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APPLICATION
Shear Strength can be used for calculating :
– Bearing Capacity of Soil
– Slope Stability
– Lateral Pressure
EMBANKMENT LANDSLIDE
GLOBAL FAILURE OF
SHALLOW FOUNDATION
LOCAL FAILURE OF
SHALLOW FOUNDATION
Retaining wall
At failure, shear stress along the failure surface () reaches the shear
strength (f).
Shear Strength of Soil
FIELD INFLUENCE FACTOR
Soil condition : void ratio, particle shape and size
Soil type : Gravel, Sand, Silt, Clay, etc.
Water content (especially for clay)
Type of load and its rate
Anisotropic condition
LABORATORY
Test method
Sample disturbance
Water content
Strain rate
Shear Strength of Soil
PARAMETER
Cohesion (c)
Internal Friction Angle ()
CONDITION
Total (c and )
Effective (c’ and ’)
COHESIONLESS SOIL
Only has internal friction angle () ; c = 0
Example : Sand, Gravel
Shear Strength Parameter
Shear Strength of Soil
COHESION (c)
Sticking together of like materials.
Cohesion Friction angle
f
c
f is the maximum shear stress the soil can take without failure, under
normal stress of .
Effective Stress Analysis
Shear Strength of Soil
𝜏𝑓 = 𝑐′ + 𝜎′ tan ϕ′
𝜎 ′ = 𝜎 − 𝑢 (u = pore water pressure)
’
Effective
cohesion Effective
f friction angle
c’
’ ’
f is the maximum shear stress the soil can take without failure, under
normal effective stress of ’.
Shear
Mohr-Coulomb Failure Criteria
Strength of Soil
Shear strength consists of two components: cohesive and
frictional.
cohesive frictional
component component
𝜏𝑓 = 𝑐′ + 𝜎′ tan ϕ′
f
’ ’ tan’
c’ c’
’ '
Shear
Mohr-Coulomb Failure Criteria
Strength of Soil
Failure surface 𝜏𝑓 = 𝑐′ + 𝜎′ tan ϕ′
X
Y X Y
’
Soil elements at different locations
Y ~ stable
X ~ failure
Shear
Mohr-Coulomb Failure Criteria
Strength of Soil
The soil element does not fail if
the Mohr circle is contained
within the envelope
GL
c
Y c
c c+ ’
Initially, Mohr circle is a point
Shear
Mohr-Coulomb Failure Criteria
Strength of Soil
As loading progresses, Mohr
GL circle becomes larger…
c
Y c
c ’
…and finally failure occurs
when Mohr circle touches
the envelope
Shear
Total vs Effective Stress Analysis
Strength of Soil
v v’ u
X h
= X h’
+ X u
ϕ’
If X is on failure, ϕ
c’ c
h’ v’ h v σ or σ’
u
Shear Strength of Soil
Mohr-Coulomb Failure Criterion with Mohr Circle of Stress
′ ′
𝜎𝑣 = 𝜎1
′ ′
X 𝜎ℎ = 𝜎3
(𝜎1′ − 𝜎3′ )
ϕ’ c’ 2
X is on failure 𝜎3
′ ′
𝜎1 σ’
𝑐 ′ cot ∅ (𝜎1′ + 𝜎3′ )
2
Therefore,
1' 3' 1' 3'
c ' cot '
sin '
2 2
Shear Strength of Soil
Mohr-Coulomb Failure Criterion with Mohr Circle of Stress
1' 3' 1' 3'
c ' cot '
sin '
2 2
'
1
3' 1' 3' sin '2c ' cos '
1' 1 sin ' 3' 1 sin ' 2c ' cos '
' 1 sin '
'
2c '
cos '
1
1 sin '
3
1 sin '
' '
1' 3' tan 2 45 2c ' tan 45
2 2
Shear Strength
Inclination of the Plane of Failure Caused by Shear
of Soil
Failure → when shear stress on a plane reaches 𝜏𝑓 line
→ determine inclination (θ) of failure plane with major and minor
principal planes
Example 1
Shear Strength of Soil
For the soil element shown,
determine the normal and shear stresses
on a plane inclined at 35° from the
horizontal axis.
