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Self-Consciousness
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Self-Consciousness
Copyright c 2017 by the author
Joel Smith
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Self-Consciousness
First published Thu Jul 13, 2017

Human beings are conscious not only of the world around them but also of
themselves: their activities, their bodies, and their mental lives. They are,
that is, self-conscious (or, equivalently, self-aware). Self-consciousness
can be understood as an awareness of oneself. But a self-conscious subject
is not just aware of something that merely happens to be themselves, as
one is if one sees an old photograph without realising that it is of oneself.
Rather a self-conscious subject is aware of themselves as themselves; it is
manifest to them that they themselves are the object of awareness. Self-
consciousness is a form of consciousness that is paradigmatically
expressed in English by the words “I”, “me”, and “my”, terms that each of
us uses to refer to ourselves as such.

A central topic throughout the history of philosophy—and increasingly so


since the seventeenth century—the phenomena surrounding self-
consciousness prompt a variety of fundamental philosophical and
scientific questions, including its relation to consciousness; its semantic
and epistemic features; its realisation in both conceptual and non-
conceptual representation; and its connection to our conception of an
objective world populated with others like ourselves.

1. Self-Consciousness in the History of Philosophy


1.1 Ancient and Medieval Discussions of Self-Consciousness
1.2 Early Modern Discussions of Self-Consciousness
1.3 Kantian and Post-Kantian Discussions of Self-
Consciousness
1.4 Early Twentieth Century Discussions of Self-Consciousness
2. Self-Consciousness in Thought
2.1 The Essential Indexical

1
Self-Consciousness

2.2 First-Person Reference


2.3 Immunity to Error Through Misidentification
3. Self-Consciousness in Experience
3.1 Consciousness of the Self
3.2 Pre-Reflective Self-Consciousness
3.3 The Sense of Ownership
4. The Conditions of Self-Consciousness
4.1 Self-Consciousness and Personhood
4.2 Self-Consciousness and Rationality
4.3 Self-Consciousness and Consciousness
4.4 Self-Consciousness and Intersubjectivity
5. Self-Consciousness in Infants and Non-Human Animals
5.1 Mirror Recognition
5.2 Episodic Memory
5.3 Metacognition
Bibliography
Academic Tools
Other Internet Resources
Related Entries

1. Self-Consciousness in the History of Philosophy


A familiar feature of ancient Greek philosophy and culture is the Delphic
maxim “Know Thyself”. But what is it that one knows if one knows
oneself? In Sophocles’ Oedipus, Oedipus knows a number of things about
himself, for example that he was prophesied to kill Laius. But although he
knew this about himself, it is only later in the play that he comes to know
that it is he himself of whom it is true. That is, he moves from thinking that
the son of Laius and Jocasta was prophesied to kill Laius, to thinking that
he himself was so prophesied. It is only this latter knowledge that we
would call an expression of self-consciousness and that, we may presume,

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is the object of the Delphic maxim. During the course of the drama
Oedipus comes to know himself, with tragic consequences. But just what
this self-consciousness amounts to, and how it might be connected to other
aspects of the mind, most notably consciousness itself, is less clear. It has,
perhaps unsurprisingly, been the topic of considerable discussion since the
Greeks. During the early modern period self-consciousness became central
to a number of philosophical issues and, with Kant and the post-Kantians,
came to be seen as one of the most important topics in epistemology and
the philosophy of mind.

1.1 Ancient and Medieval Discussions of Self-Consciousness

Although it is occasionally suggested that a concern with self-


consciousness is a peculiarly modern phenomenon, originating with
Descartes (Brinkmann 2005), it is in fact the topic of lively ancient and
medieval debates, many of which prefigure early modern and
contemporary concerns (Sorabji 2006). Aristotle, for example, claims that
a person must, while perceiving any thing, also perceive their own
existence (De Sensu 7.448a), a claim suggestive of the view that
consciousness entails self-consciousness. Furthermore, according to
Aristotle, since the intellect takes on the form of that which is thought
(Kahn 1992), it “is thinkable just as the thought-objects are” (De Anima
3.4.430), an assertion that was interpreted by Aristotle’s medieval
commentators as the view that self-awareness depends on an awareness of
extra-mental things (Cory 2014: ch. 1; Owens 1988).

By contrast, the Platonic tradition, principally through the influence of


Augustine, writing in the fourth and fifth centuries, is associated with the
view that the mind “gains the knowledge of [itself] through itself” (On the
Trinity 9.3; Matthews 1992; Cary 2000) by being present to itself. Thus,
on this view, self-awareness requires no awareness of outer things. In a
similar vein, in the eleventh century, Avicenna argues, by way of his

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Flying Man thought experiment, that a newly created person floating in a


void, with all senses disabled, would nevertheless be self-aware. Thus the
self that one cognises cannot be a bodily thing of which one is aware
through the senses (Kaukua & Kukkonen 2007; Black 2008; Kaukua
2015). On such views, and in contrast to the Aristotelian picture, basic
self-awareness is neither sensory in nature nor dependent on the awareness
of other things. This latter claim was accepted by Aquinas, writing in the
thirteenth century, who can be seen as synthesising aspects of the Platonic
and Aristotelian traditions (Cory 2014). For not only does Aquinas claim
that there is a form of self-awareness—awareness that one exists—for
which, “the mere presence of the mind suffices”, there is another form—
awareness of one’s essence—that, as Aristotle had claimed, is dependent
on cognising other things and so for which “the mere presence of the mind
does not suffice” (Summa 1, 87, 1; Kenny 1993: ch. 10).

This ancient and medieval debate concerning whether the mere presence
of the mind is sufficient for self-awareness is related to another concerning
whether self-awareness is itself sensory in character or, put another way,
whether the self is or is not perceptible. Aquinas has sometimes been
interpreted as offering a positive answer to this question, sometimes a
negative answer (see Pasnau 2002: ch. 11, and Cory 2014: ch. 4, for
differing views). These issues were also discussed in various Indian
(Hindu, Jain, and Buddhist) debates (Albahari 2006; Siderits, Thompson,
& Zahavi 2013; Ganeri 2012a,b), with a variety of perspectives
represented. For example, in the writing of the eleventh century Jain writer
Prabhācandra, there appears an argument very much like Avicenna’s
Flying Man argument for the possibility of self-awareness without
awareness of the body (Ganeri 2012a: ch. 2), whereas various thinkers of
the Advaita Vendānta school argue that there is no self-awareness without
embodiment (Ram-Prasad 2013). There were, therefore, wide-ranging
debates in the ancient and medieval period not only about the nature of

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self-consciousness, but also about its relation to other aspects of the mind,
most notably sensory perception and awareness of the body.

1.2 Early Modern Discussions of Self-Consciousness

Central to the early modern discussion of self-consciousness are


Descartes’ assertions, in the second of his Meditations, that “I am, I exist,
is necessarily true whenever it is put forward by me or conceived in my
mind” (Descartes 1641: 80), and, in both his Discourse and Principles,
that “I think, therefore I am”, or “cogito ergo sum” (Descartes 1637: 36,
and Descartes 1644: 162; see the discussion of Reflection in the entry on
seventeenth century theories of consciousness). The cogito, which was
anticipated by Augustine (On the Trinity 10.10; Pasnau 2002: ch. 11),
embodies two elements of self-awareness—awareness that one is thinking
and awareness that one exists—that play a foundational role in Descartes’
epistemological project. As such, it is crucial for Descartes that the cogito
is something of which we can be absolutely certain. But whilst most
commentators are happy to agree that both “I am thinking” and “I exist”
are indubitable, there is a great deal of debate over the grounds for such
certainty and over the form of the cogito itself (Hintikka 1962; Wilson
1978: ch. 2, §2; B. Williams 1978: ch. 3; Markie 1992). Of particular
concern is the question whether these two propositions are known by
inference or non-inferentially, e.g., by intuition, an issue that echoes the
medieval debates concerning whether one can be said to perceive oneself.

One philosopher who accepts the former, intuition-based, account is


Locke, who claims that

we have an intuitive Knowledge of our own Existence, and an


internal infallible Perception that we are. In every Act of
Sensation, Reasoning, or Thinking, we are conscious to ourselves
of our own Being. (1700: IV.ix.3)

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A similar claim can be found in Berkeley’s Three Dialogues (1713: 231–


234; Stoneham 2002: §6.4). Further, Locke makes self-consciousness
partly definitive of the very concept of a person, a person being “a
thinking intelligent Being, that has reason and reflection, and can consider
it self as it self, the same thinking thing in different times and places”
(1700: II. xxvii.9; Ayers 1991: vol.II, ch.23; Thiel 2011: ch. 4), and self-
consciousness also plays an important role in his theory of personal
identity (see §4.1).

If Descartes, Locke, and Berkeley can be interpreted as accepting the view


that there is an inner perception of the self, on this question Hume stands
in stark contrast notoriously writing that whilst

there are some philosophers, who imagine we are every moment


intimately conscious of what we call our self […] For my part
when I enter most intimately into what I call myself, I always
stumble on some particular perception or other, of heat or cold,
light or shade, love or hatred, pain or pleasure. I never can catch
myself at any time without a perception, and never can observe
anything but the perception. (Hume 1739–40: bk.1, ch.4, §6; Pitson
2002: ch. 1; Thiel 2011: ch. 12; cf. Lichtenberg’s famous remark
that one should not say “I think” but rather, “it thinks”, discussed
in Zöller 1992 and Burge 1998)

Hume’s view that there is no impression, or perception, of oneself is


crucial to his case for the understanding of our idea of ourselves as
nothing more than a “heap or collection of different perceptions” (1739–
40: bk.1, ch.4, §6; Penelhum 2000; G. Strawson 2011a), since lacking an
impression of the owner of these perceptions we must, in accordance with
his empiricist account of concept acquisition, lack an idea of such. It is
clear, then, that in the early modern period issues of self-consciousness

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play an important role in a variety of philosophical questions regarding


persons and their minds.

1.3 Kantian and Post-Kantian Discussions of Self-Consciousness

Hume’s denial that there is an inner perception of the self as the owner of
experience is one that is echoed in Kant’s discussion in both the
Transcendental Deduction and the Paralogisms, where he writes that there
is no intuition of the self “through which it is given as object” (Kant
1781/1787: B408; Brook 1994; Ameriks 2000). Kant’s account of self-
consciousness and its significance is complex, a central element of the
Transcendental Deduction being the claim that a form of self-awareness—
transcendental apperception—is required to account for the unity of
conscious experience over time. In Kant’s words, “the ‘I think’ must be
able to accompany all my representations” (Kant 1781/1787: B132; Keller
1998; Kitcher 2011; see the entry on Kant’s view of the mind and
consciousness of self). Thus, while Kant denies that there is an inner
awareness of the self as an object that owns its experiences, we must
nevertheless be aware of those experiences as things that are, both
individually and collectively, our own. The representation of the self in
this “I think” is then, according to Kant, purely formal, exhausted by its
function in unifying experience.

The Kantian account of self-awareness and its relation to the capacity for
objective thought set the agenda for a great deal of post-Kantian
philosophy. On the nature of self-awareness, for example, in an
unpublished manuscript Schopenhauer concurs with Kant, asserting that,
“that the subject should become an object for itself is the most monstrous
contradiction ever thought of” (quoted in Janaway 1989: 120). Further, a
philosophical tradition stemming from Kant’s work has tried to identify
the necessary conditions of the possibility of self-consciousness, with P.F.
Strawson (1959, 1966), Evans (1980, 1982), and Cassam (1997), for

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example, exploring the relation between the capacity for self-conscious


thought and the possession of a conception of oneself as an embodied
agent located within an objective world (see §4.3). Another, related
tradition has argued that an awareness of subjects other than oneself is a
necessary condition of self-consciousness (see §4.4). Historical variations
on such a view can be found in Fichte (1794–1795; Wood 2006), Hegel
(1807; Pippin 2010), and, from a somewhat different perspective, Mead
(1934; Aboulafia 1986).

Fichte offers the most influential account of self-consciousness in the post-


Kantian tradition. On the reading of the “Heidelberg School”, Fichte
claims that previous accounts of self-consciousness given by Descartes,
Locke, and even Kant are “reflective”, regarding the self as taking itself
not as subject but as object (Henrich 1967; Tugendhat 1979: ch. 3; Frank
2004; Zahavi 2007). But this reflective form of self-awareness, Fichte
argues, presupposes a more primitive form since it is necessary for the
reflecting self to be aware that the reflected self is in fact itself.
Consequently, according to Fichte, we must possess an immediate
acquaintance with ourselves, “the self exists and posits its own existence
by virtue of merely existing” (Fichte 1794–1795: 97). Once more, this
debate echoes ancient discussions concerning the nature and role of self-
consciousness.

