Professional Documents
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Leadership in Rotc: A Comparative Analysis Between A Cadet and An Athlete of Jose Rizal Memorial State University
Leadership in Rotc: A Comparative Analysis Between A Cadet and An Athlete of Jose Rizal Memorial State University
In Partial Fulfillment
of the Requirements for the
Practical Research
Rommel Sebastian
Chapter 1
INTRODUCTION
Leadership is an art and a science that can be taught through university level
leadership development programs. It is one of the most studied and most perplexing
abilities that an individual can possess. Movies and books are written about great leaders,
and these leaders are immortalized in film and literature. Our culture is in love with
following a leader, but only a minority is actually qualified to lead (Buntin, 2015). This
these two necessary components of running bureaucracies, and much of the literature
argues that good leadership is hard to come by. “The leader is anyone who, by virtue
effective leader development mechanism that has benefits that extend well past training
There are many definitions of leadership, so many that some scholars have
despaired over an inability to come to an agreed upon definition. In 1978 the noted
leadership scholar James MacGregor Burns (1973) argued that “Leadership is one of the
most observed and least understood phenomena on earth.” (p.2) Indeed, Rost (1993) has
argued that, “In fact, by the end of the 20th century over 300 different definitions of
leadership existed (Rost, 1993). Given that there is not a consensus definition of leadership,
this paper will use an operational definition consistent with literature from the US Army:
motivation, while operating to accomplish the mission and improve the organization.”
During this exodus of leaders, businesses and other institutions will seek out the
next generation of leaders. These new leaders will likely begin their training for leader
roles on the college campus (Haber and Komives, 2009). The question is, where do the
best leaders come from? And where will these leaders be trained? One logical place to
begin looking is the place where almost all Filipino professionals begin their journeys
into their professional careers. There are several identifiable areas of the university where
one can look for developing leaders: Student Government, college athletics, and the
general college population offer many opportunities for students to develop their leader
skills. But one often-overlooked area for developing leaders is the Reserve Officer
The Reserve Officer Training Corps is a commissioning source for individuals who
seek a commission as an officer in the Philippine Military’s reserve forces. The branches
of the military represented in ROTC programs are the Army, Air Force, and Navy. This
study focuses on Army ROTC. ROTC produces approximately 60 percent of the Second
Lieutenants who join the active Army, Army Reserve and Army National Guard. Graduates
of ROTC programs have the opportunity to compete to be an active duty officer depending
on the needs of the separate military services from year to year. Students enrolled in ROTC
programs receive the military rank of Cadet, and are formally coached, taught, and
(NCOs).
Upon completion of this training, Cadets commission as officers in the Army, Navy,
Marine Corps, or Air Force. Once commissioned, officers hold the rank of Second
Lieutenant in the Army, Air Force, and Marine Corps; and Ensign in the Navy. The
commissioned officer then goes into service and continues his or her education by building
on the foundation of what she or he learned in ROTC, and serves for a minimum of three
years. If the officer chooses to continue to serve he or she will continue an education plan
while serving at the ranks of Captain (Lieutenant in the Navy), Major (Lieutenant
Commander in the Navy), and Lieutenant Colonel (Commander in the Navy). ROTC is just
During the four years of ROTC Cadets are taken through rigorous training starting
with the basics as freshmen, and continuing to advanced leadership in their senior year. The
freshmen year consists of the basics of being a Soldier. This includes, but is not limited to,
marching, rank structure, the Army Values (Values and Ethics), Warrior Ethos (Values and
Ethics) and the military decision making process. Year Two is slightly more challenging,
with content including the duties and responsibilities of platoon member, Troop Leading
Procedures (Tactics and Techniques), equipment usage, and how to work as a member of a
unit. Year Two is the first year that Cadets are taught about leadership and introduced to
types of leadership. One part of Cadet training is learning “Troop Leading Procedures,” of
leader tasks that must be completed to insure the successful completion of a mission (FM
3-21.10, 2006). It is here that the Cadet begins learning what leaders in the military do and
how to lead.