Example 2
Shear Strength of Soil
Foil the soil element shown,
determine and .
Soil Mechanics
XVI.2. SHEAR STRENGTH OF SOIL
Determination of Shear Strength Parameters
Shear Strength of Soil
LABORATORY TESTS
Direct Shear Test (DST)
Triaxial (TX) Shear Test (UU, CU, CD)
Unconfined Compression Test (UCT)
FIELD INVESTIGATION
Vane Shear Test (VST)
PARAMETER CORRELATIONS
Cone Penetration Test (SCPT, DCPT)
Standard Penetration Test (SPT) N-Value
California Bearing Ratio (CBR)
Shear strength parameters of soils
vc vc +
Before construction After and during construction
Laboratory Tests
Shear Strength of Soil
σvc + Δσ
Simulating field conditions in the laboratory
σhc σhc
0 σvc
σvc + Δσ
0 0 σhc σhc σvc
0 σvc
Representative soil Step 1
sample taken from σvc
the site Set the specimen in the Step 2
apparatus and apply the initial
stress condition Apply the corresponding field
stress conditions
Direct Shear Test
Shear Strength of Soil
The test is carried out on a soil
sample confined in a metal box
of square cross-section which is
split horizontally at mid-height. A
small clearance is maintained
between the two halves of the
box. The soil is sheared along a
predetermined plane by moving
the top half of the box relative to
the bottom half. The box is usually
square in plan of size 60 mm x 60
mm. A typical shear box is shown.
Direct Shear Test
Shear Strength of Soil
If the soil sample is fully or partially saturated, perforated metal plates
and porous stones are placed below and above the sample to allow
free drainage. If the sample is dry, solid metal plates are used. A load
normal to the plane of shearing can be applied to the soil sample
through the lid of the box.
Stress-controlled
Shear force applied in equal
increments until failure
Failure plane is predetermined
(horizontal)
Horizontal deformation & ΔH is
measured under each load.
Direct Shear Test
Shear Strength of Soil
Strain-controlled
Constant rate of shear
displacement
Restraining shear force is
measured
Volume changed (ΔH)
Gives ultimate & residual
shear strength
Direct Shear Test
Shear Strength of Soil
For a given test on dry soil, the normal stress can be calculated as,
First stage: In this, a soil sample is set in the triaxial cell and
confining pressure is then applied.
Second stage: In this, additional axial stress (also called deviator
stress) is applied which induces shear stresses in the sample. The
axial stress is continuously increased until the sample fails.
During both the stages, the applied stresses, axial strain, and pore
water pressure or change in sample volume can be measured.
Triaxial Shear Test
Shear Strength of Soil
The triaxial compression test consists of two stages:
Stage 1 Stage 2
Consolidation Stage Shearing Stage
Triaxial Shear Test
Shear Strength of Soil
Triaxial Shear Test
Shear Strength of Soil
Test Types
There are several test variations, and those used mostly in practice are:
Consolidated-Drained (CD) test: This is similar to CU test except that as
deviator stress is increased, drainage is permitted. The rate of loading
must be slow enough to ensure no excess pore water pressure develops.
CU Consolidated-Undrained (CU) test: In this, drainage is allowed during
cell pressure application. Then without allowing further drainage, deviator
stress is increased keeping cell pressure constant.
Unconsolidated-Undrained (UU) test: In this, cell pressure is applied without
allowing drainage. Then keeping cell pressure constant, deviator stress is
increased to failure without drainage.
Triaxial Shear Test
Shear Strength of Soil
CONSOLIDATED-DRAINED (CD) TEST
Stage 1 Specimen is subjected to confining stress 𝜎3 all around.
As a result the pore water pressure of the sample increases by 𝑢𝑐 .
If the valve is opened at this point the 𝑢𝑐 will dissipate and sample will
consolidate (ΔV decreases under 𝜎3 )
𝑢𝑐
Skempton’s pore water pressure parameter (B ~ 1.0 for saturated soils) 𝐵 =
𝜎3
End of consolidation stage 𝑢𝑐 = 0.
