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(Re) Evaluating Significance The Environmental and Cultural Value in Older and Historic PDF
(Re) Evaluating Significance The Environmental and Cultural Value in Older and Historic PDF
Buildings
Author(s): Kathryn Rogers Merlino
Source: The Public Historian , Vol. 36, No. 3 (August 2014), pp. 70-85
Published by: University of California Press on behalf of the National Council on Public
History
Stable URL: https://www.jstor.org/stable/10.1525/tph.2014.36.3.70
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[Re]Evaluating Significance:
The Environmental and
Cultural Value in Older
and Historic Buildings
Kathryn Rogers Merlino
Abstract: Traditionally the value of a building is measured through the historical, cultural,
or architectural significance that has emerged from the established traditions of historic
preservation policy in the United States. Although the designation of historic properties is
a critical venue to save our most historically significant buildings, it does not account for
those that fall outside of the established categories of significance. Accounting for the
environmental value of buildings and understanding them as repositories of energy and
materials repositions the way we value of the built environment for a more sustainable
future.
The Public Historian, Vol. 36, No. 3, pp. 70–85 (August 2014).
ISSN: 0272-3433, electronic ISSN 1533-8576.
© 2014 by The Regents of the University of California and the
National Council on Public History. All rights reserved.
Please direct all requests for permission to photocopy or reproduce article content
through the University of California Press’s Rights and Permissions Web site:
www.ucpressjournals.com/reprintInfo.asp. DOI: 10/1525/tph.2014.36.3.70.
70
Introduction
materials, and overall reduce negative impacts on the environment. Since the
beginning of the green building industry, however, the focus has been on new
construction, not the reuse of existing buildings. As a society, we have not yet
applied the idea of ‘‘reduce, reuse, and recycle,’’ although present in almost
every aspect of our lives, to our largest manufactured goods, our buildings.
This is a direct result of the way we assign value to existing buildings, which
we traditionally measure through historical or cultural importance. Through
association with historical events, people, cultural groups, or architectural
styles from the past, buildings have been preserved and assigned historic
value worthy of preservation. Through the historic preservation process, cer-
tain characteristics of buildings are recognized, valued, and preserved for
present and future generations, and contribute to creating cultural continuity.
This is an important part of preserving our cultural heritage. However, these
criteria do not apply to the majority of buildings, nor do they illustrate the
total value of older buildings in general, especially for those who have little
historic connections or architectural value.
This discrepancy challenges us to reevaluate how we determine what older
resources are significant and worthy of saving. For almost fifty years, we have
evaluated older buildings for preservation based upon historic and architec-
tural standards. However, the past few years has seen a growing body of
research that positions buildings in another way: as repositories of energy
worth preserving for their environmental value in addition to their (or despite
their lack of) cultural significance. This understanding of both historic and
environmental value positions existing buildings at the forefront of the sus-
tainability movement.
The old firehouse in Magnuson Park in Seattle marks the entrance to the park with its prominent
position and hose-drying tower, yet has sat empty for years. The building now is getting structural
upgrades to avoid the ‘‘demolition by neglect’’ that would make the building beyond repair, while
the city finds a new tenant for the building. (Photo courtesy of author.)
of the building. The firehouse was calculated to equal the energy in the
amount of gasoline it would take to drive an average car every day, 365 days
a year, for over 200 years.8
The environmental argument, as well as continuing historic ones, seemed
to work. The building was made a contributing part of the new regulatory
Seattle historic district, the Sand Point Naval Air Station District, one of seven
historic districts in the city.9 So while the eventual outcome was a successful
one for Building 18, its position on the edge of ‘‘historic significance’’ nearly
resulted in the building’s demolition, for it fell far from the standards of
historic designation.
