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World Development Vol. 79, pp.

114–126, 2016
0305-750X/Ó 2015 Elsevier Ltd. All rights reserved.

www.elsevier.com/locate/worlddev
http://dx.doi.org/10.1016/j.worlddev.2015.11.009

The Green Economy and Constructions of the ‘‘Idle” and


‘‘Unproductive” Uplands in the Philippines
MARVIN JOSEPH F. MONTEFRIO a and WOLFRAM H. DRESSLER b,*
a
Yale-NUS College, Singapore
b
School of Geography, University of Melbourne, Australia
Summary. — In the Philippines, green economy projects encourage the production of agro-industrial commodities ostensibly for climate
change mitigation, environmental rehabilitation, and inclusive rural economic growth. This paper illustrates, however, how elite con-
structions of the uplands as being ‘‘idle” and ‘‘unproductive” precipitate low-carbon, agro-industrial crop production in the Philippine
frontier. Based on field research from 2010 to 2012 (i.e., in-depth interviews with policy and market elites, participant observation, and
archival document analysis), we argue that elites constructions of and discourses on the uplands as idle and unproductive have been
carried over from the colonial period, albeit in more complex ways, to inform and legitimize agro-industrial policies and programs
couched in the green economy vision of the country. Such discourses simplify green economy policies and undermine upland dwellers’
constructions of place. Our findings raise critical questions about the realization of the vision of the green economy in the Philippines and
much of the Global South. Regardless of the inclusive growth discourse in the green economy program, elite constructions of the idle and
unproductive uplands pose serious risks to upland environments and populations.
Ó 2015 Elsevier Ltd. All rights reserved.

Key words — environmental discourse, green economy, low-carbon development, idle lands, swidden, Philippines

1. INTRODUCTION low-carbon commodities in seemingly unoccupied and unused


spaces—at both discursive and material levels. Multilateral
The green economy has received significant international organizations have advocated increased investments in the
attention over the past decade due to growing concerns over ‘‘greening” of agriculture and forestry sectors, and greater
global climate change, oil price hikes, financial crises, and food partnerships with agribusinesses governed by corporations,
security woes in the 2000s (Allen & Clouth, 2012). Interna- with the hope of mitigating greenhouse gases and alleviating
tional organizations—such as the United Nations, the World poverty among smallholder farmers (UNEP, 2011). The
Bank, the OECD, and non-governmental organizations—have discourse of the low-carbon, green economy has emerged
advocated increased investments in the ‘‘greening” of produc- from, fed into, and reinvested in dominant narratives of
tive sectors while simultaneously mitigating greenhouse gases, agrarian change, often under the premise of filling in ‘‘idle”,
conserving natural landscapes, and achieving inclusive growth ‘‘unproductive” lands as well as modernizing farmers and their
for marginalized rural populations (The World Bank, 2012; agriculture through intensified, sedentary production.
UNEP, 2011). In much of Southeast Asia, the so-called green Indeed, the agro-industrial projects that fall under the guise
economy has worked through market-based governance, of the green economy have been subject to significant criticism
incentive schemes, and capital investments to ostensibly add for their tendency to introduce, perpetuate, and exacerbate
(greater) value to nature to conserve it (Corson, socio-economic and environmental problems. In the case of
MacDonald, & Neimark, 2013; McAfee, 1999). Governments, biofuels and natural rubber, for example, such issues manifest
private companies, and civil society now coordinate among in terms of food insecurity due to the replacement of subsis-
themselves to create enabling conditions wherein market tence plots (Ewing & Msangi, 2009; McMichael, 2010), land
mechanisms and technologies converge to revalue natural grabbing and conflict over rights to ancestral land (Borras,
landscapes to ‘‘conserve with profit” under the guise of green Hall, Scoones, White, & Wolford, 2011; Montefrio, 2012,
developmentalism (McAfee, 1999). Yet while green economy 2013; Vermeulen & Cotula, 2010), a rise in livelihood vulner-
governance and interventions (e.g., REDD+) aim to render ability due to mono-cropping (Ariza-Montobbio, Lele,
rural farmers less resource dependent—marked by shifts from Kallis, & Martinez-Alier, 2010; Montefrio & Sonnenfeld,
extensive to intensified commodity production—many more 2013; Xu et al., 2005), deforestation and biodiversity loss
are pulled into the agro-industrial, low-carbon side of this eco- (Danielsen et al., 2008; Ziegler, Fox, & Xu, 2009), and
nomic trajectory. Increasingly, as global demand for food, fuel greater carbon emissions (Fargione, Tilman, Polasky, &
and fiber grows, governance regimes, zoning and capital Hawthorne, 2008). Through foreign bank rolling and state
investments have converged around the expansion of agro- brokering, investments in and the development of low-carbon
industries in the tropics (Hall, Hirsch, & Li, 2011). 1 In the last
decade, the growth of agro-industrial development in South-
east Asia has expanded dramatically, with millions of hectares * We sincerely thank the International Development Research Centre,
being devoted to monoculture cash crops (e.g., oil palm,
particularly the Economy and Environment Programme for Southeast
biofuel crops, natural rubber, and high-value fruit trees). 2
Asia, for the generous field research grant. We would also like to thank
In this context, governments, private companies, and
David Sonnenfeld, Peter Castro, Valerie Luzadis, Philip McMichael, and
non-government organizations now repackage agricultural
Carol Colfer for their invaluable feedback on the early versions of this
and forestry products (old and new) for manufacture as
article. Final revision accepted: November 21, 2015.
114
THE GREEN ECONOMY AND CONSTRUCTIONS OF THE ‘‘IDLE” AND ‘‘UNPRODUCTIVE” UPLANDS IN THE PHILIPPINES 115

agro-industrial projects tend to intersect with already uneven place in June–August of 2010 and July 2011–July 2012. In-
political economies of agrarian change and governance pres- depth, semi-structured interviews were carried out with a total
sures. In particular, the introduction of biofuel plantations of 53 state, private sector, non-government organizations, and
for enhancing rural production tends to unfold on elite land academics from the national, municipal to local level (i.e.,
holdings, and public lands state agencies lease to corporations communities) (Table 1). Questions included, among others,
through various land tenure regimes (Borras & Franco, 2010). experiences and perceptions of participants regarding a
Rather than intercropping cash crops to better match existing number of agro-industrial programs (e.g., biofuels, biomass,
livelihoods, major monoculture plantations unfold on lands and rubber production regimes), their construction of upland
(sometimes already) aggregated from smallholders, restricting environments and peoples (i.e., their views, beliefs, and per-
access to and use of forest resources and land for swidden. 3 ceptions), and their understanding of upland development.
Increasingly, these consequences fuel interrelated social Selection of interview participants was done through a mix
resistance, enduring conflicts and sustained livelihood risk of convenience and purposive (snowball) sampling, with atten-
and vulnerability (Caouette & Turner, 2008; Hall et al., 2011). tion to representativeness according to level (community,
While the range of negative consequences of green economy municipal, provincial, regional, and national) and sector
agro-industrial development have been well documented in the (e.g., state administrative, state legislative, private companies,
social sciences more generally, only relatively recently has civil society, academia), as well as involvement or knowledge
literature emerged that critically engages how state bureaucra- of the type of agro-industrial production regime (bioethanol,
cies classify lands as ‘‘idle,” ‘‘marginal,” ‘‘abandoned,” and biodiesel, biomass, and rubber). Most of the organization rep-
‘‘unproductive” to justify the planting of low-carbon com- resentatives interviewed are considered to be the most impor-
modity crops. The planting of such crops supposedly renders tant players in the country’s green economy program. The
these spaces productive and in line with dominant economic representatives of government and private sector organization,
orthodoxy. Focusing on a few cases in Africa and South Asia, in particular, were selected based on their familiarity of and
these studies have mainly examined the categorization of land experience with managing green economy projects. Interviews
uses as marginal and unproductive in terms of value and loca- lasted between 45 and 120 min and were audio recorded
tion in general (see Ariza-Montobbio et al., 2010; Hunsberger, whenever allowed.
2010; Nalepa & Bauer, 2012). 4 Fewer studies, however, Participant observation supplemented the interviews to
engage in detail the historically contingent nature by which further understand the discursive practices of and actual inter-
actors in bureaucracies and the private sector perceive, frame actions between various actors involved in biofuels, oil palm
and represent the need to develop agro-industrial spaces in the and rubber production regimes in the Philippines. Participant
green economy (see Baka, 2013, 2014; McCarthy & Cramb, observation sessions included attending relevant national con-
2009; McMichael, 2010). Even less understood is the complex- ferences, meetings and trade fairs, sitting in negotiations and
ity of how state and private sector proponents have come to public forums, and visiting partner communities, plantation
draw on dominant beliefs, knowledge, and understandings to sites and surrounding environments in four provinces in the
facilitate such development across scale and over time. Philippines. Ten months of field research were devoted to
Our paper builds on these studies by providing an empirical the province of Palawan, where twelve oil palm, jatropha
case that examines how historical and contemporary dis- and rubber-growing communities were visited. Whenever pos-
courses on agriculture and land layered in state bureaucracies sible, field notes were prepared for each participant observa-
and private sector are intertwined with green economy devel- tion session.
opment today. We focus on the Philippines as an exemplary Content analysis of government and private sector docu-
case of an unfolding agro-industrialization project often ments and newspaper articles was also conducted. The rele-
couched in the language of the low-carbon, green economy. vant government and private sector documents included
We found that key decision-makers at various levels of the materials from administrative units (executive orders, presi-
Philippine government have used discourses attached to par- dential speeches, administrative orders, annual reports,
ticular constructions of upland environments and populations research reports and records of agencies), legislature (relevant
as idle and unproductive, which have informed and rational- journals, committee and session transcripts, bills, resolutions,
ized the design and implementation of development policies and committee reports from the House of Representatives
and practices. Actual green economy programs in several pro- and the Senate), and companies (sample contracts, annual
vinces and municipalities in the country, for example, have reports, information package for prospective investors, and
been designed and implemented on the basis of such social production maps). The newspaper articles analyzed were from
constructions. We show how these social constructions and the Philippine Daily Inquirer and the Philippine Star, the top
discourses have been carried over from the colonial period two national newspapers. These were selected articles
to more recent policies, albeit in more complex ways, to published from 1990 until 2012 using keyword indexing
inform and legitimize agro-industrial projects couched in the
green economy vision of the country. Given the persistence
of such social constructions of the uplands, the findings raise Table 1. Interview participants
critical concerns of how agro-industrial projects run the risk
of negatively impacting smallholder (swidden) subsistence Sector and level No. participants
and transforming landscapes into monoculture plantations National government 8
of export commodities. Regional and provincial government 4
Municipal and local government 7
Government-owned and controlled company 7
2. METHODS Private company 15
Academia 7
We followed a qualitative mix-method approach to data National and local NGO 5
collection (in-depth interviews and participant observation) Total 53
and content analysis of public documents. Fieldwork took
116 WORLD DEVELOPMENT

