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International Journal of Disaster Risk Reduction 36 (2019) 101120

Contents lists available at ScienceDirect

International Journal of Disaster Risk Reduction


journal homepage: www.elsevier.com/locate/ijdrr

Appraising the interactions between public-sector procurement policy and T


disaster preparedness
John Kwesi Buor
Management Science Department, GIMPA Business School, Ghana Institute of Management and Public Administration, P.O. Box AH 50 Achimota, Accra, Ghana

A R T I C LE I N FO A B S T R A C T

Keywords: Disasters can be disruptive to the smooth flow of resources even in the most robust supply chains. Unfortunately
Disaster management while disaster caused disruptions and casualty numbers continue to increase, the capacity to judiciously procure
Public procurement and deploy relief/emergency resources in real time dwindles. This paper explores how the over exploitation of
Causal loop mapping public-sector procurement policy can influence strategic national disaster preparedness and response.
Specifically, we highlight the interdependent relationships between procurement policy induced behaviours and
the capacity to prepare and respond to disasters. Results from interviews with individual senior managers of a
disaster management organisation, and the derived cognitive maps suggest that: inapposite procurement prac-
tices, excessive political intrusion, resource mismanagement, and unclear national disaster management policy
(plan), are some of the causes underpinning poor disaster preparedness and response in Ghana. Our research
therefore attempts to explain the apparent inverse relationship between the rise in disaster incidents and the
decline in capacity to manage disasters. This article could serve as one of the empirical basis that would prompt
policy-makers to review Ghana's policy on emergency procurement. The models in this research could provide
the needed insight into the underlying structures as well as alert managers that their procurement decisions or
behaviours can potentially produce unintended consequences that may affect future operations.

1. Introduction to limit the disaster management organisations' operations to emer-


gency relief functions only, while the preventive functions remain
Researchers [1–3] suggest that, entity's response to disaster and fuzzy. Disaster relief functions involve the provision of food, shelter and
mass emergency management depends on the level of preparedness related emergency services immediately after a natural or made-made
towards that event. This assertion is based on studies from incidents disaster [4], with the aim to alleviate the impact of that incident and to
including the 2011 Japanese earthquake and the aftermath nuclear reduce the suffering of the affected [5]. On the other hand, disaster
crisis in Fukushima, and also from four cases of hurricanes in Florida – preventive functions include all activities and measures designed prior
USA. Nation states may establish specific organisations to manage to an event in order to reduce hazards, their effects, and to provide
disaster incidents within their jurisdiction. Tried as those organisations permanent protection from their impacts [6]. Unfortunately, even the
do, the gap between disaster occurrences and resource availability (in major national disaster management agencies, on many occasions, have
many cases) seems to grow wider due to demand-supply mismatch. For to rely on internal (local donations) and external (regional and inter-
instance in Ghana, there is established a National Disaster Management national) donor support even at the least event occurrence (see Ref.
Organisation (NADMO) with the objective to manage disasters and si- [7]).
milar emergencies in the country. Currently, other disaster manage- Extant literature suggests that while the occurrence of disasters
ment organisations with the national outlook include the Ghana Na- appear to increase in magnitude, number of casualties, and complexity
tional Fire Service (GNFS), and the Ghana National Ambulance Services [8,9], the level of preparedness, and the capacity to respond to disasters
(GNAS). However, based on their fading capacity to respond to disaster continue to decrease [10]. Consistent with Barney's [11] postulation,
incidents in real time, the frequent reports of equipment failure, and the we think that an organisation's resource base is a precursor to its ca-
display of many other operational inefficiencies, there is growing public pacity to manage disasters. The resource-based view (RBV) assumes
view that the disaster management entities in Ghana do not have the that organisations have, and may use mix resources [12–15] which
capability to help the public to anticipate, resist, cope with, and recover remain imperfectly mobile over a time frame [11]. These physical ca-
from the impact of contemporary disasters. Resource constraints appear pital resources (consisting of assets, technology equipment, plants,

E-mail address: jbuor@gimpa.edu.gh.

https://doi.org/10.1016/j.ijdrr.2019.101120
Received 13 November 2018; Received in revised form 18 March 2019; Accepted 20 March 2019
Available online 03 April 2019
2212-4209/ © 2019 Elsevier Ltd. All rights reserved.
J. Kwesi Buor International Journal of Disaster Risk Reduction 36 (2019) 101120

