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Arthritis Care & Research

Vol. 64, No. 2, February 2012, pp 287–289


DOI 10.1002/acr.20664
© 2012, American College of Rheumatology
BRIEF REPORT

Modified Phalen’s Test as an Aid in Diagnosing


Carpal Tunnel Syndrome
SAYEEDA BILKIS,1 DONALD M. LOVEMAN,2 JAMES A. ELDRIDGE,3 SHABNAM ASGHER ALI,4
ABDUL KADIR,5 AND WALTER MCCONATHY2

Objective. We developed a modified Phalen’s test (MPT), which uses sensory testing in Phalen’s position, as a diagnostic
screening tool for carpal tunnel syndrome (CTS). This study was designed to determine the sensitivity, specificity, and
receiver operating characteristic (ROC) curve of the MPT for diagnosis of CTS.
Methods. Electrodiagnostic nerve conduction studies (EDS) were used as the gold standard. MPT was performed by a
blinded examiner on patients prior to EDS. MPT was recorded as either positive or negative based on the presence or
absence of a median nerve sensory deficit while the hand was in Phalen’s position.
Results. Sixty-six hands were included in this study. Chi-square for the MPT compared to EDS as the gold standard was
41.449 (P < 0.001), and the validity coefficient (phi) was 0.792 (P < 0.01). The traditional Phalen’s test (TPT) compared
to the EDS demonstrated a chi-square of 15.349 (P < 0.001) and a phi coefficient of 0.482 (P < 0.01). ROC curve estimates
for the MPT revealed a sensitivity of 84.4% compared to 50% for the TPT. The standard error of the estimate for sensitivity
was 3.3% for the MPT and 5.8% for the TPT.
Conclusion. The MPT is a highly useful screening diagnostic tool for CTS. The MPT demonstrates greater accuracy than
the TPT for predicting CTS. The MPT also demonstrates greater sensitivity than the TPT in predicting a positive
electrodiagnostic test for CTS.

Introduction Consensus committees from professional societies have


endorsed EDS as the diagnostic test of choice. However,
Carpal tunnel syndrome (CTS) is caused by elevated pres-
since EDS costs $800 to $1,600, clinical history and phys-
sure in the carpal tunnel. Prolonged or frequent episodes
ical examination including provocative tests are the most
of elevated pressure in the carpal tunnel may result in
appropriate initial diagnostic tools in the ambulatory set-
segmental demyelination associated with sensory symp-
ting. The predictive value of these tests, however, is dis-
toms and occasionally with weakness. When there is pro-
puted. The sensitivity of Phalen’s test and Tinel’s test is
longed ischemic axonal injury, nerve dysfunction may be
reported to be between 25% and 75%, with specificities
irreversible (1,2). between 70% and 90% (4 –7). The sensitivity of sensory
Electrodiagnostic study (EDS) for CTS is highly specific, testing using Semmes-Weinstein monofilament testing
reasonably sensitive (3), and helps rule out other causes of may be as high as 91%, and combining this test with
similar signs and symptoms. EDS (nerve conduction, nee- Phalen’s test may have a specificity of 86% (8,9).
dle electromyography) continues to be the mainstay of Koris et al (10) studied combining Semmes-Weinstein
laboratory diagnosis of CTS. Furthermore, some third- monofilament sensory testing during the wrist flexion
party payers require EDS before compensating claims. provocational test (Phalen’s maneuver) in a group of 21
patients (33 hands) with electrodiagnostically verified CTS
1
and 30 asymptomatic hands (controls). The combined test
Sayeeda Bilkis, MD: Reeves County Hospital, Pecos, Tex-
as; 2Donald M. Loveman, MD, Walter McConathy, PhD:
demonstrated a sensitivity of 82% and a specificity of
Texas Tech University Health Sciences Center, Odessa; 86%. It was more sensitive and specific than the wrist
3
James A. Eldridge, EdD: University of Texas of the Permian flexion test (Phalen’s test) alone and more specific than
Basin, Odessa; 4Shabnam Asgher Ali, MD: Wayne State sensory testing alone. Unfortunately, this combined test
University, Detroit, Michigan; 5Abdul Kadir, MD: Neurol-
ogy, Odessa, Texas.
has not been widely applied clinically, likely due to the
Address correspondence to Sayeeda Bilkis, MD, Internal complexity of the approach taken by Koris et al requiring
Medicine, Reeves County Hospital, 2323 Texas Street, several sensory threshold monofilament measurements.
Pecos, TX 79772. E-mail: sbilkis@hotmail.com. The purpose of our study was to evaluate the validity,
Submitted for publication April 27, 2011; accepted in
revised form September 29, 2011. sensitivity, and specificity of a simplified version of the
modified Phalen’s test (MPT) that we have developed. The

287
288 Bilkis et al

Table 2. Validity of the MPT compared to EDS*

Negative EDS Positive EDS

Negative MPT 20 7
Positive MPT 0 39

* Values are the number of hands. Modified Phalen’s test (MPT):


␹2 ⫽ 41.45, ␾ ⫽ 0.79, P ⬍ 0.01. EDS ⫽ electrodiagnostic study.

