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Critical Reviews in Microbiology, 19( 1):43-59 (1993)

The Prochlorophytes: Are They More Than


Just Chlorophyll a/b-Containing
Cyanobacteria?
George S. Bullerjahn*
Department of Biological Sciences, Center for Photochemical Sciences, Bowling Green State
University, Bowling Green, OH 43403
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Anton F. Post
Department of Microbial and Molecular Ecology, Life Sciences Institute, Hebrew University, Givat
Ram, Jerusalem 91904 Israel

*To whom all comspondcncc should be addressed.

ABSTRACT: The prochlorophytes are a diverse group of photosynthetic prokaryotes that fall within the cy-
anobacterial lineage, yet lack phycobilisomes as light harvesting structures. Instead, the prochlorophytes have
a light-harvesting apparatus composed of the higher plant pigments chlorophylls a and b. This review discusses
the evolutionary relationships among these bacteria, with focus on the structure and function of the photosynthetic
apparatus. This analysis yields a consensus from studies both on Prochloron sp. and Prochlororhrix hollandica
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as to how the thylakoid membrane is organized. Overall, we propose that the structure of the light-harvesting
complexes (LHC) from prochlorophytes is very different from those of chloroplast systems, and is evolutionarily
very ancient. The functional association of the light-hawesting apparatus with photosystem I (PSI) in both
Prochlorothrix and Prochloron, as well as a demonstrated capacity for PSI-dependent anoxygenic photosynthesis
in Prochlororhrir, may indicate that there is an increased dependence on cyclic photophosphorylation in these
organisms. Finally, the structure of the prochlorophyte thylakoid membrane is discussed with respect to the
forces that drive thylakoid membrane stacking in prochlorophytes and chloroplasts. We suggest that the light-
harvesting structures in prochlorophytes play little, if any, role in this process.

KEY WORDS: cyanobacteria, chlorophyll, photosynthesis, thylakoid, Prochlorothrir, Prochloron, Prochlo-


rococcus, photosynthetic antenna.

I. INTRODUCTION chlorophytes and even considered to fall within


a separate taxonomic group. We use the term
Until 1975, it was common knowledge that ‘‘prochlorophytes” here meaning prokaryotes
the combination of chlorophylls a and b (Chl a containing chlorophylls a and b with no reference
and b) was unique to the (eukaryotic) green algae whatsoever to them being prokaryotic chloro-
and the higher plants. During the last 2 decades, phytes. This review focuses mainly on the current
reports have appeared on a few photosynthetic knowledge of thylakoid structure, organization,
prokaryote species that carry Chl a and b. These and functioning in prochlorophytes. This focus
findings triggered intense discussion regarding is used for a critical review of molecular phy-
the&possible role in the evolution of green chlo- logeny and the position of prochlorophytes among
roplasts. As a result, they were grouped as pro- photosynthetic organisms; additionally, we ex-

1040-841)(/93/%.50
Q 1993 by CRC Press, Inc.

43
amine the properties of the photosynthetic ap- became evident that a second prochlorophyte was
paratus, aiming to explain how such features sup- found.3 It differs from Prochloron in that it is
port competitiveness in their natural environ- filamentous, free-living, and thrives in a fresh-
ments. water environment; thus it was described as the
new species Prochlorothrix hollandica in the new
family of the Prochlor~thricaceae.~ With the find-
II. INITIAL CHARACTERIZATION OF ing of Prochlorothrix came the realization that
PROCHLOROPHYTES prochlorophytes may form a group of related Chl
alb-carrying prokaryotes, whose representatives
As described previously, the most obvious were hitherto overlooked due to a lack of criteria
feature of the prochlorophytes is the presence of for recognition and the apparent difficulties met
Chl b in addition to Chl a. While Chl a is an when trying to bring these organisms into culture.
essential component mediating both light-har- The discovery of a third prochlorophyte in
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vesting and electron transport functions in all ox- part stemmed from work that had described for
ygenic phototrophs. Chl b is a pigment dedicated over a decade the presence of a distinctly differ-
to light-harvesting. For the sake of clarity, those ent type of chlorophyll in marine waters at var-
Chl alb pigment-protein complexes dedicated to ious locations in the Atlantic O ~ e a n .The
~ . ~oc-
light-harvesting henceforth are referred to as an- currence of this chlorophyll species was corre-
tenna complexes, while the core Chl a complexes lated with the presence of picophytoplankton. It
comprising photosystems I and I1 (PSI and PSII) took the on-board deployment of a flow cyto-
are termed reaction center complexes. meter capable of detecting fluorescence emission
Prochlorophytes are found in different en- by individual cells to detect the smallest prochlo-
vironments. Until now, three genera having one rophyte so far.' They are found in large numbers
species each have been described: Prochloron in marine surface waters as free-living photosyn-
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didemni, Prochlorothrix hollandica, and Pro- thetic coccoid cells, and contain divinyl-Chl a
chlorococcus marinus. Prochloron didemni is and b. After its isolation, this prochlorophyte was
found in a symbiotic relationship with marine named Prochlorococcus marinus.8The discovery
tunicates in (sub)tropicalcoastal waters. Upon its of this organism will most probably effect a shift
discovery,' it was at first thought to be a marine in the focus of prochlorophyte research away from
cyanobacterium containing two distinct chloro- the evolutionary origin of the chloroplast toward
phyll types. Identification of these pigments as characterization of the photosynthetic apparatus
Chl a and b and the apparent absence of cyano- in an ecologically important group of organisms.
bacterial antenna phycobilins subsequently formed
the basis for the creation of a new phylum, the
Prochlorophyta.2 For a decade, Prochloron was
the only known photosynthetic prokaryote con- 111. TAXONOMIC STUDIES AMONG THE
taining Chl Q and b, and it was considered by PROCHLOROPHYTES
some a living fossil, proof for the theory of endo-
symbiosis.. As one reviews much of the literature on the
The second prochlorophyte was discovered prochlorophytes, it becomes clear that taxonomic
much along the same lines that characterized the classification and the inferring of relationships
finding of Prochloron. From a series of enrich- between organisms can be a risky enterprise.
ment experiments aimed at the isolation of char- Some microbiologists have been eager to show
acteristic planktonic photosynthetic organisms in a direct relationship between prochlorophytes and
a shallow lake in the Netherlands emerged a light the chloroplast, whereas others were determined
green subculture lacking phycobilins. Although to place them among the cyanobacteria. The un-
never published under that name, it was at first derlying problem in such exercises lies both in
identified as Oscillatoria limnetica. After estab- the danger of overemphasizing one aspect while
lishing the prokaryotic nature of the organisms belittling others and in the import of externally
together with the presence of Chl a and b, it imposed bias into the judgment of a certain prop-