geographical location and access to relief materials), human capital dependent on the fitness of the procurement functions of the organi-
resources (made up of managerial and employee capabilities in terms of sation, including: planning, training, and the acquisition of required
experience, judgement, intelligence, competence and relationships), resources for human survival. We would be aware that while procure-
and organisational capital resources (i.e. formal and informal planning, ment for disaster preparedness can take relatively longer period in
control and coordination systems, the formal reporting structures, and advance within a long time span, and which is appropriate for spec-
the informal inter/intra-organisational relationships) are unique attri- ulative and slow-onset disasters, procurement for emergency is for
butes [16]; the procurement and efficient deployment of which disaster rapid-onset, unpredicted, and sometimes chaotic events that require
management organisations can leverage on to execute a particular different demand and process planning, or no specific plan for a short
project. The ensuing discourse suggests that to be disaster prepared, time span. It is under this latter scenario that single sourcing procure-
there is need for procurement of requisite disaster management capital ment strategy can apply. This paper is not particularly focused on the
resources, proper planning and coordination of relief policy and inter- procurement processes and the cycle. Neither are we interest in
vention strategies well in advance of disaster occurrence. Thus our re- dwelling on details of a particular disaster and the stages/phases of its
search enquires whether there could be a link between infractions of the development. Our focus is to highlight some of the current procurement
public procurement policy and the capacity to prepare and respond to behaviours in the public sector and the potentially unintended con-
disasters by a disaster management organisation. The main objective of sequences that such ‘strategic’ decisions may have on the capacity to
this research therefore, is to highlight the interdependent relationships fight disasters in Ghana. We note that services yielded by resources
between public procurement policy induced behaviours and the capa- procured are a function of the way in which the resources are used [16]
city to prepare and respond to disasters in Ghana. which may also depend on the advanced preparations made even before
The paper is presented in five parts. The introductory part sets the the resource acquisition. Thus, procurement is considered in this paper
background for the research, including the apparent managerial di- as one of the supply chain activities with the greatest potential impact
lemma underpinning the need for the current study. The second part is on organisational performance [29].
a review of relevant literature on key constructs relative to the current Porter and Millar [30] assert that procurement is not a primary
study. The third and fourth parts dwell on the methodological approach activity of an organisation, it is a distinct support and/or a strategic
suitable to this study and the data analysis processes respectively. function rather than an operational function [31]. In the public sector,
Finally we discuss the research findings and draw conclusions to the procurement refers to the acquisition for public consumption [32] in
study. the form of goods, works, and services for all territorial or functional
subdivisions of a nation state. In Ghana's Public Procurement Manual
2. Literature [33] “Public Procurement” is defined as “the acquisition of goods, works
and services at the best possible total cost, in the right quantity and quality,
Various authors [8,17,18] define the term “disaster” in various at the right time, in the right place for the direct benefit or use of government,
contexts. In this study, “a disaster is an extreme event of a natural, tech- corporations, or individuals, generally via a contract”. The Public Pro-
nological, or social cause that has consequences in terms of casualties, de- curement Act of 2003 (Act 663) [34], and its amendment of 2016 (Act
struction, damage and disruption” [19]. According to the World Health 914), bids all acquisitions that draw from public funds to be done
Organisation (WHO): “Disaster is a result of vast ecological breakdown in through a specified, and harmonised process in order to attain trans-
the relationship between man and his environment, a serious sudden or slow parency, accountability, equality, and value for money. The general aim
onset disruption, on such a scale that the stricken entity [individual, of public procurement therefore, is to acquire improved quality re-
community, organisation, society or state nations] needs extraordinary sources for the state at reduced total cost.
efforts to cope with it, often resulting in dependence on outside help or in-
ternational aid”. 2.1. Theoretical link between procurement and disaster preparedness
Beyond definitions, Nikbakhsh et al. [20] categorised disasters into
natural (as consequences of natural phenomena including storms, There is strong causal link between disaster preparedness and the
floods, and epidemics) and man-made (as direct consequences of capacity to respond to disastrous events [35]. This current research also
human activities deliberate or non-deliberate including infrastructural contends that the capacity to prepare and sustainably respond to dis-
failure, waste mismanagement, and industrial accidents). Whatever the asters in real-time, is dependent on the procurement and possession of
categorisation, disasters are characteristically the main cause of major certain key resources that have characteristics such as value and ap-
supply chain disruptions. Disruptions in any supply chain have adverse propriability. Resources are defined as “all assets, capabilities, organi-
impact on the distribution system of an organisation [21–25]. One will zational processes, attributes, information, knowledge, etc. controlled
also note that the greater the level of vulnerability to any kind of dis- by a firm” [11]. Following from the definition of disaster preparedness
aster caused disruptions, the higher the interest in managing it [26]. In by Perry and Lindell [28], it appears that procurement of resources for
Ghana's case, the country has not been susceptible to high risk natural disaster management is a strategic purchasing process involving plan-
disasters such as earthquakes, tsunamis, or hurricanes (Okoampa, 2007 ning, evaluating, implementing, and controlling highly important rou-
cited in Ref. [7]). Therefore, the tendency to learn from such events and tine sourcing decisions [36].
possibly transfer the knowledge to managing the few hybridised man- Scholars generally attribute two goals to procurement [37–40]:
made-natural disasters such as infrastructural failure, waste misman- firstly to ensure an uninterrupted flow of materials at the lowest total
agement related floods, road traffic accidents, land degradation and cost; and secondly to improve quality of the final product (emergency
pollution, appears not to gain much attention. It appears that such delivery) and to react rapidly to market changes (disaster response).
growing weakness or vulnerability resulting from the lack of pre- Disasters cause disruptions in the supply chain of a system. The pro-
paredness for disasters could viciously increase the impact of a dis- curement and possession of requisite logistical resources can improve
astrous event on the Ghanaian society. one's capability to confront the challenges of a disaster. Chamberlin
Since disaster issues are multifarious, comprising multitude of per- [41] identified some key capabilities of organisations (including tech-
formance impacting elements, it requires all stakeholders' involvement nical know-how, reputation, the ability of managers to work together,
in preparedness [27]. Disaster preparedness can be conceived as the and others) on which they can earn profits (or improve performance).
state of readiness to respond constructively to environmental threats Furtherance to the goals of procurement, but in the perspective of
[28] in such a way as to minimise the negative impacts on health and the RBV and applying the Value Rarity Imitability Organisation (VRIO)
safety of entity, and the structure it depends on for survival. From the framework, Ordanini and Rubera [42] suggest two capabilities in the
discourse, it appears that being alert to respond to disasters is procurement domain: first is ‘process efficiency capability’ which is

