Professional Documents
Culture Documents
OF R O C K - S O C K E T E D P I L E S
By R. R a d h a k r i s h n a n 1 and C h u n F . Leung 2
ABSTRACT: The research reported is concerned with the load transfer behavior of
Downloaded from ascelibrary.org by University of Leeds on 08/20/14. Copyright ASCE. For personal use only; all rights reserved.
rock-socketed bored piles. Several large-diameter instrumented piles were load tested
to at least twice their working/design loads. The piles were observed to behave
in an elastic manner when tested to normal working loads. Much of the applied
loads was transferred through the pile shaft especially when the socket length was
in excess of twice the pile diameter, while relatively little load was transferred to
the pile base. The observed mobilized unit shaft friction values compared well with
those reported by other researchers. Instrument readings continued to be monitored
throughout the superstructure construction period. It has been found that static load
tests carried out within a short term showed significantly different load distribution
along the pile shaft compared with that in service. The differences in the load
transfer behavior may be attributed to the creep between pile body and soil/rock,
group interaction, and the presence of pile cap.
INTRODUCTION
FIELD STUDY
66°'67
E
BLOCK B
•317
E
m
•TP1
Downloaded from ascelibrary.org by University of Leeds on 08/20/14. Copyright ASCE. For personal use only; all rights reserved.
430
E
BLOCK A 5
total of 792 bored piles with diameters varying from 0.7 to 1.5 m were
installed as foundation for the blocks. The piles acting singly or in groups
were designed to support column loads ranging from 2.1 to 27.0 MN. The
general layout of the site is shown in Fig. 1.
During the site investigation 19 boreholes were made, and it was observed
that hard sedimentary rocks consisting of highly weathered sandstone, silt-
stone, and shale were encountered over most of the site. The degree of
weathering of the sedimentary deposits was noted to be variable within the
site and throughout the depth of drilling. The sedimentary rock formations
were noted to be very close to the ground surface, having numerous closely
spaced joints and no major discontinuities such as faults or cleavage planes.
The rock formations are termed locally as the Jurong Formation and its ge-
^ 8 X
Heavily 3
weathered
& highly
fractured
m 10 V//X <
siltstone X
14 X
0 10 20 30 40 50
R0.D (%)
756
t 50
I 40
C
en
Downloaded from ascelibrary.org by University of Leeds on 08/20/14. Copyright ASCE. For personal use only; all rights reserved.
1 30
~ 20
a
d
^ 10
"0 10 20 30
Unconfined Compressive Strength (MPa)
ology has been described by Pitts (1984), who reported that the joints gen-
erally have a bearing of strike in the NW-SE direction with dip angles vary-
ing from a few degrees to vertical over short distances. In-situ tests such as
standard penetration, pressuremeter, and plate bearing tests were conducted
during the site investigation. Typical subsurface profile and properties are
shown in Fig. 2. Standard unconfined compression tests were performed on
some 38-mm diameter rock core samples obtained from the boreholes. The
results indicated that an approximate linear relationship between the uncon-
fined compressive strength and the rock quality designation (RQD) could be
established, as shown in Fig. 3.
The piles were designed to be keyed into the fractured rock stratum to a
minimum length of 2 m and the ultimate pile resistance was designed con-
sidering both base resistance and pile socket friction. In the initial design
stage, Tomlinson's (1975) suggested values of allowable socket skin friction
and end bearing pressure of 0.45 MPa and 3.25 MPa were adopted. The
minimum center-to-center spacing of all piles was twice the pile diameter
and no reduction in pile capacity due to pile group effect was considered.
All the pile shafts were formed by auger boring. Temporary steel casings
were used in a few bored holes to avoid collapse of the soft soil as well as
to prevent ingress of water into the shaft. On the other hand, some of the
pile shafts had to be installed in chiseled holes to reach the founding layer
due to hardness of the rock. The weight of the chisels for different diameter
holes varied from about 40 to 80 kN. It was observed that chiseling of the
hole had produced highly roughened walls and larger shaft diameter than
actually required. In all bored holes, a cleaning bucket was used to clean
and remove cuttings from the bottom of the holes before concreting to ensure
good end bearing of the piles.
