Professional Documents
Culture Documents
www.saif.com
RISK MANAGEMENT
June 2007
Excavations
Extreme caution must be used during any excavation. A trench is referred to as a
narrow excavation in which the depth is greater than the width, and the width is
not greater than 15 feet. An excavation is any man-made cavity or depression in
the earth’s surface. This can include excavations for anything from basements to
highways.
All excavations over four-feet deep (Washington), or five-feet deep (Oregon), must
be sloped, shored, sheeted, braced or otherwise supported. When soil conditions
are unstable, excavations shallower than four feet must also be sloped, supported
or shored.
Core borings taken at an appropriate number of locations will disclose the presence
of one or more of the following:
1. Rock
2. Water
3. Sand - including quicksand
These are conditions for which allowance must be made in site work and
excavation. Study all site plans and contact all known utility services to determine if
there are any:
1. Telephone cables
Safe Trenching
The first step in safe trenching and excavation work begins in the pre-bid stage
when you should make allowances in both time and cost for applying safe shoring
and/or sloping systems. Correcting mistakes in shoring and/or sloping after work
has begun slows down the operation, adds to the cost and increases the possibility
of an excavation failure.
• Choose a support system sturdy enough to withstand the stress which may
be exerted by water, vibration, or heavy loads.
• Contact the utility companies involved and inform them of the proposed work
before starting the trench or excavation.
Trenching Procedures
Trenching operations are hazardous even under the best of conditions and a
thorough hazard analysis should be made prior to start up. The result of your
hazard analysis should be previewed with all employees who may work near the
trenching operation. If you are involved in trenching operations where the
excavation is deeper than four feet, established procedures must be developed in
accordance with all federal, state and company policies.
Your written procedures should include the checklists provided at the end of
this section.
Support Systems
Designing a support system can be a complex operation because of the number of
factors involved. Some of the consideration you must take into account:
• Soil structure
• Depth of cut
• Superimposed loads
• Vibrations
Shoring
Whatever support system is used, workers should always apply shoring from the
top of the trench or excavation and work down. In installing the shoring, care must
be taken to place the crossbeams or trench jacks in true horizontal position and to
space them vertically at appropriate intervals. The braces also must be secured to
prevent sliding, falling, or kickouts.
• in good condition
• free of defects
Installation
Installing the shoring should immediately follow the excavation work. It is
dangerous to allow trenches to remain unshored even if no work is being done in
them: dirt walls will slough off, causing dangerous overhangs. The longer a trench
is left unsupported, the greater the chance of a cave-in.
Removal
As soon as work is completed, the trench should be backfilled as the shoring is
dismantled. After the trench has been cleared, workers should remove the shoring
from the bottom up, taking care to release jacks or braces slowly. In unstable soil,
ropes should be used to pull out the jacks or braces from above.
Inspections
Shoring systems must be inspected daily by a competent person. Inspections also
are required after rainstorms or any changes in conditions that can increase the
possibility of a cave-in or slide. If dangerous ground movements are apparent, such
as subsidence or tension cracks, all work in the excavation must be stopped until
the problem has been corrected.
In case of an emergency, workers must be able to leave the trench quickly. When
employees are required to be in trenches four feet deep or more, adequate means
of exit, such as a ladder or steps, shall be provided and located so as to require no
more than 25 feet of lateral travel.
Trenching and excavation work leaves no room for risk-taking and requires that
safe working conditions be provided for all employees working in excavations.
The supervisor who designs the protection and the employee(s) who install it can
help create a greater awareness of the safety problems to help end cave-in hazards
in construction.
Unstable Conditions
Sometimes you will have to guard against an unstable excavation bottom, such as
below the water line. Sheeting may have to be driven below the bottom of such an
excavation to add to the soil stability.
Diversion dikes and ditches or other suitable means must be used to prevent
surface water from entering an excavation and to provide adequate drainage of the
area adjacent to the excavation. Water causes soil erosion and softening and should
not be allowed to accumulate in a trench or excavation.
Shoring for large excavations should provide long-range protections from a variety
of weather conditions. In some cases, additional precautions are necessary to
protect excavation walls, such as covering them with plastic sheeting or spraying
the soil bank with a moisture-limiting chemical.
Buildings, curbs, trees, utility poles, and other structures adjoining the excavation
area also can place more stress on a trench side than it can safely accommodate. In
these instances, bracing, or underpinning must be provided as necessary not only
to protect workers but also to prevent the dislocation of the soil beneath the
structures in the vicinity.
Spoils or excavation material can exert great pressure on the excavation walls.
Spoils must be stored at a distance equal to the depth of the excavation, and be
barricaded or retained in an effective manner.
• Any changes in excavation routing must be approved and signed off by the
superintendent or designated authority prior to beginning work.
• The general contractor will then update the original drawing locating all
newly installed underground piping and utilities on jobsite.
• The walls and faces of all excavations in which employees are exposed to
danger from moving ground shall be guarded by a shoring system, sloping of
the ground or some other equivalent means.
• All slopes shall be excavated to at least the angle of repose except for areas
where solid rock allows for line drilling or presplitting.
• Banks more than 4 feet high (Washington), 5 feet high (Oregon), shall be
shored, laid back to a stable slope or some other equivalent means of
protections shall be provided.
• All excavation and trenches shall be inspected by the Competent Person after
every rainstorm or other hazard-increasing occurrence and the protection
against slides and cave-ins shall be increased, if necessary.
• Figures 1 and 2 shall be used as guides for reference to angle of repose and
shoring techniques used in excavations and trenches. These tables show the
minimum requirements; added measurements must be taken if the
conditions warrant added protection to avoid slides and cave-ins.