44
erty. Here we try to summarize the available in- prochlorophytes differ considerably in cell size.
formation used for the determination of homol- Pruchloron is found as coccoid cells with a di-
ogy and structural similarity among prochloro- ameter of 9 to 30 The spherical cells of
phytes and other groups of phototrophs. Pruchlorucuccus are 1.2 to 1.6 pm in length and
0.6 to 0.8 p m in width.* The only filamentous
species, Pruchluruthrir, are cells of 3 to 10 pm
A. Morphology in length and 0.5 to 1.5 p m in diameter during
exponential g r o ~ t hThe
. ~ filaments or trichomes
Studies of the prochlorophyte ultrastructure consist of at least 5 cells, but may increase to up
using light and electron microscopy clearly es- to 100 cells or more in the absence of shearing
tablished the prokaryotic nature of the three forces such as stirring or aeration. In all three
prochlorophytes (Figure 1 a to d). The various species, the thylakoid membranes lack the phy-
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FIGURE 1. Electron micrographs of Prochloron (a); Prochlorococcus (b); Prochlorothrix (c and


d) cells. Note the presence of carboxysomes (arrows) and thylakoid membranes arranged in
parallel arrays. (Scale bars = 0.5 Km.) (Photos courtesy of Drs. Hewson Swift, Sallie Chisholm,
Ken Miller, and Karen Milbauer-Warner.)

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FIGURE 1 (continued)

cobilisomes characteristic for cyanobacteria, and plasts. l o This difference in overall membrane or-
the membranes are found spread in the cyto- ganization is especially interesting in light of the
plasm, often running parallel to one other and to thylakoid organization as studied in Prochfo-
the cell wall. Modest membrane stacks are seen, rothrix (see later discussion).
which appear as these parallel arrays of mem- Further prokaryotic traits found in prochlo-
branes, but it is difficult to distinguish well-de- rophytes are the different inclusion bodies. Car-
fined stacked granal and unstacked stromal mem- boxysomes, which contain the enzymes essential
branes characteristic of higher plant chloro- for efficient photosynthetic carbon fixation, have

46
been shown to occur in Prochioron".'2 and in size of Prochloron and Prochiorothrix has been
Prochlorothrix.l 3 Gas vacuoles were found at both estimated at 3.5 to 4.0 X lo9 bp,23.'4 while the
sides of the cell wall separating the longitudinal GC composition of Prochloron and Prochloroth-
cells in the Prochlorothrix filaments. l 3 The cell rix DNA is between 40 to 50%.4.24
wall itself bears great similarity to that of Gram-
negative bacteria and cyanobacteria. Transmis-
sion electron micrographs clearly show a cyto- C. Phylogenetic Studies
plasmic membrane, a periplasmic space, an outer
membrane, and an outer sheath in all three spe- Study of gene homology is presently consid-
c i e ~ . ~ - ~ In
. ~summary,
* ~ . ' ~ . these
~ ~ features show ered the most powerful tool for taxonomic and
that the prochlorophytes are morphologically more phylogenetic purposes. An initial study of Proch-
similar to cyanobacteria than to chloroplasts. The loron 5s rRNA has already established a position
'only exception to this observation, thylakoid for Prochloron among the cyanobacteria, distant
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stacking, is dealt with in some detail in Section from the eubacteria and the chloroplast.2s The
IV. only sequences known for all three prochloro-
phytes are the genes encoding 16s rRNA and
DNA-dependent RNA polymerase, and these have
B. Cell Composition been used for phylogenetic Such work
places the prochlorophytes as divergent members
The macromolecular building blocks of the within the cyanobacterial radiation, and the re-
prochlorophyte cell bear great homology to those sults from these studies have led to the conclusion
of cyanobacteria. On the cell surface of Proch- that Chl b evolved more than
lorothrix, one finds an abundant S-layer protein, Of the three bacteria, the most sequences
which binds the carotenoid zeaxanthin. l 4 This available for phylogenetic comparisons to other
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protein has been observed only in Prochlorothrix phototrophs have been determined from Proch-
until now, although a similar carotenoid-protein iorothrix. The cloned genes analyzed mostly en-
configuration may exist in Prochloron based on code different components of the photosynthetic
the observation that Prochloron secretes zeax- apparatus. To date, the following gene sequences
anthin into media and buffers used during phys- are available for comparison: psbA, encoding the
iological determinations. Is The cell wall contains D1 protein of PSII;29 psbB, encoding the PSII
a multilayered A 1-gamma-type peptidoglycan in Chl-protein CP47;30psbH, encoding the 10-kDa
both Pr~chloron'~*'' and Prochlorothrix.l8 Such PSII pho~phoprotein;~' petBD, encoding apocy-
an outer sheath is very similar to that found in tochrome b, and subunit 4 of the cyt bdf com-
cyanobacteria. Prochlorophyte membranes con- p l e ~ petE,
; ~ encoding pla~tocyanin;~~ and rbcLS,
sist of four major lipid components, manogalac- encoding the subunits of ribulose bisphosphate
tosyl-diacylglycerol, digalactosyl-diacylgly- carboxylase/oxygenase. 33*34 While many of these
cerol, sulfoquinovosyl-diacylglycerol,and phos- sequence analysis studies support a close affinity
phatidylglycerol, but not phosphatidylcholine, of Prochlorothrix to the cyanobacteria, analysis
which is specific for the green chloroplast. 19-22 of the PsbA gene product revealed that both the
Like cyanobacteria, prochlorophytes contain Prochlorothrix and chloroplast homologs lack a
monoglucosyl-diacylglycerol, their overall fatty carboxyl-terminal seven amino acid domain seen
acid compositions are similar, i9-22 and so are the in all cyanobacterial sequences so far.29 It re-
buoyant densities of both the thylakoids and the mains to be seen what functional and evolution-
cytoplasqic membrane. I 5 Major fatty acids in ary significance can be ascribed to these different
Prochloron and Prochlorothrix are 14:0,14: lw5, primary structures of the D1 protein, although it
16:0,- 16:lw7, and two novel fatty acids unique has been noted that the appearance of Chl b is
to Prochlorothrix: 16: l w l 2 (hexadec-4-anoic associated with the truncated form of the poly-
acid) and a 16:2 isomer.22The DNA is generally ~ e p t i d eAll
. ~ ~other gene sequences and their op-
found in the central regions of the cell surrounded eron structure reflect that Prochlorothrix falls
by the thylakoid rnembrane~.'.~.~~ The genome within the cyanobacteria; for example, compar-