(i.e., kaingin, swidden, slash-and-burn, shifting cultivation, upland agriculture and people extend to and inform post-
idle lands, marginal lands, uplands, and ancestral lands) at colonial state discourses and policies of the same categories,
the Newsbank Access World News and the online and print once again in terms of being unproductive, destructive, and
archives of the two broadsheets. At least 140 newspaper arti- backward (see Cramb, 2011, 2014; Dove, 1983, 1986, 1997;
cles were analyzed. Qualitative thematic analysis was Forsyth & Walker, 2008; Li, 2007; Majid Cooke, 2002;
employed in coding the interviews, field notes, and documents. Scott, 1998, 2014; Sivaramakrishnan, 1995, 2000;
Vandergeest, 2003). We engage this literature as the most rel-
evant to insular Southeast Asia and the Philippine context.
3. ENVIRONMENTAL DISCOURSES AND LAND
CLASSIFICATION POLICIES (a) Construction of idle lands in insular Southeast Asia

Critical analysis of the historical and contemporary con- Earlier studies in the Southeast Asian region have interro-
struction of state discourses of land, agriculture and people gated various aspects of idle land discourses, focusing on
sheds light on the complex relationship between green econ- grassland and swidden myths (Dove, 1983, 1985, 1997) and,
omy policies, national and subnational construction of, and more recently, the contemporary constructions of idle lands
discourses associated with, upland environments and popula- as spaces that need to be reduced and rendered productive
tions in the Philippines. Critical literature has shown how with oil palm (Cramb, 2011, 2014; Li, 2007; Majid Cooke,
environmental discourses of ‘‘idle”, ‘‘unproductive” lands 2002). 5 Dove (1983, 1997) first interrogated the discourses
and peoples have informed various laws, policies, and pro- of notional ‘‘grassland myths”. In Indonesia, he argued, that
grams that justify and facilitate low-carbon agro-industrial montane grasslands (e.g., Imperata spp., or cogon) have long
development in the uplands today. The historical analysis of been viewed in development policies and programs as ‘‘waste-
how ‘‘idle land” discourses inform policy narratives is well- land,” ‘‘unproductive,” ‘‘barren,” and ‘‘uncultivable,” and
established in the literature; and newer studies have built upon therefore ‘‘undesirable” as they supposedly had neither eco-
the former to engage how these narratives justify low-carbon nomic nor ecological value (Dove, 1983, 1986, 1997;
commodity crops as green development strategies. We con- Sherman, 1980). Under Dutch colonial rule and now the
tribute to both strands of literature. Indonesian government, indigenous creation and burning
The social construction of things in and of society—such as practices of grasslands were considered ‘‘destructive” and
land, agriculture and people—are forged through discourse, or ‘‘primitive” (Dove, 1997, p. 226). This grassland myth thus
privileged ‘‘meaning systems” (Bacchi, 2009, p. 9). Discourses remains closely associated with the construction of swidden
themselves are ensembles of ideas, beliefs, values, assump- cultivation as destructive and wasteful (to timber) and alleg-
tions, presuppositions and associated signs that come to reflect edly results in the proliferation of ‘‘useless” grassland succes-
dominant positions in state bureaucracies, civil society and sion—something Dove (1985) called the political economy of
private sector. In such analysis, emphasis is placed on under- ignorance. Dove (1986) noted that these grasslands have been
standing the processes by which the meanings of discourse traditionally used by indigenous peoples’ for grazing, hunting
are produced, circulated and reproduced through particular of herbivores, and sourcing of thatch for homes, and so
relations of power such that they become taken for granted, remained part of swidden systems.
‘‘stabilizing assumptions” that endure to produce policy nar- The Indonesian context illustrates well the influences of
ratives (Roe, 1992). The discourse that informs such narratives colonial discourses on contemporary upland development ide-
strongly influences the knowledge, questions and actions that als. Li (1999), for example, analyzes the discourse of upland
are produced, executed and excluded (Beymer-Farris & ‘‘marginality” as part of the modern state’s territorializing
Bassett, 2012; Leach & Mearns, 1996; Roe, 1991; Stone, project (i.e., regulation of the relationship between population
2002). In time, when narratives cement in institutions, the sci- and resources), which began under Dutch colonial rule (the
entific truth claims that underlie these policy narratives are Cultivation System or cultuurstelsel in 1830 and the Agrarian
accepted as legitimate and difficult to question from within Law of 1870). In the process of increasing colonial control
state bureaucracies (including, for example, the truth claims over natural resources, establishing large scale commercial
associated with land classification systems) (Scott, 1998). agriculture, and gaining control over labor, the colonial gov-
The social process above reflects the politics of construction ernment made swidden and other long standing upland forest
and (re)production of ‘‘idle” and ‘‘unproductive” upland dis- uses illegal. In the process, it labeled upland populations as
courses in the Philippines (and in Asia generally) over time. ‘‘unruly,” ‘‘lazy,” ‘‘deficient,” and ‘‘disorderly,” differentiating
More broadly, scholars focusing on Asia and India especially, them from their ‘‘disciplined” lowland counterparts. Territori-
have shown how contemporary ‘‘wasteland” development alization continued in the post-colonial era in the form of
schemes (e.g., biofuels feedstock production) can be traced coercive removal of those practicing unregulated smallholder
to colonial conceptions of marginal, derelict lands that were farming (i.e., branded as forest destroyers) within state-
considered to have little utility until converted, rendered, defined forest zones (Li, 1999, p. 16) and their relocation to
and exploited (Ariza-Montobbio et al., 2010; Baka, 2013). transmigration settlements (Tsing, 1993). According to Tsing,
Gidwani (1992) and Whitehead (2010) suggest that such colo- the relocation efforts during the post-colonial Suharto regime
nial conceptions are often influenced by Lockean principles of (i.e., Management of Isolated Populations spanning 1970–80)
individual, privately held lands being most economically pro- were justified as a means to put into order ‘‘disorderly” swid-
ductive and rational, such that the parceling out of the unpro- den cultivation. In the meantime, the perceived expansion of
ductive commons to individual, alienable holdings might drive useless grasslands lingered and further justified policies that
productivity and exchange on land markets. This meant that controlled swidden as a destructive practice—one that suppos-
on economic and moral premises, private property rights edly expanded idle lands.
should be favored over uncultivated common property lands In Malaysia, Majid Cooke (2002) and Cramb (2011) have
(or ‘‘wasteland”) (Baka, 2013; Gidwani, 1992; Gidwani & similarly shown how historical land use policies (1863 Land
Reddy, 2011). In Southeast Asia, specifically, numerous criti- Regulations) and construction of ‘‘unoccupied and waste”
cal studies have examined how colonial constructions of lands during the Brooke and British colonial regimes (1841–
THE GREEN ECONOMY AND CONSTRUCTIONS OF THE ‘‘IDLE” AND ‘‘UNPRODUCTIVE” UPLANDS IN THE PHILIPPINES 117