Stage 2 Application of deviator stress, ∆𝜎𝑑 :
For drained test ∆𝜎𝑑 is increased slowly, while the drainage valve is kept open,
and any excess pore water pressure generated by ∆𝜎𝑑 is allowed to dissipate.
(ΔV can be measured by measuring amount outflow-water, since S = 100%)
Conduct other triaxial (CD) tests under different confining pressure 𝜎3 and obtain the
corresponding 𝜎1′ at failure and plot the Mohr’s circle for each test.
Triaxial Shear Test
Shear Strength of Soil
CONSOLIDATED-DRAINED (CD) TEST
Triaxial Shear Test
Shear Strength of Soil
CONSOLIDATED-UNDRAINED (CU) TEST
Stage 1 Consolidation of S = 100% sample under confining stress 𝜎3 and allow 𝑢𝑐 to
dissipate.
Drainage valve is closed after complete consolidation (𝑢𝑐 = 0)
It can be seen that tests conducted with different 𝜎3 results in the same (∆𝜎𝑑 )𝑓 ,
resulting in Mohr’s circle with same radius.
Triaxial Shear Test
Shear Strength of Soil
UNCONSOLIDATED-UNDRAINED (UU) TEST
Triaxial Shear Test
Shear Strength of Soil
Stage 1 Stage 2
3 3
Test Condition
3 3
Apply confining pressure 3 while the drainage line Apply an added stress d at axial direction. The
Unconsolidated from the specimen is kept closed (drainage is not drainage line from the specimen is still kept closed
permitted), then the initial pore water pressure (drainage is not permitted) (u=Δud0). At failure state
Undrained (UU)
(u=uc) is not equal to zero d=(d)f ; pore water pressure u=uf=uc+Δud(f)
Apply confining pressure 3 while the drainage line Apply an added stress d at axial direction. The
Consolidated from the specimen is opened (drainage is drainage line from the specimen is kept closed
permitted), then the initial pore water pressure (drainage is not permitted) (u=Δud0). At failure state
Undrained (CU)
(u=uc) is equal to zero d=(d)f ; pore water pressure u=uf=uc+Δud(f)=Δud(f)
Apply confining pressure 3 while the drainage line Apply an added stress d at axial direction. The
from the specimen is opened (drainage is drainage line from the specimen is opened (drainage
Consolidated permitted), then the initial pore water pressure is permitted) so the pore water pressure (u=Δud) is
Drained (CD) (u=uc) is equal to zero equal to zero. At failure state d=(d) f; pore water
pressure u=uf=uc+Δud(f)=0
Triaxial Shear Test
Shear Strength of Soil
Significance of Triaxial Testing
The first stage simulates in the laboratory the in-situ condition that soil at different
depths is subjected to different effective stresses. Consolidation will occur if the pore
water pressure which develops upon application of confining pressure is allowed to
dissipate. Otherwise the effective stress on the soil is the confining pressure (or total
stress) minus the pore water pressure which exists in the soil.
During the shearing process, the soil sample experiences axial strain, and either
volume change or development of pore water pressure occurs. The magnitude of
shear stress acting on different planes in the soil sample is different. When at some
strain the sample fails, this limiting shear stress on the failure plane is called the shear
strength.