47
ison of plastocyanin sequences from Prochlo- able on the atpBE operon, encoding the p and E
rothrix and other sources indicates that Proch- subunits of the thylakoid CF1 complex, also sup-
forothrix is highly divergent from the chloroplast port the positioning of Prochloron within the
lineage (Figure 2) .32*3s-40 Additionally, while ~yanobacteria.~'
rbcLS are linked in cyanobacterial and Pro- All these data together indicate that the
chlorothrix, in eukaryotes rbcL is a plastid gene prochlorophytes are outside of the chloroplast li-
and the rubisco small subunit is encoded by a neage, but more information on Prochlorococcus
nuclear multigene family .33*34 Chloroplasts also and Prochloron is necessary to establish their
have a conserved operon transcription unit of relationship to one another within the cyanobac-
psbBHpetBD , but in Prochlorothrix and cyano- terial radiation. While it has been stated that the
bacteria only petBD are linked in an o ~ e r o n . ~ ' prochlorophytes are a diverged polyphyletic
However, the identification of similar putative group, some evidence has accumulated to suggest
that the antenna apoproteins of Prochloron and
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cis-acting regions upstream from the Prochlo-


rothrix petBD and psbH homologs may indicate Prochlorothrix are structurally similar,42and thus
that these genes are coordinately expressed in this the antennae share a common origin. A major
ba~terium.~' Finally, recent sequence data avail- emphasis of this review is to provide insight into
the structure and physiological properties of the
prochlorophyte photosynthetic apparatus in an ef-

r fort to identify characteristics that may distin-


P. hollandka
guish them from other phototrophs. Particular
emphasis is given to a detailed discussion of the
antennaheaction center interactions, which so far
appear to be unique among photosynthetic
systems.
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Lr
Entemmorphaap.

IV. PHOTOSYNTHETIC APPARATUS OF


THE PROCHLOROPHYTES
The thylakoid complexes involved in elec-
tron transport have been characterized in some
detail in Prochloron, but the structure and dy-
namics of the photosynthetic mechanism are best
understood for Prochlorothrix. Such information
has been useful in providing a focus for similar
studies on Prochlorococcus, for which little is
currently known. In the following sections, the
relevant characteristics of the photosynthetic
complexes that identify these bacteria as being
functionally distinct from the green chloroplast
Anabama sp.
and phycobilisome-containing organisms are
Plartocyanin, prokaryotic and eukaryotic sources
described.

FIGURE 2. Phylogenetic parsimony analysis based A. Composition of the Prochlorophyte


on plastocyanin protein sequences from Prochlorothrix,
Photosynthetic Membrane
Anabaena, chlorophyte (Chlorella fusca and Entero-
morpha), and green plant (Spinacea oleracea, Hor-
deum vulgare, and Arabidopsis thaliana) sources.
1, Photosynthetic pigments
Branch lengths reflect the number of character state
changes yielding that branch. Sequence data were re- . Presented in Table 1 is the chlorophyll and
trieved from references cited in the carotenoid composition of Prochloron, Proch-

48
TABLE 1
Pigment Composition of the Prochlorophytes

Organism Major carotenoid Chl a/b ratio (cells) Chl a/b ratio (antennae)

Prochloron @-Carotene 4-7 2.4


Zeaxanthin
Prochlorothrix p-Carotene 8-9 2.5
Zeaxanthin
Prochlorococcus a-Carotene 1' ?
Zeaxanthin
Chloroplasts Lutein 2-3 1.4
Violaxanthin
p-Carotene
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Pigments are the divinyl-chlorophyllsa and b.