This reflects a common problem with historic preservation designation
being the only available standard by which to protect buildings from demo-
lition. Value and significance are difficult to assess, and what constitutes
‘‘significant’’ historic value in a building is often debatable among historians,
politicians, and community groups. If significance can’t be established, it
becomes impossible to declare something historic, and suddenly, the building
lacks ‘‘value.’’ This is a very narrow way of measuring cultural and historic
worth, but is traditionally the leading argument for anyone who wants to tear
down an old building. The word ‘‘historic’’ saves it, but ‘‘old’’ or ‘‘existing’’ does
not.
8. Kathryn Rogers Merlino, ‘‘Save That Old Firehouse at Magnuson Park,’’ Crosscut: News of
the Great Nearby, October 2009.
9. The building still sits empty in a condition referred to as ‘‘mothballing,’’ which is written
into the historic designation design guidelines as an attempt to protect the building from the
elements as much as possible as an alternative to demolition.
10. Alois Reigl, ‘‘The Modern Cult of Monuments: Its Characteristics and Its Origins,’’ [1903]
trans. Kurt Forster and Diane Ghirardo, Oppositions 25 (Fall 1982): 21-51.
11. Reigl, ‘‘The Modern Cult of Monuments.’’
12. Although the National Register requires a building to be fifty years or older to be con-
sidered, some jurisdictions have different requirements. For example, buildings only need to be
twenty-five years old in Seattle to be considered for Seattle Landmark status.
13. National Park Service, ‘‘National Register of Historic Places Program: Fundamentals,’’
http://www.nps.gov/history/nr/publications/bulletins/nrb15/nrb15_2.htm
Although this process is critical for many of our historic sites both nation-
ally and locally, listing on the National Register does not protect buildings
from change or demolition. This can only occur if the building is also listed at
a local level with a designation that has ‘‘teeth’’ or regulatory status, as regis-
tries of many smaller jurisdictions do. However, historic preservation, when
seen as a method to save buildings from demolition and promote reuse, is
extremely limited as it omits the majority of buildings that lack this type of
elevated historic, cultural, or architectural significance. Common and every-
day buildings that sit on the edge of significance or lack any of these values are
therefore considered insignificant, supporting the argument by early preser-
vation theorists that those with ‘‘authenticity’’ and ‘‘integrity’’ are the only
types of buildings worthy of preserving.
The last quarter of the twentieth century reflected a slight shift in this
perspective in architectural history studies across the United States. Typi-
fied in academia through the field of vernacular architecture studies, critical
inquiry into the significance of buildings shifted away from the study of the
formal and the elite towards the commonplace and the communal. Vernac-
ular architecture studies sought to find meaning in artifacts, such as build-
ings, and can best be defined as ‘‘the study of those human actions and
behaviors that are manifest in commonplace architecture.’’14 Rather than
using books as the primary source for architectural history, as was the tra-
dition, vernacular scholars used buildings as their fields of study and moved
away from the formal study of architectural form to the study of change and
use of buildings over time. This ‘‘meaning in artifacts’’ approach has slowly
shifted perspective in how the built environment is valued, and opened up
broader perspectives of architectural significance. Scholar and art historian
Dell Upton summed up Riegl’s early perspective as ‘‘a cherished regard for
the maker’s intention.’’15 Upton felt this traditional approach to buildings
and history was static and unrelated to contemporary use, which he felt
should be more dynamic in nature. Searching for this sense of authenticity,
he wrote, implies a singular moment in time, and the search for the ‘‘maker’s
intention’’ prevents the multiplicity of meanings an artifact or building can
attain.16 Cultural geographer David Lowenthal likewise observed that cur-
rent preservation practices were limited by preferring the intact artifact to
a modified one. He further argued that each generation needed to renew its
heritage not only through stewardship of existing buildings, but also by
adapting and changing them for present needs. ‘‘To appreciate our past to
its full extent,’’ he said, ‘‘we must acknowledge that heritage is a living and
14. Thomas Carter and Elizabeth Collins Cromley, Invitation to Vernacular Architecture:
A Guide to the Study of Ordinary Buildings and Landscapes (Knoxville: University of Tennessee
Press, 2005).