1.4 Early Twentieth Century Discussions of Self-Consciousness

In the early twentieth century, Frege suggests a form of self-acquaintance,


claiming that “everyone is presented to himself in a special and primitive
way” (Frege 1918–1919: 333). In a similar vein, in early work Russell
(1910) favours the idea that we are acquainted with ourselves, but by the
1920s (1921: 141) he seems to endorse a view more in line with Hume’s
sceptical account. The same can be said of the Wittgenstein of the
Tractatus, who famously likens the self to the eye which sees but does not

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see itself (Wittgenstein 1921: 5.6–5.641; O’Brien 1996; Sullivan 1996).


Husserl’s philosophical development seems to have taken the opposite
trajectory to that of Russell, with his (1900/1901, Investigation V, §8)
denial of the inner awareness of a “pure ego” being subsequently revised
into something resembling Kantian transcendental apperception (Husserl
1913: §57; Carr 1999: ch. 3; Zahavi 2005: ch. 2). Continuing with the
phenomenological tradition, Sartre (1937; Priest 2000) takes Husserl’s
later view to task, arguing against the view that we are continually aware
of a transcendent ego, yet in favour of the picture of consciousness as
involving a “pre-reflective” awareness of itself reminiscent of the
Heidelberg School view (Wider 1997: ch. 3; Miguens, Preyer, & Morando
2016). Questions about the nature of self-consciousness and, in particular,
over whether there is an immediate, or intuitive, consciousness of the self,
were as lively as ever well into the twentieth century.

2. Self-Consciousness in Thought
One natural way to think of self-consciousness is in terms of a subject’s
capacity to entertain conscious thought about herself. Self-conscious
thoughts are thoughts about oneself. But it is commonly pointed out that
thinking about what merely happens to be oneself is insufficient for self-
consciousness, rather one must think of oneself as oneself. If one is
capable of self-conscious thought, that is, one must be able to think in
such a way that it is manifest to one that it is oneself about whom one is
thinking.

It is widely recognised that the paradigmatic linguistic expression of self-


consciousness in English is the first-person pronoun “I”; a term with
which one might be said to refer to oneself as oneself (Sainsbury 2011).
Plausibly, every utterance of a sentence containing “I” is expressive of a
self-conscious “I-thought”, that is a thought containing the first-person
concept. Thus, discussions of self-consciousness are often closely

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associated with accounts of the semantics of the indexical term “I” and the
nature of its counterpart first-person concept (e.g., Anscombe 1975; Perry
1979; Nozick 1981: ch. 1, §2; Evans 1982: ch. 7; Mellor 1989; O’Brien
1995a; Castañeda 1999; de Gaynesford 2006; Recanati 2007; Rödl 2007:
ch. 1; Bermúdez 2016).

As Castañeda (1966; cf. Anscombe 1975) points out, there is an ambiguity


in certain ascriptions of belief containing “he” or “she”. I may say “Jane
believes that she is F” without implying that Jane realises that it is herself
that she believes to be F. That is, there is a reading of “Jane believes that
she is F” that does not imply self-consciousness on Jane’s part. But, in
some cases, we do intend to attribute self-consciousness with that same
form of words. To resolve this ambiguity, Castañeda introduces “she*” for
self-conscious attributions. I will use the more natural indirect reflexive
“she herself”. Thus, “Jane believes that she is F” does not imply that Jane
self-consciously believes that she is F, whilst “Jane believes that she
herself is F” does. Before the dreadful revelation, Oedipus believed that he
was prophesied to kill his father, but did not believe that he himself was so
prophesied.

2.1 The Essential Indexical

First-personal language and thought is commonly taken to be sui generis,


irreducible to language or thought not containing the first-person pronoun
or corresponding concept (Castañeda 1966, 1967; Perry 1977, 1979,
2001). Arguments for this view have typically appealed to the essential
role seemingly played by the first-person in explanations of action. This
point is supported by a number of well-known examples. Consider Perry’s
case of the messy shopper,

I once followed a trail of sugar on a supermarket floor, pushing my


cart down the aisle on one side of a tall counter and back the aisle

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on the other, seeking the shopper with the torn sack to tell him he
was making a mess. With each trip around the counter, the trail
became thicker. But I seemed unable to catch up. Finally it dawned
on me. I was the shopper I was trying to catch. (Perry 1979: 33)

As Perry points out, he knew all along that the shopper with the torn sack
was making a mess. He may also have believed that the oldest philosopher
in the shop (in fact himself) was making a mess, yet failed to check his
own cart since he falsely believed that Quine was at the Deli Counter.
Indeed, it seems that for any non-indexical term a that denotes Perry, it is
possible for Perry to fail to believe anything naturally expressed by the
sentence “I am a”. If so, it is possible for Perry to rationally believe that a
is making a mess without believing anything that he would express as “I
am making a mess”. It was only when Perry came to believe that he
himself was making a mess that he stopped the chase. Indeed, it would
seem that only the first-personal content can provide an adequate
explanation of Perry’s behaviour when he stops. If Perry had come to
believe that John Perry is making a mess then, unless he also believed that
he himself was John Perry, he would not have stopped. The first-personal
content is “self-locating”, thereby enabling action, whereas the non-first-
personal content is not. To use Kaplan’s (1977) example, if I believe that
my pants are on fire, pure self-interest will surely motivate me do
something about it. If, however, I believe that Smith’s pants are on fire,
pure self-interest will only so motivate me if I also believe that I am
Smith.

On this widely accepted picture, then, first-personal thought and language


is irreducible to non-first-personal thought and language, and is essential
to the explanation of action (Kaplan 1977: 533; D. Lewis 1979; McGinn
1983: ch. 6; Recanati 2007: ch. 34; Musholt 2015: ch. 1; Prosser 2015;
García-Carpintero & Torre 2016). Importantly, on Perry’s view, what is
irreducible is the first-personal way of thinking about ourselves, not the

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facts or states of affairs that make such thoughts true. So, whilst my belief
“I am F” is not equivalent to any non-first-personal belief, it is true if and
only if Smith is F, this being the same fact that makes true the non-first-
personal “Smith is F”. Thus, whilst first-person representations are special,
a special class of first-person facts are nowhere to be found (for views that
do accept the existence of first-personal facts, see McGinn 1983; Baker
2013; also see Nagel 1986).

Perry (1977, 1979) argues that terms such as “I” which are, as he puts it,
“essentially indexical”, pose a problem for the traditional Fregean view of
belief as a two-place relation between a subject and a proposition (cf.
Spencer 2007). Fregean senses are, according to Perry, descriptive and as
Perry has argued no description is equivalent to an essential indexical.
Consequently, no Fregean proposition can be the thing believed when one
believes first-personally. Essential indexicality, if somehow forced into the
Fregean mould, means that we must implausibly accept that there are
incommunicable senses that only the speaker (or thinker) is in a position to
grasp (see García-Carpintero & Torre 2016); cf.Evans 1981; Longworth
2013). D. Lewis goes further than this, arguing, partly on the basis of his
much discussed Two Gods example (1979), in which each God knows all
the propositions true at their world yet fails to know which of the two
Gods he himself is, that the objects of belief are not propositions at all but
rather properties (or centred worlds). That is, since they already know all
the true propositions, there is no true proposition the Gods would come to
believe when they come to realise which God they are. Essential
indexicality forces us away from the model of propositions as the objects
of belief. Further, Lewis claims that not just the explicitly indexical cases,
but all belief is in this way self-locating or, in his terminology, de se. On
this account, every belief involves the self-ascription of a property and so,
arguably, is an instance of self-consciousness (for discussion, Gennaro
1996: ch. 8; Stalnaker 2008: ch. 3; Feit 2008; Cappelen & Dever 2013: ch.
5; Magidor 2015).

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Arguments such as Perry’s might be challenged on the grounds that it is


not possible to rationally doubt that one is the subject of these conscious
states, where that formulation involves an “introspective demonstrative”
picking out one’s current conscious states. This, it might be claimed,
constitutes a reduction of first-person content (cf. Peacocke 1983: ch. 5,
although his goal is not reductive). Even if it is true, however, that one
cannot doubt that one is the subject of these conscious states, it is not clear
that this poses a significant challenge to Perry’s argument for the essential
indexicality of the first-person. For one thing, the content itself contains a
demonstrative, so indexical, element. Second, it has been argued that our
capacity to refer to our own experiences itself depends on our capacity to
refer to ourselves as ourselves (P.F. Strawson 1959: 97; Evans 1982: 253).
That is, to think of these conscious states is to think of them as these
conscious states of mine. If to demonstratively think of one’s conscious
state is, necessarily, to think of it as one’s own conscious state, then the
purported reduction of first-person thought to thought not containing the
first-person will fail.

Cappelen and Dever (2013) present a sustained attack on the constellation


of philosophical claims surrounding the “essential indexical”, including its
purported relation to action, and both Perry’s and Lewis’s arguments for it
(for an alternative objections to Perry and Lewis, see Millikan 1990;
Magidor 2015). A central element in their critique is the claim that cases,
such as Perry’s shopper, that are often thought to show the special
connection between self-consciousness (I-thoughts) and the capacity for
action really only show that action explanation contexts do not allow for
substitution salva veritate, but rather are opaque (Cappelen & Dever 2013:
ch. 3). Just as, if I am at the airport waiting for Jones, I will only signal
that man if I believe him to be Jones, so if I am looking for the shopper
with the torn sack I will only stop when I believe that I am that shopper.
On their view, despite the popularity of the view to the contrary, the
capacity for self-consciousness does not possess any philosophically deep

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relation to the capacity for action (for critical discussion, see Ninan 2016;
Bermúdez 2016: ch. 1).

2.2 First-Person Reference

Because of its connection with the first-person pronoun, it is often taken as


platitudinous to say that self-conscious thought is closely associated with
the capacity to refer to oneself as oneself. When I think self-consciously, I
cannot fail to refer to myself. More than this, it has often been claimed that
for a central class of first-person thoughts, there is no possibility of
misidentifying myself: not only can I not fail to pick myself out, I cannot
take another person to be me. But first-person reference, and indexicality
more generally, has sometimes been thought to pose a challenge to
theories of reference, requiring special treatment. Indeed, some have
argued that the platitude itself should be rejected.

Terms whose function it is to refer can, on occasion, fail in that function.


A use of the term “Vulcan” to refer to the planet orbiting between Mercury
and the sun, fails to refer to anything for the reason that there is nothing
for it to refer to. If I see the head of one dachshund protruding from behind
a tree and the rear end of another protruding from the other side of the
tree, and utter “that dog is huge”, my use of “that dog” has arguably failed
to refer due to there being too many objects. It would seem that, by
contrast, the term “I” cannot fail to refer either by there being too few or
too many objects. “I” is guaranteed to refer.

As an indexical, the referent of “I” varies with the context of utterance


(see the entry on indexicals). That is, “I” refers to different people
depending on who utters it. Following Kaplan (1977), it is common to
think of the meaning of such terms as determining a function from context
to referent. In the case of “I”, a natural proposal is the “Self-Reference
Rule” (SRR), that the referent of a token of “I” is the person that produces

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it (Kaplan 1977: 491; Campbell 1994: ch. 3). “I” is thus, unlike “this” or
“that”, a pure indexical, seemingly requiring no overt demonstration or
manifestation of intention (Kaplan 1977: 489–91). SRR captures the
plausible thought that “I” is guaranteed against reference failure. Since
every token of “I” has been produced, the fact that “I” refers to its
producer means that there is no chance of its failing to pick out some
entity. This account of “I”, then, treats it as not only expressive of self-
consciousness, but also guaranteed to refer to the utterer.

SRR is Kaplan’s specification of the character of “I”, which is fixed


independently of the context of any particular utterance. This character is
to be distinguished from the content of a tokening of “I”, which it has only
in a context. On Kaplan’s account, the content of an utterance of “I am F”
will be a singular proposition composed of the person that produced it and
Fness (Recanati 1993; for an account that attributes to the utterance both
singular content, and the “reflexive content” the speaker of this token is F,
see Perry 2001; for an alternative “Neo-Fregean” account in terms of
object-dependent de re senses, see Evans 1981; cf. McDowell 1977; and
Evans 1982: ch. 1).