Data compiled from references cited in t e ~ t . ~ - ~ ~ ' + ' ~ ~ ~ ~

lorothrix, and P ~ o c ~ ~ ~ ~ o c o c c uAss . 'from ~ ~ P* r~o c~h~l o'r ~~ n~The


. ~~~~antibody
~ ~ ~ ~did
* not cross-
mentioned earlier, Prochlorococcus is unique react with the chloroplast LHCII apoproteins, and
among this group by the fact that it contains di- antibodies against LHCII failed to identify these
vinyl chlorophylls. The characteristics of the di- Prochloron and Prochlorothrix antenna apopro-
vinyl Chl a and b result in a slightly red-shifted t e i n ~ . ~These
' . ~ were the first data to suggest that
Soret absorption maximum red-shifted 8 to 10 the prochlorophyte antenna is structurally dissim-
nm; this absorbance change may be advantageous ilar to that of the green chloroplast. Circular di-
when competing for light in the deep euphotic chroism (CD) studies on the purified pigment-
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zone of marine waters. All three prokaryotes have protein complexes also indicate that the organi-
a carotenoid composition distinct from chloro- zation of Chl b molecules is different from that
plasts of green algae or higher plants.43 in LHCII, as the negative CD band at 470 nm
ascribed to trimeric Chl b is absent in the Pro-
chlorothrix antenna.49 Moreover, unlike the sit-
2. Antenna Structures uation in higher plants, there is growing evidence
that the prochlorophyte antenna has a functional
The major Chl ulb antenna polypeptides of association with PSI; while one report has claimed
Prochloron and Prochlorothrix are hydrophobic that the antenna is largely bound to PSII parti-
intrinsic thylakoid proteins of 30 to 35 kDa.42.4547 c l e ~ a, number
~~ of papers from three separate
Pigment analysis of purified antenna complexes laboratories have reported that the bulk of the
yields a relatively high Chl a:b ratio in compar- Chl b both copurifies and is energy coupled to
ison to the major green chloroplast antenna, light- PSI in both Prochloron and Prochloro-
harvesting complex I1 (LHCII). The antenna t h r i ~ . ~Of~ course,
~ . ~ ' this does not mean that
complex of Prochloron has been shown to have these bacteria lack a PSII antenna, just that the
an a:b ratio of 2.4,46whereas a ratio of 2.5 has bulk antenna is arranged differently, allowing ef-
been reported for Prochlorothrix.48Overall, these ficient energy transfer to PSI in vivo. In Pro-
ratios yield the high a:b ratio of whole cells com- chlorothrix, the 35-kDa antenna apoprotein pro-
pared to green algae and higher plants (see Table tein is largely associated with PSI particles, while
1). The antenna proteins appear to form a small, there is some evidence that the 33-kDa antenna
homologous family of structurally related poly- protein may be associated with To sum
peptides as judged from immunological studies; up, while the precise partitioning of these antenna
an antibody prepared against the Prochlorothrix proteins in the photosynthetic membrane is cur-
30-kDa antenna apoprotein crossreacted with two rently not fully understood, it is clear that the
additional Prochlorothrix proteins of 33 and 35 overall arrangement of the Prochlorothrix an-
kDa, and to the major 34-kDa antenna apoprotein tenna clearly is quite different from that in green

49
chloroplasts. How this organization might con- rix yield a polypeptide composition very similar
tribute to the phototrophic metabolism of the to PSI preparations from higher plants or cyano-
prochlorophytes is addressed later in this section. b a ~ t e r i a . ~The
~ . ~composition
’ of PSII particles is
Freeze-etch electron microscopy of Pro- somewhat less clear, but the major components
chlorothrix and Prochloron membranes demon- of the PSII complex have been identified. These
strates that there is some degree of partitioning include the Chl a-binding polypeptides CP47 and
between PSI and PSII centers in the thylakoid CP43;45 the reaction center proteins D1 and
m e m b ~ a n e . ~ This
’ . ~ ~ feature, termed lateral het- D2;29,58the 10-kDa psbH prqtein;” and the 33-
erogeneity, is a widespread feature of chloroplast kDa PsbO protein involved in stabilizing the do-
systems in which the PSII centers are located in nor (water-splitting) side of PSII.59 In addition,
the stacked, p a l membranes, while PSI is found homologs of the small, functionally enigmatic
in the unstacked, stromal thylakoids. A notable hydrophobic PSII proteins have been found in P .
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observation from these studies is that the particles hollundica; this includes the so-called PsbJ and
of the Prochloron and Prochlorothrix EF, frac- PsbK proteins, whose presence in both cyano-
ture face, which have been described as PSII plus bacteria and chloroplasts has been well
antenna particles, are -30% smaller than those documented. 58.60
seen in green c h l o r o p l a s t ~ Transmission
.~~~~~ While no active preparations of the cyto-
electron microscopy of Prochlorothrix and chrome bdf complex from prochlorophytes have
Prochloron membranes revealed that while some been reported, analysis of whole membranes by
degree of membrane appression is evident, the difference spectroscopy and tetramethylbenzi-
degree of stacking is less widespread than in dine staining have identified both cytochromes f
chloroplast t h y l a k o i d ~ . ~ * * , ~ ~ . ~ and b, in both Prochloron and Prochf~rothrix.~~
The antibody to the 30-kDa Prochlorothrix Furthermore, the petBD genes encoding apocy-
antenna protein was used to retrieve immuno- tochrome b, and subunit 4 have been cloned and
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positive lambda ZAP clones encoding fragments ~ e q u e n c e d .Finally,


~~ examination of soluble
of the antenna polypeptides .55 Sequence analysis fractions from Prochlorothrix has shown that the
also indicated that the antenna proteins are struc- primary electron donor to PSI is pla~tocyanin;~~
turally dissimilar from the LHC proteins (Cab this is in contrast to an earlier paper that stated
polypeptides) of chloroplast systems; currently, that a cytochrome cSsJserves this function in
it is unclear whether the antenna proteins have Prochlorothrix.6’In summary, virtually all of the
evolved independently from the LHC polypep- components known to be associated with whole
tides encoded by the plant and algal Cub multi- chain electron transport in oxygenic photosyn-
gene family.56This suggests once again that the thesis have been identified in either Prochloron
structure and overall organization of the light- or Prochlorothrix, thus it is reasonable to assume
harvesting apparatus in both Prochforon and that the overall protein composition of such com-
Prochlorothrix is fundamentally different from plexes is not substantially different from those
that in chloroplasts. reported for cyanobacteria and chloroplast
systems.