Due to variation in the subsurface condition, the installed pile lengths var-
ied from 2.8 to 14.0 m. The average actual installed pile length, 6.1 m, was
much shorter than expected mainly due to the harder ground conditions ac-
757
medium dense E
heavily weathered — 2
& fragmented cu
siltstone o
t—
lasing
medium hard
fragmented 6
siltstone 3
CO 6
pth
hard highly
fractured & 10
siltstone
11-5
(b) (c)
FIG. 4. Load Distribution and Unit Shaft Friction versus Depth Relationship for
Preliminary Test Pile
758
0-4 y ^ - ^ ^ ^
Downloaded from ascelibrary.org by University of Leeds on 08/20/14. Copyright ASCE. For personal use only; all rights reserved.
03 — 6m
02 /. ^ — - 8fn
01 y\om
I , I
FIG. 5. Unit Shaft Friction/Shaft Movement Relationship for Preliminary Test Pile
10
* (b) PILE 430
Dia. 0-705m
20 tO 60 80 100
Settlement (mm) Settlement (mm)
1/7
/[ J 5 10
Settlement (mm) Settlement (mm)
FIG. 6. Load/Settlement Curves: (a) Preliminary Test Pile TP1; (b) Pile 430; (c)
Pile 67; (d) Pile 317
759
The preliminary pile load test results indicated that the design socket lengths
based on assumed shaft friction values were very conservative. A more re-
alistic procedure, which was based on the load transfer behavior of the pre-
liminary test pile, was subsequently adopted for the determination of pile
socket length during the foundation construction period. Depending on the
subsurface condition, most of the working piles were terminated at a shal-
lower depth, enabling substantial savings in the cost of foundation construc-
tion. Three more working piles of various diameters were later load tested
by the maintained load method using the conventional dead-weight reaction
loading system.
Pile 430
Working pile 430 is a 0.705-m-diameter pile that was purposely termi-
nated at a depth of 7.3 m in completely weathered and fragmented siltstone
to determine its performance in the absence of a good rock socket. A steel
casing was installed around the pile circumference up to 2.1 m below the
pile top in order to reduce shaft friction down to the ultimate pile cut-off
level. The strata below the level of the casing toe consisting of 3.2 m of
dense sandy silt followed by medium hard fragmented siltstone [Fig. 7(a)].
The socket length was approximately twice the pile diameter. Fig. 6(b) shows
the load/settlement curve under test load condition. The third cycle of load-
ing was performed with a constant rate penetration at a rate of 0.03 mm/
min. The pile was subsequently reloaded again to twice the working load
to ensure that pile settlement will be within acceptable limit. The resulting
total settlement was observed to be 8 mm with no residual settlement after
unloading. On the basis of this result, the pile was accepted as a working
pile. Three Carlson meters and five vibrating wire strain gauges were in-
stalled in the pile as shown in Fig. 7(a). The load distribution along the pile
shaft is shown in Fig. 1(b). It was noted that about 50% of the applied
maximum load of 10 MN was transmitted to the pile base. The unit shaft
friction versus depth relationship is shown in Fig. 7(c). A maximum unit
shaft friction of 0.7 MPa was observed at the lower part of the pile.