Intuitively plausible as it is, SRR is open to a number of potential


counterexamples. Suppose, for example, that you are away from work due
to illness and I leave a note on your door reading “I am not here now”.
Plausibly, whilst it was me that produced this token of “I”, it nevertheless
refers to you. Or consider a situation in which I walk into a petrol station,
point to my car, and say “I’m empty”. In this case, it might be suggested,
my use of “I” refers to my car rather than myself (for these and related
cases, see Vision 1985; Q. Smith 1989; Sidelle 1991; Nunberg 1993,
1995). If so, SRR cannot specify the character of “I” and so, arguably,
some tokens of “I” fail to express the self-conscious thoughts of those that
produce them. In light of such cases, a variety of alternatives to SRR have
been proposed. Q. Smith (1989) suggests that “I” is lexically ambiguous;

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Predelli (1998a,b, 2002) offers an intention-based reference rule for “I”;


Corazza, Fish, and Gorvett (2002) offer a convention-based account; and
Cohen (2013) argues that the cases can be handled by a conservative
modification of Kaplan’s original proposal (also see, Romdenh-Romluc
2002, 2008; Corazza 2004: ch. 5; Dodd & Sweeney 2010; Michaelson
2014).

Although she didn’t have Kaplan’s formulation of SRR in mind, an earlier


criticism of such a rule can be found in the work of Anscombe (1975) who
argues that the rule cannot be complete as an account of the meaning of
“I” (for discussion see O’Brien 1994). Anscombe considers a world in
which each person has two names, one of which (ranging from “B” to
“Z”) is printed on their chest, the other (in every case “A”) is printed on
the inside of their wrist. Each person uses “B” to “Z” when attributing
actions to others, but “A” when describing their own actions (Anscombe
1975: 49). Anscombe argues that such a situation is compatible with the
possibility that the people in question lack self-consciousness. Whilst B
uses “A” to refer to B, C uses “A” to refer to C, and so on, there is no
guarantee that they are thinking of themselves as themselves, for they may
be reporting what are in fact their own actions without thinking of those
actions as things that they themselves are performing. They may treat
themselves, that is, just as the treat any other. This is despite the fact that,
in this scenario, “A” complies with SRR.

Can the Self-Reference Rule be reformulated in such a way as to entail


self-consciousness on the part of those who use terms that comply with it?
According to Anscombe it can, but any such reformulation will
presuppose a prior grasp of self-conscious reference to oneself. For
example, if we say, employing the indirect reflexive, that “I” is a term that
a person uses to refer to she herself, we have travelled in a tight circle
since “she herself” can be understood only in terms of “I” (Anscombe
1975; Castañeda 1966; for discussion, see Bermúdez 1998: ch. 1). This

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can be seen clearly in the first-person formulation of such a rule: “I” is a


term that I use to refer to myself. For here the “myself” must itself be
understood as an expression of self-consciousness, i.e., we should really
say that “I” is a term that I use to refer to myself as myself.

In response to Anscombe’s argument, it has been argued that SRR is not


intended to explain the connection between self-consciousness and the
first-person (O’Brien 1994, 1995a; Garrett 1998: ch. 7; cf. Campbell 1994:
§4.2; Peacocke 2008: §3.1). On this view, all that the example of “A”
users shows is that self-consciousness has not been fully accounted for by
SRR, not that SRR fails as an account of the character of “I”. Kaplan
himself, however, does appear to be more ambitious than this, claiming
that the “particular and primitive way” in which each of us is presented to
ourselves is simply that each “is presented to himself under the character
of "I"” (Kaplan 1977: 533). This claim, it would seem, is indeed open to
Anscombe’s challenge.

Anscombe’s (1975) paper is perhaps most notable for her claim that “I” is
not a referring expression at all. Assuming that if “I” refers it must be
understood on the model of either a proper name, a demonstrative, or an
abbreviation of a definite description, Anscombe argues that each of these
kinds of referring expression requires what she calls a “conception” by
means of which it reaches its referent. This conception must explain the
seemingly guaranteed reference of “I”: the apparent fact that no token of
“I” can fail to pick out an object. However, she argues, no satisfactory
conception can be specified for “I” since either it fails to deliver up
guaranteed reference, or it succeeds but only by delivering an immaterial
soul. Since we have independent reason to believe that there are no
immaterial souls, it follows that “I” cannot be understood on the model of
a proper name, demonstrative or definite description, so is not a referring
expression (see Kenny 1979 and Malcolm 1979 for positive appraisals of
Anscombe’s position. Criticisms can be found in White 1979; Hamilton

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1991; Brandom 1994: 552–561; Glock & Hacker 1996; McDowell 1998;
Harcourt 2000).

That “I” does not function as either a name or an abbreviated definite


description is widely accepted. The more contentious aspect of
Anscombe’s case for the view that there is no appropriate conception for
“I” is her claim that “I” does not function like a demonstrative. Her
argument for this claim is highly reminiscent of Avicenna’s Flying Man
argument (see §1.1), with which she was surely familiar. We can, she tells
us, imagine a subject in a sensory deprivation tank who has been
anaesthetised and is suffering from amnesia. Such a subject would, claims
Anscombe, be able to think I-thoughts, perhaps wondering, “How did I get
into this mess?”. Since such a subject can think self-consciously in the
absence of any presented referent, it follows that “I” cannot mean
something like “this person”, since demonstratives require the
demonstrated object to be presented to conscious awareness. Treating “I”
on a demonstrative model, then, fails (cf. Campbell 1994: §4.2; O’Brien
1995b; see Morgan 2015 for a defence of a demonstrative account).

According to Evans (1982: ch. 7), the problem with Anscombe’s argument
is that it fails to appreciate that “I” can be modelled on “here” rather than
“this”. According to Evans’ account, the similarity between what he calls
“I”-Ideas and “here”-Ideas shows up in their functional role (for an
alternative broadly functional account, see Mellor 1989; for an argument
that, far from being amenable to a functional analysis, self-consciousness
poses a threat to the coherence of functionalism, see Bealer 1997). Once
we see how both “I”-Ideas and “here”-Ideas stand at the centre of
distinctive networks of inputs (ways of gaining information about
ourselves and our locations respectively) and outputs (including the
explanation of action), we can see how to model “I” on “here”, thus
escaping Anscombe’s argument. For further discussion, see the
supplement: Evans on First Person Thought.

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2.3 Immunity to Error Through Misidentification

In The Blue and Brown Books, Wittgenstein distinguishes between two


uses of the term “I” which he calls the “use as subject” and the “use as
object” (1958: 66–70; Garrett 1998: ch. 8; cf. James’ distinction between
the I, or pure ego, and the me, or empirical self (1890: vol. 1, ch. X)). As
Wittgenstein describes the difference, there is a certain kind of error in
thought that is possible when “I” is used as object but not when “I” is used
as subject. Wittgenstein notes that if I find myself in a tangle of bodies, I
may wrongly take another’s visibly broken arm to be my own, mistakenly
judging “I have a broken arm”. Upon seeing a broken arm, then, it can
make sense to wonder whether or not it is mine. If, however, I feel a pain
in the arm, and on that basis judge “I have a pain”, then it makes no sense
at all for me to wonder whether the pain of which I am aware is mine.
That is, it is not possible for me to be aware, in the ordinary way, of a pain
in an arm but mistakenly judge it to be my own arm that hurts. On this
picture, self-ascriptions of pain, at least when based on the usual
introspective grounds, involve the use of “I” as subject and so are immune
to this sort of error of misidentification.

Immunity to this sort of error should not be conflated with another sort of
epistemic security that is often discussed under the heading of self-
knowledge (see entry on self-knowledge). Some philosophers have held
that, for a range of mental states, one cannot be mistaken about whether
one is in them. Thus, for example, if one sincerely judges that one has a
pain, or that one believes that P, then it cannot turn out that one is not in
pain, or that one does not so believe. That the kind of immunity to error
described by Wittgenstein differs from this sort of epistemic security
follows from the fact that one may be sceptical of the latter while
accepting the former. That is, one may reject the claim that sincere
judgements that one has a pain cannot be mistaken (perhaps it is possible
to mistake a sensation of coldness for one of pain), whilst nevertheless

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maintaining that if one is introspectively aware of a pain, then that pain


must be one’s own. Immunity to errors of this sort has been taken, by a
number of philosophers, to be importantly connected to self-
consciousness.

Under the influence of Shoemaker (1968) this phenomenon has become


known as immunity to error through misidentification relative to the first-
person pronoun, or IEM. On Shoemaker’s formulation, an error of
misidentification occurs when one knows some particular thing, a, to be F
and judges that b is F on the grounds that one mistakenly believes that a is
identical to b. To this it is important to add that IEM is not a feature that
judgements possess in virtue of their content alone but only relative to
certain grounds (perception, testimony, introspection, memory, etc.). Thus,
the judgement that I am jealous of a might be IEM when grounded in
introspection, but not when grounded in the overheard testimony of my
analyst. For I may have misinterpreted my analyst’s words, wrongly taking
his use of “Smith” in “Smith is Jealous of a” to refer to me (“Smith” after
all is a common name). IEM is always relative, then, to the grounds on
which a judgement is based. Which grounds might give rise to first-person
judgements that are IEM is a contested matter, see the supplement: The
Scope of Immunity to Error Through Misidentification.

On this account, first-person thoughts will be IEM relative to certain


grounds just in case errors of misidentification are not possible with
respect to them. That is, they will be IEM relative to grounds G if and only
if it is not possible that one knows, via G, some particular thing, a, to be F
and judges oneself to be F in virtue of mistakenly believing that a is
identical to oneself. Whilst precise formulations differ in various ways,
this can reasonably be thought of as the standard account of IEM (see, for
example, Shoemaker 1968, 1970, 1986, 2012; Brewer 1995; Bermúdez
1998: §1.2; Peacocke 1999: ch. 6; 2008: §3.2; 2014: §5.1; Coliva 2006;

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Recanati 2007: part 6; Perry 2012; most of the papers in Prosser &
Recanati 2012; Musholt 2015: ch. 1).

An alternative way of formulating IEM can be found in the work of


variety of philosophers. On this view, a judgement “a is F” is IEM if and
only if it is not possible to undercut one’s evidence for judging that a is F
without thereby undercutting one’s evidence that someone is F (for
variations on this idea, see Hamilton 1995; Wright 1998; Pryor 1999;
Campbell 1999a; 2002: ch. 5; for discussion see Coliva 2006; Joel Smith
2006a; McGlynn 2016). As Wright puts it, a claim

made on a certain kind of ground involves immunity to error


through misidentification just when its defeat is not consistent with
retention of grounds for existential generalization. (1998: 19)

The idea is that, for a wide range of judgements it is possible that one
knows that something is F but wrongly supposes that a is F. That is, one
has misidentified which thing is F. For other judgements, perhaps
including the introspection based judgement that one has a headache, this
sort of identification error is not possible. After Pryor’s (1999) influential
discussion, this is typically known as immunity to which-misidentification,
or wh-IEM.

That wh-IEM is a distinct phenomenon from IEM as it is standardly


formulated is shown by the fact one may consistently claim that a form of
experience, for example memory, does not put one in a position to think,
of some a distinct from oneself, that a was F, yet nevertheless does put
one in a position to think that someone was F. That is, it might give rise to
judgements that are IEM but not wh-IEM. The converse, however, is not
possible. For since “a was F” entails “someone was F”, it will not be
possible for a judgement, relative to some grounds, to be wh-IEM without
it also being IEM. If a judgement is based on an identification, it will be

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subject to errors of wh-misidentification. For this reason, wh-IEM might


legitimately be considered the more fundamental notion (as it is by Pryor
1999).

What is the philosophical significance of IEM? First, consider what it


would take for a form of experience to ground thoughts that are IEM.
Suppose that a form of experience, introspection for example, itself has
first-personal content. That is, suppose that the content of introspective
awareness is not adequately conceptualised as pain but rather requires the
first-personal form, my pain. If so, then there would be no need for an
identification of some object as oneself, for the identity of the subject of
pain is already given as oneself. On this way of thinking, to determine
which forms of experience ground judgements that are IEM would be to
determine which forms of experience have first-personal content. And
that, according to some philosophers, is to determine which forms of
experience are themselves forms of self-consciousness (see, for example,
Bermúdez 1998: 144). This issue is further discussed in §3.