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inside looking and focuses on the procurement department of an or- Singh [66] have employed qualitative-quantitative models to model the
ganisation and its core activities that aim at cost reduction whiles still layout problem for disaster relief operations. In their work, qualitative
maintaining relationships with external partners and the internal ac- component provide layouts based on maximisation of closeness rating
tivities that complement purchasing transactions. This appears to be while quantitative part involves the minimisation of material handling
analogous to a self-reflection of a disaster management organisation in cost. In this instance, it appears that the facility layout problem is ad-
terms of its readiness to timeously respond to disastrous event within its dressed from the point of demand based disaster relief operations. The
jurisdiction. The second capability looks at ‘process integration’ which risks associated with the disaster caused supply chain disruption needs
focuses on how effectively the procurement function of an organisation to be carefully addressed while planning [67]. It seems that increasing
is incorporating the entire supply chain, reducing time-to-market, and responsiveness and continuous planning can mitigate the ill-effects of
increasing the fit with market needs. Apparently, this examines how the disruptions [68] as well increase visibility and collaboration. Thus a
procurement function of a disaster management organisation is able to careful balance between organisations' planning and reaction mechan-
coordinate stakeholder activities before, during, and after disaster op- isms can turn an unexpected challenge into an opportunity of compe-
erations in order to be able to meet the needs and requirements of the titive advantage. The proposition by Khalili et al. [69] and Manopi-
disaster affected victims. niwes and Iroshara [70] to employ stochastic models to handle
Though the RBV is criticised for being inward focused, besides the operational risks in case of disruptions by considering back-up in-
high risks to ignoring the nature of market demands [43], its con- ventory and emergency route planning is also very intriguing. However,
tributions in ‘strategy’ literature highlights the links between internal in as much as we agree with most of these models, we fail to adopt the
resources and market conditions [44,45]. The RBV emphasises the fact hard model approach at this juncture because it appears that those
that there are some capabilities that can only be developed within the articles focused on business logistics or (to some extent), on private
organisation [46]. For example, Hart's [47] model of the RBV shows supply chain procurement systems which apparently have quite dif-
that procurement, technology, design, production, distribution and ferent administrative structure and approach - different from public
service are capabilities of a firm, and further allude that the purchasing procurement system. Though operational similarities such as the con-
function can be an important capability of an entity. These unique as- siderations of resource mix, cost minimisation, and planning under
sets and capabilities make the difference in the execution of a duty. It is uncertainty may be common to both public and private procurement
therefore evidenced that resources are acquired through procurement. systems, the public sector (in many countries) operates strictly under
Therefore, procurement management is an important strategic activity rules and managerial webs of different complexities and motives, much
that ensures availability of sufficient resources and services for the more complex than the private enterprise which in most instances, has
smooth operations [48] and management of a disaster situation. With profit as a prior motivation. While all these models are credible at some
emphasis placed on strategic choice, the RBV appears to charge disaster instances, they appear not to take a holistic view in their analysis and
management organisations to identify, develop and deploy key re- fail to consider the consequence of policy induced behaviours that in-
sources if only they aim at optimal efficiency. fluence public procurement and disaster preparedness. We therefore
Traditionally, it is not uncommon for organisations to take opera- propose the systems sciences’ view, using the causal loop mapping
tional and procurement decisions independently. The potential effect is (CLM) approach [71–76] to provide insight into the consequences of
that any uncertainty in demand of independent resources could disrupt current procurement policy induced behaviours and the future capacity
both the operational plan and procurement process of the organisation. of national disaster preparedness and response.
Hence there is need to develop a resiliently sustainable system that Literature has revealed that humans are not able to cope with dy-
considers integrating operational activities and procurement decisions namically complex systems [77–80]. Humans also fail to recognise
in a more holistic manner. In this regards literature acknowledges the causal feedback relationships that are distant in time and space [81,82].
contributions made by several authors in their attempt to fill the gap in Therefore we employ mental models to explain a dynamically complex
such operational-procurement decision integration, using models. system including the use of feedback loops to bring understanding of a
Authors [49–56] have proposed different deterministic models for complex phenomenon such as the relationship we seek to establish in
sourcing product mix under uncertainty. Furthermore, [57,58,59,60] this paper. Cognitive mapping [83,84] or causal loop mapping (CLM) is
call for the need to jointly consider production and procurement models a diagramming research methodology (tool, or technique) that is good
rather than the traditional independent optimisation approaches. for conceptualising feedback systems [85] as well as a tool for brain-
It sounds factual therefore that procurement is a toolkit to mitigate storming [86]. CLMs can be used to explain a system's behaviour [87]
risks of supply chain disruption during disaster or disaster relief op- which provides a holistic thinking during problem identification and
erations [61]. A disaster management organisation's supply chain must problem solving. According to Morecroft [85], CLM is a powerful as
be resilient not only in terms of avoiding disruptions in the routine well as a concise way of conveying the concept of feedback structure,
orders, but also in handling emergency orders. Subsequent to this and it can also be used as a tool for behaviour analysis and policy de-
concept, [62] propose a procurement model that incorporate emer- sign. CLM and feedback loops are normally used to illustrate structure
gency orders with given capacity constraints. In an empirical analysis and behaviour of a system over a time period [88–91]. We therefore
on supply chain management, [63] considered procurement as one of adopt CLM models as an illustrative method that can impact on what
the key functional areas of chain resilience. Earlier, Pereira et al. [64] problem owners think, and how they communicate their intensions to
have identified the role of procurement in the intra/inter-organisational others [92,93].
supply chain resilience. They assert that procurement has enlarged its
scope to include achieving a competitive advantage in the current vo- 2.2. A review on the case organisation
latile market such that it seeks to align and synchronise internal re-
quirements to external resources so as to achieve organisational target. Disaster management entities including the NADMO, Ghana
Perl and Daskin [65] and Elluru et al. [57], postulate that facility National Fire Service (GNFS), the Ghana National Ambulance Services
location and vehicle routing could be the two major decisions that (GNAS) and others, appear to becoming highly vulnerable to risks of
bother a distribution network. The authors propose the Location- incapacity to execute their core duties. For instance, sections 1 and 2 of
Routing Model that provide time windows using proactive and reactive Ghana's Act 517 of 1996 state:
approaches. Whereas the proactive approach considers risk factors as
preventive measures for disaster caused disruptions, the reactive ap- 1 (1) “There is established by this Act a National Disaster Management
proach sees disruptions as caused by facility breakdown, route Organisation (NADMO)……”
blockages, and delivery delays with their cost penalties. Tayal and 2 (1) “The object of the organisation is to manage disasters and similar