Pile 67
Working pile 67 was 1.35 m in diameter, 14-m long, and belonged to a
group of three piles. The upper soil strata consisted of medium dense to
dense clayey silt, while the socket length was about five times the pile di-
760
2 - 1 MN
z
soft silty E
clay with 2
decomposed
vegetation PILE 430
JJ
Downloaded from ascelibrary.org by University of Leeds on 08/20/14. Copyright ASCE. For personal use only; all rights reserved.
dense sandy
silt with
siitstone
fragments A/
/
V
medium hard
fragmented
siltstone
Oia. 0-705 m
'(a) (b) (c)
FIG. 7. Load Distribution and Unit Shaft Friction versus Depth Relationship for
Pile 430
ameter [Fig. 8(a)]. The top 3.4 m were steel cased in order to reduce side
friction up to final pile cut-off level. The pile was instrumented with eight
vibrating wire strain gauges, the top one installed within the steel-cased sec-
tion to check the applied test load during load test. The pile was loaded to
approximately twice the working load in two cycles. The load/settlement
curve is shown in Fig. 6(c). The load distribution curve along the pile shaft
is shown in Fig. 8(fo). Load transferred to pile base was very small, only
about 12% of applied load. The upper clayey silt layer offered little friction
resistance compared to the siltstone founding layer. The unit shaft resistance
versus depth relationship is shown in Fig. 8(c). It appears that shaft friction
medium dense
8-1 MN
4-2 MN
to dense
114
sandy clayey B
! silt
S o
H
*| "S \—
ms
i
re
2 dense clayey
3 -E silt a
* • 3 <•
br
£
> > dense to
very dense 6
adid
silt and
fragmented
siitstone / PILE 67
> S 8
^•Anchor for 10
toe movement
10-6
Dia.1-35m
(a
FIG. 8. Load Distribution and Unit Shaft Friction versus Depth Relationship for
Pile 67
761
7-8 MN
firm to £ 0
stiff sandy <u
clayey silt t—
Downloaded from ascelibrary.org by University of Leeds on 08/20/14. Copyright ASCE. For personal use only; all rights reserved.
J
very dense
clayey silt
with shale
Dia. 1.5 m
(a) (b) (c)
FIG. 9. Load Distribution and Unit Shaft Friction versus Depth Relationship for
Pile 317
had been fully mobilized in the upper half of the pile shaft and the peak unit
shaft friction mobilized was about 0.2 MPa, corresponding to a shaft move-
ment of 4 mm. Most of the load transfer appears to have occurred within
the socket and a movement of 5.5 mm was necessary to mobilize unit shaft
resistance of 0.6 MPa.
Pile 317
Working pile 317 was a 1.5-m diameter pile founded on a shale stratum
at 11.5-m depth. The socket length was approximately twice the pile di-
ameter. Three vibrating wire strain gages and one Carlson meter were in-
stalled at elevations shown in Fig. 9(a). The load/settlement curve is shown
in Fig. 6(d). The load distribution along the pile shaft is shown in Fig. 9(b).
The base load was observed to be about 18% of applied load at maximum
test load. The unit shaft friction versus depth relationship shown in Fig. 9(c)
indicates that very little load transfer occurred at the top while substantial
7.5m
5.5m
/ ^ ^ 3.5m
V*" , . . - . ,
FIG. 10. Unit Shaft Friction/Shaft Movement Relationship for: (a) Pile 67; (b) Pile
317
762
FIG. 11. Comparison of Load Distribution and Unit Shaft Friction versus Depth
under Test and Construction Load Conditions for Pile 67
763
This could be due to the fact that the presence of the rigid pile cap con-
necting the pile heads inhibits the development of friction over the upper
parts of the pile shafts, as reported by Cooke et al. (1981). The base resis-
tance mobilized under construction loads is observed to be significantly higher
than that under test loads. Fig. 11 (b) shows the unit shaft friction versus
depth under the two loading conditions. In general, higher shaft friction was
developed along the upper part of the shafts during load test and the region
of highly mobilized shaft friction shifted downwards under construction loads.
The magnitudes of unit shaft friction were noted to have decreased consid-
erably under construction loading. This suggests that under long-term struc-
tural loads, some creep between pile and soil/rock and/or group interaction
between piles could have occurred, resulting in higher load being transferred
to the pile base.