Year Three is the first year that Cadets are assigned specific leader roles, and get to
implement what they have learned up until this point in their training. As an “MS III” the
Cadet continues his or her education of Troop Leading Procedures and how to properly use
them while leading a group of their peers through an exercise. MS III Cadets begin
receiving instruction on the operations order process. The operations order process is when
a leader receives a mission and then articulates his or her plan in written and verbal form.
The Cadet then gives that same plan to his or her subordinate leader. The subordinate
leaders then receive instruction on the operations order (OPORD) and begin orders process.
This process continues until all subordinate leaders have passed all pertinent information
to their subordinates.
units or personnel (Fundamentals of Leadership n.d.). This process starts at the lowest
level that has the authority to initiate the order or mission. For example, a Division
Headquarters can give an order that has multiple moving parts. It is up to the subordinate
leaders to get the information that is needed for his or her subordinates to execute a
mission.
Learning this process is part of the Cadets curriculum. The Cadets will take this
five-paragraph format or operations order to construct a plan and use the orders process to
brief the order to their fellow Cadets. The Cadet will then lead their fellow Cadets through
an operation that will test their ability to lead. The conclusion of the Op Order process is
the After Action Review (AAR), where the entire process of receiving and executing the
mission is debriefed. All parts of this process are examined and discussed, especially the
leadership of the MS III who led the mission. It is at this point of critical reflection that
the MS III begins to understand how he or she led, and thereby begins the process of
developing as a leader through both reflection of the past operation, and the execution of
The fourth year as a Cadet, or MS IV, is when the Cadet begins to learn indirect
leadership. Indirect leadership is where the uses indirect influence in situations where clear
lines of authority do not exist. The Cadet seeks to influence others through the
knowing how to lead, relate to others, and freeing others to manage tasks (ADRP 6-22,
2012). MS IV Cadets are put in both staff positions as well as positions of direct leadership
and told to lead the ROTC Cadet Detachment. MS IVs are constantly monitored for their
leader qualities, and their skills are continually reviewed and refined. During all four years,
then, Cadets are continually learning leadership lessons for themselves and their peers,
and refining how they lead and discussing what they learned. The four years as a Cadet is
ROTC is not the only college level leader training organization. McAfee (2011)
showed that business leaders seek to hire former college athletes to be members or their
business team because it is believed that college athletics are a good leader development
program.
The goal of this study is to show that another effective leadership development
program is Army ROTC. But how effective is ROTC leader development relative to other
college leader development programs? This study seeks to answer that question by
surveying the self-perceptions leader skills of ROTC Cadets and college athletes. In doing
so this study will attempt to distinguish between these acknowledged leader development
opportunities with respect to the measures available in Kouzes and Posner’s Student
The question being asked is whether or not Army ROTC leader development
college campuses.
Hypotheses
peers.
Definitions
Cadet - Anyone taking ROTC classes that has signed a contract with ROTC and the
ROTC Student: Any College student taking ROTC classes. ROTC Cadets can be ROTC
motivation to accomplish the mission and improve the organization (ADP 6-22,
2012, p.1 ).
CHAPTER 2
Literature Review
There is extensive research on the concept of leadership, both within the military
as well as in the social science and humanities literature in the business world. One of the
first tasks to be undertaken in any study on leadership is to simply define what leadership
is, but this is not as easy as it sounds. As Rost (1991) noted, there are so many definitions
Many leadership scholars and practitioners see the leadership literature since about
wisdom about the leadership literature is that, in toto, it does not make sense. Many
people are so disgusted by the mess they see in the literature that they consider
and consequently will use a definition of leadership consistent with Army leadership
training. ADP 6-22 defines leadership in the following way: “Leadership is the process
While one may not agree with Rost’s extensive literature review and conclusion,
the above definition falls well within the range of most definitions of leadership. For
instance, Haslam et al (2011) defines leadership as, “… influencing others so that they
are motivated to contribute to the achievement of group goals.” (p.1) The similarities
between Haslam et al, a group of social psychologists, and FM 6-22, are significant. The
beauty of the FM 6-22 definition is that it leaves up to the individual leader just how
leadership will be developed and executed without determining if it is exactly the right
definition.