3. Reaction Centers and Electron


Carriers 4. Modes of Photosynthesis

PSII and PSI particles that exhibit photo- With the presence of two photosystems and
chemical activity have been prepared from all electron carriers known from oxygenic pho-
Prochloron and Prochlorothrix; immunological tosynthesis in cyanobacteria and chloroplasts, it
analysis of these particles and whole thylakoid is hardly surprising that photosynthetic oxygen
membranes demonstrates the presence of the ho- evolution and carbon fixation do take place in
mologous reaction center polypeptides also found the prochlorophytes at rates capable of supporting
in cyanobacteria and chloroplasts. For example, growth. However, the firm positioning of
PSI particles from Prochloron and Prochloroth- prochlorophytes within the cyanobacterial radia-

50
tion has prompted the search for anoxygenic pho- transition is defined by changes in the PSII flu-
tosynthesis as an alternative mode of photosyn- orescence yield; state 1 is the high fluorescence
thetic energy conservation in Prochlorothrix. condition, while adaptation to state 2 results in
Anoxygenic photosynthesis is found among fila- a marked decrease in PSII fluorescence. This
mentous ~yanobacteria~) and involves a dual role phenomenon occurs in both green chloroplast and
for sulfide: as an inhibitor of oxygen evolution cyanobacterial systems, but the mechanisms
at the donor side of PS I1 and as an electron donor driving this adaptation are different for each. In
to the plastoquinone pool .62-67 Prochlorothrix was green chloroplasts, the major antenna LHCII is
shown to have a constitutive but low capacity of reversibly phosphorylated in a light-dependent
anoxygenic photosynthesis at approximately 5% fashion by a thylakoid kinase that is activated by
of light-saturated oxygenic photosynthesis.68This sensing the redox state of electron transport in-
capacity was accompanied by a high resistance termediates between PSII and When PSII
is overexcited relative to PSI, the kinase is ac-
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of the oxygen-evolving complex of Prochforolh-


rix against sulfide stress. These data suggest that tivated, and it phosphorylates a subset of the an-
Prochlorothrix may have evolved from a bacter- tenna. The phosphorylated antenna then decou-
ium adapted to reduced environments and regular ples from PSII to balance energy flow between
periods of anoxic conditions. Green chloroplasts PSI and PSII.69*70 Accompanying these events is
are in general very sensitive to sulfide inhibition, the destacking of the thyIakoid granal membranes
and anoxygenic photosynthesis has not been found as a consequence of the movement of phosphoryl-
in these systems. ated LHCII away from PSII center^.^^,^^ In the
phycobilisome-containing organisms (cyanobac-
teria and red algae), state transitions do not occur
B. Dynamics of the Photosynthetic by this mechanism; instead reorganization of the
Apparatus photosynthetic apparatus occurs such that energy
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transfer is enabled by spillover from the Chl a


1. Regulation of Energy Distribution by PSII core to PSI.74.75
Phosphorylation More recently, emerging studies have doc-
umented the existence of state transitions in P.
While the structure and composition of the ' * ~ ~ an initial study could not
h o l l a n d i ~ a . ~While
Prochloron and Prochforothrix photosynthetic correlate changes in redox state with antenna pro-
apparatus are becoming well understood, more tein pho~phorylation,~~ additional work has shown
recent studies have focused on the adaptive re- that the 35-kDa Chl ulb antenna protein is re-
sponses of the light reactions in response to versibly phosphorylated in a light-dependent
changes in environmental light conditions. In both manner both in vivo and in vitro by a thylakoid-
the chloroplast and cyanobacterial systems, bound protein k i n a ~ e . ~White* light at moderate
mechanisms exist to regulate energy imbalances to saturating intensity and PSII light (650 nm)
between PSII and PSI. This phenomenon, termed yielded enhanced phosphorylation at the same
the state 1>2 transition, acts to maximize elec- timescale (-30 min) as a state 1>2 transition,
tron transport should the wavelength of the am- as judged by the decrease in PSII fluorescence
bient light favor absorption by one photosystem ~ i e l d . ~ Inhibitors
**~' of phosphatases also yielded
over the other. In a general sense, this is achieved a highly phosphorylated antenna, and such cells
by changes in antenna orientation such that en- were locked in state 2 in v ~ v o . ~ '
Moreover, mon-
ergy transfer is preferentially redirected toward itoring PSI function in vivo by measuring non-
the photosystem that less efficiently absorbs the photochemical fluorescence quenching (an indi-
ambient light. For example, in low light and in rect measure of cyclic electron flow) indicates
far-red light preferentially absorbed by PSI, en- that a transition to state 2 is accompanied by an
ergy transfer favors energy trapping by PSII. This increase in PSI a ~ t i v i t y .All
~ ' these data together
is termed state I . In a state 2 situation, in satu- suggest the involvement of protein phosphoryla-
rating light or in red light preferentially absorbed tion in regulating energy distribution between the
by PSII, energy is redistributed to PSI. Such a photosystems; thus this reversible light-depen-