Unfortunately, only two instruments installed in each of the piles 430 and
317, which are isolated single piles with rigid cap, gave sensible readings
during the construction period. However, comparison of construction load
data with test load data indicated that the pile toe load during construction
was higher than that under corresponding equivalent test loads similar to
those observed in Piles 66/67. The total pile loads at full dead load condition
were noted to be 1.2 and 6.5 MN for piles 430 and 317, respectively, and
this works to be about 60 and 70% of respective working loads.
ANALYSIS
From the load/settlement curves (Fig. 6) of the four test piles, it can be
deduced that the behavior of the piles is reasonably elastic under normal
working loads. This observation tends to support Osterberg and Gill's (1973)
postulation that the shear stresses between the concrete and the rock at work-
ing loads are below allowable value and remain in the elastic range.
The socket length of the four test piles in the present case study varies
from a low of two pile diameters for pile 430 to a high of 13 diameters for
pile TP1. The effect of socket length can be examined using the average
mobilized unit shaft friction along the socket that is taken as the ratio of
total mobilized socket friction upon total socket perimeter area. The varia-
tions of the end bearing, average, and maximum mobilized unit shaft friction
of the rock socket with socket lengths are given in Table 1. It can be deduced
that only a small degree of end bearing has been mobilized for all the piles,
except pile 430, which has the shortest socket length and highest loading
pressure. It appears that increasing the socket length beyond two diameters
does not substantially increase the total shaft resistance. Unless the specified
settlement can not be satisfied, it is therefore not effective to have a socket
length in excess of two pile diameters for the given loading range. This
observation agrees with the recommendation made by Glos and Briggs (1983)
who performed tests on two specially built sockets in soft rock.
The values of mobilized unit shaft friction in the fractured rock were noted
764
to be about 0.56 to 0.8 MPa. This range of values is comparable with those
reported earlier by the writers (1985) on piles supporting a 42-story office
building with similar subsurface condition in close proximity to the 10-story
warehouse site. The maximum unit shaft friction was observed to be about
0.7 to 1.0 MPa in the 42-story building project. Tomlinson (personal com-
munication, March 1984) also noted a maximum unit shaft friction of 0.55
MPa for caissons installed in similar sedimentary rock formations in Sin-
gapore. The observed socket friction is also comparable with 0.5 MPa re-
ported by Moss (1971), who carried out load test on piles in similar sub-
surface conditions under working load condition, and lower than the value
of 1.2 MPa quoted by Pells et al. (1978) on piles tested to ultimate failure.
Based on the nearest borehole data for the four test piles, the average rock
quality designation can be obtained and hence the average unconfined com-
pressive strength of the rock mass can be deduced from Fig. 3. Recently a
number of empirical and semi-empirical design methods on rock-socketed
piles have been proposed by various researchers; a majority of them compute
the ultimate unit shaft friction based on the average unconfined compressive
strength of the rock mass. In order to examine the validity of these methods,
their predicted ultimate shaft friction values are compared with the observed
maximum unit shaft friction values obtained from the present case study. A
summary of the comparison is given in Table 2, which indicates that the
765
method proposed by Rowe and Armitage (1987) gave the highest values,
followed by, in descending order, those proposed by Rosenberg and Jour-
neaux (1977), Williams and Pells (1981), and Horvath et al. (1979, 1980).
Horvath et al. suggested that the degree of roughness of pile wall has a
significant influence on the magnitude of shaft friction being mobilized and
found that rock-socketed bored piles with shaped and rough walls have the
highest mobilized shaft friction. It is felt that piles installed in the present
project fell in this category as the piles were formed by chiseling and were
observed to be roughened and enlarged after boring. As none of the load
tests was carried out to failure, the ultimate unit shaft friction values should
hence be significantly higher than the observed maximum values of 0.56 to
0.8 MPa. Thus, values predicted by Horvath et al., and William and Pells
appear to be rather conservative, and based on the limited test data, it is
likely that the ultimate unit shaft friction values would be in the order of
those predicted by Rosenberg and Journeaux, and Rowe and Armitage.