The Army focuses on leadership at all levels, and expends a fair amount of time
and resource energy to train for it. Indeed, the Army boasts one of the most well-read
documents in the history of leadership literature, Army Field Manual 6-22: Army
Leadership: Competent, Confident, and Agile (2006) (FM 6-22). As of this writing there
are over 4 million internet downloads of FM 6-22, making it one of the most well known
documents in leadership literature. FM 6-22 was updated in 2012 to Army Doctrine and
Training Publication 6-22: Army Leadership (ADRP 6-22). The content of the newer
publication is essentially the same as its older counterpart, but is condensed and used more
widely in the Army. Originally meant for the training of noncommissioned officers
(NCOs) and officers, ADRP 6-22 is used at all levels of the Army including enlisted ranks.
Cadets and justifies the study of leadership in the Army, paralleling the information
described in ADRP 6-22 and adjusting it for ROTC’s leader development purposes. The
As a future officer in the United States (US) Army, you must develop and exhibit
character. Your character is a combination of values and attributes that enables you
to see what to do, decide to do it, and influence others to follow. You must be
competent in the knowledge and skills required to do your job effectively. You
must take the proper action to accomplish your mission based on what your
character tells you is ethically right and appropriate. (Fundamentals of Leadership,
n.d.)
The materials presented to the ROTC students include: Leadership Defined, Influencing
Leadership are followed by other modules such as: The Army Leadership Requirements
Model, Army Team Roles and Relationships, and Three Levels of Army Leadership. In
sum, the documents provided to Cadets are a thorough reading list of components that are
The position of the Army is that at any one give time a Soldier may be a leader in
some way, shape, or form. One of the Army’s positions is that, to be effective no matter
the style of leadership, the leader must be an ethical person. Proof of this is that the first
sentence in Fundamentals of Leadership is this statement: “As a future officer in the United
States (US) Army, you must develop and exhibit character.” (Fundamentals of Leadership,
n.d.) As leaders, Soldiers have a responsibility to lead ethically, and most definitions and
discussions of leadership argue that character development and ethical behavior are of
primary importance to effective leadership. Sarwar (2012) conducted a study of the future
of ethically effective leadership in which he found that selected leaders report their ideal
ethically effective leadership performance to be higher than their typical ethically effective
leadership performance. This finding indicates that there is a significant intrinsic desire for
ethically effective leadership performance. Put differently, this finding shows that, in
general, people want to do good and lead ethically, and that there is a desire for leaders to
work done on the mentor relationship, Kram (1983) noted the following:
An individual who is entering the adult world and the world of work is likely to
encounter a variety of developmental tasks that are reflected in concerns about self,
variety of functions that support, guide, and counsel the young adult as this
The Army places similar value on the mentor relationship. FM 6-22 defines mentoring as
when “… a leader with greater experience than the one receiving the mentoring provides
the profession. (FM 6-22, 8-11) ROTC considers mentoring, coaching, and counseling one
(2013) to assess the effectiveness of mentoring in the grooming of future leaders. This is
an aspect of ROTC that is done in a formal process of Cadet Leadership Education. Smith
found that individuals who were mentored perceived themselves to have learned how to
be a better leader. She followed up her research by asking, “If you had a mentor, is there
anything else you would like to share about your experience with your mentor?” The
individuals would answer this question by reflecting on how their mentors helped them
cope with the barriers they were facing. The individuals who did not have mentors
discussed how mentors would have helped them through the difficulties of leadership
(Smith, 2013). More advanced understandings of mentoring, coaching, and counseling are
researched and trained for at the Center for Army Leadership. Titled “Army 360 / Multi‐
Source Assessment and Feedback (MSAF),” this advanced stage of mentoring and
coaching is the end-state of the Army’s recognition of the value of mentoring (Advanced
Guide to MSAF Coaching, 2012). Important to this study, ROTC students are introduced
Central to this thesis is the idea that leadership, no matter how defined or
constructed, can be developed. Haslam et al (2011) summarize the state of the literature
in leadership studies by noting that the classic arguments of leadership can be reduced to
the old “nature versus nurture” arguments. In short, are leaders born? Or are they made?