51
dent mechanism is one feature that demonstrates lengths absorbed by Chl b.sl This demonstrates
some similarity to what has been observed in efficient coupling of a Chl b-containing antenna
chloroplast systems, and has probably been con- to the PSI reaction center. Due to the bulk of the
served through the evolution of oxygenic Chl alb antenna associated with PSI, fluores-
phototrophs .48*s' cence induction measurements of Prochlorothrix
Examining the antenna complexes of Pro- cells revealed efficient fluorescence quenching
chloron revealed that the major 34-kDa Chl alb by PSI at room tempe~ature.~' The functional
polypeptide is highly phosphorylated irrespective partitioning of the major Chl alb antenna protein
of light treatment.47Additionally, state 1>2 tran- in PSI particle preparations also has been dem-
sitions were not detected; this observation led to onstrated for both Prochlorothrix and Prochlo-
the proposal that the cells were locked in a state ron, and fluorescence excitation spectra of these
2 situation in response to the abundance of PSII preparations show efficient energy transfer to the
light in their natural symbiotic habitat.47Because PSI reaction enter.^^.^,^^.^ *
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these experiments were performed in isolated


Prochloron membranes and cells, it is unknown
whether reversible phosphorylation can occur in 3. Ljgh &Shade Adaptation
Prochloron while maintained in their native sym-
biotic lifestyle. Additional studies have examined the long-
term effects of different environmental light con-
ditions on Prochlorothrix and Prochloron. Com-
2. Antenna-Reaction Center Interactions parison of Prochlorothrix and Prochloron cul-
tures grown at limiting vs. saturating intensities
The observation that state 1>2 transitions for photosynthesis revealed that the low light-
occur in Prochlorothrix led to additional studies grown cells had an increased Chl content of five-
For personal use only.

aimed at understanding short-term changes in an- and twofold, r e ~ p e c t i v e l y . ~ ~This


, ' ~ . ~increase
~
tenna size and function in response to light. From correlated with an increase in the photosynthetic
analysis of oxygen evolution rates in response to unit size of PSII; this value is calculated as the
changes in irradiance, the PSII antenna size was number of Chl molecules per molecule of O2
calculated and shown to be -40% larger than in evolved. In addition to changes in pigment con-
cells adapted to high light and subsaturating light tent, long-term adaptation of Prochlorofhrir to
intensities.s' Inasmuch as state transitions have low light resulted in a 65% increase in the ratio
not been reported for Prochlorococcus and of PSI to PSII centers,62while in Prochloron,
Prochloron, it remains to be seen whether such the ratio of reaction centers remained constant.77
dynamic short-term responses occur in other Changes in reaction center ratios are a common
prochlorophytes. However, as described previ- adaptation in cyanobacteria to changes in photon
ously, there is a phosphorylation mechanism act- fluxes, while in chloroplasts, the PSVPSII ratio
ing on the Prochloron antenna47and thus it is is less variable in response to environmental
possible that state transitions play a role in an- changes.79In both organisms, the rate of linear
tenna function in hospite. electron transport appears to remain constant un-
As mentioned briefly earlier, evidence has der the different light regimes .62.78
accumulated indicating that the bulk of the an- Current work on Prochlorococcus has fo-
tenna is functionally bound to PSI.4648"' This cused on the growth characteristics of the dif-
differs considerably from the situation in green ferent marine isolates. Strain SS 120, originating
chloroplasts and cyanobacteria, where the anten- from deep water in the Sargasso Sea, yields an
nae are largely PSII-associated. The bases for this optimal growth rate of 0.55 generations per day;
evidence take into consideration both biophysical light saturating for photosynthesis is achieved at
and biochemical data. For example, low tem- 40 kmol quantalm2/s.80While this strain is well
perature fluorescence emission studies of Pro- adapted for growth in very low light (3 pmol
chlorothrix cells indicate that PSI fluorescence quantalm*/s), supersaturating light yielding pho-
is enhanced when cells are excited by wave- toinhibitory photodamage to PSII occurs at 70

52
pmol quanta/m2/s.80By comparison, the strain oncile these facts with the model proposed in
MED4, taken from near the surface in the Med- Figure 3. In state 1, both PSI and PSII share a
iterranean, yields similar optimal growth rates common light-harvesting antenna composed
but was clearly better adapted to higher light en- largely of the 35-kDa Chl alb antenna protein in
vironments; photosynthesis saturates at 60 kmol its dephosphorylated state. This condition should
quanta/m2/s, while the minimum light supporting exist both in the dark and upon treatment with
growth is approximately 16 pmol quanta/mz/s.80 fk-red (PSI) light. Transition to state 2 in both
MED4 is also comparatively resistant to photo- high light and red light results in the phosphor-
inhibition. 8o Future work aimed at understanding ylation of the 35-kDa protein and the decoupling
antenna function and dynamics in Prochlorococ- of the bulk antenna from PSII. This results in the
cus should identify the physiological bases for exclusion of PSII centers from the major light-
the adaptation to surface vs. deep water light harvesting apparatus in the cell. It is this situation
environments. that, we argue, results in the lateral heterogeneity
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An additional response seen in Prochloroth- seen in freeze-etch electron micrographs. As


rix during long-term adaptation to supersaturat- mentioned previously, the PSII EF, particles seen
ing light is the accumulation of zeaxanthin pig- following freeze-etch are smaller than those in
ments at the cell surface.14 This results in the chloroplasts, consistent with the model stating
selective screening of wavelengths in the blue that the PSII centers should lack a large antenna
region of the spectrum. The zeaxanthin is bound complex. One possible flaw in the model is that
to a protein complex that appears to coat the cell it does not take into account the fact that thyla-
surface, thus this complex has been proposed to koid membrane stacking occurs in both Pro-
represent an S (surface)-layer that assembles un- chloron and Prochlorothrh. However, it is un-
der light stress. Cultures shifted to high light clear what molecular mechanism(s) might drive
exhibit a 2.3-fold increase in the level of this stacking in the first place, and what physiological
For personal use only.