Second, Wittgenstein suggests that the phenomenon of IEM is responsible


for the (in his view, mistaken) opinion that the use of “I” as subject refers
to an immaterial soul (1958: 66). This is for the reason that one may be
tempted to suppose that if introspectively based self-ascriptions of
psychological predicates do not rely on an identification of a bodily entity,
they must rely on the identification of a non-bodily entity (1958: 70; for
related discussion, see Peacocke 1999: ch. 6; Coliva 2012). Wittgenstein’s
view, of course, is that they rely on no identification at all. As Evans puts
it, they are identification-free. Essentially the same point is made by
Strawson in his diagnosis of “the fact that lies at the root of the Cartesian
illusion”, which is that “criterionless” self-ascription gives rise to the idea
of a “purely inner and yet subject-referring use for ‘I’” (P.F. Strawson
1966: 164–166). In short, the fact that a certain class of first-person
thoughts depend for their reference on no identification of myself as some

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publicly presented object (they are identification-free) gives rise to the


idea that they pick out a private object, a soul. There is a clear connection
between this idea and Anscombe’s (1975) argument for the non-referential
character of “I”.

3. Self-Consciousness in Experience
Some philosophers maintain that, in addition to its manifestation in first-
personal thinking, self-consciousness is also present in various forms of
sensory and non-sensory experience (Bermúdez 1998; Hurley 1998: ch. 4;
Zahavi 2005; Peacocke 2014; Musholt 2015). After all, self-consciousness
is presumably a form of consciousness (see entry on consciousness). On
the view that experience, like thought, has representational content, this
can be understood as the view that experiences, like thoughts, can have
content that is first-personal. On the further view that the content of
experience is non-conceptual (see the entry on non-conceptual mental
content), the claim is that there is non-conceptual first-person content (for
a conceptualist response, see Noë 2002). Bermúdez also argues that there
is a non-conceptual form of self-conscious thinking that arises from non-
conceptual self-conscious experience, which he calls “protobelief”
(Bermúdez 1998: ch. 5; cf. Bermúdez 2003).

The claim that there is a form of self-consciousness in experience, one


which arguably grounds the capacity to entertain first-personal thought,
can be understood in a number of ways. According to one view there is a
perceptual, or quasi-perceptual, consciousness of the self as an object of
experience. On another, there is a “pre-reflective” form of self-
consciousness that does not involve the awareness of the self as an object.
A third claims that various forms of experience involve a distinctive
“sense of ownership” in which each of us is aware of our own states as our
own. In each case, the question is whether the mode of experience in
question can, in Peacocke’s (2014: ch. 4) words, act as the “non-

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conceptual parent” of the first-person concept and associated phenomena,


in particular that of immunity to error through misidentification.

3.1 Consciousness of the Self

It is natural to suppose that self-consciousness is, fundamentally, a


conscious awareness of the self. On such a view, one is self-conscious if,
when one introspects, one is aware of a thing that is, in some sense,
presented as oneself. This is the view, mentioned in §1.2, that Hume seems
to be rejecting with his claim that when he introspects he can never catch
himself, but only perceptions (Hume 1739–40: bk. 1, ch. 4, §6). Whilst
Hume’s claim has been very influential, it has not found universal
acceptance. Those siding with Hume include Shoemaker (1986), Martin
(1997), Howell (2010), and Prinz (2012) (for a related, Jamesian
perspective, see Flanagan 1992: ch. 9). Those opposing him include
Chisholm (1976: ch. 1), Cassam (1995), G. Strawson (2009), Damasio
(2010) and Rosenthal (2012).

As with first-person thought, the issue is not whether one is, or can be,
conscious of what is in fact oneself. If that were sufficient for self-
consciousness then, on the supposition that one is identical to one’s body,
seeing oneself in a mirror would be a case of self-consciousness, even if
one were unaware that it was oneself that one saw. Rather, the issue is
whether one is, or can be, conscious of oneself as oneself, a form of
awareness in which it is manifest to one that the object of awareness is
oneself. If there is such an awareness then this is philosophically
significant, since one might expect it to ground certain cases of self-
knowledge, first-person reference, and the immunity to error of certain
first-person thoughts (Shoemaker 1986; see the entry on self-knowledge).
The inner consciousness of the self as F, for example, would account for
one’s capacity to refer to oneself as oneself, one’s knowledge that one is F,
and the fact that such a thought cannot rest on a misidentification of

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another thing as oneself. On the other hand, the claim that there is no such
conscious awareness of the self is philosophically significant, not only
because it undermines the possibility of such explanations but also for the
reason that it plays an important role in various well known arguments: for
example, in Kant’s First Critique (1781/1787), most obviously the
Transcendental Deduction, the Refutation of Idealism, and the
Paralogisms, and in Wittgenstein’s discussion of the conceptual problem
of other minds (Kripke 1982: Postscript).

A simple argument for the claim that we are introspectively aware of


ourselves is that in introspection one is perceptually aware of one’s own
mental properties, and that when one perceives a property one perceives
that which has that property, i.e., oneself. Shoemaker (1984b, 1986) agrees
that if there is an introspective awareness of the self as an object, then it
should be understood as a form of self-perception. He argues, however,
that, on a plausible account of perception, introspection is not a form of
perception, so we do not introspectively perceive anything, including the
self. As such, we cannot conclude in this way that we are introspectively
aware of the self (cf. Martin 1997; Rosenthal 2012).

Shoemaker further argues, in a way reminiscent of the Heidelberg School


(Frank 1995; Musholt 2015: ch. 1), that the postulation of an introspective
awareness of the self as the self would not be in a position to explain all
self-knowledge. According to Shoemaker (1984b: 105), if inner perception
revealed an object to be F, then I would only be in a position to judge that
I am F if I already took myself to be that object that I perceive. But this
both presupposes some (non-perceptual) self-knowledge (i.e., that I am the
thing perceived via inner sense), and also implausibly opens up
introspection based first-person thought to the possibility of errors of
misidentification, since such a view would entail that introspective self-
knowledge is based in part on an identification of the self.

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A number of philosophers have maintained that, even if Hume is right that


introspection does not reveal the self as an object, there is another form of
perceptual experience which does: bodily awareness (see entry). Versions
of this claim can be found in P.F. Strawson (1966: 102), Evans (1982: ch.
7), Sutton Morris (1982), Ayers (1991), Brewer (1995), Cassam (1995,
1997), Bermúdez (1998, 2011). On this view, through bodily awareness I
am aware of my body “from the inside” as a bodily self, as me. Brewer
(1995), for example, argues that since bodily sensations are both
manifestly properties of oneself and are perceived as located properties of
one’s body, it follows that in bodily awareness one perceives one’s body as
oneself.

If one’s body is presented as oneself in bodily awareness then, as


mentioned above, we might expect this bodily self-perception to ground
first-person thought about one’s bodily states. As pointed out in §2, it is
plausible that first-person thoughts cannot fail to refer to their thinker and
further that this is manifest in the thinking of them. Martin (1995, 1997)
argues on the basis of these two claims that if bodily awareness is a form
of self-awareness, then one’s body as presented in bodily awareness must
manifestly be oneself. That is, if a form of awareness is to ground
judgements which are manifestly about myself, then that form of
awareness must manifestly be an awareness of myself. But this is arguably
a condition that it does not meet, since it is perfectly coherent to wonder
whether or not one is identical to one’s body, just as Descartes famously
did in the Meditations (for a different, imagination-based, argument
against bodily awareness as a form of self-awareness, see Joel Smith
2006b; see Bermúdez 2011 for a response; for discussions of the relation
between self-consciousness and imagination see B. Williams 1973;
Reynolds 1989; Velleman 1996).

Another way in which it can be argued that the self figures in sensory
experience is in the self-locating content of perceptual experience, most

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notably vision. Visual experience is perspectival, containing information


not only about perceived objects but also of their spatial relation to the
perceiver: I see the wall as in front of me, the bookcase as to my left, and
so on. The (bodily) self, it might be argued, is experienced as an object in
the world, the point of origin of egocentric perception (Cassam 1997: 52–
53; Hurley 1998: ch. 4; Bermúdez 1998: ch. 5, 2002, 2011; Peacocke
1999: ch. 6; Schwenkler 2014). On an alternative view, one consistent
with the rejection of any sort of awareness of the self as an object, visual
perception does not present the self at its point of origin, but rather
represents the locations of perceived objects in monadic terms, as ahead,
to the left, and so on, without specifying what it is that they are ahead, or
to the left, of (Campbell 1994: §4.1; 2002: §9.3; Perry 1986).

3.2 Pre-Reflective Self-Consciousness

If first-person thought is not grounded in an awareness of the self as an


object, then some other account is arguably required to account for the
capacity to entertain self-conscious thought (O’Brien 1995a). One
suggestion is that subjects possess a form of “pre-reflective self-
awareness” as a necessary condition of consciousness (Sartre 1937, 1943:
Introduction; Zahavi 2005, 2007; Legrand 2006; cf. Kriegel 2009. For
criticism, see Schear 2009; also see the entry on phenomenological
approaches to self-consciousness). On this view, all conscious experience
involves an implicit awareness of oneself as its subject without explicitly
representing the self as an object of awareness (cf. Musholt’s distinction
between “self-representationalist” and “non-self-representationalist”
accounts of non-conceptual self-consciousness (2015: chs. 3–4)). Indeed,
it might be argued that the necessity of an active agent’s possessing some
form of self-awareness follows from the connection between action and
self-consciousness that many suppose to have been established by
considerations of the essential indexical discussed in §2.1 (cf. Bermúdez
1998).

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These views are closely associated with theories that explain


consciousness in terms of self-consciousness (§4.3). Pre-reflective self-
awareness is “pre-reflective”, according to its proponents, in the sense that
it does not require one to explicitly reflect on one’s own mental states, or
to otherwise take them as objects of attention. Rather, pre-reflective self-
awareness is manifest even in those situations in which one’s attention is
directed outwards toward worldly objects and events. Pre-reflective self-
awareness, then, is implicit in all consciousness, providing one with a
continuous awareness of oneself as the subject of one’s stream of
experience.

One way in which such views can be understood is as maintaining that


experience involves self-consciousness in the mode, rather than the
content, of conscious experience (Recanati 2007: part 5; 2012; O’Brien
2007: ch. 6). This can be fleshed out by analogy with the case of belief:
one might claim that the concept of truth figures in the mode, but not the
explicit content of every belief. That is, whilst every belief is a holding
true, it is not the case that every belief has the content that such and such
is true. Similarly, whilst every experience is an experience of one’s own, it
is not the case that every experience has the content that such and such is
experienced by oneself. Rather, the mode of conscious experience
(introspection, bodily awareness, etc.) includes an implicit awareness of
the self. A related view is that the self can be considered an “unarticulated
constituent” of the experience, just as some claim that “here” is an
unarticulated constituent of “It is raining” (Perry 1986; Recanati 2007:
parts 9 & 10; for scepticism about unarticulated constituents, see Cappelen
& Lepore 2007). So, just as the person who believes “It is raining” is
implicitly aware of the fact that it is here that it is raining, so the subject of
self-conscious experience is implicitly aware of the fact that it is she
herself who is undergoing that experience.

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Accounts of self-consciousness as involving unarticulated constituents, or


as implicit in the mode of consciousness, will need to explain how the
transition is made from such implicit self-awareness to the explicit
representation of the self in first-person thought. One option is to appeal to
the idea that certain sources of information are self-tracking or, in Perry’s
(2012) words, “necessarily self-informative”. A form of experience is self-
tracking if it is a way of coming to know of the instantiation of properties
of a certain type and, necessarily, a subject can come to know, in that way,
of the instantiation of her own states only. For example, if it is true that a
subject can only remember conscious episodes from her own past, then
episodic memory is self-tracking. If so, then the subject may legitimately
think the first-person thought “I was F”, on the basis of her episodic
memory of being F. This account may also be used to explain IEM, since
if a form of experience is self-tracking, then it will not be possible for me
to know, in that way, that a is F but mistakenly think that it is me that is F
on the grounds that I mistakenly believe myself to be identical to a (Perry
2012; Recanati 2012; cf. Campbell 1999a; Martin 1995). Here we have an
architectural feature of a given form of experience (that it is necessarily an
awareness of oneself) being employed in an explanation of an epistemic
feature of self-ascriptions based on such experience (that they are not
partly grounded in an identity judgement). If I know, in the relevant way,
that a is F, then it must be the case that I am a. On this view, making a
first-person judgement grounded in a given form of experience is a matter
of articulating the unarticulated self. The experience itself is not explicitly
first-personal, representing the self as oneself. Nevertheless, it “concerns”
the subject, in that it is necessarily tied to the self (see Musholt 2015: ch. 5
for an alternative account).