1957) have shaped policy narratives that justify the expansion Hunsberger, 2010; McCarthy & Cramb, 2009; Nalepa &
of oil palm in Sarawak (e.g., Konsep Baru, Majid Cooke, 2002, Bauer, 2012; Shortall, 2013). Doing so underscores the added
p. 196). Scientific forestry discourse in Sarawak in 1919 also complexity in contemporary upland discourses, where the eco-
constructed upland livelihood practices (i.e., swidden) as ‘‘in- nomic logic of developing idle lands goes hand-in-hand with
ferior,” ‘‘unscientific,” and ‘‘destructive” of forests (i.e., timber imperatives to rehabilitate environments and convert small-
reserves) (Majid Cooke, 1997, pp. 34–52). Various land-use holder populations into eco-conscious individuals.
policies were thus adopted to regulate indigenous groups from
clearing forests and later on ‘‘abandoning” such lands (Majid
Cooke, 2002, pp. 196–197). The conception of ‘‘unoccupied 4. COLONIAL CONSTRUCTION OF ENVIRONMEN-
. . .waste” lands remained unquestioned in the post-colonial TAL NARRATIVES
era. Animated by dualistic theories of economic development
(i.e., a divide between modern and indigenous sectors) The contemporary social construction of upland environ-
(Cramb, 2011), the old constructions of ‘‘abandoned” or ments and people can be traced back to the colonial period.
‘‘waste lands” went hand-in-hand with the new construction In the Philippines, the construction of land as an economic
of indigenous peoples being economically ‘‘vulnerable” and resource was evident as early as the usurpation of public lands
‘‘in need” (i.e., being left behind by globalization). Such con- under the Regalian Doctrine imposed by the Spanish colonial
structions have been used to justify narratives on oil palm government (1521–1898). The Regalian Doctrine defined those
expansion on native land in Sarawak and elsewhere (Majid lands not registered as private title as public domains under
Cooke, 2002, p. 201). the Spanish Crown’s authority, establishing state control of
Based in land law and value, the studies above have all inter- the uplands and categorizing those farmers without private
rogated what is classified as productive and what is not, and title as squatters (Lynch, 1982). The colonial government soon
point to a binary of opposing constructions: (1) the productive moved to establish control over upland areas from swidden
lands involving those controlled by the state as public domain agriculture (pejoratively, kaingin or slash-and-burn) with
(e.g., timberland) for resource extraction/production and new ordinances, including the Spaniard’s Definitive Forest
those delineated as private holdings (e.g., private title, fee sim- Laws and Regulations in 1889. With such State control also
ple) held by powerful individuals or corporations; versus (2) came the clearing and exploitation of forestlands for economic
the unproductive upland commons primarily used by indige- development of the country. So began the binary discourse
nous peoples. The latter is conflated with ‘‘idle land” dis- that informed the environmental policy narrative of productive
courses, where indigenous peoples and livelihoods are largely timberlands contrasted with the threats of unproductive kaingin.
invisible or in need of management (Borras & Franco, In 1899, American colonial rule further fueled this policy
2010). These binary categorizations reflect how statecraft narrative. The emerging forest bureaucracy soon drafted mul-
and policy-making today both render complex socio- tiple laws and policies, including the Kaingin Law of 1901 [re-
ecological spaces legible for greater control, management vised in 1963], with stiffer sentences imposed on swidden
and productivity (Li, 2007; Scott, 1998, 2014). Such catego- farmers and other upland smallholders; that is, any farmer
rizations justify how upland societies and the commons should ‘‘squatting” on ‘‘idle lands” (without private title). US colonial
be converted into modern people and productive agriculture officials framed swidden on ‘‘vacant” lands in line with this
under the state’s purview (Scott, 1998, 2014). In this regard, discourse that contrasted the productive value of timberland
Southeast Asian scholars emphasize the importance of exam- to the rising threat of kaingin. Frontier lands were seen as a
ining the historical (colonial) origins of these categorizations source of direct timber revenue and wealth for the country
and how they come to bare on contemporary policies and (and USA). As the Director of Forestry of the American colonial
interventions in the idle uplands (Cramb, 2011; Majid government in the Philippines, Mr. Florencio Tamesis, noted:
Cooke, 2002; Forsyth & Walker, 2008; Sivaramakrishnan,
1995, 2000; Whitehead, 2010; Vandergeest, 2003). . . .the forest constitutes the greatest and most valuable among our nat-
While these studies have critically examined how colonial ural resources. The stumpage value of its timber alone is estimated at
legacies inform the categorizations and nuance of idle lands no less than eight billion pesos. If put under proper management by
treating it like a crop [. . .] it can be made to yield a constant revenue
in varied contexts, our paper extends this work and con- to the Government for an indefinite time [. . .] it would bring an annual
tributes to the broader literature in several important ways. income sufficient to pay one-third of the yearly expenses of the Com-
First, as an empirically rich longitudinal case study, we criti- monwealth Government (Tamesis, 1937, p. 9).
cally analyze the reproduction of the ‘‘idle land” discourse
over time and across levels of governance in the Philippines. Just as in Mr. Tamesis’s account of the economic contribu-
Borras and Franco (2012) have critically discussed classifica- tion of frontier lands in 1937, all annual reports of the Direc-
tions of land-use change involving idle lands, but neglected tor of Forestry analyzed from 1901 to 1940 used language to
to delve into the discursive construction of such categories describe uplands in terms of the commercial value of timber
and how they manifest locally. Second, we aim to document and non-timber forest products. 6 Juxtaposed against wasteful
‘‘idle land” discourses within and between multiple state and kaingin in the uplands, the reports discussed accessibility of
non-state actors (see also Baka (2014) and Hunsberger commercial forests, markets, stumpage prices, tariff rates,
(2010), albeit to a limited extent), thus underscoring the diffuse and the biophysical condition of forest stands.
construction of ‘‘idle land” discourses reproduced among As with the environmental features of the uplands, upland
them. Third, we develop a comparative analysis of discourse dwellers were constructed in a diametrically opposing frame.
reproduction in the context of the Spanish and American colo- Here the economic logic of the timberlands was set against
nial regimes, which contrasts with other colonial analysis in the swiddeners’ degrading character on the commercial value
the literature. Finally, we extend this historical analysis to a of timber and non-timber forest products. At the same time,
broader case study of the green economy involving rubber Pinchot (1903) then lauded the ‘‘wise use” of timber for max-
and high-value fruit trees, beyond the biofuels and oil palm imum sustained yields (then establishing the School of For-
contexts that dominate current literature (Ariza-Montobbio estry at the University of the Philippines in Los Baños) and
et al., 2010; Baka, 2013, 2014; Borras & Franco, 2012; so defined swiddeners as the locusts of Philippine forestry
118 WORLD DEVELOPMENT