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emergencies in the country. The Organisation shall: (a) prepare national can be generalized over a large population.
disaster plans for preventing and mitigating the consequences of disasters; In order to obtain results based on empirical evidence, the research
(b) monitor, evaluate and update national disaster plans; (c) ensure the employed open – ended questioning instrument which gives the inter-
establishment of adequate facilities, technical training and the institute of viewer the opportunity to ask follow-up questions to enhance clarity of
educational programmes to provide public awareness warning systems thoughts in a relaxed environment [99,102]. Thus semi-structured in-
for its staff and the general public; (d) ensure that there are appropriate terviews [103], in the form of face-to-face conversation was employed
and adequate facilities for the provision of relief, rehabilitation and re- in data collection. The research preferred this method because inter-
construction after disaster; (e) coordinate local and international support view data are deemed rich, and may include descriptions of decisions
for disaster or emergency control relief services and reconstruction…. and theories that explain events. According to Nisbett and Wilson
….” [104], people both know more than they will tell; they can invent ra-
tionales and even incidents to justify their believes (through inter-
Though these have been boldly written in the Act, the gap in cap- views), which provides important data that they themselves may not
abilities and functions of these major national disaster management know they have provided. The triangulation of interview results from
entities have been well illustrated in paragraph (1) of the introductory different individual respondents helped this research to gain insight
part of this paper. Wagner, Padhi and Bode [94] provide various pro- into the structure of problems and the potentially complex decision
curement processes among which entities could employ in the public outcomes of management. Authors such [105,106] and many others
sector. Yet, it appears that almost all Ghanaian public entities seem to have employed this approach to investigate various complex events.
overly depend on the single sourcing procurement strategy. Single
sourcing is the procurement strategy where a buyer chooses a single 3.2. Data collection
supplier even though other comparable suppliers exist in the supplier
base [95]. The strategy by itself is not a bad one looking at conditions Prior to the interview protocols [107], the investigator delivered a
under which Ghana's Act 663 allows its application (including emer- letter to the headquarters of one of the major national disaster man-
gency, research, security, special technological requirement, public agement organisations requesting for access and permit to conduct re-
interest, etc.). According to Treleven and Schweikhart [96], the goal for search interviews with selected senior managers who were in-charge of
single sourcing is for an organisation to have at most, one supplier for some key units. Attached to the request was a guide which specifies the
each inventory item. Other research [97] cite higher quality at lower purpose, theme, and scope of the research. Each interview was con-
total cost to the buyer and higher levels of buyer–supplier cooperation ducted (on different occasions at the convenience of the respondent) in
as some benefits of single sourcing. However, single sourcing strategy the board room of the case organisation in the manner as described
appears not to favour organisations in most cases, due to the high earlier in the preceding paragraph. Before the commencement of each
tendencies to create or worsen supply chain disruptions (see examples interview process, the respondent's consent was sort to record the
in Ref. [98]) if not well managed. Thus the over dependence on single conversation. The investigator pledged respondent anonymity, and
sourcing procurement could have grim consequences on organisational explained how the data will be used and protected. On the average,
performance in the long-run. each interview session lasted between 70 and 120 min, depending on
whether a particular response required follow-up questions or not. The
3. Methodology research limited its data source to headquarters of only one national
disaster management organisation, because of resource constraints
This research highlights on the interdependent relationships be- [108,109] and also because of the apparent centralised procurement
tween resource availability through strategic procurement practices (or system the organisation operates.
behaviours) of a national disaster management organisation and its Various authors in qualitative research have argued, yet there seem
capacity to respond to disasters in Ghana. Urban floods blameable on to be no conclusion on the exact number (minimum or maximum) of
solid waste mismanagement and infrastructural failure; pollution of interviewees that is enough for saturation of knowledge [110]. How-
water bodies through unscientific mining activities; deforestation; and ever, Guest et al. [111] suggest that interview structure and content,
road traffic accidents are regularly occurring and potential disaster and group heterogeneity, are two conditions which could determine the
incidents in Ghana. For over two decades after the enactment of Act 517 number of interviews to conduct. To meet these conditions, the inter-
as stated in section (2.2) above, it would be of interest to gain insight view questions for this study were semi-structured, with little varia-
into why the national disaster management organisation continue to bility except when there is a follow-up question. Also our interview
find it difficult to curb the recurrence of the same problem over the respondents were basically selected from the same organisation
years. (homogeneous group). Thus, nine (9) senior managers at the head-
quarters was deemed good enough for pattern (theme) emergence and
3.1. Research approach/design also for knowledge saturation.