Haslam et al’s summary of the literature falls firmly into the “nurture” category.
“If there is one model of leadership that exemplifies the individualistic consensus
… it is that of the ‘great man... It is the model that is found in those history texts
that recount the feats, and extol the virtues, of extraordinary figures who seem a
race apart from the rest of us.” (p. 2) In short, the “great man” model of leadership
implicitly argues that great leaders are born, and not made – or in the case of this
…(s)uggests that leaders are individuals who are superior to others by virtue of
are simply people who are made of ‘the right stuff’ and this stuff is seen to be in
Haslam et al then go to great lengths to argue that the Great Man theory of
social psychology that the skills and attributes of leadership can be developed by
focusing on the interactions of the leader with her or his followers. As social
psychologists Haslam et al study social identity, and to the extent that an individual can
shape his or her sense of social identity then that individual can put him or herself in a
A next question would be, “If leadership can be learned at all, can it be learned in
the university environment?” One of the best models for this position is Astin and Angeles’
(1996) model for leadership development titled A Social Change Model of Leadership
Development. Beginning with assumptions consistent with those of Haslam et al, Astin and
Angeles argue that one characteristic of successful leadership development is the ability of
the “leader” to forge a common purpose for the group. Once this is done then the likelihood
of the individual being a successful leader is increased significantly. Critical to the success
of the leader are a number of attributes that one must possess to be a successful leader: the
demonstration of technical competence that has to do with the mission of the group; the
self knowledge of the leader with regard to one’s technical competence as well as one’s
limitations; a good sense of the nature of the group, their values, passions, talents, skills,
and limitations; the ability to listen to others, specifically the members of the group; a sense
of the shared vision of the group; and, perhaps most importantly, a sense of respect for the
members of the group. All of these attributes of the leader can be studied, practiced, and
developed with respect to leading and influencing others. The outcome, according to Astin
and Angeles, is the ability to effect social change by influencing others to achieve a
common purpose. In other words one who possesses these attributes would be called a
“leader”
Astin and Angeles conclude that there are “7 Cs” of leadership development for
purpose, controversy with civility, and citizenship (p.21). These values are critical
because they go to the character of the leader. Lacking any one of the “7 Cs” will make
successful leadership for social change more difficult. Finally, these values cannot be
learned without activities that serve the institution or the larger community in which
leadership acts are embedded. In Astin’s and Angeles’ words, leadership is a process
In sum, the literature cited her argues that leadership can be learned, and that
successful leadership has common characteristics: most all leadership scholarship argues
that leadership is values based; the literature considers character development and values
One of the more popular methods of determining leader practices is the Kouzes
and Posner Leadership Practices Inventory. Developed in the 1980s, the Inventory was
of qualitative and quantitative research methods and studies (Kouzes and Posner,
five leadership practices that are used by leaders “when they perform at their
personal best”:
been used by over 500 dissertations and research projects. As of this writing Kouzes and
Posner’s Inventory has been administered to over 1.3 million respondents. (Kouzes and
Posner, 2002b). What makes the Inventory unique is its focus on leader behaviors. As
Lund (2013) noted, “What makes the LPI unique from other instruments is the items are
more distinct and behaviorally focused than other well-established instruments such as the
The Student Leadership Practices Inventory (Student LPI) was developed in the
1990s to select best practice leader behaviors for “… any student or young person.”