Significant differences in the pile load transfer behavior under short-term
test load and long-term construction load conditions were observed. The rel-
ative load transfer, expressed in terms of percentage of total applied load,
in the overburden and rock between load testing and in-service loading con-
ditions for pile 67 is shown in Table 3. In general, less shaft friction was
developed along the upper part of the shaft and significantly higher socket
and end bearing loads were noted under the in-service loading condition. At
the end of construction period, the percentage end bearing load carried by
pile 67 increased from 8% under load testing condition to 14% under the
in-service loading condition. Furthermore, it is expected that this percentage
would continue to increase even when the applied load remained practically
constant after the end of construction, as reported by Ladanyi (1977). Very
similar observations were also noted by Leung and Radhakrishnan (1985) in
the 42-story building project mentioned earlier. These differences are due to
the presence of rigid pile cap, the effects of pile creep, and group interaction
under long-term loading condition, as suggested by Cooke et al. (1980) and
O'Neill et al. (1982) on piles in other types of soil. Hence, necessary caution
should be taken when interpreting the results of pile load tests for the pre-
diction of load transfer behavior of piles in service.
CONCLUSION
ACKNOWLEDGMENTS
The authors express their gratitude to the Port of Singapore Authority for
permission to publish this paper. The effort and assistance of the staff of
the Geotechnical and Hydraulics Department, Port of Singapore Authority
in preparing this paper is gratefully acknowledged. Thanks are also due to
Mr. M. J. Tomlinson, Consulting Engineer, United Kingdom, for the fruitful
discussions the authors had with him.
APPENDIX. REFERENCES
Cole, K. W., and Stroud, M. A. (1977). "Rock socket piles at Coventry Point,
Market Way, Coventry." Piles in weak rock. Instn. of Civil Engrs., London, En-
gland, 47-62.
Cooke, R. W., Price, G., and Tarr, K. (1980). "Jacked piles in London clay: in-
teraction and group behaviour under working conditions." Geotechnique 30(2),
97-136.
Cooke, R. W., et al. (1981). "Some observations of the foundation loading and
settlement of a multi-storey building on a pile raft foundation at London clay."
Proc, Inst. Civ. Engrs., 1, 70, 433-460.
Glos, G. H., and Briggs, O. H., Jr. (1983). "Rock sockets in soft rock." J. Geotech.
Engrg., ASCE, 109(4), 523-535.
Green, P. A., and Hight, D. W. (1976). "The instrumentation of Dashwood House,
London." Tech. Notes 78, Construction Industry Res. Information Assoc, Lon-
don, England.
Horvath, R. G., and Kenny, T. C. (1979). "Shaft resistance of rock-socketed drilled
piers." Symp. on Deep Foundations, ASCE, 182-214.
Horvath, R. G., Trow, W. A., and Kenny, T. C. (1980). "Results of tests to de-
termine shaft resistance of rock-socketed drilled piers." Proc. Int. Conf. on Struct.
Foundation on Rock, 1, 349—361.
Ladanyi, B. (1977). Discussion of "Friction and end bearing tests on bedrock for
high capacity socket design," by P. Rosenberg and N. L. Joumeaux. Can. Geo-
tech. J., 13, 324-333.
Leung, C. F., and Radhakrishnan, R. (1985). "The behaviour of a pile-raft foun-
dation in weak rock." Proc. llthlnt. Conf. on Soil Mech. and Foundation Engrg.,
4, 1429-1432.
Moss, J. D. (1971). "A high capacity load test for deep bored piles." Proc. 1st
Australia-New Zealand Conf. on Geomech., 1, 261-267.
O'Neill, M. W., Hawkins, R. A., and Mahar, L. J. (1982). "Load transfer mech-
anisms in piles and pile groups." J. Geotech. Engrg. Div., ASCE, 109(2), 1605-
1623.
Osterberg, J. O., and Gill, S. A. (1973). "Load transfer mechanism for piers sock-
767
768