(Dressler, 2009). In the Bureau of Forestry and academia, they economic interest of the country. The principles of the Rega-
condemned swidden cultivators as devastators of forests, lian Doctrine were retained in the 1935 Commonwealth Con-
labeling kaingin as ‘‘lawless,” the ‘‘enemy,” ‘‘evil” and a ‘‘me- stitution, through to independence in 1946, and the 1987
nace.” Swidden farmers were soon socially constructed as a Philippine Constitution. Up until the 1980s, the annual reports
hindrance to the interest of the government and the country’s of the Bureau of Forestry continued to describe the uplands in
vital industries. ‘‘The making of caiñgins (kaingin) cannot be terms of its commercial value, as well as its potential for indus-
called a development of the country,” said Forestry Director, trial forestry and agro-forestry to supply the needs of domestic
Arthur Fischer, in his annual report in 1918 (pp. 16–17). As and foreign demand for forest products. These constructions
Forsythe Sherfesee, colonial Forestry Director, emphasized of the uplands accompanied ongoing exploitation of the
in the 1916 report, ‘‘[t]he Bureau of Forestry will continue to Philippine frontiers. Natural resource extraction intensified
make the strongest efforts to combat this evil, which is decid- in the 1960s and 1970s, involving large-scale harvesting of tim-
edly the greatest menace to the public forests of the Philippines ber and extraction of minerals for export to Japan and the
and the lumbering interests as well as other industries which United States (Borlagdan, Guiang, & Pulhin, 2001). The link
are dependent thereon” (pp. 24–25). between deforestation and agricultural expansion became even
Such anti-swidden discourse was carried over into the Com- more apparent in this period, as the country began to experi-
monwealth era (1935–45) and well beyond independence in ence an increase in (short-term) productivity due to the green
1946. New foresters and land managers adopted the same cau- revolution and the government’s efforts to open forestlands to
sal ideals and discourse of swidden being one of the main dri- agribusinesses and industrial plantations developers (Bautista,
vers of deforestation and degradation. In the Philippine 1990; Kummer & Turer, 1994).
Commonwealth years leading up to the Second World War, Relevant agencies persisted in socially constructing upland
for instance, Director of Forestry, Mr. Tamesis, echoed the smallholders and their practices as destructive and unlawful.
same concerns in his 1937 annual report, In the 1960s and onward, particularly under the Marcos
regime, the Department of Agriculture and Natural Resources
The caiñgin system is one of the worst enemies of the forest. This ``shifting
method of agriculture” continues unabated practically everywhere, from the and the Bureau of Forestry Development continued to enforce
lowland to the top of the mountains regardless of the value of the standing forestry laws and regulations that addressed destructive forest
timber, the topography and condition of the soil. It is an expression of practices, including kaingin (DANR, 1967). Although deroga-
unbridled lawlessness, ignorance of the consequence of such wanton tory terms, such as ‘‘evil” and ‘‘menace,” were used less often,
destruction of the wealth of the country, and utter lack of respect for public kaingin was still referred to as illegal and swidden cultivators
property (Tamesis, 1937, p. 12). ignorant, if not economically hard-pressed. Regardless of the
In the early 1900s, American colonial government officials terms used to describe swidden cultivators, the activities of
already expressed concerns regarding the expanding areas of these people were always perceived to be detrimental to the
‘‘wastelands” and ‘‘nonproductive” cogon (Imperata) grass- ‘‘wealth of the country.” For example, in 1969, the Primer
lands in the country (as we saw for Indonesia above). At the on Forest Conservation stated that ‘‘[i]llegal kaingin is a
same time, evidence shows how these proliferating wastelands socio-economic problem and it affects the economic stability
and nonproductive cogon lands were being associated with of the country, particularly its agriculture and forest indus-
destructive swidden cultivators. Forestry Director Mr. George tries” (Pascual, 1969). Moreover, a series of meetings and con-
Ahern (1910, pp.8–9) emphasized in his report that ‘‘[i]t is esti- ferences regarding the ‘‘kaingin problem” were soon
mated that 57% of the land area of the Philippines is in grass established leading to the National Conference on the Kaingin
and second-growth forest. That this condition is mainly due to Problem in 1965. While these meetings adopted a softer tone,
the shifting system of farming known as the caiñgin system recommending that the state allow uplanders to remain in
there can be no doubt” (Ahern, 1910, pp. 8–9). Forestry Direc- classified forestlands on certain conditions, final recommenda-
tor Fischer clearly regarded the resulting land cover transfor- tions simply suggested new sets of regulations with which to
mation brought about by swidden cultivation as unproductive, contain upland farmers (i.e., Kaingin Management and Land
saying ‘‘[a]fter [kaingin], the presence of cogon grass with its Settlement Regulations and the Forest Occupancy Manage-
matted roots makes further planting impossible unless the ment Program, 1971).
land is plowed. This has gone on for centuries, until now Internationally, the Food and Agriculture Organization of
40% of the land area of the Philippines is covered with nonpro- the United Nations (FAO) also played a significant role in
ductive cogon [grasslands]” (Fischer, 1918, pp. 16–17). influencing Philippine state forestry policies for several dec-
In later years, the Bureau of Forestry became alarmed with ades, but particularly in the late 1970s and early 1980s, with
the perceived expanding areas of unproductive cogon lands many policy reports still suggesting that swidden agriculture
and, in response, initiated reforestation programs in addition continued to be the main factor in deforestation and so detri-
to controlling the destructive activities of swidden cultivators. mental to timber stands and natural forests (Lanly, 1982). In
Although reforestation projects were believed to have started response, the FAO proposed that different agroforestry inter-
as early as 1910, full-scale reforestation in the Philippines ventions be used to stabilize the shifting agriculture and put
began in 1937 (DANR, 1967). Mr. Tamesis detailed this initia- the uplands to more productive use.
tive in his 1937 annual report: The 1970s to mid-1980s saw major forestry codes (i.e.,
revised forestry code, PD 705) being drafted under then-
[The kaingin] system accounts mainly for the existence of extensive cogo- President (cum dictator) Ferdinand Marcos reinforcing the
nal areas all over the country with an aggregate area of 5,543,899 ha [. . .]. same pejorative sentiments toward upland peoples and agri-
To bring back the forest on the cleared wastelands to economic use of some
kind, the Bureau is undertaking artificial planting or reforestation (Tamesis,
culture. PD 705 specified that all lands with a slope >18%
1937, p. 12). (or above 600 m) were public domain and thus assumed that
upland areas had always been unoccupied and untitled
This social constructions of the uplands undoubtedly per- (Dressler, 2009, p. 60). Near the end of term, and after Mar-
sisted among policy and market elites into the country’s recent cos’ ousting in 1986, a range of tenurial instruments emerged
postwar history of forest policies and laws. The uplands were to stabilize and make swidden productive through agro-
still perceived as State-owned resources to be exploited for the forestry in zoned lands on renewable 25-year leases. Since then
THE GREEN ECONOMY AND CONSTRUCTIONS OF THE ‘‘IDLE” AND ‘‘UNPRODUCTIVE” UPLANDS IN THE PHILIPPINES 119