The exploratory nature of this research arrogates the paper a qua- 3.3. Data analysis
litative approach, for it to afford the study an opportunity to learn what
underlies the actor's behaviour, instead of relying on hard statistical The level of analysis in this study is nine (9) individual senior
figures [99]. By this approach, the study is able to leverage on the managers, who have worked with the case organisation for two (2)
spontaneous adaptive interactions between the researcher and the re- years or more. These consent individuals were purposely selected be-
spondents. Thus we exploit the strength of qualitative research to cause the research considered them to possess a considerable wealth of
provide complex descriptions of how a typical public organisation knowledge, expertise and requisite experience which the study could
carries out its procurement functions and how the unintended con- extract for the purposes of analysis. The selected senior managers have
sequences of such strategies can influence the preparedness, and sub- performed, or have supervised functions including: emergency response
sequent response to emergency operations. The author is aware of the operations, first aid, procurement, budget and finance, or distribution
inability of qualitative research to generalise findings from data over a services in the course of duty. After the data collection protocol (as
larger population due to its perceived lack of rigor [100]. However, we described in section 3.2), each recorded voice data was transcribed and
think that qualitative study would rather allow the research to acquire selectively coded. The study used open coding [112] to analyse each
rich data and also understand data complexity in a specific social interview question at a time. We compared thematic responses, ex-
context [101] which typically takes precedence over educed data that cerpts of some of the most compelling ones were selectively quoted (in

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section 4.0). The open and axial coding [113–115] yielded emergent of procurement officers. Staff (especially the political implants) may
themes [116] that represented the respondents’ mental model of the have general academic qualifications, but they may lack the requisite
procurement practices and the apparent unintended consequences that professional training and experience to perform certain tasks. These
those behaviours could impose on organisational capacity to manage staff can create delays in the procurement process (through mistakes,
contemporary disasters as per the narration. inefficiencies, and several reworks) particularly when they are assigned
technical activities such as the preparation of tender documents, con-
4. Results and analysis tract negotiation, or contract management. For instance, the censorship
move by the PPA, the implementation of the Procurement Act (Act
The first part of this section (4.0) presents and analyses excerpts 663), and the occasional directives by donor agencies are sometimes
from interview respondents as we attempt to relate some procurement misinterpreted, misapplied, or are unclear to such new recruits who are
practices (behaviours) to the general disaster preparedness and re- usually planted in the organisations to enforce political agenda whether
sponse of a national disaster management organisation. In the second favourable or not. These often lead to delays, and/or sponsorship
part (4.1), respondents’ mental models, and the potential consequences withdrawals if the project is donor sponsored. The second delay relates
of some policy decisions were represented in causal loop diagrams. We to government's timeous release of funds for disaster management or-
expect that the diagrams would provide insight into how the over ex- ganisations to meet their budgetary requirements. The third cause of
ploitation of a well-intended policy such as single sourcing procurement delay is the rather unusually long and bureaucratic processes associated
can affect national disaster management in the long term. with competitive tendering [118]. According to some respondents:
For a start, the research wanted to find out if there is any organi-
“ …. we (implying the disaster management organisation) often rely
sation backed by law to manage disasters in Ghana. To this question, all
on series of ad-hoc committees to expedite approval..., or we have to
respondents replied that the NADMO (section 2.2 above) was estab-
depend on donor support and directives, to carry out our functions
lished for the purposes to assist the public to anticipate, prevent, and
…”
mitigate all kinds of disasters within the national borders of Ghana. The
general response states: The above responses suggest that policy gaps could be the cause for
which the disaster management organisations resort to unpopular
“… The National Disaster Management Organisation was established to
procurement strategies and the consequential lack of preparedness for
coordinate all disaster management resources, both governmental and
disasters in Ghana. Cohen and Werker [117] speaks about political and
non-governmental, or local and international …. It is responsible to lead
bailout effects of disasters. ‘Political effect’ occurs where government
in managing every disaster situation in Ghana”
uses disaster as a means to redistribute power by favouring regions and
The above assertion by respondents seems to confirm the first people who are politically aligned to the regime. The ‘bailout effect’ on
paragraph of section 2.2 of this write-up, and at the same time raises the other hand, is the situation where government underinvest in dis-
questions about whether the disaster management organisations are aster prevention so that they will get bailed out by donors and inter-
really fulfilling their core business. Though the main respondents ap- national community when a disaster occurs. An extreme case of the
peared to avoid or become defensive towards this follow-up question, bailout effect leads to ‘racket effect’ where government or its agencies
public perception suggests that the national disaster management or- may leverage on disasters to attract and steal humanitarian aids meant
ganisations have gradually shifted focus. The NADMO for instance, for disaster affected people. The long term effect of these schemes is
seems to have rather metamorphosed into a quasi-political agency that donors may pull out of a disaster management programme when
which is subject to serious manipulation by the regimes in power over they learn about those unpopular behaviours.
the years. Evidence can be cited in the manner of appointment or re- On the question concerning procurement and stock management
placement of the top echelons of NADMO following the 2000, 2008 and practices, all respondents appear to favour the centralised procurement
2016 general elections in Ghana. These shakeups usually lead to re- system, stating that it is rather a good practice since it seems to reduce
cruitment of new staff, replacement of old staff with unemployed party corruption and malfeasants in their organisation. The centralised
activists, or the withdrawal of experienced staff from perceived sensi- system also seems to reduce the task of inspection as compared to
tive departments in the manner that this author calls “Local Political dealing with numerously scattered offices across the country.
Dynamics”, which can be analogous to the political effects notion of Furthermore, it is easier for the regulatory authority to conduct regular
Cohen and Werker [117]. audits in the centralised system. However, a few respondents intimated
It also emerged that one big challenge which hinders national dis- that it could be good to allow some percentage of localised (decen-
aster preparedness is the lack of requisite disaster management material tralised) procurement at regional and/or district levels. Apart from the
resources for operational purposes. One respondent is quoted here (of significant delays caused by the centralised procurement system to
which majority also implied): deliver supplies, it also makes it difficult to deliver to the last-mile in
real-time when disaster strikes. The practice also places the local (and
“… we need material resources to manage disaster. If you lack resources,
rural) economies at a disadvantage, potentially causing slow recovery
you cannot manage disasters with your own ability. You may have the
and rehabilitation of disaster victims. This research thinks that the
people … i.e. the human resource can be there, but if you don't have the
current practice could be a recipe for resource mismanagement, di-
material resource that are very vital to assist the people, your outcome
version, and pilferage of goods in transit, and thus increase the “local
will be something else …”
political dynamics” or the political effects [117] on disaster manage-
The issue about material resource deficiency (equipment and facil- ment.
ities) appears to be a true reflection of the disaster management The interviewer also enquired if there is a national policy with re-
agencies in Ghana and a major operational constraint. For example, one gards to procurement for emergency. Unanimously, all respondents
newspaper headline reads: “NADMO overstretched in resources” know that the single sourcing strategy [95,98] makes room for pro-
(Ghana News Agency, 18 March, 2011). Based on the definition of re- curement under emergency conditions. However, a large majority of
sources in Barney [11], their acquisition, management, and deployment respondents alluded that it does not give them enough room to procure
is a function of procurement which stands to determine the level of without going through the laborious procurement cycle. For example, a
disaster preparedness as inferred from the narrator above. manager at the case organisation states:
On the causes of delays and their inability to meet public expecta-
“… our hands are tied behind us by the requirements and procedures …
tions, our respondents mentioned three delays in their business pro-
the bureaucratic procedures that one has to go through …. the long list of
cesses as public organisation. One relates to professional qualifications