history of stroke, 3) diabetes mellitus, and 4) concomitant


neck injury.
Sixty-six hands of 37 patients were studied prospec-
tively from June 2007 to July 2008. Eleven men and 26
women who were between the ages of 27 and 88 years
were included in this study. Hands were tested by both
the traditional Phalen’s test and the MPT. Our gold stan-
dard determination of normal hands or hands with CTS
Figure 1. Modified Phalen’s test consists of the traditional was based on EDS results. EDS was considered positive
Phalen’s test maneuver of holding the wrists in a position of fixed for CTS if the median versus ulnar orthodromic sensory
flexion and the use of a Semmes-Weinstein 2.83-unit monofila-
ment. The filament (arrow) is applied perpendicular to the skin (mixed) peak latency measurement with midpalmar stim-
surface until it bends. ulation at 8 cm recording from the wrist showed a differ-
ence of 0.4 msec or more. Among 37 patients, 8 patients
had EDS on only 1 hand. The remainder of the patients
goal was the development of a highly accurate and easy to
underwent EDS in both hands. Data were analyzed using
perform screening diagnostic tool for CTS.
chi-square analysis and the resultant phi coefficient to
determine the validity of MPT compared to EDS. Receiver
Materials and methods operating characteristic (ROC) curves were calculated to
The MPT combines the traditional Phalen’s test with si- determine the associated specificity and sensitivity of the
multaneous objective sensory examination of the hand MPT.
with a standard monofilament. The traditional Phalen’s
test is considered positive if paresthesiae are reproduced Results
during the maneuver of holding the wrists in a position of
To determine the concurrent validity of the MPT com-
fixed flexion for 1 minute. The MPT places the hands as
pared to EDS, 66 hands were studied. Of those 66 hands,
in Phalen’s test while performing sensory testing with a
46 were found to have CTS and 20 were normal by EDS.
Semmes-Weinstein 2.83-unit monofilament applied per-
Of these 46 hands with documented CTS, the traditional
pendicular to the skin surface until it bends (Figure 1). The
Phalen’s test was positive for 23 hands (Table 1), whereas
monofilament was applied to the palmar surface and lat-
the MPT was positive in 39 hands (Table 2). Also, the MPT
eral side of each finger’s distal phalanx 3 times. MPT was
produced significantly fewer false-negative tests (7 hands)
considered positive if the subject did not register the touch
when compared to the traditional Phalen’s test (23 hands).
in any 1 or more fingers in a median nerve distribution
There were no false-positive results using either the tradi-
(radial 3.5 fingers on the palmar side). The MPT was con-
tional Phalen’s test or the MPT. The validity of the tradi-
sidered negative if the subject correctly registered a touch.
tional Phalen’s test and the MPT was calculated using
The palmar surface of the fifth finger’s distal phalanx was
standard 2 ⫻ 2 chi-square analyses (Table 3). Both the
used as a control. The patient’s hands were maintained in
traditional Phalen’s test (␹2 ⫽ 15.35) and the MPT (␹2 ⫽
the flexed position throughout the testing interval.
41.45) were found to be valid; however, the MPT was more
Testing was performed in a standardized fashion by 1 of
accurate (␾ ⫽ 0.79) at predicting CTS compared to the
2 trained examiners (SB, SAA). The examiner was blinded
traditional Phalen’s test (␾ ⫽ 0.48). Sensitivity and speci-
to the diagnosis. The testing was performed prior to EDS of
ficity of the 2 tests were analyzed using ROC curve analy-
the upper extremity in a neurology clinic. The inclusion
sis techniques to further examine the accuracy of the 2
criterion was adults ages 18 years or older. Exclusion
measures compared to EDS (Table 4). Both the traditional
criteria consisted of 1) cervical radiculopathy, 2) previous
Phalen’s test and the MPT were found to be 100% specific

Table 1. Validity of Phalen’s test compared to EDS* Table 3. Validity of the traditional Phalen’s test and
modified Phalen’s test compared to electrodiagnostic study
Negative EDS Positive EDS
Variable ␹2 ␾
Negative Phalen’s test 20 23
Positive Phalen’s test 0 23 Traditional Phalen’s test 15.35 0.48*
Modified Phalen’s test 41.45 0.79*
* Values are the number of hands. Traditional Phalen’s test: ␹2 ⫽
15.35, ␾ ⫽ 0.48, P ⬍ 0.01. EDS ⫽ electrodiagnostic study. * Significant at P ⬍ 0.01.
Using Modified Phalen’s Test to Diagnose CTS 289

Table 4. Receiver operating characteristic curve analyses of the traditional Phalen’s test
and modified Phalen’s test

Specificity, % Sensitivity, %

95% confidence 95% confidence


Variable Score interval Score interval

Traditional Phalen’s test 100 80–100 50 35–65


Modified Phalen’s test 100 80–100 85 71–93

for the diagnosis of EDS. The MPT, however, had a greater simple test that can be easily performed by primary care
degree of sensitivity (85%) compared to the traditional physicians with no significant patient discomfort.
Phalen’s test (50%), as shown in Figure 2. Furthermore,
the standard error of the estimate for sensitivity was lower
AUTHOR CONTRIBUTIONS
for the MPT (3.3%) compared to the traditional Phalen’s
test (5.8%). Therefore, the MPT was more sensitive. All authors were involved in drafting the article or revising it
critically for important intellectual content, and all authors ap-
proved the final version to be published. Dr. Bilkis had full access
Discussion to all of the data in the study and takes responsibility for the
integrity of the data and the accuracy of the data analysis.
Recent advances in understanding the pathophysiology of Study conception and design. Bilkis, Loveman, Ali, Kadir,
CTS favor the concept that reduced microvascular perfu- McConathy.
sion plays a major role in the early stages of median nerve Acquisition of data. Bilkis, Loveman, Eldridge, Ali, Kadir.
entrapment neuropathy. In patients with CTS, wrist flex- Analysis and interpretation of data. Bilkis, Loveman, Eldridge,
ion results in increased pressure in the carpal tunnel, McConathy.
which in turn exacerbates existing intraneural ischemia
and results in a profound conduction block (1,2,11). It has REFERENCES
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