Community-Based Forest Management Agreements (enacted denuded, and unproductive” lands for establishment of oil
in 1995) and other ostensibly more progressive legislation palm plantations (Lagsa & Antonio, 2014). To make this
would devolve rights to farmers to utilize and develop the expansion possible, the Arroyo and Aquino government
uplands. 7 Yet as we show, at each policy level, forests were issued a call for more private sector investments in the devel-
to be either left alone or be put toward productive use (timber, opment of plantations of ethanol crops, oil palm, natural rub-
tourism, etc.), rather than be cleared for swidden and have ber, and other cash tree crops (e.g., high-value fruit trees). The
land remain supposedly idle. Indeed, historical discourses of agro-industrial production of these crops then increasingly
the uplands being filled with unproductive people on idle lands became an elite project among coalitions of government politi-
have persisted in government and continued to influence cians, bureaucracies, local and international private compa-
development programs in the Philippine uplands. nies, and even non-government organizations that have
similar conceptions and understandings of the Philippine
uplands. Below we discuss these contemporary elite social con-
5. THE GREEN ECONOMY AND CONTEMPORARY structions as discourses on upland environments and upland
CONSTRUCTIONS OF THE UPLANDS dwellers as they emerged from our interviews, participant
observation, and document analysis.
Deeply entrenched in Philippine institutional politics since
the Spanish colonial period, the same discourses concerning (a) The vast ‘‘idle lands” in the green economy
upland environments have been used to justify the emergent
green economy. Over the last decade, the Philippine govern- Based on our findings, elite coalitions composed of mostly
ment has embarked on a green economy project with the state legislature, executive, the bureaucracy and the private
enactment of several national- and sub-national policies that sector drew on colonial discourses to inform and justify con-
aim to simultaneously reduce carbon emissions, restore natu- temporary national and local low-carbon agro-industrial
ral capital, bolster green investments, while enhancing land development policies and programs. Particularly evident was
productivity and addressing social inequalities and poverty the discourse on the vast tracts of ‘‘idle,” ‘‘unproductive,”
in the rural sector (e.g., at the national level: the Biofuels ‘‘abandoned,” and ‘‘waste” lands in need of development. 11
Act of 2006, the Renewable Energy Act of 2008, the Climate Our national level document analysis and interviews suggest
Change Act of 2009, and the National Greening Program). 8 that the perception of the ubiquity of idle lands in the Philip-
The government has deemed these policies and programs as pines became particularly salient at the turn of the millennium:
essential in realizing the country’s vision of inclusive green government agencies and officials targeted idle lands as sites
growth (Aquino, Ani, & Festejo, 2014) and has worked closely for green economy policies and programs. The ‘‘idle land” dis-
with international organizations (e.g., UNEP, UNESCAP and course became pervasive in the legislative process and at times
ADB) through advising and training to align the country’s central to debates in national-level policy-making. In the case
future policies and programs with a green economy vision. of the Biofuels Act, for example, the justification of vast idle
One outcome was the Philippine Development Plan 2011–16, lands in the country was pervasive in Congressional floor
which provided the roadmap for green economy development and Committee sessions. In one of the heated debates about
in the country, from the national to the local (UNEP (2012)). 9 competing land uses, the lead author of the Senate version
The Philippine Development Plan 2011–16 identified the envi- of the biofuels bill rebutted, ‘‘We will tap one million hectares
ronment and agricultural sectors as two key priority areas for of idle government land to plant jatropha. These are tracts of
development. Attracting agri-business investments and devel- land we see in the countryside with nothing planted on them
oping agro-industries that contribute to environmental reha- except cogon grass.” Top government executives also referred
bilitation and climate change mitigation then became a to these vast idle lands in their development planning. DENR
widespread strategy in much of the rural and upland Philip- regional executive Ben Tantianco, for instance, talked about
pines, particularly targeting ancestral domains and timber- how President Benigno Aquino III ordered the agency to con-
lands for lease. 10 Such agro-industries thus far have vert all idle lands into agro-forestry and biofuel ventures. In
included the manufacture of commodities such as commercial response, he began to explore biofuel programs to introduce
fruits, palm oil, natural rubber, and biofuels from feedstock in his jurisdiction. ‘‘Here in [a province in the North], we
such as coconuts and sugarcane. These agro-industrial crops should then keep the ball rolling in the sense that we have
have been promoted as vehicle to inclusive growth in the many idle lands,” Mr. Tantianco said (Lagasca, 2010). Mark
uplands and as promising climate change mitigation efforts Victoria, 12 liaison officer for a provincial government in Wes-
to displace fossil fuel-based products and serve as a reservoir tern Philippines, attested to the availability of vast tracts of
for carbon sequestration. Oil palm and rubber, in particular, idle land in their province. He said, ‘‘[i]t is really promising
have been aggressively advocated by policy and market elites here. Lands here are extensive, but they are untouched. There
in the Philippines for their supposed forest-like capacity to are many investors coming in, asking for large areas of land
sequester carbon dioxide. [. . .] they all want to plant industrial crops” (Interview, July
Recently, green economy policies have involved a major new 27, 2011).
push in biofuels feedstock (e.g., jatropha, cassava, sweet sor- The increase in investment activity in the private sector also
ghum), oil palm, rubber and high-value fruit production on coincided with the growing perception of the ubiquity of idle
public lands and on areas the government perceives as ‘‘idle.” lands. All private company officials interviewed reasoned that
In the last 10 years, the total planted area for oil palm doubled the availability of idle lands is one of their main reasons for
(from 25,800 to 53,000 ha) and natural rubber production investing in industrial crop production in various areas in
areas has increased by 80% since 2000. Under the Benigno the Philippines. For instance, the general manager of a Singa
Aquino III administration, national agencies such as the porean–Malaysian-Filipino oil palm consortium in the Wes-
Department of Environment and Natural Resources (DENR) tern Philippines, Miguel Delgado, said, ‘‘[o]ne of our primary
and the Department of Agriculture (DA) have endeavored to reasons for coming here is the vast idle lands. When we came
undertake ambitious programs to develop 100,000 ha of new here for recon, these were all idle lands, left and right” (Inter-
areas for ethanol crops and target 8 million ha of ‘‘idle, view, June 22, 2012). Another is the president of a Japanese-
120 WORLD DEVELOPMENT

Filipino bioethanol consortium in Northern Philippines, Rico with prospective investors, Francisco Arriola quoted an Asian
Bautista, who said, ‘‘[o]ur target are the idle lands and the Development Bank study reporting that six million hectares of
unproductive lands in [province in the North]. There’s a lot arable lands remain idle and another 15 million ha of forests
there. That’s the reason why we located there, because there are denuded (Bondoc, 2007).
are a lot of vacant areas. Nothing is being done, nakatiwang- While there was widespread perception of the ubiquity of
wang lang (it is left there unused)” (Interview, August 4, 2011). idle lands, estimates on idle land area were inconsistent, how-
Ancestral domains (CADCs and CADTs) and some of the ever. In a study done by the La Liga Policy Institute and
DENR’s tenurial regimes were identified as frontier areas for Development Academy of the Philippines, statistics on idle
agro-industrial development due to perceptions that these agricultural land varied dramatically. For instance, the
areas are rife with idle lands. As Mr. Randy Gomez, a main National Statistics Office estimated that only about 119,461
proponent of the National Rubber Development Program, of the 9.3 million ha of total farm land are idle, while the
attested, Philippine Agribusiness Lands Investment Center estimated
as much as 8.8 million ha. Part of the disparity is attributed
There are many idle lands in ancestral domains! I went to this district [in
Southern Philippines] [. . .] when you are there, on top of the hill, you will to the differing means by which idle lands were measured, with
see the entire district, several barangays in ancestral domains. It's so vast! some agencies relying on the Philippine agriculture census con-
You will see that it's all just idle. They say it's around 20,000 ha (Interview, ducted every 10 years (as in the case of the National Statistics
August 15, 2011). Office), while others on a combination of census and geo-
graphic information system surveys of the National Mapping
When asked to describe the ancestral domains they targeted and Resource Information Authority (as in the case of the
for their jatropha program, Cesar Trinidad of the Philippine state-owned Philippine Agricultural Development and Com-
National Oil Company Alternative Fuels Corporation mercial Corporation) (Lara et al., 2008). But more impor-
(PNOC-AFC) said, ‘‘[t]he lands there are huge! They don’t tantly, the disparity can be attributed to the multitude of
plant anything! What a waste!” (Interview, June 19, 2010). technical definitions adopted for the term, ‘‘idle lands.”
Government owned corporations also became actively As shown in Table 2, the respective institutions are in agree-
engaged in the discourse and in targeting idle lands for pro- ment when referring to idle lands as ‘‘uncultivated,” but what
duction of low-carbon agro-industrial crops. In 2006, it means to leave the land in such a state (i.e., what specific
375,000 ha of idle lands were transferred to the Philippine activities and crops count as ‘‘cultivation”) and the extent of
Forest Corporation (Philforest) to be developed under the area and the period of time it remains uncultivated differ.
program, Economic Productivity Out of Idle Lands. During this For example, the Department of Agrarian Reform and the
time, Philforest planted hundreds of hectares of jatropha in High Value Crops Development Program Committee identify
these lands. Likewise, the PNOC-AFC highlighted its focus idle lands as those uncultivated and undeveloped for a contin-
on developing idle lands in ancestral domains for jatropha bio- uous period of 3 years, while the National Statistics Office
diesel production. (NSO) use a range of 1–5 years. The Department of Interior
The perception of the enormity of idle lands was based on and Local Government (DILG), on the other hand, takes into
either a combination of personal observations in the field consideration the percent area of the land that is not planted
and/or estimates provided in studies and reports. Randy with permanent or perennial crops. There is also discrepancy
Gomez, for example, appeared to rely on both: ‘‘There is huge in the way NSO and DILG assess grazing lands as idle. It is
potential in our country because there are many idle lands. not in the scope of this paper to discuss the origins of these
From North to South, there is really a lot! One researcher definitions and their evolution over time. However, what is
from the University of the Philippines estimated more than evident is the multiple and differing conceptions of idle lands,
1.5 million ha,” he said (Interview, August 15, 2011). He later a reality that government officials themselves recognize. In a
added that he himself had witnessed how vast the idle lands Memorandum Circular of the Bureau of Local Government
are in the South, particularly in Mindanao. Several other gov- Finance (No. 05-2012) on idle land taxation, local government
ernment and company officials quoted studies that report esti- units are required to perform an inventory of idle land areas in
mates of idle land areas in the Philippines. In a conference their jurisdiction and to specify the basis in classifying lands as

Table 2. Formal definitions associated with the term ‘‘idle land”


Institution Definition
Department of Agrarian Reform Idle or abandoned land—any agricultural land not cultivated, tilled or developed
(Comprehensive Agrarian Reform Program) to produce any crop nor devoted to any specific economic purpose continuously
and the High Value Crops Development for a period of three (3) years immediately prior to the receipt of notice of acquisition
Program Committee (Republic Act) by the government as provided under this Act
National Statistics Office Idle agricultural land—lands that are temporarily fallowed from one-to-five years before
being planted to temporary crops, and those used for grazing for 5 years
Department of Interior and Local Government Idle agricultural land (proposed for additional Ad Valorem tax)—agricultural lands,
more than one (1) hectare in area, suitable for cultivation, dairying, inland fishery, and other
agricultural uses, one-half (1/2) of which remain uncultivated or unimproved by the owner
of the property or person having legal interest therein. Agricultural lands planted to permanent
or perennial crops with at least fifty (50) trees to a hectare shall not be considered idle lands.
Lands actually used for grazing purposes shall likewise not be considered idle lands
Bureau of Forest Development/ Open land—all denuded forest lands (less than 10%)
Forest Management Bureau Brushland—areas characterized by discontinuous cover of shrubby and non-wood
vegetation including grasses
Grassland—areas predominantly vegetated with grasses such as Imperata, Themada,
Seccharum spp., among others
THE GREEN ECONOMY AND CONSTRUCTIONS OF THE ‘‘IDLE” AND ‘‘UNPRODUCTIVE” UPLANDS IN THE PHILIPPINES 121