3.3 The Sense of Ownership

Pre-reflective, or implicit, accounts of the place of self-consciousness in


experience are often associated with the so-called “sense of ownership”, or

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“sense of mineness” (Flanagan 1992; Martin 1995; Dokic 2003; Marcel


2003; Zahavi 2005: ch. 5; de Vignemont 2007, 2013; Tsakiris 2011;
Zahavi & Kriegel 2015). According to some, a fundamental aspect of
conscious experiences is that they seem, in each case, to be mine. In being
aware of a thought, action, emotion, perceptual experience, memory,
bodily experience (and also my body itself), I am aware of it as being my
own. This sense of ownership arguably does some work in explaining why
it seems difficult to conceive of what it would be like to experience a
thought as located in another’s mind, or a pain as located in another’s
body (Martin 1995; Dokic 2003). For such an experience would involve
being aware of a thought that seemed to be mine but as located in a mind
that did not seem to be my own. The sense of ownership is also a
candidate for explaining immunity to error through misidentification since
if conscious experiences seem to be one’s own, then there is presumably
no need for any identification of the experience’s subject as oneself.

Whilst the sense of ownership would, presumably, be accounted for by an


introspective awareness of the self, it can also arguably be explained with
the more minimal commitments of the implicit view. The sense of an
experience as my own can be understood as nothing over and above the
fact that the self is implicitly given in the mode of conscious awareness
(Musholt 2015: §4.2). Thus the focus on the sense of ownership might be
thought to provide a minimal answer to Humean scepticism about self-
perception. As Chisholm points out, for example, although Hume
complained that he could find no self in introspection, he reported his
findings in first-personal terms. That is, he was aware not only of his
mental states, but also aware of them as his own (Chisholm 1976: ch. 1;
cf. P.F. Strawson’s 1959: ch. 3, attack on the “no-ownership” view).

Even within the context of an implicit account of self-consciousness in


experience, we can further distinguish between reductive and non-
reductive construals of the sense of ownership (Bermúdez 2011; Zahavi &

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Kriegel 2015; Alsmith 2015). For example, Zahavi and Kriegel (2015; cf.
Kriegel 2003, 2009; Zahavi 2014) defend a non-reductive understanding
of the sense of ownership as a distinct aspect of the phenomenal character
of experience. By contrast, a reductive account will explain the sense of
ownership in terms of cognitive and/or experiential states whose existence
we are independently willing to endorse. For example, Bermúdez (2011:
161–166) argues in favour of a reductive account of the sense of
ownership over one’s own body, according to which it consists in nothing
more than the phenomenology of the spatial location of bodily sensations
alongside our disposition to judge the body in which they occur to be our
own (cf. Dainton 2008: §8.2; Prinz 2012). Bermúdez’s argument for the
reductive view is, in part, based on the claim that, despite appearances, the
non-reductive sense of ownership is not in fact able to explain first-
personal judgements of ownership (cf. Schear 2009; for a response see
Zahavi & Kriegel 2015).

It is sometimes claimed that the variety of ways in which self-


consciousness can break down poses a challenge to the claim that the
sense of ownership is a universal characteristic of experience (e.g.,
Metzinger 2003: §7.2.2). Thought insertion, anarchic hand, alien limb,
anonymous memory, and anonymous vision, all seemingly involve
subjects who are aware of their own conscious states, actions, or body
parts, but without being aware of them as their own (for references, see the
supplement: The Scope of Immunity to Error Through Misidentification).
They may disown them or attribute them to others. For example, in cases
of thought insertion, a symptom of schizophrenia, subjects report that they
are aware of the thoughts of other people or objects entering their own
minds (see, for example, Saks 2007: ch. 2; for general discussion of
schizophrenia and self-consciousness see Parnas & Sass 2011). On the
assumption that such subjects are actually aware of what are, in fact, their
own thoughts, this might seem to be a case of a conscious experience that
lacks the sense of ownership. Thus, either the sense of ownership is not a

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necessary feature of experience, or perhaps there is no sense of ownership


at all (see, for example, Chadha 2017).

A common response to this line of thought involves, first, distinguishing


between the sense of ownership and the sense of agency and, second,
claiming that subjects of thought insertion lack the latter whilst retaining
the former (Stephens & Graham 2000; Gallagher 2004; Peacocke 2008:
§7.8; Proust 2013: ch. 12). The sense of agency is the awareness of being
the source or the agent of some action or activity, including mental agency.
It is the sense that it is me that is thinking a given thought (Bayne 2008;
O’Brien & Soteriou 2009; Proust 2013: ch. 10). According to this standard
view, cases of thought insertion or anarchic hand, for example, can be
wholly explained by postulating a lack of a sense of agency. The usual
sense of being the agent of a thought is lacking, but the sense of ownership
remains since the thought seems to the subject be taking place in their own
mind.

We might, however, wish to make a three-way distinction between the


sense of agency (the sense that one is the author of a mental state), the
sense of ownership (the sense that one is the owner of a mental state), and
what we might call the sense of location (the sense that a mental state is
located within one’s own mind). The sense of location might be
understood as being possessed if one is aware of a mental state in the
ordinary way, i.e., introspectively. Crucial, it would seem, for evaluating
the significance of thought insertion and related cases, and so of the
standard view, will be determining which, if any, of the senses of agency,
ownership, or location remain intact. For it might be argued that what such
subjects retain is in fact the sense of location, rather than the sense of
ownership. That is, it may be possible to take their descriptions at face
value when they deny, in thought insertion for example, that the thoughts
in question are their own (or were thought by them), whilst nevertheless
accepting that the inserted thought occurs within the boundary of their

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own mind (for criticisms of the standard view, see Bortolotti & Broome
2009; Pacherie & Martin 2013; Fernández 2013: ch. 5; Billon 2013).

4. The Conditions of Self-Consciousness


Much of the philosophical work on self-consciousness concerns its
relation to a variety of other phenomena. These include the nature of
personhood, rationality, consciousness, and the awareness of other minds.
In each case we can ask whether self-consciousness is a necessary and/or
sufficient condition for the phenomenon in question.

4.1 Self-Consciousness and Personhood

As was mentioned in §1.2, Locke characterises a person as “a thinking


intelligent Being, that has reason and reflection, and can consider it self as
it self, the same thinking thing in different times and places” (1700:
II.xxvii.9). On such a view, self-consciousness is essential to personhood.
In particular, on Locke’s view it is the capacity to reidentify oneself at
different times that is important, a claim which is in keeping with the
central role of memory in his account of personal identity (see Ayers 1991:
vol. II, chs. 22–25; Thiel 2011: ch. 4; Weinberg 2011; G. Strawson 2011b;
Snowdon 2014: ch. 3; entry on personal identity). As such, Locke
considers the capacity for self-conscious thinking to be a necessary
condition of personhood. What is less clear is whether, on this view, self-
consciousness is sufficient for personhood. One reason for doubt on this
score is that since it is concerned with self-conscious thought the account
provides no reason to suppose that creatures that enjoy non-conceptual
self-consciousness are persons. A second is that the requirement of being
able to reidentify oneself over time is not one that we need consider met
by all self-conscious creatures for, we can suppose, it is possible for a self-
conscious subject to lack the conceptual sophistication to understand the
past and future tense.

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An alternative conception of personhood that also gives a central role to


self-consciousness can be found in Frankfurt’s claim that it is essential to
persons to have a capacity for reflective self-evaluation manifested in the
possession of what he calls “second-order volitions” (Frankfurt 1971:
110). Second-order volitions involve wanting a certain desire to be one’s
will, that is wanting it to move one to action. A subject with second-order
volitions has the capacity to evaluate their first-order desires and this, it
would seem, involves being aware of them as (potentially) their own. Thus
persons, thought of as subjects with second-order volitions, are self-
conscious (for discussion, see Watson 1975; Dennett 1976; Frankfurt
1987; Bratman 2007: chs. 5 & 11).

An account of persons that would appear to distance that notion from self-
consciousness is that offered by P.F. Strawson in chapter 3 of Individuals,

the concept of a person is the concept of a type of entity such that


both predicates ascribing states of consciousness and predicates
ascribing corporeal characteristics, a physical situation &c. are
equally applicable to a single individual of that type. (1959: 101–
102; for discussion, see Ayer 1963; Hacker 2002)

Frankfurt points out that this is inadequate as a definition of personhood


since “there are many entities beside persons that have both mental and
physical properties” (Frankfurt 1971: 5). It may be, however, that
Strawson’s formulation here is somewhat loose, and that his central idea is
that persons are those entities that self​-ascribe both types of predicate, a
condition that perhaps rules out at least most non-human animals. After all
chapter 3 of Individuals, entitled “Persons”, is primarily concerned with
the conditions of such self-ascription, with “the use we make of the word
‘I’” (P.F. Strawson 1959: 94).

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Strawson’s primary goal is to argue for the claim that the concept of a
person is primitive, a position that he contrasts, on the one hand, with
Cartesian dualism and, on the other, with what he calls the “no-ownership
view”: a view according to which we don’t really self-ascribe states of
consciousness at all, at least not with the use of “I” as subject (cf.
Wittgenstein 1953: §244; 1958: 76; Anscombe 1975; it is controversial
whether Wittgenstein ever really held this view, for discussion see Hacker
1990: chs. 5 & 11; Jacobsen 1996; Wright 1998). To say that the concept
of a person is primitive is, on Strawson’s account, to say that it is
“logically prior” to the concepts subject and body; persons are not to be
thought of as compounds of subjects and bodies. Strawson argues that the
primitiveness of the concept of a person is a necessary condition of the
possibility of self-consciousness (P.F. Strawson 1959: 98–103). His
argument is that one can only self-ascribe states of consciousness if one is
able to ascribe them to others (for more on this theme see §4.4). This rules
out Cartesian dualism, since ascribing states of consciousness to others
requires that one be able to identify others, and one cannot identify pure
subjects of experience or Cartesian egos. The condition that one must be
able to ascribe states of consciousness to others also rules out the “no-
ownership view” because such a view is inconsistent with the fact that
psychological predicates have the very same sense in their first and third
person uses.

Closely related to the no-ownership view are a family of claims about


persons that Parfit dubs “reductionism” (Parfit 1984: §79). Two prominent
members of this familiar are the claim that

[a] person’s existence consists in the existence of a brain and body,


and the occurrence of a series of interrelated physical and mental
event, (1984: 211)

and that

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[t]hough persons exist, we could give a complete description of


reality without claiming that persons exist. (1984: 212)

Parfit’s reductionism, and it’s relation to Buddhist views of the self, has
been widely discussed (see for example, Stone 1988; Korsgaard 1989;
Cassam 1989, 1993, 1997: ch. 5; Garrett 1991, 1998: ch. 2; Siderits 1997;
McDowell 1997; Blackburn 1997). As is the case with the “no-ownership
view” it has sometimes been argued that reductionism is incompatible
with self-consciousness so, since we are indisputably self-conscious,
reductionism must be false. Against the claim that the (continued)
existence of a person consists merely in the (continued) existence of brain,
body, and interrelated physical and mental events that do not presuppose
anything about persons as such, McDowell (1997) for example, argues
from a broadly Evansian position on self-consciousness (see the
supplement: Evans on First Person Thought) that there simply are no such
“identity-free relations” (1997: 378) to which a person’s identity could be
reducible. That is, there is no way of characterising memory and the other
psychological phenomena relevant to personal identity without invoking
the identity of the person whose memory it is. As McDowell puts it,

[i]n continuity of “consciousness”, there is what appears to be


knowledge of an identity, the persistence of the same subject
through time. (1997: 361)

Memory, at least, cannot be employed in a reductive account of persons


(for discussion of McDowell’s argument see Buford 2009; Fernández
2014; for related arguments from self-consciousness to the falsity of
reductionism, see Cassam 1997: ch. 5).

4.2 Self-Consciousness and Rationality

Is self-consciousness a necessary condition of rationality? A number of


philosophers have argued that rationality requires self-knowledge which

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itself implies self-consciousness (see Shoemaker 1988, 1994; Burge 1996;


Moran 2001; Bilgrami 2006; Boyle 2009, 2011; for a general discussion of
this approach to self-knowledge, see Gertler 2011: ch. 6). In his case
against perceptual theories of self-knowledge, Shoemaker (1994) argues
against the possibility of self-blindness; against, that it is, the possibility
that a rational creature with all the necessary concepts might be simply
unaware of its own sensations, beliefs, and so on. A rational creature that
is in pain, Shoemaker argues, will typically desire to be rid of her pain,
and this requires that she believe that she is in pain. As Shoemaker puts it,
to see rational responses to pain

as pain behavior is to see them as motivated by such states of the


creature as the belief that it is in pain, the desire to be rid of the
pain, and the belief that such and such a course of behaviour will
achieve that result. (Shoemaker 1994: 228)

This belief, that she is in pain, is a self-conscious one; it is a belief that she
herself is in pain. This connection between rational behaviour and first-
person thought is, of course, the one highlighted by Perry’s (1979) case of
the messy shopper in his discussion of the essential indexical (see §2.1).