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J. Kwesi Buor International Journal of Disaster Risk Reduction 36 (2019) 101120

interest groups …. , all limits us in the procurement of the needed relief


items ….. Unless there is direct intervention by a powerful political figure
for suppliers to release needed supplies, it is difficult sometimes for us to
carry out our functions smoothly”.
Fig. 1a. Causal interrelationship between Risk vulnerability and Frequency/
Literature appears to take a contrary view from the claim by the severity of disaster.
above respondent. For example section 40 (2) of Ghana's Act 663 states:
“A procurement entity may engage in single-source procurement with the
approval of the Board after public notice and time for comment where
procurement from a particular supplier or contractor is necessary in
order to promote a policy specified in section 59(4) (c) [i.e. effects of Fig. 1b. Causal interrelationship between Donor agency role in disaster man-
transaction on the economy], (d) [i.e. security reasons], or 69(2) (c) agement and Local political dynamics.
(i) [i.e. effects on the balance of payments position], and procure-
ment from another supplier or contractor cannot promote that policy”. is to say that all things being equal, an increase in the Frequency and
What seems to prevail in most public institutions is the abuse of this Severity of Disasters will cause Vulnerability Risk to increase more than
provision (single sourcing strategy). According to Glover [119] the it would have been (Fig. 1a). Alternatively, an increase in Disaster
award of contracts (in Ghana) is highly subject to political manipula- Preparedness and Response will increase public Perception of Systemic
tions, where preferred candidates are usually card bearing party func- Security more than it would have been.
tionaries of the ruling regime in power. Our finding also suggests that Contrarily, a minus sign (“-“) indicates that two nodes move in
most public contract owners deliberately delay the invitation to tender opposite directions. For instance under the scenario in last paragraph of
till a few days, or even few hours, to the intended deadline. Whiles 4.0, donors and development partners of Ghana may become aware that
covertly concealing call for tender, insider trading activities [120] are government is using their support to gain from political and bailout
carried out. Thus giving advantage to the preferred candidate who can effects [117]. When they increase their role in disaster management, it
get documents submitted under such short notice to make him/her the can cause “Local Political Dynamics” to decrease (i.e. reduce excesses of
only candidate to qualify for the contract usually at inflated cost. Other local political influence and interference in procurement, allocation of
fraudulent practices in the public sector procurement, including ma- resources, and general operations of disaster management) lower than
verick buying, dis-aggregation of project contracts, lack of co-ordina- it would have been (Fig. 1b). Or, alternatively, increasing the role of
tion, and clandestinely fictitious interpersonal relationships which are Donor Agency in Disaster Management can reduce ambiguities in pro-
in contravention of Act 663, have been recorded in Peprah [121]. Such curement policies and practices (i.e. reduce Unclear Local Procurement
consistently inappropriate transactions defeat the purpose of the public Policies) lower than it would have been.
procurement policy, besides it resulting in low-value procurement Several pieces of statements (such as those above) have been picked
which may escalate inefficiencies. Additionally, the practice does not from respondents’ narratives and selectively coded [112] to form the
only affect disaster preparedness and response, it has the potential to models that follow. To give meaning to the models, we assume that
throw transaction costs out of proportion to the value of the items delays are naturally occurring between time for decision-making and
purchased [122]. By implication, it seems that the exploitation of the the consequent decision outcome. Thus unless the delays can sig-
single-sourcing procurement strategy/policy could be cited as one of nificantly affect the system, they will not be indicated. We also assume
government and its agencies’ activities that expose the state to risks of that all other factors are held constant except those under consideration
waste, fraud, corruption, and malfeasants. Donors such as the Adventist (all things being equal).
Development and Relief Agency (ADRA), CARE International, World In figure (2), R1 represents the feedback loop describing occurrence
Vision International, UNHCR, Catholic Relief Services, and local NGOs and impact of disaster on a community over a time frame. R1 is
play very important role in providing physical support and advisory therefore a key loop that strategically pushes a disaster management
services in most cases. Thus among other thing, the models in the next organisation beyond its limits of preparedness and real-time response to
section assess the scenarios where these major players decide to reduce disasters, towards eventual collapse because of the recurrence of a ty-
or withdraw their services due to unsatisfactory behaviour by the local pical local event (e.g. flood or waste disposal), unless the cause of this
disaster management agencies and the likely effects that this reaction behaviour was proactively identified and solved. Thus R1 suggests that
can have on disaster management. Disaster Preparedness and Response is causally influence by Perceived
Systemic Security, Anthropogenic Activities, Risk Vulnerability, Fre-
quency and Severity of Disasters, and Procurement for Emergency
4.1. Visualisation of findings Purposes. This relationship was inspired by the definition of disaster
management [19], the RBV theory [11–16,123], plus excerpts from the
This section employs causal loop diagrams (CLM) to help in visua- field data (section 4.0 above). A Walk through the loop suggests that an
lising how extracts from data (interviews and/or literature review) in- increase in disaster preparedness and response can increase people's
terrelate. By using CLM to create stories about complex issues, the perception about systemic safety and security [+], which could in-
paper can make understanding of the interrelationships within the crease anthropogenic socio-economic activities beyond acceptable
system's structure holistically more explicit. The resulting diagrams can
also provide a visual representation that managers can use in commu-
nicating with others. Thus, management can become more adept at
telling systems stories that help in recognising the multiple inter-
dependent effects of their actions. Therefore the diagrams below vi-
sually provide the internal structural and mental models from the data
analysis in section 4.0 above.
For the detail, let Frequency and Severity of Disasters and Risk
Vulnerability (resulting from the over exploitation and abuse of single-
sourcing procurement policy) be two nodes (or variables); and the link
(edge) be the line connecting these two nodes. Furthermore, let a plus
sign (“+”) indicate that both nodes change in the same direction. That Fig. 2. The dynamics of disaster occurrence and impact on a community.