‘‘idle.” Much of the government’s formal definition of ‘‘idle example, were perceived as effective sequesters of carbon. Such
land” relate to agricultural areas, but the conception of ‘‘idle- discourse was pervasive both at the national and local levels,
ness” in the uplands also relate to the perceived ‘‘denuded” often mentioned in industry conferences and talks. The theme
and ‘‘degraded” states of forests. The varying definitions leave of the 6th National Palm Oil Congress in the Philippines in
a wide array of possible interpretations and mental images of June 2009, for example, was ‘‘Oil Palm: Solution to Global
what idle land looks like in reality. Indeed, regardless of Warming, Sustainable Peace & Enhancing Economic Stabil-
whether or not a government or private company official refers ity.” In this event, many of the talks and discussions men-
to the formal definitions, conceptions of idle lands are bound tioned the carbon sequestration potential of oil palm and its
to vary. prospect of revitalizing idle lands in the country. Another
Elite coalitions’ constructions of idle lands spanned a spec- example is the speech delivered in the 1st Sarangani Rubber
trum of land cover types ranging from grasslands to second Forum on May 2012 by Mr. Rudy Caoagdan, mayor of Mak-
growth and residual forests. In some cases, interviewees con- ilala municipality in Cotabato province, where he said:
flated multiple land features as idle lands. The disparity in
Of the entire productive area of about 24,000 ha, no less than 10,000 ha are
social constructions was evident among government officials. potential for rubber production in Makilala and at present are left idle and
When asked to describe what he means by ‘‘idle lands,” for definitely unproductive [. . .] the expected 10,000 ha of rubber project in
example, the DA national officer, Mr. Gomez, said, ‘‘[t]he hills Makilala would have planted 5 million trees. This could be categorized
without tanim (often referred to as crops) [. . .] the second as one which contributes at greening the environment and which condition
growth forests. The hills that are mostly cogon [. . .] denuded. would be an effective medium to sequester carbon dioxide which gave rise
These are lands owned by absentee land owners. Pinabayaan to the increasing global temperature. With 5 million full grown and produc-
lang nila (they just leave it alone)” (Interview, August 15, tive rubber trees in Makilala would be able to sequester about 113,650 tons
of carbon dioxide annually. 13
2011). Some were very particular about their description,
emphasizing that idle lands are Imperata grasslands and not Although the low-carbon discourse was pervasive among
forestlands. General manager Miguel Delgado was very expli- policy and market elites, the above constructions of idle lands
cit about the idle lands that they clear for their plantations. ultimately culminated into spaces with untapped economic
‘‘Let’s go to my area, you’ll see where I’m planting palm oil, value. Hence, it was quite common to hear in interviews with
in grasslands [. . .] is it a crime to convert cogon to palm oil? the phrase, ‘‘sayang lang (what a waste).” These spaces were
[. . .] we don’t touch the natural forest, like what they are doing then surmised as needing improvement and that growing
in Sumatra,” explained Mr. Delgado (Interview, June 22, high-value, low-carbon commodity crops would help tap and
2012). On the other hand, some were specific in describing idle regain the potential value of land for development. As Mr.
lands as residual and second growth forests. The account of Bautista of the Japanese-Filipino bioethanol consortium
one provincial officer of the Philippine Coconut Authority in argued, ‘‘[t]here are some landowners who own idle lands,
a province in Western Philippines, for example, described but they do not farm it. They just purposely leave them behind
forested areas as idle lands. When describing to us the history unused. When we came in, suddenly we brought in value to
of land development in his province prior to the arrival of oil their land. So, it regained its utility. Before, nobody was inter-
palm, he said, ‘‘[b]efore, these lands were gubat [referring to ested, but now they appreciate us coming in” (Interview,
residual forests], abandoned lands! Masukal at hindi mapakin- August 4, 2011). The discourse also evolved in such a way that
abangan (the foliage was thick and no one can take advantage development of idle lands is seen as enhancing the welfare of
of the land) (Interview, November 17, 2011).” not just upland smallholders, but also the rural sector and
This ‘‘idle land” discourse was complicated further when the country as a whole. Mr. Gomez’s comment aptly describes
agro-industrial crop plantations were seen as forests or possi- this perspective:
ble replacements to forests. A case in point was when a rubber
It should be that we get something from the land. In more developed coun-
plantation supervisor in Western Philippines, Antonio tries, like Malaysia, they maximize the utility of their land, right? Here, we
Alvarez, argued that replacing second and residual forests have so many vacant lands. We are not a rich country. Maybe that is why
with natural rubber is perfectly acceptable given that these we are not rich, because we don't take advantage of our number one re-
industrial tree crops are also trees that make up a forest. Dur- source [referring to lands]. I went to Malaysia, and there's no vacant land
ing our field observations in a community protected forest, he there. They use their land to the fullest. (Interview, August 15, 2011).
said, ‘‘this plot [referring to the sacred forest] should also be
Here we illustrate that unlike the colonial discourse of idle
converted to rubber. I do not understand why they [the indige-
lands as clearly cogon grasslands and or wasteful swidden
nous smallholders] want to keep it as is. After all, rubber is
(see Dove, 1983, 1986, 1997 and Sherman, 1980), the contem-
also a tree you find in a forest, right?” (Participant observa-
porary reproduction and use of the discourse varied widely as
tion, April 25, 2012). Another example is a prospective inves-
Shortall (2013) and Baka (2013) suggested. Contemporary
tor from Australia, Mr. MacDonnell, who kept referring to oil
elites had interpretations of idle lands as anything within the
palm plantations as ‘‘forests.” In an interview, he narrated
spectrum of cogon grasslands, residual forests, and/or sec-
how a Filipino businessman approached him to develop
ondary growth, with broad and inconsistent definitions across
cheap, underutilized lands in the South. MacDonnell shared,
policy documents. Although there were shifts in the under-
The idea was put to me by [name of Filipino businessman]. He has got large standing of idle lands across time, both colonial and contem-
plantations of African palm in Mindanao. He said to me, ``why don't you porary elites strategically used the ‘‘idle land” discourse in
start your own plantation. We can get you land here, for, depends on where policy-making and planning as a reflection of an economic
it is, between 10 and 20,000 pesos per hectare.” I said, ``what?! (laughs).” logic (i.e., the goal of creating greater economic value for
And then I asked, you look after the forest, will you? He said, ``Yes, no
problem! I have people. They will look after it for you” (Interview, July the country), whether to restock the idle lands with new timber
25, 2011). stands or cash crop of some sort. The only difference in the
green economy period is that this economic logic is further jus-
The conflation of agro-industrial crop plantations as forests tified by the goal of low-carbon development and climate
reflected the environmental and low-carbon justification of the change mitigation. We show next how colonial discourses of
conversion of idle lands into productive uses. Just like forests, extended to upland dwellers and were likewise extensively used
agro-industrial crop plantations of rubber and oil palm, for in green economy policy-making and planning.
122 WORLD DEVELOPMENT