protein within 24 h,I4 and RNA blot analysis role stacking may play in the overall functioning
indicates that the mRNA for this complex is un- of the photosynthetic mechanism.*' While ini-
der transcriptional control by light." Overall, the tially it was believed that stacking is mediated
accumulation of this carotenoid-protein layer may largely by the chloroplast PSII antenna,73Aru-
account for much of the 40% decrease in the bidopsis mutants lacking chloroplast LHCII are
quantum efficiency for O2evolution in high light-
adapted cells.62

4. Model for the Photosynthetic


Apparatus of Prochlorophytes state 1 (dark. far md:
energy to PSI
P and II)
Studies in recent years have established that
the organization of the photosynthetic membrane
in both Prochloron and Prochlorothrix is some-
what different from that in cyanobacterial and state 2 (high light, red:
energy to PSI)
chloroplast systems. While many parallels can be
drawn, particularly with respect to the structure FIGURE 3. Model for state transitions in Prochlor-
and composition of PSI and PSII reaction centers, othrix. In state 1, both PSI1 and PSI centers share a
the association of the reaction centers within the common antenna, composed largely of the 35-kDa an-
antennae demands that a new model be proposed. tenna polypeptide. Transition to state 2 in red (PSII) or
in saturating light results in phosphorylation of the 35-
Taking into consideration that there is lateral het- kDa protein and exclusion of PSI1 centers from the bulk
erogeneity of PSI and PSII centers in the mem- antenna. The 30- and 33-kDa proteins are Chl a/b an-
brane, and that the antenna can be reversibly tenna apoproteins, which are thought to be associated
phosphorylated and associated with PSI, we rec- with PSI and PSII, respectively.

53
capable of exhibiting thylakoid’stacking.82Thus, V. DISCUSSION
it is more likely that the membrane stacks form
primarily from interaction of the PSII centers A. What Is the Prochlorophyte Antenna?
themselves and not through the direct agency of
the LHCII antennae complexes. Nonetheless, it The discovery of Prochloron and Prochlo-
is probable that chloroplast LHCII contributes to rothrix has led to several studies aimed at un-
the stabilization of thylakoid yielding derstanding the structure and dynamics of the
the extensive grana seen in green plants. From photosynthetic apparatus. Such work has pro-
the limited data available, we would propose that vided a great deal of information on the function
the degree of stacking and lateral heterogeneity of the antennae complexes and their relationship
in Prochloron and Prochlorothrix arises from in- to the reaction centers. One observation we have
teractions among the PSII centers excluded from noted from the accumulated data is the apparent
the bulk antenndPS1 complexes, thus resulting lack of a chloroplast LHCII-like complex in these
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in increased stacking in a state 2 situation (see bacteria. In contrast, the major antenna polypep-
Figure 3). This is opposite to what is known to tides appear to have a strong functional coupling
occur in chloroplasts, in which state 1 promotes to PSI, and the characterization of the isolated
s t a ~ k i n g . ~The
~ . overall
~ ~ . ~ lower
~ degree of stack- pigment-proteins suggests profound differences
ing in prochlorophytes can be attributed both to between LHC and the prochlorophyte antennae.
the lack of an LHCII complex to stabilize mem- While one report has claimed that the antenna
brane appression, and an overall high PSUPSII can copurify with PSII,50there are no convincing
ratio in comparison to ~ h l o r o p l a s t s .Of
~ ~course,
.~~ data supporting efficient energy transfer to PSII
this model is speculative, but it is testable and centers, and studies of antenna function in vivo
will help address directly the structural and me- demonstrate energy coupling to PSI centers. These
chanistic requirements necessary to drive thyla- structural and functional differences are partic-
For personal use only.

koid stacking. This hypothesis also would predict ularly noteworthy as several papers have inde-
that the absence of stacking in cyanobacteria re- pendently suggested that Chl b antennae evolved
sults from steric hindrance of membrane appres- more than In light of all these data, we
sion by the extrinsic phycobilisome complexes. would propose that the term “LHC,” which has
The positioning of the phycobilisome also would been used indiscriminately to denote a Chl alb
act to interfere with any direct interactions among antenna, be reserved for antennae types seen in
PSII centers, which also may be involved in the chloroplast systems only. To resolve beyond all
stacking process. doubt whether the prochlorophyte antenna is ev-
Finally, our model for antenna organization olutionarily distinct or divergent from the LHCII
should not be interpreted to mean that these or- antennae will require more detailed sequencing
ganisms lack a PSII antenna, rather that the an- studies examining the primary structure of the
tenna is organized such that energy transfer to Prochloron, Prochlorothrix, and Prochlorococ-
PSI is favored due to a physical association of cus antenna apoproteins.
the antenna to PSI in state 2. A functional as-
sociation of the antenna to both PSI and PSII
occurs in state 1, resulting in an increased PSII B. Why An Antenna Having Efficient
antenna size. Moreover, recent evidence suggests Coupling to PSI?
that a 33-kDa antenna protein (see Figure 3) ex-
clusively copurifies with PSII.48.50 Thus, we rec- The most unusual feature of Prochloron and
ognize that a PSII antenna exists, but it is not Prochlorothrix is the functional association of the
the extensive array of PSII pigment-proteins seen antenna to PSI. All other cyanobacteria and chlo-
in green chloroplasts and phycobilisome-contain- roplast systems are arranged such that the major
ing organisms. antenna complex is tightly coupled to PSII. This