(Kouzes & Posner, 2015). Based on the LPI, the Student LPI “…measures the frequency
with which students engage in 30 distinct behaviors that are the foundation of The Five
Practices of Exemplary Leadership.” Posner (2012) sampled 77,387 students using the
Student LPI, and demonstrated modest to strong internal reliability coefficients across
multiple dimensions of the Inventory. In sum, both the LPI and the Student LPI were
found to effectively measure best leadership practices over the five constructs for their
respective populations.
The leadership practices in the Student LPI developed by Kouzes and Posner are
1. Model the Way: Clarify values by finding your voice and affirming shared
ideals; and set the example by aligning actions with shared values.
2. Inspire a Shared Vision: Envision the future by imagining exciting and
shared aspirations.
3. Challenge the Process: Search for opportunities by seizing the initiative and
by looking outward for innovative ways to improve; and experiment and take
developing competence.
spirit of community.
Boyd(2014) examined how the fictional characters of Louis L’Amour, the famous
western novelist, can be used to illustrate the Five Practices of Exemplary Leaders. Boyd
argued that Lamour’s leader has to have a moral compass that guides him or her, and that
this moral compass is the basis for the leadership practices of Lamour’s characters. This
moral compass can be created by upbringing, taught in the classroom, or learned through
narrative knowing, the use of literary fiction as an educational tool. (Polkinghorne, 1988).
Specific to the idea of using narrative knowing to study leadership practices, Bennis and
O’Toole (2005) argue that characters in fiction stories can serve as role models for future
leaders. Fictional characters deal with ethical issues; they have to manage success and
failures. In so doing they provide a model for what all leaders have to do during their time
as leaders (Boyd, 2014). Similarly, Kouzes and Posner note the importance of the moral
standing of leaders. They support the idea that good moral character helps to gain the
respect of those who follow. It is also important for the leader to show that he or she cares
about the overall well-being of the follower. This will assist in growing or building a great
organization. To maintain the organization that the leader built he or she must nurture it
through providing the followers with motivation and encouragement (Boyd, 2014; Haslam
et al, 2011)
Modeling the Way is setting an example for others to follow. Characters in many
of L’Amour’s books are uneducated. The uneducated hero or heroine will often place the
importance of education as a top priority. This sets the standard for all that followed.
stereotypes in order to survive in the rugged west. Mary Breydon, one of L’Amour’s
characters, lost her husband in The Cherokee Trail. She continued on the job that her
husband was traveling west to do before he died. She managed a stage station, a job that
was considered to difficult for a woman at the time. L’Amour’s Character Boone
encouraged her to stay with it despite being attacked by Indians and bandits (Boyd ,2014).
Boyd continues his use of L ‘Amour’s books in describing the abilities to inspire
a shared vision. The lead in L’Amour’s books is an adventurer and entrepreneur rolled in
one. The west is the land of opportunity and there is a desire to find the riches this great
country offers. The supporting characters do not have a dream or direction at first but take
on the goals of the main character. This ability to get others to share their vision is Inspire
a shared Vision. The individuals in these books consistently did this (Boyd, 2014 p.171).
Challenging the Process is the ability to stand up to the standard that has always
been that standard when it is oppressing or hurting someone else. In the L’Amour books
the hero of the story would stand up for the weak or the minority. This was not the
accepted way to live live but, this is what was done because values were important to
Encourage the heart is encouraging others to accomplish their goals and support
yours by making them feel like they are part of something bigger than themselves.