15. Dell Upton, ‘‘Tradition of Change,’’ Traditional Dwellings and Settlements Review 5, no.
1 (1993): 9-15.
16. Upton, ‘‘Tradition of Change.’’
flexible body that needs continuous revision and addition to remain healthy
and vibrant.’’17
Although vernacular scholarship contributes to a broader definition of
significance and value in the built environment, historic designation is still
limited in what it can and cannot protect under criteria of significance based
on integrity, authenticity, and historic value. As a result, many perfectly use-
able extant buildings disappear without consideration of their intrinsic cul-
tural, community, and environmental value. These are mostly vernacular
sites—those associated with the everyday actions of human behavior and
commonplace events—and are houses, apartments, corner stores, ware-
houses, and commercial strips. Culturally, they represent places people live,
work, play, and make community. They embody the culture of place, repre-
sent individual histories, and promote continuity between generations.
Although some of these buildings can be recognized if nominated to the
National Register for Historic Places (a purely honorific listing which does
not safeguard the building from future demolition) or to local landmark
commissions that protect them, these represent a small percentage of the
building stock. Additionally problematic is how and why a building gets des-
ignated, as the process varies widely. In most cases it requires an individual or
group to provide the laborious work to nominate a building for historic des-
ignation status, and then a historic commission decides whether or not it
meets their level of significance for designation. Each landmark decision
reflects each commission’s interpretations of the criteria, and thus designation
varies widely. This type of preservation is at best piecemeal and irregular.
17. David Lowenthal, ‘‘Prizing the Past for the Present and the Future,’’ keynote speech,
University College of London Department of Geographers, June 2011.
The US Energy Information Administration data illustrates that the US commercial building
stock pre-1920 performs at the same level as buildings from 2003. (Graphic by author.)
-
on energy conservation in old buildings, including a thorough assessment of embodied energy in
buildings.
25. In 2006, a group called the Sustainable Energy Research Team (SERT) at the University
of Bath in the United Kingdom created a comprehensive study to assess the embodied carbon in
building materials, with the intent to assess the overall embodied carbon in buildings. The re-
sulting study, Geoff Hammond and Craig Jones, ‘‘Inventory of Carbon and Energy (ICE),’’ drew
data from secondary resources, including books, conference papers, and Internet charts. The
inventory cataloged over two hundred common building materials and measured their embodied
primary energy and carbon. The report found that, when embodied CO2 was considered, a new,
energy-efficient home took up to 35–50 years to recover embodied carbon over an existing home,
and that the reuse of the empty homes could yield a savings of 35 tons of CO2 per house if new
homes were not constructed. The same study found that, even though the perception is that new
homes are more efficient, older, historic homes could be four times more carbon efficient than
new ones.
26. The National Trust for Historic Preservation’s Preservation Green Lab, The Greenest
Building: Quantifying the Environmental Value of Building Reuse (Seattle: Preservation Green
Lab, 2011).
27. In 2006, the University of British Columbia studied the environmental impacts expected
from the replacement of one of their campus buildings, the Buchanan Building. The research
concluded that reusing the Buchanan building would result in major environmental savings. The
final assessment was that the net carbon emissions savings for the replacement building would
begin only after thirty-eight years of use. See: Andrew Cortese, ‘‘Life Cycle Analysis of UBC
Buildings the Buchanan Building,’’ University of British Columbia Social, Ecological, Economic
Development Studies (SEEDS) Student Reports, 2009.
two-year study that measured five building types, each with scenarios of
retrofit and demolish-and-rebuild using LCA tools.28 The idea behind the
study was to understand the avoided environmental impacts achieved through
building reuse and retrofit, rather than by demolishing and rebuilding new
buildings. Using a LCA methodology, the PGL study The Greenest Building
compared the relative environmental impacts of building reuse and renova-
tion versus new construction over the course of a seventy five-year lifespan of
six building types. The key findings were that building reuse usually yields
fewer environmental impacts than new construction when comparing build-
ings of similar size and functionality. The study concludes that it takes ten
to eighty years for a new building that is 30% more efficient than an average
building to overcome, through efficient operations, the negative climate
change effects of the construction process.29 Although more research needs
to be done in this area, these studies illustrate there are considerable carbon
savings and avoided impacts on the environment with building reuse and
retrofit over demolishing and building anew.