The connection between rationality and self-knowledge (and so self-


consciousness), Shoemaker argues, is even more pronounced in the case of
our awareness of our own beliefs. Rational subjects should abide by
certain strictures on the contents of their beliefs, updating them in line
with new evidence, removing inconsistencies, and so on. And this,
Shoemaker argues, requires that they not be self-blind with respect to their
beliefs. It requires that they are self-conscious. As Shoemaker writes,

in an important class of cases the rational revision or adjustment of


the belief-desire system requires that we undertake investigations
aimed at determining what revisions or readjustments to make […]

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What rationalizes the investigation are one’s higher-order beliefs


about what one believes and has reason to believe. (Shoemaker
1994: 240; also see Shoemaker’s discussion of Moore’s Paradox in
Shoemaker 1988, 1994; for critical discussion of Shoemaker’s
arguments in the context of theories of self-knowledge see, for
example, Macdonald 1999; Kind 2003; Siewert 2003; Gertler
2011: ch. 5)

The connection that Shoemaker sees between the requirements of


rationality, on the one hand, and self-awareness, on the other, is also
stressed in so-called “rationalist” accounts of self-knowledge, most
prominently in the work of Burge (1996) and Moran (2001; for critical
discussion of the rationalist approach as an account of self-knowledge see,
for example, Peacocke 1996; O’Brien 2003; Reed 2010; Gertler 2011: ch.
6). Burge focuses on the notion of the critical reasoner. He writes,

[t]o be capable of critical reasoning, and to be subject to certain


rational norms necessarily associated with such reasoning, some
mental acts and states must be knowledgeably reviewable. (Burge
1996: 97; for a fuller argument for the same conclusion, see Burge
1998)

On Burge’s account, the critical reasoner must be in a position to


recognise their reasons as reasons, and that requires “the second order
ability to think about thought contents or propositions, and rational
relations among them” (1996: 97). This is for the reason that belief
involves commitments and such commitments involve meeting certain
standards—providing reasons, reevaluating where necessary, and so on.

A similar line of thought can be found in Moran’s account of the role of


reflection on one’s own state in practical deliberation about what to do and
how to feel (Moran 2001: ch. 2). Here the focus is not so much on critical

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reasoning but rather practical deliberation as that which requires self-


consciousness. This is an idea that is also central to much of Korsgaard’s
work (see, in particular, Korsgaard 1996, 2009). A central concern of hers
is to distinguish between the sort of action of which all animals are
capable and the sort of autonomous agency of which we self-conscious
subjects are capable. The difference lies, on her broadly Kantian view, in
simply having one’s most powerful desire result in action, on the one
hand, and counting that desire as a reason for action, on the other. It is the
latter that is constitutive of autonomous, deliberative action understood
from the perspective of practical reason. As she writes,

[w]hen you deliberate it is as if there were something over and


above all your desires, something which is you, and which chooses
which desire to act upon. (Korsgaard 1996: 100)

Self-consciousness, on this view,

is the source of reason. When we become conscious of the


workings of an incentive within us, the incentive is experienced
not as a force or a necessity but as a proposal, something we need
to make a decision about. (Korsgaard 2009: 119; for discussion of
Korsgaard’s account of the relation between self-consciousness
and the perspective of practical reason, see, for example, Nagel
1996; Fitzpatrick 2005; Soteriou 2013: ch. 12).

Self-awareness, on these views, is a necessary condition of rationality


(conceived as the capacity for critical reasoning or practical deliberation).
Burge also makes it clear that he regards the capacity for critical reasoning
to be a necessary condition of (conceptual) self-consciousness, since to
master and self-ascribe psychological concepts such as belief, once must
be able to recognise their role in reasoning, and so employ them (Burge
1996: 97, n.3). As he puts it,

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[a]cknowledging, with the I concept, that an attitude or act is one’s


own is acknowledging that rational evaluations of it which one also
acknowledges provide immediate […] reason and rationally
immediate motivation to shape the attitude or act in accordance
with the evaluation […] The first-person concept fixes the locus of
responsibility. (Burge 1998: 253)

The claim that there is a constitutive connection between self-


consciousness and rationality has been met with scepticism by Kornblith
(2011, 2012: ch. 2; for a related line of thought, see Doris 2015: ch. 2).
Regarding the sort of responsiveness to reason involved in updating one’s
beliefs in accordance with new evidence—one of the capacities
emphasised by both Shoemaker and Burge—Kornblith argues that
“[w]hile such responsiveness may be achieved, at times, by way of
reflection on one’s beliefs and desires, it does not require any such
reflection” (2012: 49). Rationally revising beliefs in the face of evidence,
Kornblith is keen to point out, is a capacity enjoyed by non-reflective
animals. He further presents the rationalist view with a challenge: if one
thinks that (first-order) beliefs are not themselves responsive to reason,
how does adding (second-order) beliefs help? One response to this
challenge is to point out that the connection between self-awareness and
rationality that Shoemaker finds is intended to hold only for “an important
class of cases” (Shoemaker 1994: 240), that is it holds for those cases of
belief revision that themselves qualify as exercises in rational
investigation. On this view, whilst non-reflective creatures may have some
degree of rationality, their lack of self-consciousness means that they are
not, as we are, capable of fully rational deliberation (for discussion of
Kornblith’s scepticism concerning the role of self-consciousness in
rationality, see Pust 2014; M. Williams 2015; Smithies 2016).

4.3 Self-Consciousness and Consciousness

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Central to the history of the self-consciousness sketched in §1 is a concern


with the relation between self-consciousness and consciousness. Since
self-consciousness is itself a form of consciousness, consciousness is, of
course, a necessary condition of it. But is self-consciousness necessary for
consciousness? Positive answers to this question come in both reductive
and non-reductive varieties.

One way in which consciousness might entail self-consciousness is if the


former is reducible to the latter. One such family of views are higher order
theories of consciousness which maintain that a psychological state is
conscious if and only if it is represented, in the right way, by a higher
order state (Gennaro 2004; for a very different account that nevertheless
posits a tight connection between consciousness and self-consciousness,
see O’Shaughnessy 2002: ch. 3). A natural assumption is that this higher
order state is distinct from that which it represents. Higher Order theories
that accept this assumption fall into two camps: Higher Order Thought
(HOT) theories (Rosenthal 1986, 2005; Carruthers 2000, 2005), which
maintain that the higher order state is a thought or belief, and Higher
Order Perception (HOP) theories (Armstrong 1968; Lycan 1996, 2004),
which by contrast maintain that the higher order state is a perception-like
sensory state—an exercise of the sort of inner perception, or “inner sense”,
that was extensively debated throughout the seventeenth and eighteenth
centuries (Thiel 2011; see §3.1). Since, however, we can be aware that
someone else is in some conscious state, it seems that simply being aware
that a thought is occurring is insufficient to render that thought conscious.
Arguably, what is required is that one be aware that one is in the relevant
first-order state. That is, one represents oneself as being in the state in
question. Since this seems to involve a form of self-awareness, the HOT
and HOP theories can be understood as holding that consciousness entails
self-consciousness (Gennaro 1996). Given this, it is natural to think of the
distinction between HOT and HOP theories of consciousness as closely
related to that between conceptual and non-conceptual self-consciousness.

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An alternative to HOT and HOP theories that still maintains the ambition
to reduce consciousness to self-consciousness is the self-representational
view (Kriegel & Williford 2006; Kriegel 2009; Caston 2002), according to
which a psychological state is conscious if and only if it represents itself.
Such accounts are higher-order views that deny that the first and second-
order states are distinct. As with both HOT and HOP, self-
representationalism can be thought of as supporting the view that a form
of self-consciousness is a necessary condition of consciousness. Kriegel
(2003) dubs this “intransitive self-consciousness”, the phenomenon
purportedly picked out by phrases of the form “I am self-consciously
thinking that P”, and distinguishes it from the “transitive self-
consciousness” purportedly picked out by phrases of the form “I am self-
conscious of my thought that P”. This is a version of the distinction
between reflective and pre-reflective self-consciousness discussed in §3.2
(and the views of Fichte and Sartre mentioned in §1; cf. Kapitan 1999). If
conscious states are those that represent themselves then, it might be
argued, consciousness entails intransitive self-consciousness, since one’s
conscious states do not only represent themselves but also (in some way
implicitly) represent oneself as having them (Kriegel 2003: 104).

Aristotle, considering a version of the HOP theory, argued that the view
suffered from a regress problem since the higher-order perception must
itself be conscious and so be accompanied by a HOP, which would itself
be conscious, and so on (De Anima 3.2; Caston 2002). The standard way
to diffuse such a worry is to deny that the higher order state, be it
perception or thought, need be conscious. An alternative, of course, is to
endorse a self-representational account. There are other objections to
higher order views, however, each of which applies to one or more
versions of the view. They include worries about the possibility of
objectless and non-veridical higher order states (Byrne 1997; Block 2011),
about whether it can account for the conscious states of infants and non-
humans (Dretske 1995: ch. 4; Tye 1995: ch. 1), the complaint that the

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postulation of a distinct higher-order state for every conscious state leads


to an unnecessarily “cluttered picture of the mind” (Chalmers 1996: 231),
and the fundamental worry that no form of higher-order view has the
resources to explain consciousness at all (Levine 2006; cf. Kriegel 2012).
As such, higher-order and self-representational theories of consciousness,
that posit a necessary connection between consciousness and self-
consciousness, are far from being established.

If consciousness cannot be reduced to self-consciousness, perhaps the


latter is nevertheless a necessary condition of the former. Some non-
reductive views, already mentioned, see pre-reflective consciousness (see
§3.2), or the sense of ownership (see §3.3) as necessary conditions of
consciousness (see Zahavi 2005). A different non-reductive, and broadly
Kantian, argument for the claim that self-consciousness is a necessary
condition of consciousness first of all claims that conscious experience is
necessarily unified and, second, that this unity of consciousness in turn
depends on self-awareness. Of primary interest here is the second step
which is articulated by Strawson in his discussion of Kant’s transcendental
deduction as the claim that,

if different experiences are to belong to a single consciousness,


there must be the possibility of self​-consciousness on the part of
the subject of those experiences. (P.F. Strawson 1966: 93; for
discussion of Kant’s views of the matter, see Henrich 1989; Powell
1990; Brook 1994; Keller 1998; Kitcher 2011; Allison 2015; for
detailed discussion of whether consciousness is necessarily unified,
see Bayne 2010; see also entry on unity of consciousness).

One reason for supposing that there is a connection between self-


consciousness and the unity of consciousness is given by Kant, who
writes,

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only because I can comprehend their manifold in a consciousness


do I call them altogether my representations; for otherwise I would
have as multi-coloured diverse a self as I have representations of
which I am conscious. (Kant 1781/1787: B134)

That is, a single self must be able to “comprehend” its own experiences
together, otherwise they would not really be its own. Such
“comprehension” would seem to involve self-consciousness. As Kant
famously puts it,

[t]he I think must be able to accompany all my representations for


otherwise something would be represented in me that could not be
thought at all, which is as much as to say that the representation
would either be impossible or else at least would be nothing for
me. (Kant 1781/1787: B131–132)

On this view, it is the unity of the self that guarantees that co-conscious
experiences are jointly self-ascribable; that unity requires self-
consciousness (there is a question as to whether self-consciousness is here
supposed to explain the unity of consciousness; cf. Dainton’s strong and
weak “I-thesis” (2000: §2.3)). This Kantian picture is associated with the
claim that unified self-consciousness requires a conception of the world as
objective; as transcending the perspective that one has on it. The idea here
is that to self-ascribe an experience one must have some grasp of the
distinction between one’s (subjective) experience that the (objective)
condition of which it is an experience (these issues are explored in P.F.
Strawson 1966; Bennett 1966; Evans 1980; Cassam 1997; Sacks 2000;
also see Burge 2010: ch. 6).