L’Amour would write his characters supporting others that had desires to move west. His
characters would say things like “this country needs men like you. (Boyd,2014, p.173)
The LPI has been used to study leadership in Army populations, indicating that
the use of the LPI has been seen to have value by Army researchers. In a study
conducted by the Army War College, GEN Walter Ulmer used the LPI to examine
leadership practices of commanding generals in Iraq during the time of the heaviest
fighting (2004-2006) in Iraq. GEN Ulmer, well known for his research on toxic
leadership in the US Army, concluded that the best leaders were perceived to have the
Adapts quickly to new situations; can handle bad news (Challenge the Process;
Enable Others to Act)
Gives useful feedback; sets a high ethical tone (Model The Way)
Is positive, encouraging, and realistically optimistic (Encourage the Heart)
Specific to this study, researchers used the Student LPI to assess the effectiveness
of leadership training in U.S. Army ROTC programs (Rogers, 2015). In the study the
Inventory was administered to 122 Cadets at two New England universities, one of them
a private military academy (N=31), and the other at a metropolitan university in Boston
(N=91). Students were in their MS III and MS IV years. Modeling was the most frequent
practice for Cadets at the Military Academy followed by Enabling; and this order was
reversed at the urban university. Encouraging, Challenging and Inspiring followed next in
frequency for both groups of Cadets. There were no statistically significant differences
found between the two groups of Cadets for any of the five leadership practices. The
leadership characteristics of the Cadets were not compared to traditional student Cadets,
so no conclusions could be drawn regarding the differences between Cadets and non-
Cadets. There were no differences in the leadership practices of ROTC Cadets who
attended a military school and those who attended a traditional urban university, indicating
that there is good chance that there are similarities between Cadets across institutions with
Cadets who had attended a leadership camp and those who had not attended. The authors
conclude that, “College students participating in Army ROTC demonstrate the leadership
Methodology
Kouzes and Posner’s Leadership Practices Inventory is one of the most widely used
leadership assessments in the world (Kouzes, 2006 p.5). The Student LPI is one of the few
leadership instruments designed for specifically for college-age students (Posner, 2010).
Student LPI will be administered to three groups of college students: ROTC students,
student-athletes, and traditional students who do not participate in either college athletics
or ROTC. The instrument will measure five different leadership practices based on when
The Student LPI is an instrument created by Kouzes and Posner (1998) as part of a
widespread and ongoing research project into the daily actions and behaviors of exemplary
leaders at every level. The Student LPI is a 30-item questionnaire that inventories one’s
regularly engages. The Student LPI inventories leadership practices in the following five
constructs: Challenge the Process, Inspire a Shared Vision, Enable Others to Act, Model
the Way, and Encourage the Heart. Each of these five constructs consists of 6-items
once in a while; 3 = sometimes; 4 = often; 5 = very frequently. The survey will only be
administered to ROTC students. The data will be collected and compared to that of the
The research questions will be answered by using Kouzes and Posner’s Student
the Way, Inspire Shared Vision, Challenge the Process, Enable Other To Act, and
o Model the Way is leading as an example for your subordinate to follow. Model
the Way means leading by the standards set for those who are being led, and
o Inspire a Shared Vision is the ability for the leader to get subordinates to
understand and support a goal. Once the subordinate understands what the goal is,
desires the same goal, and supports it then the leader has Inspired Shared Visions.
o Challenge the Process is the act in which leaders encourage subordinates to come
up with their own ideas or new and inventive ways of solving problems. These
leaders do not have the “my way is the only way mentality.” Instead Challenge
the Process leaders encourage others to bring what they have to offer to the team.
o Enable Others to Act exists when the leader of a group makes that group a team.
“We” is a term that is commonly used, and all ideas that are for the betterment of
the group are welcomed. The leader that achieves this understands the value of
o Encourage the Heart is the most personable leadership trait of the five described
in the Student LPI. Encourage the Heart is where leaders provide genuine acts of
kindness towards the subordinate showing that the leader respects the subordinate,
and in so doing expresses their value to the leader and to the team.
Data from ROTC students will be collected by questionnaire tool survey. Data
from ROTC Cadets will be collected from 4 colleges that make up the ROTC Cadets