54
arrangement evidently results from a strong de- t e i n ~ and
, ~ ~ their functional associations with
pendence on linear electron transport to contrib- The presence of the prochlorophytes
ute both to a protonmotive force and an accu- within the cyanobacterial lineage also suggests
mulation of reducing equivalents. Such a system that both the ProchlorothrixlProchloron anten-
would thus be less dependent on cyclic photo- nae and phycobilisomes are antenna types that
phosphorylation around PSI, which generates could have arisen from a common ancestral pho-
protonmotive force only. The antenna organi- totroph. Such an ancestor would have both a Chl
zation of Prochloron and Prochlorothrix appears alb PSI antenna and a biliprotein PSII antenna.
to yield a situation in which energy transfer to While no such organism has been described so
PSI is favored, thus favoring cyclic electron flow far, it is consistent with the observation that both
over linear. In order for this to make good bio- these antennae have ancient origins within a pro-
logical sense, the demands for reducing equiv- karyotic lineage. Organisms having either only
alents must be met by other means. Thus, we are phycobilisomes or only Chl alb antennae arose
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suggesting that Prochlorothrix and other pro- by losing one of the two antenna types. The big-
chlorophytes may have evolved from a bacterium gest problem with this proposal is that it is dif-
exhibiting a mixotrophic lifestyle, in which ox- ficult to imagine what selective pressures could
idation of reduced substrates is coupled to result in the loss of the phycobilisome, an ex-
NAD(P)H accumulation. Consequently, ATP de- tremely efficient antenna and hence an ideal ad-
mands could be met by PSI activity, and pools aptation for light-limited environments. 84 As al-
of reducing power could be maintained by both luded to previously, an antenna coupled to PSI
PSII and oxidative pathways. Inasmuch as would be favored in an environment with reduced
Prochlorothrix is found in shallow, eutrophic substrates, thus favoring photoheterotrophy and
lakes containing relatively high concentrations of PSI-mediated cyclic electron flow. Under such
organic material, it also is possible that reduced conditions, light-harvesting by PSII centers could
For personal use only.

carbon is capable of serving as an alternative possibly become dispensable. However, PSII


electron donor. Studying the interactions of centers are retained in the bulk chlorophyll an-
Prochlorothrix with reduced substrates should be tenna, as autotrophy would be selected for in
an important priority in determining whether there environments where reduced substrates become
is any dependence on mixotrophic or photohet- transiently scarce.
erotrophic modes of growth. This is of particular
importance when considering that Prochlorothrix
can exhibit low rates of anoxygenic photosyn- D. Prochlorophytes and Plastid
thesis in the presence of sulfide;68 perhaps this Evolution
antenna organization is better adapted for such
To date, the sequence data have prompted
alternative modes of electron transport.
the theory that Chl b arose multiple times during
the evolution of phototrophs. Based on the lim-
ited sequence data and immunological studies on
C. Evolution of Major Antenna Systems the Chl alb antenna apoproteins, we believe that
the antenna of Prochlorothrix is structurally dif-
A fundamental question that remains con- ferent from LHCII and has a separate evolution-
cerns the relationship of the prochlorophyte an- ary origin. However, although no data are avail-
tenna to other antenna types seen in chloroplasts able on the Prochlorococcus antenna, the Pro-
and cyanobacteria. Current phylogenetic data chloron and Prochlorothrix antennae appear to
suggest that Chl b evolved more than once, but share a common origin. Thus, it is quite certain
whether it has multiple origins within the pro- that the prochlorophytes are not the progenitors
chlorophytes is a matter of debate. An argument of green plastids, and the true ancestor to these
in favor of a monophyletic origin for the proch- chloroplasts, having an LHCII-like antenna, is
lorophyte antenna comes from work demonstrat- as yet unknown.
ing immunological. relationships between the Evidence is accumulating to suggest that the
Prochloron and Prochlorothrix antenna apopro- red algal and green chloroplasts have a polyphy-

55
letic origin, while addibonal proposals have been tennae. Hampering such studies is the difficulty
raised regarding horizontal gene transfer in play- in growing Prochforococcus to high density in
ing a role in the evolution of novel prokaryotic batch culture; future biochemical work will de-
species and chloroplast types.3335 Furthermore, pend on improving the culture conditions so this
a problem remains in explaining the overall high can be achieved. Additional important studies
AT content of organellar DNA, while photosyn- include examining the molecular basis for the
thetic prokaryotes are, by comparison, relatively anoxygenic, sulfide-resistant photosynthesis;
GC-rich. It has been argued that the AT bias arose perhaps such work can give clues toward under-
following endosymbiosis, but this debate is standing the functional significance of a PSUan-
unre~olved.~~ tenna complex.

VI. CONCLUDING REMARKS ACKNOWLEDGMENTS


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The question posed in the title of this review The authors thank Drs. Karen Milbauer-
takes into consideration the fact that the taxon- Warner, Kenneth Miller, Hewson Swift, and
omic studies tell us that the prochlorophytes are Sallie Chisholm for the electron micrographs that
cyanobacteria, but physiological studies indicate appear in this article. Dr. Susan Golden and Lisa
that their photosynthetic apparatus is organized W.-J. Moore provided work prior to publication
in a unique way. The evolutionary origin(s) of and helpful discussions. The work compiled from
the prochlorophyte antennae are still unknown, the authors’ laboratories was supported by grants
but the special features of the Prochforon and DCB-8903060 and MCB-9204672 from the Na-
Prochlorothrix photosynthetic mechanism may tional Science Foundation (to G.S.B.) and award
prove useful in understanding general rules for 88-00341 from the U.S./Israel Binational Sci-
For personal use only.

how photosynthetic organisms function and re- ence Foundation (to A.F.P.).
spond to changes in environmental light and nu-
trient conditions. Thus, we argue that under-
standing the photosynthetic features of these pro-
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