(b) The ‘‘unproductive” upland dwellers onment of no less than 6 years—language that harkens back
to the colonial era.
Just like the unproductive idle lands, by extension upland As expected, the use of the kaingin discourse was pervasive
dwellers and their livelihood practices were viewed through among proponents of green economy policies and programs.
the normative lens of productivity and economic logic. Upland Interviews with these individuals disclosed how kaingin is per-
dwellers, especially indigenous peoples, were primarily con- ceived as a contributor to global climate change and how
strued as impoverished and marginalized. This perception green economy programs would mitigate this issue. Carlos Vil-
was pervasive in elite rhetoric, often cited as a compelling rea- lanueva, owner of a local jatropha company in Western Philip-
son to target the uplands for agro-industrial development pro- pines, emphasized that their project would potentially displace
jects. The general manager of the Philippine National Oil kaingin and ultimately contribute to mitigating climate
Company Alternative Fuels Corporation, Cesar Trinidad, change, because ‘‘slash and burn releases a lot of greenhouse
for example, described as such the upland dwellers in one of gases” (Interview, August 30, 2011). These individuals empha-
their jatropha project sites: ‘‘In [Matala], a community 5 km sized not only the destructive nature of kaingin, but also the
from the road, they do not have electricity and water. Their inefficiency of such a livelihood practice. Oil palm company
land is huge, but they do not plant much. They are already general manager, Mr. Delgado, explained why there is a need
lucky if they could eat once a day. They do not have stable to convince upland farmers to stop swidden cultivation and
income” (Interview, June 21, 2010). He said that their com- urge them to do more productive forms of livelihood. He
pany purposely targets impoverished indigenous peoples, as opined, ‘‘[t]he kaingeros are worse than the illegal loggers.
they believe the jatropha project would provide livelihood to They just burn what they chop down, which makes it worse
lift these people out of poverty. because no one takes advantage of the wood that was chopped
As captured during our interviews and participant observa- down. They just burn it. Sayang lang (what a waste)” (Inter-
tions, elite coalitions also portrayed upland dwellers, in partic- view, June 22, 2012).
ular indigenous peoples, as primitive, indolent, uneducated, The discourses of destructive and inefficient swidden cultiva-
stubborn, and short sighted. As one liaison officer for a private tion were used to justify initiatives to develop the uplands. Mr.
biofuels company, Ben Sucat, said, ‘‘[i]t is really challenging to Delgado, for instance, promoted oil palm as a solution to
handle the natives, especially those who do not have. . .[he weaning upland dwellers off kaingin. A supervisor of a state-
points to his head].” He continued, ‘‘[the natives] would spend operated rubber plantation, Mr. Antonio Alvarez, explained
money quickly. . .if you give them the payment in full, they will how their organization specifically targeted swidden cultiva-
spend it immediately” (Interview, July 2, 2010). The most tors for rubber production. He shared,
noticeable social construction, however, was that upland
This [plantation] area used to be cultivated for kaingin. That's why we
dwellers are ‘‘destructive” and ‘‘inefficient” because of their thought of planting permanent crops here, because they just do kaingin
kaingin (swidden cultivation) practices. in the mountains here. . .our plan is that after kaingin they will follow it
Censuring of swidden cultivation has been rife in Philippine up with rubber. That means, when the rubber starts producing they will
politics and extended from and well beyond the bureaucracies no longer do kaingin (Interview, April 26, 2012).
of Manila. In the popular media, during 2001–13, for instance,
we found at least 140 articles in the Philippine Star and Philip- When asked for the reason why kaingin needs to be replaced
pine Daily Inquirer newspapers that focused on or alluded to with rubber, he continued, ‘‘[s]a pagkakaingin kasi nakatun-
the state and impacts of swidden cultivation in the country ganga nalang yung lupa (after they do kaingin the lands are just
in reference to land degradation, marginality and idleness. left unproductive.)”
Ninety percent of these articles presented swidden cultivation The perspectives above all legitimized green economy agro-
negatively, labeling it as ‘‘slash-and-burn” and a main contrib- industrial development in the uplands. Accompanying these
utor to: deforestation, loss of endangered species, climate development projects were programs specifically designed to
change, forest fires, soil erosion, landslides, water depletion, change the behaviors of upland dwellers, whether for the ben-
floods, and air pollution. It was also often associated with efit of the people or the project. The aim was not only to com-
other destructive upland practices, such as illegal logging pletely eradicate inefficient and destructive swidden
and mining. Negative perspectives concerning the destructive cultivation, but also to convert swidden cultivators into ‘‘pro-
nature of swidden often came from bureau officials such as ductive,” ‘‘progressive,” ‘‘efficient,” ‘‘entrepreneurial,” and
from the DENR and DA, lawmakers, provincial and local ‘‘environmentally sustainable” farmers. Several managers
government officials, NGO (particularly environmental and supervisors of biofuels and rubber production regimes
groups) representatives, private company representatives, mentioned the existence of education and training programs
and academics. targeted at changing upland behaviors. These interventions
Our analysis of policy documents also illustrate that the neg- put anti-swidden discourse in practice—explicitly. Many of
ative discourses on kaingin were strongly reflected in upland these programs aimed to make upland dwellers adept at finan-
development policies. As explicitly stated in the Philippine cial management, as they supposedly transcend their subsis-
Development Plan 2011–16, ‘‘the main threats to Philippine tence economy to full production of cash crops. As pointed
forests come from [among others] collection of fuel wood, con- out by three private company managers, upland dwellers, par-
version to agricultural uses, [and] kaingin.” Several Regional ticularly indigenous smallholders, are ‘‘weak” in money mat-
Development Plans for the period 2011–16 were also docu- ters. For instance, an owner of a local jatropha company in
mented to identify kaingin as one of the causes of environmen- Mindanao, Mr. Vivencio Jimenez, said, ‘‘[i]t’s hard because
tal degradation and deforestation and a persistent challenge they do not know how to do budgeting. But we have a project
that needs to be addressed in respective regions. Proposed management office where we give seminars. Now, the indige-
environmental and forest management policies from the 13th nous peoples who have undergone training know how to bud-
Congress onward were also rife with the kaingin discourses. get already” (Interview, June 25, 2010).
For example, in the proposed Sustainable Forest Management Another evident trend for upland development programs
Act (Senate Bill 5792), kaingin was identified as a criminal act was to make entrepreneurs out of smallholder farmers.
punishable with a fine of no less than PhP100,000 and impris- According to a representative of an agriculture-based
government-owned corporation, Ms. Jenny Lagmay,
THE GREEN ECONOMY AND CONSTRUCTIONS OF THE ‘‘IDLE” AND ‘‘UNPRODUCTIVE” UPLANDS IN THE PHILIPPINES 123

We consolidate the farmers and then our treatment is corporate, so that we holdings and control, to justify the rendering of marginal, idle
can change the way they think. . .so that they realize that they're not only for lands productive. Similar to Dove (1983, 1986, 1997) and
production of whatever they grow and harvest. Our objective is to turn them Sherman’s (1980) observations in Indonesia, we found striking
into entrepreneurs, so that they will have a say until the final product (Inter-
view, August 15, 2011).
consistency in the colonial construction of grasslands as idle
lands in the Philippines. As elsewhere, upland populations
The Forest Management Bureau, in particular, has inte- and their swidden practices in the Philippines are also bla-
grated low-carbon commodity production and enterprise tantly constructed as illegal and destructive to forests, just as
development with existing upland programs, such as reported by Majid Cooke (2002) for Malaysia and Li (1999)
community-based forest management. In 2012, the Bureau for Indonesia. Resonating Dove’s (1983) argument, it was
organized a series of workshops to guide upland communities clear in the Philippine case how American colonial officials
to become more entrepreneurial, ultimately feeding into efforts labeled swidden cultivation as the primary cause of proliferat-
of making uplands more productive and connected to agro- ing idle lands in the country.
industrial and forestry markets. The colonial-era interpretations of idle and unproductive
Educational and training programs also specifically targeted lands were synonymous with unproductive people and agricul-
the environmental behavior of upland dwellers. Apart from ture—an impediment to colonial civilizing missions
efforts to transform upland smallholders into efficient and pro- (Constantino, 1978)—that would be overcome by infusing eth-
ductive entrepreneurs capable of transacting in the cash econ- nic and agricultural hierarchies into forest governance so as to
omy, green economy programs have also attempted to contain and develop ‘‘recalcitrant” uplanders. Similar to the
introduce indigenous cultivators to ‘‘environmentally sustain- territorializing project in colonial Indonesia (Li, 1999), Span-
able” practices. For example, the reforestation (tree crops) ish and American ethno-religious ideals helped divide the
program of the Development Bank of the Philippines (DBP) Philippines into a dominant, Hispanized Christian lowlander
has taught kaingineros the ‘‘proper way of farming” (Diaz, majority and an upland-dwelling, indigenous ethnic minority
2011, p. 25). As highlighted in one of the featured reports, ‘‘ in terms of ‘‘civilized, productive” and ‘‘primitive, unproduc-
[s]ince his acceptance to the program, [a former kainginero] tive and idle,” respectively (see Vandergeest, 2003, p. 21).
has given up his slash and burn farming [. . .] [the former kain- Although upland discourses did change over time, the associ-
ginero] now says the DBP Forest program has not only chan- ated discourses of ethno-ecological difference remain deeply
ged his views about farming, it has also taught him the proper embedded and essentialized in governance and policy-
way of cultivating and taking care of our forests” (Diaz, 2011, making institutions, as the dominant Hispanized Christians
p. 25). assumed important political positions in the country. The
Just as the ‘‘idle land” discourse, constructions of upland pejorative social constructions of the uplands have thus been
dwellers were in many ways broad, but clearly associated with reproduced as ‘‘stabilizing assumptions” (Roe, 1992) that
the perceived economic unproductivity of traditional forms of shape development policies, bureaucratic and market practices
agriculture. These discourses were strategically reproduced and cultures in the post-colonial era.
and used to inform and justify green economy governance. In the context of recent constructions of upland popula-
It should be noted that not all policy and market elites we tions, the contemporary elites’ upland discourses were neither
interviewed perceived upland environments and dwellers as homogenous nor uniform. Although deeply rooted in history,
idle and unproductive. There were very few bureaucrats and extensive, and with striking consistencies, our analysis of dis-
government units—such as some members of the Community courses suggests a wide spectrum of social constructions of
Forestry Section of the Forest Management Bureau and the upland environments and populations across government
National Commission on Indigenous Peoples—who recog- institutions and the private sector. The conception of the
nized the importance of maintaining swidden cultivation and unproductive idle lands, for example, was ambiguous, ranging
that fallow lands are not idle. There were also a number of from grasslands to abandoned forests. However, such areas,
non-government organizations at the national and local levels or a part thereof, were never conceived in public documents
that advocated for the protection of fallow lands and swidden and elite rhetoric as dynamic fallow lands. Rather, fallow
cultivation. However, these few groups had limited access and lands were seen either as idle grasslands, bushlands, brush-
influence on green economy policy-making and programing. lands, or abandoned secondary or residual forests, with an
almost absent regard to their crucial role in upland liveli-
hoods. In this sense, the longer term, historical time dimension
6. DISCUSSION AND CONCLUSION often associated with indigenous fallow management, particu-
larly usufruct property rights, was rendered obsolete in and
Upland discourses have been (re)produced, have permeated through such discourse.
multiple levels of governance over time, and have influenced There are also differences between colonial and contempo-
policy-making concerning the development of the Philippine rary discourses, particularly concerning upland populations.
green economy today. As shown, historical constructions of In the colonial period, idle grasslands and swidden fallows
peoples, lands and agriculture have persisted as entrenched were constructed as spaces needing rehabilitation primarily
discourses in bureaucratic and market institutions over time, for economic development, while in the green economy there
and have informed new policies and programs concerning is the added justification of environmental rehabilitation and
agro-industrial production in the green economy. We have carbon sequestration for global climate change mitigation.
illustrated across scales how the gradual rise of the green econ- Moreover, the inclusive growth principle of the green economy
omy in the Philippines remains firmly entrenched in the constructs upland populations not just as unproductive and
broader discursive constructions of upland places and peoples backward, but also as poor, marginalized, and ‘‘vulnerable
first conceived of and institutionalized during the colonial per- ”—an observation paralleling Majid Cooke’s (2002) work in
iod. Sarawak. Although there is now the discourse of vulnerability
The colonial discourses of the Philippine uplands seem to of upland populations, most state and private sector actors,
parallel the experiences of Indonesia and Malaysia, and in especially at the national and provincial levels, continue to
most cases, build on Lockean conceptions of private property identify kaingin as destructive and the cause of the persistence
124 WORLD DEVELOPMENT