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J. Kwesi Buor International Journal of Disaster Risk Reduction 36 (2019) 101120

Fig. 4. The dynamics of local political influence and the procurement of


Fig. 3. The dynamics of disaster relief operations through supplies. emergency resources for disaster operations.

levels [+] (e.g. waste generation, disposal and management; poor in- services available at a time, review and change in government policy,
frastructural planning; non-renewable resource extraction; water/air/ attitudinal change, etc. A walk through B1 suggests that an increase in
soil pollution; and disregard for environmental laws). As these an- Local Political Dynamics (i.e. political and bailout effects [117]) could
thropogenic activities increase, so does the risk vulnerability (i.e. ex- cause increase in Unclear Procurement Policy [+] (i.e. deliberately, or
posure to environmental risks) [+], the frequency and severity of dis- otherwise, creating ambiguities in the purpose, processes, and inter-
asters [+], the need to procure for emergency [+], and the need for pretation of procurement policy). The increase in ambiguity (i.e. Un-
organisations to preparedness and respond to disasters [+] more than clear Procurement Policy) could increase Bad Procurement Practices
it would have been. The total effect of the walk round the loop is a and Resource Mismanagement [+] more than it would have been. As
positive growth (reinforcing) in a vicious or an undesirable cycle. This Bad Procurement Practices and Resource Mismanagement increase,
structural behaviour is an undesirable cycle because of the potentially donor agency support may increase [+] initially. However, once the
negative impact that disaster caused disruptions can have on the society increasing malfeasants are noticed, donor agencies and development
and the general economy of a country. partners would increase their roles through direct or indirect involve-
Figure (3) is the feedback loop describing the expected spirally in- ment in disaster activities, and support programmes. An example is the
creasing inefficiency in disaster relief supplies (resources). The loop is request/support from African Development Bank and the IMF for public
derived from the WHO's definition of disaster, the RBV construct, and procurement policies in sub-Sahara Africa to be reviewed and re-
the procurement capability goals [42], as reviewed in the literature. structured (see the [125] assessment report). The increase in such in-
Thus R2 is another key loop that strategically pushes a disaster man- terventions could reduce the excesses in Local Political Dynamics [−]
agement organisation, the government, and donor agencies beyond less than it would have been. The total effect of the walk through the
their limits such that it becomes difficult to meet demand requirements, loop (B1) is negative (i.e. balancing) or a goal seeking loop with the
unless the cause of this vicious behaviour was proactively identified and primary objective to correct the malfeasant practices in a procurement
solved. Tracing round R2, it suggests that an attempt to increase Dis- system.
aster Preparedness to a desired level can trigger inapposite (Bad) Pro- In figure (5), B2 is also a balancing loop that represents how the
curement Practices and Resource Mismanagement [+]. The inapposite internal indirect effects of bad procurement behaviour and resource
behaviours may include unreasonable and arbitrary use of single- mismanagement can influence disaster preparedness and response. A
sourcing procurement, inappropriate stock/inventory management walk through the loop suggests that the more Unclear Procurement
practices due to the chaotic situations presented by disasters, diversion Policies become, the higher the tendency for Bad Procurement Practices
of relief aid, and political interference among others. Over a time and Resource Mismanagement [+], and the more the donor agencies
period, donor agencies become aware about the increasing resource would increase their role in an attempt to standardise public procure-
mismanagement in the system, and may take initiatives to increase ment policies [+] more than they would have done. Increasing Donor
Donor Agency Role in Disaster Management [+] (by taking direct Role in Disaster Management could restructure the system to reduce the
control of the flow of donor aids, training field personnel, planning, ambiguities in procurement policies lower than it would have been
regulations, contributions, and asset management). This in turn will [−]. Note that delay on this link indicates that it takes relatively longer
increase Disaster Preparedness and Response [+] more than it would time for donor agencies to detect leakages and bad procurement prac-
have been. It should be noted that it takes longer time (delay) for bad tices in a system. The total effect of the walk through the loop (B2) is
procurement behaviours to be detected when they occur in a system. negative (i.e. balancing). The objective of this loop will aim at cor-
The total effect of this loop is also a positive growth (reinforcing) in a recting procurement policy related effects (influence) on disaster
vicious cycle. The cycle is vicious because of the long-term negative management.
effects that bad procurement behaviours and resource mismanagement In figure (6), the diagram attempts to summarise the dynamics
can have on the general economy, standard of living and future disaster
management operations.
In figure (4), B1 is a balancing loop that represents a scenario where
one attempts to solve a problem, or to achieve an objective (such as to
continually improve on disaster risk reduction, prevention and miti-
gation), or to achieve the goals of procurement [37–40,124]. This de-
sired goal serves as a reference on which the system bases its actions,
and is determined externally. For instance, high level risk alertness and
timely response to disaster, is the discrepancy between the set goal and
state of the system determined magnitude and direction of corrective
actions to be taken. It is the desired level (ideal state) of preparedness
that the public/society would wish to exist, and is usually determined
Fig. 5. The dynamics of internal procurement policies (including maverick
by exogenous variables such as the amount of humanitarian aids and buying) and supply of emergency relief items.