Building value can also be assessed by the negative environmental impacts
created by demolition. Although recovery and recycling of building material
from demolition has increased significantly in the industry, 40% of all landfill
waste is attributed to building debris or construction and demolition (C&D)
waste.30 According to the Environmental Protection Agency, the building
industry contributes 136 million tons of C&D waste to our landfills each year,
about two-thirds of all nonindustrial solid waste generation in the United
States.31 The average building demolition yields 155 pounds of waste per
square foot, while the average new construction project yields 3.9 pounds
of waste per square foot of building area.32
This increase in waste has a profound adverse impact on our landfills.33
Diverting landfill waste through demolition recycling is a positive practice, yet
it is still not a national industry standard because it is often cost-prohibitive,
not locally available, or simply not done. Recycling rates reported by the
construction industry and government agencies tend to overstate how much
The Laundry Supply Building in Seattle was recently renovated using new, innovative Outcome-
Based Energy Codes, which allow more flexibility for retrofits based on actual performance,
rather than current energy codes that can be troublesome for existing buildings. It also met
LEED™ Platinum certification, the highest standard for green building. (Photo courtesy of
author.)
debris is saved from landfills. Old buildings typically contain hazardous ma-
terials like asbestos insulation or items covered in lead paint. That hazardous
waste is hauled away to specialized landfills before demolition begins, and
often isn’t even counted in recycling statistics.34 Building material recycling
has valuable environmental benefits on many levels yet it still it doesn’t solve
the primary problem of resource extraction and the building sector’s appetite
for newly extracted raw materials as well as the energy that is consumed
building new structures. Recycling also typically results in what is called
‘‘down-cycling,’’ the process of recycling into lower-value products. That
means new construction keeps consuming new, high-value materials like
concrete and lumber, requiring additional energy consumption and resource
extraction. A recent study by the National Trust’s Preservation Green Lab
concludes that it takes ten to eighty years for a new building that is 30% more
efficient than an average building to overcome, through efficient operations,
the negative climate change impacts related to the construction process.
34. [1] ‘‘Construction Debris: Where Seattle’s Old Buildings Go to Die,’’ John Ryan, nar-
rator, KUOW Seattle Public Radio, January 10, 2013, http://kuow.org/post/construction-debris-
where-seattles-old-buildings-go-die
35. Frank Peter Jager, ed., Old & New: Design Manual for Existing Buildings (Basel,
Switzerland: Birkhauser Verlag, 2010), 7.
36. William Hollingsworth Whyte, The Social Life of Small Urban Spaces (Washington, DC:
Conservation Foundation, 1980).
The Kolstrand Building in Seattle is just outside the Ballard Historic district, yet its renovation on
a formerly desolate stretch of the neighborhood has spurred revitalization of the community. As
the building is designated as a non-historic structure, the architects of the Kolstrand Building
could play with the front façade, extruding windows out the front to create interior window ‘‘boxes’’
along with adding energy efficient window systems. Historic regulations generally restrict the
front façades from being altered in such dramatic ways, yet the design here creates an exciting
dynamic between the old and the new fabric of the building. (Photo courtesy of author.)
richly layered textures of the past.37 This concept produces an evolving theory
of design that moves from the modernist conception of the blank site and
single authored building to the layered design approach of multiple narratives
over time. Therefore, existing buildings that are rehabilitated for future use
become like the environment itself: adaptable, dynamic organisms of change
and continuity.
37. Witold Rybczynski, ‘‘The Bilbao Effect: Public Competitions Don’t Necessarily Produce
the Best Buildings,’’ The Atlantic Monthly, September 2002.
38. Jane Jacobs, Death and Life of Great American Cities (Random House, Inc. New York,
1961).