The claim that the unity of consciousness requires self-consciousness can


be criticised in a number of different ways. How one evaluates the claim
will depend on whether one has conceptual or non-conceptual self-

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consciousness in mind. As Bayne (2004) points out, the claim that the
unity of consciousness requires that one possess the concept of oneself
seems, implausibly, to imply that conceptually unsophisticated infants and
non-human animals could not possess a unified stream of consciousness
(of course, this worry applies quite generally to views that connect
consciousness with self-consciousness). The view that non-conceptual
self-consciousness is a necessary condition of the unity of consciousness
would appear to be vulnerable to the objection that it implausibly rules out
the possibility of cases such as Anscombe’s (1975) subject in a sensory
deprivation tank, a case in which the forms of experience typically classed
as forms of non-conceptual self-consciousness are lacking (for related
cases see Bayne 2004; also see G. Strawson 1999). A different worry
about the connection between self-consciousness and the unity of
consciousness is the “just more content” objection (B. Williams 1978: ch.
3; Hurley 1994; and 1998 Part I). The concern is addressed to the view
that self-consciousness is not merely a necessary condition of the unity of
consciousness but is that in virtue of which it is unified. For if the self-
ascription of experiences is taken to be that which is responsible for the
unity of consciousness, how can we account for the fact that the self-
conscious thoughts are themselves unified with the first-order experiences
that they supposedly unify? As Hurley puts it,

self-conscious or first-person contents […] are just more contents,


to which the problem of co-consciousness [i.e., the unity of
consciousness] also applies (1998: 61)

To appeal to the third-order self-ascription of the self-conscious thought


would appear to invite a regress.

4.4 Self-Consciousness and Intersubjectivity

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What is the connection between self-consciousness and the awareness of


others? On some views self-consciousness requires awareness of others,
on another view the awareness of others requires self-consciousness. In
each case we can distinguish between those accounts according to which
such awareness is merely an empirical condition from those according to
which it is a strictly necessary/sufficient condition. There is also a
distinction to be made regarding the sense of “awareness of others” that is
in play: whilst some philosophers are concerned with knowledge of other
minds, others are content with the representation of others, veridical or
not.

A familiar account of our knowledge of others takes the form of an


argument from analogy (Slote 1970: ch. 4; Avramides 2001: part I). The
argument from analogy presents an account of our justification for moving
from judgements about others’ observable behaviour to judgements about
their unobservable mental states. I am aware from my own case that, say,
wincing is the result of pain so, on seeing another’s wincing, I am justified
in judging them to be in pain. On this picture, self-awareness, as manifest
in the judgement about my own case, is a necessary condition of
knowledge of other minds. In this respect the view is related to
contemporary simulation theory, standard versions of which see our
capacity to attribute mental states to others as dependent on our capacity to
attribute them to ourselves (Heal 1986; Goldman 2006: ch. 9; for a
simulationist theory that differs in this respect, see Gordon 1996).
Associated with the argument from analogy is a view according to which
our grasp of mental state concepts is an essentially first-personal affair.
That is, we understand what, for example, pain is first from our own case
(Nagel 1986: §2.3; Peacocke 2008: ch. 5–6; it has sometimes been
claimed that this view gives rise to the conceptual problem of other minds,
see Wittgenstein 1958: §302; McGinn 1984; Avramides 2001: part II).

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In opposition to this package stand views on which our grasp and


application of mental state concepts is neutral between the first and third-
person cases. Theory theorists, for example, claim that we attribute mental
states to both ourselves and others by means of a (tacitly held)
psychological theory. They may also hold that possession of such a theory
constitutes our grasp of mental state concepts (Carruthers 1996, 2011: ch.
8; Gopnik & Meltzoff 1997; for an account that combines elements of
theory with elements of simulation, see Nichols & Stich 2003). While
such views accord no priority to the first-person case, they may see a tight
connection between self-consciousness and our capacity to think about
others: these are simply two aspects of the more general capacity to think
about the mind. A distinct, though related, family of views see both self-
consciousness and awareness of others as emerging from a primitive
“adualist” state in which self and other are not distinguished (Piaget 1937;
Merleau-Ponty 1960; Barresi & Moore 1996; Hurley 2005; Gallese 2005;
also see D. Stern 1985: part II). Against such “adualist” views, it is often
claimed the phenomena of neonate imitation, joint attention, and emotion
regulation show that infants display an awareness of others as others from
the very beginning of life (Meltzoff & Moore 1977; Trevarthen 1979;
Hurley & Chater 2005; Eilan et al. 2005; Legerstee 2005; Reddy 2008).
One empirical proposal is that it is from this early form of social
interaction and capacity to understand others that self-consciousness
emerges as a self-directed form of mindreading (Carruthers 2011;
Carruthers, Fletcher, & Ritchie 2012; for an early such account, see Mead
1934). On such a view the first-person case is treated as secondary,
reversing the traditional picture associated with the argument from
analogy.

A more ambitious version of this approach to the relationship between


self-consciousness and awareness of others, prioritizing the awareness of
others, is to argue that knowledge of other minds is a necessary condition
of the possibility of self-consciousness. Well known examples of such

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arguments can be found in the work of P.F. Strawson (1959: ch. 3) and
Davidson (1991; for the related Hegelian view that various forms of self-
consciousness depend on intersubjective recognition, see Honneth 1995).
Since knowledge of other minds is typically considered to be open to
sceptical doubt, and self-consciousness is not, such lines of reasoning are
transcendental arguments and so potentially open to general criticisms of
that form of argument (Stroud 1968; R. Stern 1999, 2000). Strawson’s
argument hinges on his claim that

the idea of a predicate is correlative with that of a range of


distinguishable individuals of which the predicate can be
significantly, though not necessarily truly, affirmed. (P.F. Strawson
1959: 99; cf. Evans’ generality constraint, 1982: §4.3)

This means, Strawson claims, that one can only ascribe mental states to
oneself if one is capable of ascribing them to others which, in turn, means
that I cannot have gained the capacity to think of others’ mental states by
means of an analogical reasoning from my own case. This, Strawson
argues, shows that others’ observable behaviour is not a “sign” of their
mentality, but is a “criterion” of it. In short, we must have knowledge of
others' minds if we are self-conscious (for the full argument, see P.F.
Strawson 1959: 105ff; for critical discussion, see R. Stern 2000: ch. 6;
Sacks 2005; Joel Smith 2011).

Davidson’s transcendental argument—the triangulation argument—


connects self-consciousness, knowledge of other minds, and knowledge of
the external world. At its heart is the claim that for my thoughts to have
determinate content there must exist another subject who is able to
interpret me. As Davidson puts it,

it takes two points of view to give a location to the cause of a


thought, and thus to define its content […] Until a base line has

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Joel Smith

been established by communication with someone else, there is no


point in saying one’s own thoughts or words have a propositional
content. (Davidson 1991: 212–213)

Since self-conscious subjects are aware of the contents of their thoughts,


they must know that there are other minds, since the sort of intersubjective
externalism that Davidson endorses guarantees it. Self-knowledge, on this
view, entails knowledge of others (for discussion, see R. Stern 2000: ch. 6;
Sosa 2003; Ludwig 2011).

5. Self-Consciousness in Infants and Non-Human


Animals
At what age can human infants be credited with self-consciousness? Is
self-consciousness present beyond homo sapiens? Some theorists, for
example Bermúdez (1998), claim that various forms of perceptual
experience constitute a non-conceptual form of self-consciousness (see
§3). Others, for example Rosenthal (2005), claim that phenomenal
consciousness entails self-consciousness. If either view is correct then
self-consciousness, of some kind, can plausibly be attributed to creatures
other than adult humans. But when it comes to more sophisticated forms
of self-awareness, matters are less clear. What is required is some
empirical criterion for judging a creature self-conscious even if, as with
infants and non-human animals, they are unable to provide evidence via
their use of the first-person pronoun. Such evidence, if available, may
reasonably be thought to shed light on both the phylogenetic and
ontogenetic development of self-consciousness (Ferrari & Sternberg 1998;
Terrace & Metcalfe 2005; see the entries on animal consciousness and
animal cognition).

5.1 Mirror Recognition

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It has sometimes been claimed, most forcefully by Gallup and colleagues,


that the capacity to recognise oneself in the mirror is a marker of self-
consciousness (Gallup 1970; Gallup, Anderson, & Platek 2011; Gallup,
Platek, & Spaulding 2014). It is easy to see why this might seem to be so
since, if first-person thought involves thinking about oneself as oneself,
then it is natural to suppose that a capacity to recognise that a subject seen
in a mirror is oneself involves such a thought. In Evans’s (1982)
terminology such thoughts involve an “identification component”.

Gallup (1970) devised a test for mirror self-recognition: surreptitiously


placing a red mark on a subject’s forehead before exposure to a mirror,
then observing whether they touch the relevant spot. It is well established
that chimpanzees pass the mirror test while other primate species fail
(Anderson & Gallup 2011). It has also been claimed that dolphins and
some elephants pass the test (Reiss & Marino 2001; Plotnik et. al. 2006).
With respect to human infants, the consensus is that success in the mirror
test begins at around 15 to 18 months of age, and that by 24 months most
children pass (Amsterdam 1972; M. Lewis & Brooks-Gunn 1979; Nielsen,
Suddendorf, & Slaughter 2006).

It is not universally accepted, however, that success in the mirror test is an


indication of self-consciousness. For example, Heyes (1994) presents an
influential critique of the claim that it is a marker of self-awareness,
arguing that all that is required for success is that subjects be able to
distinguish between novel ways of receiving bodily feedback in order to
guide behaviour, on the one hand, and other forms of incoming sensory
data, on the other. Such a view, however, needs to explain why it is that
passing the mirror test seems to be connected with the phenomena
arguably associated with self-consciousness, such as experiencing shame
and embarrassment (M. Lewis 2011). There remains, then, significant
controversy concerning what success in the mirror test really shows, and
so whether it can shed light on the development of self-awareness (see, for

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example, Mitchell 1993; Suddendorf & Butler 2013; Gallup, Platek, &
Spaulding 2014. For related philosophical discussion, see Rochat &
Zahavi 2011; Peacocke 2014: ch.8).

5.2 Episodic Memory

Another potential marker of self-consciousness is episodic memory, the


capacity that we have to recollect particular episodes from our own past
experience (see Tulving 1983; Michaelian 2016; entry on memory). As
Tulving describes it, episodic memory involves “autonoesis” or “mental
time-travel”, the experience of transporting oneself in time (which also has
a future oriented dimension in expectation, planning, and so on; see
Michaelian, Klein, & Szpunar 2016). The connection between memory
and self-consciousness is one that is often made (see §2.3, §3, and §4.1). If
it is correct that episodic memory essentially involves a form of self-
consciousness, and we are able to test for the presence of episodic memory
in non-linguistic infants and animals, then we have a way of detecting the
presence of self-conscious abilities. Since, however, episodic memory is
not the only form of self-consciousness, the lack of it does not indicate
that a creature is not self-aware. Indeed, the much discussed case of K.C.
seems to be one in which, due to an accident, someone has lost episodic
memory but appears to remain otherwise self-conscious (see Rosenbaum
et. al. 2005).

Tulving himself argues that only humans possess episodic memory, and
only when they reach the age of around 4 years (2005; also see
Suddendorf & Corballis 2007). Whilst human infants and non-human
animals possess non-episodic forms of memory such as semantic memory
(remembering that such and such is the case), they lack the “autonoetic”
consciousness of themselves projected either back or forwards in time. For
example whilst most 3 year old infants can remember presented
information, most are unreliable when it comes to the question of how

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they know—did they see it, hear it, etc. (Gopnik & Graf 1988). The
suggestion here is that the development of the reliable capacity to report
how they know some fact reflects the development of the capacity to
episodically remember the learning event.

In the case of animals perhaps the most suggestive evidence of episodic


memory derives from work on scrub-jays, who can retain information
about what food has been stored, where it was stored, and when (Clayton,
Bussey, & Dickinson 2003). This evidence coheres with the “what, where,
when” criterion of episodic memory originally proposed by Tulving
(1972). It is, however, widely accepted that this content-based account of
episodic memory—episodic memory is memory that contains information
about what happened, where it happened, and when—is inadequate, since
non-episodic, semantic memory often involves the retention of “what,
where, when” information. Due to the difficulties in finding a behavioural
test for “autonoetic” consciousness, it is often, though not universally,
claimed that there is no compelling evidence for episodic memory, and
thus this particular form of self-consciousness, in non-human animals
(Tulving 2005; Suddendorf & Corballis 2007; Michaelian 2016: ch. 2; for
discussion relating to apes, see Menzel 2005; Schwartz 2005; for an
alternative perspective suggesting that episodic memory abilities come in
degree, see Breeden et. al. 2016).