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J. Kwesi Buor International Journal of Disaster Risk Reduction 36 (2019) 101120

Fig. 6. The internal dynamics of disaster preparedness and procurement policy induced behaviour of an emergency relief agency.

(interactions) in disaster management and public-sector procurement that whatever decision (intervention) is taken now could feed back into
policy as endogenous consequences of feedback structures [74]. This the system to escalate or worsen the effects of a disaster in the future.
figure combines all the previous feedback loops into one giant figure This type of growth, as suggested in the reinforcing loop (R1) is un-
that summarises the entire interrelationship between the variables. desirable and require that management finds corrective measures to
Thus in brief, figure (6) explicitly states (in pictorial terms) how end the worsening situations. For example, urban cities in Ghana battle
structure and complex policy decisions generate behaviour [126] in an with perennial floods which are often attributed to poor infrastructural
organisation. design/layout, and poor waste management as the cities expand in
terms of land area coverage and population growth without proper
planning. Other issues, such as those concerning settlement and cultural
5. Discussion
practices, including pollution, wild fires, and annual displacement of
settler farmers along the White Volta River banks, keep recurring on
The research objective is to highlight the interdependent relation-
seasonal basis with increasing trend of impacts. Stakeholders (including
ships between resource availability (through procurement practices, or
the government, land commission, engineers, landowners and research
behaviours) and disaster preparedness and response. Thus we inquired
institutions) need to be deeply engaged in infrastructural design and
if there could be a link between public procurement policy abuse (in-
community planning to facilitate accessibility and disaster manage-
fraction) and the capacity to prepare and respond to disasters in real
ment.
time. We engaged a major national disaster management organisation
We note that ‘without market discipline, civil servants (disaster
in Ghana, as a case organisation. One of our findings suggest that the
management organisations) have no incentive to control costs and are
case organisation is not able to meet public expectations in terms of
likely to expand spending beyond socially optimum levels to maximise
executing its core obligations. Some authors [120,121,125,127] have
their own rewards in terms of status, power, and income [129,130]. For
blamed the inefficiencies, and poor disaster management, on the lack of
example, our model in R2 suggest that the vicious feedback loop in-
requisite relief resources, delay or non-availability of funding from
volving bad procurement practices (behaviours) and resource mis-
government and other stakeholders, maverick buying, systemic cor-
management could persist if stakeholders do not find ways to dis-
ruption, and excessive political interference. These behaviours/prac-
courage the growth. Therefore in order to improve disaster
tices can affect the acquisition and deployment of physical capital,
preparedness and response, there is need to delink the disaster man-
human capital and organisational capital resources [11]. A carefully
agement organisations from political wing activities of ruling govern-
developed disaster relief intervention prior to disaster occurrence is a
ments. Also, there is need to have national, regional, and district level
necessity for disaster preparedness and response in real time. Our re-
policy on disaster management; enforce the laws; make asset declara-
sults also indicate that some delays (as narrated in section 4.0) and the
tion before and after assumption of public office compulsory and
subsequent over reliance on ad-hoc committees to expedite approval for
public; introduce sanctions that are deterrent enough (possibly in-
procurement under emergency could be deliberate and a potential in-
cluding seizure of assets from the malefactors, their nuclear and ex-
itiative to warrant single-source procurement.
tended families, and friends, if the acquisition was found to link with
‘A successful humanitarian operation mitigates the urgent needs of a
the assumption of office by their kinsman). Achieving these then be-
population with a sustainable reduction of their vulnerability in the
comes the set goals or objective for the balancing loops (B1 and B2) and
shortest amount of time and with the least amount of resources’ [128].
the possible means to improve resource accumulation towards disaster
The physical, human and organisational capital resources [11] are
management.
unique assets [16] that the national disaster management organisations
It seems that the perceived systemic security (R1) could rather be
can leverage on to safe life and property. However, our findings suggest
explained as a direct consequence of low risk awareness by the citizenry
that the manner in which these resources are procured and deployed
(evidenced from the consistently increasing reckless behaviour) which
can have unintended consequences on the disaster management orga-
increases their vulnerability to risks and the increasing need to procure
nisation's capacity to prepare and respond to disasters. The complex
for emergency purposes. To improve upon these, there is need to assess
model (Fig. 6) suggests that disaster management interventions need to
risk vulnerability and disaster impact at zonal and national levels, in
incorporate all plausible variables, and the consequences that could
order to build big data base and impact assessment catalogue that can
result from current behaviour/decision, as managers attempt to address
guide the disaster management agencies in procurement and stocks
current problems. For instance, the reinforcing loops (R1, R2) suggest

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J. Kwesi Buor International Journal of Disaster Risk Reduction 36 (2019) 101120

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