003 5DW 301.5 TIER II 2005

301.6 145-6693 BDH 3003 5DW 301.6 TIER II 2005

301.8 145-6693 BFA 3003 5DW 301.8 TIER II 2005

302.5 145-6694 4AZ 3013 4ZW 302.5 TIER II 2005

303.5 168-3312 DCH 3013 4ZW 303.5 TIER II 2004

304.5 168-3313 WAK 3024 8FG 304.5 TIER II 2004

305 191-3312 BMW 4M40E1

205-6736, BAJ, BNE,
307C 162-6280 BCM 4M40E1

308C 205-6828 CRW 4M40E1

311B 185-8945 2MS, 8HR 3064 6LK 311C TIER II 2004

311C 205-6713 CLK, CKE 3064 6LK

3ES, 8JR,
9HR, 2NS,
312B 154-0626 9GR 3064 6LK
6SW, 9FS,
130-4666, 9NW, 6TL, TIER II LATE
312B 165-7604 2KW 3054 7BK, 5HK 312C 2003

M312 165-7604 6TL 3054 7BK, 5HK

315B 130-6340 5SW 3054 7BK, 5HK 315C 176-3172 ANF 3054B / C4 CRX
CFT, CJC,
315C 198-1441 CFL, CFB 3046 5XK

M315 130-6343 7ML 3054 7BJ, 5HK

TIER II LATE
317B 176-7085 9WW, 6DZ 3046 5XK 317C 2003
3LR, 7KZ,
318B & 156-4370, 5BJ, ADC, TIER II LATE
318C SERIES I 176-1066 AEJ 3046 5XK 318C SERIES II 2003
8AL, 6ES,
M318B 118-3600 8SS 3116 4TF, 98Z M318C 188-5096 BCZ, BEB 3056E / C6 CPT
1XS, 7JR,
9Q-5529, 9WS, 6LW,
120-7719, 3YS, 2AS, 201-3878, MAB, PAB,
320B 186-5801 5MS 3116 1CK, 4TK, 98Z 320C 201-3880 MAC, PAC 3066

222-8376, AMC, ANB, 205-6719, BMA, 5GG,

320C 162-6206 CLM, CLZ 3066 320C 232-3135 HEK 3126B / C7 CSW

320C 211-0750 BKJ 3126 3AK, 55K, 6JK

M320 118-3600 9PS, 6WL 3116 1CK, 4TF, 98Z

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 Tier I Tier II
Machine Machine
Serial Tier I Engine Serial Tier II Engine
Tier I Engine Number Tier I Engine Serial Number Tier II Engine Number Tier II Engine Serial Number
Tier I Machine Arrangment Prefix Model Prefix Tier II Machine Arrangment Prefix Model Prefix
2ES, 1YS,
120-4815, 1ZS, 8NR,
131-3804, 1AS, 5CR,
322B 120-4814 8MR, 3NR 3116 1CK, 4TF, 98Z

HEK, LAR,
211-0750, 213-9266, C3R, ADX,
168-8660, BFK, BKM, 209-5362, BTE, HBG,
322C Series II 196-5916 BLP, BGR 3126 3AK, 55K, 6JK 322C Series II 232-3135 MAR, EMR 3126B / C7 5GG

BKH, BKT,
BKW, BFE,
CSJ, BLA,
BLX, CRB,
2JR, 8PR, 159-3458, BMM, G1L,
1GS, 1CK, 188-6124, M2K, S3M,
115-5937, 4TF, 98Z, 234-2918, Y4P, S2M,
115-5938, BGN, 8GM, 201-4205, Y4P, S2C, BMA, CSW,
325B 131-3803 7EN 3116 1CK, 4TF, 98Z 325C 212-0765 JLD, DTF, JLC 3126B / C7 5GG

GAG, HAA,
MCA, JAB,
187-0773, GKX, KDD,
116-7568, CYA, DKY,
136-9004, 5LR, 3YR, CGZ, CAP,
141-4836, 4RS, 5LS, 208-3027, BTM, D3C,
145-3275, 8SR, 1JS, 187-0470. B4N, B1K,
330B 139-5531 5EZ, AME 3306 13Z 330C 211-5020 B2L, JNK C-9 4ZF

5WS, 4SS,
7KS, 9GS, AGS, ALB,
2NW, 3MW, 177-0564, APB, CFM,
126-0054, 2ZW, 6XS, 173-0355, DCW, AKJ,
142-2005, 2SW, BEF, 194-6646, AKX, CCC,
148-2005, 8KW, 9CW, 163-5640, AMD, AMJ,
345B 138-2001 6MW, 8RW 3176 7ZR 345B Series II 171-4356 AMN, AYR 3176C / C10 7ZR

142-2036, 9PZ, 9TZ,

148-2061, 4XZ. AGD,
210-9262, CTY, JMB,
365B Tier II started for model in 1997, see Tier II engines 365B Series II 210-9261 DER 3196 / C12 6AR

6I-4375,
4P5375,
134-4137, 1JM, 8WJ, 160-6900, ANS, BLY,
111-2085, 8XG, 6NK, 201-5588, FDL, CLS,
375 148-7514 9WL, 6RL 3406C 41Z 385B 205-5858 BKX 3456 / C16 BLC

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 Tier I Tier II
Machine Machine
Serial Tier I Engine Serial Tier II Engine
Tier I Engine Number Tier I Engine Serial Number Tier II Engine Number Tier II Engine Serial Number
Tier I Machine Arrangment Prefix Model Prefix Tier II Machine Arrangment Prefix Model Prefix

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