5.3 Metacognition

Another body of research pertaining to the question of self-consciousness


in infants and non-human animals is the work on metacognition (and
metamemory). The term “metacognition” typically refers to the capacity to
monitor and control one’s own cognitive states, and is manifest in one’s
judgements (or feelings) concerning one’s own learning and consequent
level of certainty or confidence (J.D. Smith 2009; Beran et al. 2012; Proust
2013; Fleming & Frith 2014). The suggestion is that if a creature is able to

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monitor their own level of confidence, they are to that extent self-
conscious. One common paradigm for testing metacognitive abilities
involves presenting subjects with a stimulus that they must categorise in
one of two ways. Crucially, they are also given the opportunity to opt out
of the test, with correct categorisation resulting in the highest reward,
opting out resulting in a lower reward, and incorrect categorisation
resulting in no reward. The assumption is that the opt-out response reflects
a meta-cognitive judgement of uncertainty. Evidence gathered from such a
paradigm has been taken to show metacognitive abilities in some birds
(Fujita et. al. 2012), dolphins (J.D. Smith et. al. 1995), primates (Shields
et. al. 1997), and children from the age of around 4 years (Sodian et. al.
2012).

The view that success on metacognitive opt-out tests is indicative of self-


consciousness is not uncontroversial, however. For example, it has been
suggested that the uncertainty response is indicative not of metacognitive
uncertainty monitoring but rather of first-order, environmental judgements
concerning a third category between the intended two (Kornell, Son, &
Terrace 2007; Hampton 2009; also see Carruthers 2008; Kornell 2014;
Musholt 2015: ch. 7). On such an interpretation, the research on
metacognition does not provide compelling evidence regarding self-
consciousness in infants and non-human animals (but for critical
discussion see J.D. Smith 2005; J.D. Smith, Couchman, & Beran 2014;
also relevant is the distinction between “evaluativist” and “attributivist”
accounts of metacognition outlined by Proust (2013)). The question of the
significance of opt-out tests for attributions of self-consciousness remains
controversial.

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Evans on First-Person Thought


The account of first-person thought put forward in Evans (1982: ch.7) has
been highly influential. He understands our ideas of ourselves—our I-
Ideas—in terms of both their relation to certain inputs and outputs, and
also the way in which they connect to our conception of an objective
world through which we trace a path.

On the output side, as is familiar from the discussion of Perry in §2.1, “I”-
Ideas feed into our dispositions to act in a special way: my belief that I am
about to be attacked by a weasel disposes me to act in a way that a belief
that Smith is about to be attacked by a weasel does not, unless I also
believe that I am Smith. Similarly, if I believe there is a weasel here, I will
be disposed to react appropriately. On the other hand, if I believe that there
is a weasel in the Wild Wood, I will only be so disposed if I also believe
that the Wild Wood is here.

On the input side, according to Evans, “I”-thoughts, like “here”-thoughts,


are disposed to be controlled by information gained in certain special
ways. In the case of “here”-thoughts, if I see a weasel, I will be disposed
to think “there is a weasel here”. My “here”-thoughts will be determined
by the information I receive via the perception of my immediate
environment, with no need for me to identify the place at which the weasel
is as here. So, “here”-thoughts are disposed to be controlled by
information gained via the perception of the immediate environment.

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Evans’ claim about “I”-thoughts is that they behave in a similar way,


except that the information channels by which they are disposed to be
controlled differ. One such information channel is introspection (see entry
on introspection). So, for example, if I have a headache, I will be disposed
to think “I have a headache”, with no requirement that I identify the
person who has the headache as me.

Such thoughts are “identification free”. A de re thought “a is F” is


identification dependent, in Evans’ sense, if knowledge of it can be seen as
the result of knowledge of the truth of a pair of propositions “b is F” and “
a = b”. The judgement “a is F” is identification-free, on the other hand, if
it does not rest on such an “identification component” and, as a result,
cannot be an error of misidentification. They are immune to error through
misidentification of the first-person pronoun, or IEM (see §2.3 of the main
entry). Those sources of information that ground identification free, IEM
judgements are just those sources of information that directly control one’s
“I”-Ideas. On this picture, an account of first-person thought will be
incomplete without a specification of exactly which information sources
serve to ground IEM thoughts.

On Evans’ view, then, a functional account of the first-person concept


modelled on “here” rather than on “this” offers a compelling response to
Anscombe’s (1975) sensory deprivation argument since neither “here”-
thoughts nor “I”-thoughts require the actual presentation of their object
(one’s location and oneself respectively) at the time of their use. Rather,
according to Evans, they require only dispositional links between one’s
thoughts and both incoming information and outgoing action. On Evans’
view, one’s conception of oneself (one’s I-Idea) of necessity involves
one’s grasping that one is an object among many, located in an objective
world, an idea deriving from P.F. Strawson’s (1966) discussion of Kant
and further investigated by Cassam (1997) (also see Evans 1980; for a
critical discussion, see Burge 2010: ch. 6). On this account, the objective

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conception that one has of oneself means that one can think of oneself in
ways that are not immediately dependent on identification-free
information channels. And one can think about oneself in the sensory
deprivation tank because one’s “I”-Idea is disposed to be controlled by
relevant incoming sensory information, even though there is no actual
input available at that time (Evans 1982: 215–216 and 153, n.20; for
critical discussion, see O’Brien 1995b).

Whilst the position that Evans articulates does involve the rejection of
Anscombe’s claim that “I” never refers, it does allow that “I”-thoughts
can, on occasion, fail to refer. Evans allows that there are a number of
ways in which thoughts, including “I”-thoughts, can fail to refer (1982:
§5.4 & §7.6). One example would be a case in which the inputs, those
special ways of gaining information that control one’s “I”-thinking, derive
from a variety of different objects. If, say, one’s introspective information
derives from one person but one’s bodily experience derives from another,
then one’s “I”-Idea would fail to pick out a unique object and would
therefore lack a referent. On Evans’ view, then, one may suffer from the
illusion of first-person thought. That is, it may seem “from within” as
though one is thinking about oneself, yet one is, in fact, failing to do so
(for discussion, see Peacocke 2008: §3.3; de Gaynesford 2003).

The Scope of Immunity to Error Through


Misidentification
Since its early discussion in the work of Wittgenstein (1958), Shoemaker
(1968), and Evans (1982), the topic of immunity to error through
misidentification (IEM) has received a great deal of attention (see, for
example, Prosser & Recanati 2012). The standard view is that some but
not all first-person thoughts are IEM. For example, the thought “I am
happy”, when based on introspection, is typically regarded as IEM. It is
intuitive to suppose that introspection is necessarily an awareness of one’s

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own mental features; one cannot introspect another’s mind. It is, therefore,
difficult to see how one might know, via introspection, that a has a
headache if a is not oneself. Given this, one will not be able to misidentify
an introspectively presented subject as oneself. On the other hand, the
thought “I am happy”, based on an overheard conversation between two
therapists, is not plausibly IEM, since it is possible that one has
misidentified the person spoken about as oneself.

There is a question about which sources of information, aside from


introspection (see entry on introspection), ground IEM judgements.
Candidate sources that have generated significant debate include episodic
memory (Shoemaker 1970; Evans 1982: §7.5; Hamilton 2009, 2013;
Bermúdez 2012, 2013; Fernandez 2014; entry on memory), bodily
awareness (Evans 1982: §7.3; Cassam 1997: §2.7; Bermúdez 1998: ch. 6;
O’Brien 2007: ch. 11; Chen 2011; de Vignemont 2012, entry on bodily
awareness), action awareness (O’Brien 2007: ch. 11, and 2012; Peacocke
2008: ch. 7), and “self-locating” perceptual experience (Evans 1982: §7.3;
Cassam 1997: §2.7). In each of these cases, we would normally suppose
that errors of misidentification do not occur. If I know, through an episodic
memory of eating breakfast, that a had toast for breakfast, I thereby know
that I had toast for breakfast; if I know, through bodily awareness
(including proprioception and kinaesthesia), that a has crossed legs, I
thereby know that I have crossed legs; if I know, through action
awareness, that a is typing, I thereby know that I am typing; if I know, via
the “self-locating” egocentric structure of perceptual experience, that a is
facing a wall, I thereby know that I am facing a wall. In each case, it might
be thought, since the information source in question is dedicated to a
single object, oneself, it cannot ground the de re thought a is F unless a is
oneself. It will follow from this that self-ascriptions grounded in these
forms of awareness cannot be based on a false identification of some
object as oneself.

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In each of these cases, however, including that of introspection, counter-


examples have been offered (for discussion, see the works cited in the
previous paragraph). These take one of two forms: either thought
experiments or actual, typically pathological, cases. Fantasy cases
typically involve a deviant causal chain leading from another person’s
memory, bodily state, action, etc. to oneself. Thus, taking the example of
bodily awareness, we can imagine that I am hooked up in such a way that
my proprioceptive system receives input from the state of your body. This
“quasi-proprioception”, it might be claimed, is sufficient to ground the
thought that a is F and, if I am unaware of my unusual situation, I am
liable to think that I am F. That judgement, then, must rely on the implicit
identification of myself with a (O’Brien 2007: ch.11). If this is right, then
whilst we might say that proprioceptively grounded self-ascriptions do not
typically involve misidentification, this is at best a contingent truth. Such
self-ascriptions are, in Shoemaker’s term, only de facto IEM (Shoemaker
1970: 46, where he also introduces the notion of quasi-memory). This
conclusion depends on the claim that such deviant causal chains are
sufficient to ground the de re thoughts in question. But that this is so
cannot simply be assumed. As such, the status of the various information
sources as grounding IEM thoughts depends at least in part on the
conditions of de re, or singular, thought (cf. Evans 1982: ch.4; Recanati
1993; Daly 2007; Jeshion 2010; Michael 2010).

Actual cases vary, but it has sometimes been suggested that the
phenomena of thought insertion (Stephens & Graham 2000; Mullins &
Spence 2003), alien limb (Moro, Zampini, & Aglioti 2004), anarchic hand
(Marchetti & Della Sala 1998), “anonymous memory” (Klein & Nichols
2012), and “anonymous vision” (Zahn, Talazko, & Ebert 2008), are
counterexamples to the claims that thoughts based, respectively, on
introspection, bodily awareness, action-awareness, episodic memory, and
perceptual experience, are IEM (Campbell 1999b; Marcel 2003; Lane &
Liang 2011; Gallagher 2012: ch.7). In each of these cases, subjects seem

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to be aware of some state of theirs—a thought, memory, visual experience,


etc.—without it seeming to be their own state (also see Langland-Hassan
2015). For example, whilst it is true that the subject of thought-insertion is
thinking that P, they do not take that thought to be their own and so do not
form the judgement “I think that P”. It seems, then, that these forms of
awareness do not suffice to ground the relevant self-ascription, so thoughts
grounded in these various modalities are not IEM (for critical discussion,
see Gallagher 2000; Coliva 2002; Peacocke 2003; de Vignemont 2012;
Seeger 2015).

These actual cases differ from the fantasy cases in an important respect.
Whilst they arguably involve errors of misidentification, they seem not to
be errors of misidentification relative to the first-person pronoun, since
none involve the first-person concept. In none of the cases do subjects
judge themselves to be some way or other; quite the opposite. The subject
of thought insertion is aware of what is, in fact, their own thought, but
attributes it to someone else, failing to make the appropriate first-person
judgement. It is helpful here to distinguish between errors of self-
misidentification, in which the subject mistakenly takes a distinct thing or
person to be themselves and so mistakenly judges “I am F”, and errors of
other-misidentification, in which the subject mistakenly takes what is in
fact themselves to be some thing, or someone, else and so mistakenly
judges “a is F ”. The cases that are typically discussed in this context
usually involve mistakenly taking oneself to be someone else (or, in some
cases, simply failing to form any relevant belief as to who is F), and so are
not cases of self-misidentification, but rather of other-misidentification (cf.
de Vignemont 2012). But IEM, as typically understood, concerns an
immunity to self-misidentification. Thus, since none of these cases seem to
involve errors grounded in the false identity judgement “I = a”, whatever
it is that they do show, none obviously challenge the claim that when these
various information sources do ground self-ascriptions, those first-personal
thoughts are IEM.

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Joel Smith

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