Triaxial Shear Test
Shear Strength of Soil
The triaxial test has many advantages over the direct shear test:
CU: Soil initially fully consolidated, then rapid loading (slopes in earth dams
after rapid drawdown)
Cohesive Staging Construction Triaxial CU for undrained strength with appropriate level of in-situ strength
Triaxial CU with pore water pressure measurement or Triaxial CD for effective shear
Long term
strength parameter
Granular All Strength parameter ’ which is got from field investigation or direct shear test
Triaxial CU with pore water pressure measurement or Triaxial CD for effective shear
Material c- Long Term
strength parameter
Shear
Unconfined Compression Test
Strength of Soil
A type of unconsolidated-undrained triaxial test
For clayey samples (cohesive soils)
Confining pressure 𝜎3 = 0
Axial load 𝜎1 applied to fail the sample (relatively rapid)
At failure (𝜎3 )𝑓 = 0 and (𝜎1 )𝑓 = major principal stress
Therefore undrained shear strength is independent of confining
pressure
𝜎1 𝑞𝑢
𝜏1 = = = 𝑐𝑢 𝑜𝑟 𝑠𝑢
2 2
where 𝑞𝑢 is the unconfined compressive strength, and 𝑐𝑢 (𝑜𝑟 𝑠𝑢 ) is the
undrained shear strength
Shear
Unconfined Compression Test
Strength of Soil
Shear
Unconfined Compression Test
Strength of Soil
Problem Set 13
Problem 1
Direct shear tests were performed on a dry, sandy soil. The size of the
specimen was 50 mm x 50 mm x 20 mm. Tests results were as given in the
table. Find the shear stress parameters.
Shear Stress at
Normal Force Shear Force at Normal Stress, σ
Test No. Failure, τ
(N) Failure (N) (kPa)
(kPa)
1 90 54 36 21.6
2 135 82.35 54 32.9
3 315 189.5 126 75.8
4 450 270.5 180 108.2
Problem Set 13
Problem 2
For a normally consolidated clay, these are the results of a drained
triaxial test:
chamber confining pressure = 112 kPa
deviator stress at failure = 175 kPa
2.1 Find the angle of internal friction, ø’.
2.2 Determine the angle θ that the failure plane makes with the major principal
plane.
2.3 Find the normal stress σ’ and the shear stress τf on the failure plane.
2.4 Determine the effective normal stress on the plane of maximum shear stress.
Problem Set 13
Problem 3
The equation of the effective stress failure envelope for normally
consolidated clayey soil is τf = σ’tan30°. A drained triaxial test was
conducted with the same soil at a chamber confining pressure of 70
kPa. Calculate the deviator stress at failure.
Problem Set 13
Problem 4
The maximum principal stress that causes failure of a cohesive soil
specimen in a triaxial test is equal to 220 kPa. The angle of internal
friction is equal to 25°. If the deviator stress at failure is equal to140 kPa.
4.1 Compute the confining chamber pressure .
4.2 Compute the cohesion.
4.3 Compute the shearing stress at failure.
Problem Set 13
Problem 5
An unconsolidated-undrained test was conducted on a saturated
clay. The cell pressure was 200 kPa and failure occurred under a
deviatoric stress of 220 kPa.
5.1 Determine the angle of shearing resistance.
5.2 Determine the maximum principal stress at failure.
5.3 Determine the undrained shear strength.
Problem Set 13
Problem 6
A consolidated-undrained soil test was conducted on a normally
consolidated sample with a chamber pressure of 140 kPa. The sample
failed when the deviator stress was 124 kPa. The pore water pressure in
the sample at that time was 75 kpa.
6.1 Determine the undrained angle of internal friction.
6.2 Determine the drained angle of internal friction.
6.3 What is the drained angle of internal friction if the soil possess a cohesion of 12
kPa?
Problem Set 13
Problem 7
A sample of sand is subjected to direct shear testing at its normal
water content. Two tests were performed. For one of the tests, the
sample fails at a shear stress of 3000 psf when the normal stress is 4000
psf. In the second test, the sample shears at a stress of 4000 psf when
the normal stress is 6000 psf. From these data,
7.1 Determine the angle of internal friction.
7.2 Determine the cohesion.
Problem Set 13
Problem 8
We have the results of two drained triaxial tests on a saturated clay:
Specimen No. σf, kPa (Δσd)f, kPa
1 70 173
2 105 235
Determine the shear strength parameters.
Problem Set 13
Problem 9
When an undrained triaxial compression test was conducted on
specimens of clayey silt, the following results were obtained:
Determine the values of shear parameters considering 9.1) total stresses and 9.2)
effective stresses.
Triaxial Shear Test
Shear Strength of Soil
Example Use of UU Strength in Engineering Practice