and proliferation of idle lands. These populations thus find While there is ambiguity in what these idle spaces and identi-
themselves in the difficult position of being cast as both the ties mean, the economic and environmental logic behind
cause and victim of idle lands, who must be transformed into upland discourses toward such lands remain coherent and
modern, entrepreneurial, and eco-conscious individuals. widespread across multiple governance levels.
In many ways, then, the current macro-economic and rural The policy and material implications of these upland
development policies underpinning the country’s green econ- discourses facilitating green economy and low-carbon agro-
omy have aligned with the colonial and contemporary discur- industrial development projects can be profound. Still the
sive representations of the uplands, but in more complex ways. subject of future research, we believe that in being strongly
These discourses have become powerful instruments in legit- informed by colonial legacies and new global realities, contem-
imizing, informing, shaping, and creating the governance of porary upland discourses generate new meanings and realities
the nascent Philippine green economy. Government and pri- on the ground that influence local actors and drive lasting
vate sector elites at various levels of governance in the Philip- (often irreversible) changes to the socio-cultural and biophys-
pines have coalesced around the narrative of needing to ical character of the Philippine uplands (see Dressler, 2014).
develop the idle and unproductive uplands of frontiers to reap The question thus remains as to whether or not the vision of
greater economic returns for inclusive growth in the rural sec- the green economy will or should ever be fully realized in
tor and the nation as a whole. Moreover, through green econ- the Philippine uplands. Regardless of the inclusive growth dis-
omy governance, the economic logic is further justified by the course in the green economy program, elite constructions of
transformation of idle land into ‘‘rehabilitated” spaces for the unproductive uplands pose serious risks to upland popula-
environmental mitigation and, in some cases, social control. tions and environments.

NOTES

1. Industrial agriculture is characterized by increased use of: modern 6. These reports include those prepared by Ahern (1901, 1902, 1908,
technology; substitution of capital for labor; energy use; tendency toward 1910), Sherfesee (1916), Fischer (1918, 1919, 1920), and Tamesis (1939,
competition, specialization and overproduction; and interdependence 1940).
between farm units and agribusinesses (Barlett, 1989). It also relates to
the proliferation of agro-industries, which manufacture and process raw 7. See Magno (2001) and Pulhin and Inoue (2008) for a comprehensive
materials and intermediate products derived from agriculture, fisheries discussion of the process of devolution and evolution of upland
and forestry (Henson & Cranfield, 2009). management in the Philippines.

2. According to FAOStat, during 2000–12, the production area for oil 8. Refer to Montefrio and Sonnenfeld (2011) for details on the biofuels
palm more than doubled, from 5.7 to 11.7 million ha. Production area for policy.
natural rubber, on the other hand, increased from 5.7 to 7.7 million ha.
9. The Philippine government has not explicitly used the term ‘‘green
3. Swidden cultivation, particularly in Southeast Asia, is ‘‘a land use economy” in its recent policies. However, recent policies, such as the
system that employs a natural or improved fallow phase, which is longer Philippine Development Plan 2011–16, has been designed on the basis of
than the cultivation phase of annual crops, sufficiently long to be rapid, sustainable, low-carbon, and inclusive economic growth, which are
dominated by woody vegetation, and cleared by means of fire” (Mertz important elements of the United Nation’ conception of green economy.
et al., 2009, p. 261). The staple crop is often upland rice, sometimes with The UNEP (2012), nonetheless, has considered the Philippine
maize, and can include secondary crops such as cassava, bananas, and Development Plan 2011–16 as the country’s green economy
other annual and perennial crops. We generally use the neutral technical development implementation guide.
term, swidden cultivation, and occasionally switch to the more pejorative
term, kaingin, often used by our research participants. 10. These tenure instruments include, among others, Certificates of
Ancestral Domain Claim or Title (CADC or CADT) in State-recognized
4. The term ‘‘idle land” is related to (and often conflated with) ancestral domains, and lease contracts (usually 25 years) in State-
‘‘marginal” and ‘‘waste lands” in the literature. According to Shortall designated ‘‘timberlands,” such as the Community-Based Forest Man-
(2013), different actors (including academia) define ‘‘marginal land” in agement Agreement (CBFMA), Socialized Industrial Forest Management
many ways, including the following: land unsuitable for food production; Agreement (SIFMA), and Integrated Forest Management Agreement
land with (ambiguously) low biophysical quality leading to low (IFMA).
productivity yields; and land where cost effective agriculture is not
possible. ‘‘Wastelands,” on the other hand, are defined in many ways as 11. These terms have been used loosely and interchangeably in elite
well, but often related to Locke’s conception of uncultivated common rhetoric and thus will be grouped together under the term ‘‘idle lands.”
property lands (Baka, 2013). We use the term ‘‘idle lands” that is closer to
the definition of ‘‘waste lands” to mean, in general, lands that are
12. Pseudonyms have been used to protect the identities of individual
uncultivated and not used for any ‘‘economic” purpose, and therefore
research participants, but the names of their institutional affiliations have
should be developed to maximize its use and economic value.
been retained. As for secondary sources and public documents, the names
of individuals and their affiliations have been retained as in the original
5. This parallels Gidwani’s (1992, p. 39) observations in India that source.
while there seems to be ambiguity in the definition of ‘‘wastelands,” the
term is nonetheless universally conceived as something that is ‘‘bad and
13. Transcript of speech available at http://makilala.gov.ph/speeches/if-
should be dealt with”. Baka (2013) and Shortall (2013) make a similar
you-plant-a-tree-be-sure-its-rubber/ [accessed on May 28, 2015].
argument.
THE GREEN ECONOMY AND CONSTRUCTIONS OF THE ‘‘IDLE” AND ‘‘UNPRODUCTIVE” UPLANDS IN THE PHILIPPINES 125

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