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Paper ID GTJ11387
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ABSTRACT: Several innovative foundation techniques have been suggested for reducing the detrimental heave of foundations in expansive clays.
This paper presents another innovative technique in the form of a granular pile anchor-foundation (GPAF) system for arresting heave and for
improving the overall engineering behavior of expansive clay beds. In the GPAF system, the foundation is anchored at the bottom of the granular
pile to an anchor plate through an anchor rod. As a result, heave of the foundation is reduced. The laboratory model tests using this new concept of
the GPAF system revealed that the heave of the expansive clay beds was reduced by about 96 %. The development of final heave was faster in the
case of the expansive clay beds reinforced with the GPAF system. The undrained strength of the clay surrounding the granular pile anchor improved
by about 20 %. The tests on two-group granular pile anchors indicated that heave was reduced to a minimum value when the spacing between the
granular pile anchors was kept at twice the pile diameter. The compressive load response of the expansive clay bed reinforced with granular pile
anchors also improved. The pull-out load of the granular pile anchors increased with increasing diameter and the relative density of the pile.
KEYWORDS: expansive clays, innovative foundations, granular pile anchor foundation (GPAF), heave, relative density, pull-out load
Introduction (GPAF) system is presented. The results of the tests showed that,
while the heave of the expansive clay beds reduced by as much
Expansive soils undergo detrimental volume changes corre-
as 96 %, the rate of heave improved. The shear strength of the
sponding to changes in moisture content. They swell on taking up
clay surrounding the granular pile increased. The compressive load
water during monsoon and shrink because of evaporation of water in
response of the expansive clay bed reinforced with granular pile
dry seasons. Furthermore, upon wetting during monsoon, an expan-
anchors also improved.
sive soil can swell or exhibit collapse compression depending upon
The state-of-the-art of granular piles or stone columns reveals
stress and suction history of the soil (Alonso et al. 1990; Sharma
that their use as a ground-improvement technique is so far restricted
1998; Sharma and Wheeler 2000; Wheeler et al. 2003). This dual
only to soft clays and loose cohesionless deposits. Granular piles
swell-shrink behavior of expansive soils causes distress in the struc-
have been used during the last few decades as a technique to im-
tures founded in them such as foundations, pavements, canal beds
prove soft cohesive soils and loose cohesionless deposits (Thorburn
and linings, and residential buildings. The annual cost of damage
and McVicar 1968; Greenwood 1970; Hughes and Withers 1974;
to the civil engineering structures is estimated at £150 million in
Priebe 1976; Aboshi et al. 1979; Rao and Bhandari 1979; Datye
the UK, $1000 million in the United States, and many billions of
and Nagaraju 1981; Rao 1982; Ranjan and Rao 1983; and Ranjan
pounds worldwide (Gourley et al. 1993).
1989).
Different foundation techniques have been suggested for mitigat-
A mere granular pile will not be able to resist the uplift force
ing the heave behavior of expansive clays. Some of the foundation
exerted by the expansive soil on the foundation, which is tensile
practices that are in vogue are sand cushion (Satyanarayana 1966),
in nature. On the other hand, if the foundation is anchored at the
the cohesive nonswelling (CNS) layer (Katti 1978), belled piers,
bottom of the granular pile to a mild steel plate or a stiff geogrid
friction piers apart from physical alteration, and chemical stabiliza-
through a mild steel rod, the granular pile will be tension-resistant
tion (Chen 1975). This paper presents another innovative technique
and able to counteract the uplift force exerted on the foundations. In
in the form of the granular pile anchor foundation (GPAF) for re-
a granular pile anchor, the resistance to uplift is developed mainly
ducing heave behavior and improving the engineering behavior of
due to:
expansive clay beds. A laboratory model study carried out on expan-
sive clay beds reinforced with the granular pile anchor foundation
r The weight of the granular pile.
r Uplift resistance due to friction mobilized along the pile-
Received April 12, 2002; accepted for publication June 27, 2003; published soil interface, which precludes the possibility of detrimental
April 21, 2004. heave.
1 Department of Civil Engineering, University of Bradford, Bradford, West
Yorkshire, BD7 1DP, UK.
2 Department of Civil, Construction and Environmental Engineering, Town
Model tests were conducted in the laboratory on reinforced ex-
Engineering Building, Iowa State University, Ames, IA 50011. pansive clay beds in which granular pile anchors have been installed.
3 Department of Civil Engineering, JNTU College of Engineering, Kakinada
533 003, India. In small-scale model tests, the weight of the granular pile anchor
4 Department of Civil Engineering, Indian Institute of Technology, Kanpur may be neglected. Naturally, available stone and coarse sand were
208 016, India. used for the installation of granular piles. Results of model studies
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indicated the efficacy of the granular pile anchors as an effective TABLE 1—Index properties of the soil.
foundation technique in expansive clays. This paper discusses the
tests and results. Specific gravity 2.73
Gravel, % 0
Sand, % 14
Experimental Program Silt, % 44
Clay, % 42
A series of laboratory model tests was conducted in this experi- Liquid limit, % 79
mental program. The aim of this experimental study was to explore Plastic limit, % 26
the efficacy of the novel concept of the granular pile anchor foun- Shrinkage limit, % 10
Plasticity index, % 53
dation (GPAF) system as an innovative foundation technique in USCS classification CH
expansive clays. An extensive laboratory program was conducted Free swell index, FSI ( %) 190
to study the efficacy of the GPAF system in improving the engi-
neering behavior of expansive clay beds. The heave behavior of
TABLE 2—Variables in respect of granular piles.
the expansive clay bed reinforced with GPAF was studied by con-
ducting 81 heave tests. The compressive load response was investi- Length, Diameter, Relative
gated by performing three load tests. Pull-out resistance of granular L g (mm) Dg (mm) density, Dr
pile anchors was also examined. In total, six pull-out tests were
300 30 0.5
conducted. 400 40 0.6
500 50 0.7
Test Materials
The expansive clay used in this investigation was collected from 1. The initial water content (w i ) of the expansive clay was kept
Amalapuram of the State of Andhra Pradesh, India, from a depth constant at 14 % in all the tests, but the initial dry unit weight
of about 1.5–2.0 m below the ground level. Table 1 summarizes the (γdi ) was varied as 13, 14, and 15 kN/m3 . The variables studied
index properties of the expansive clay. The granular material that in respect of granular piles are shown in Table 2. Using all
was used for the installation of the granular piles was a mixture these variables in different combinations, a total of 81 tests
of 20 % stone chips whose particle size ranged between 6 and were conducted for studying the heave behavior. The height
10 mm and 80 % coarse sand with size varying between 2.4 and of the expansive clay bed and the granular pile anchor were
4.8 mm. The stone chips were crushed basalt and sub-rounded to the same in all the tests. A square mild steel plate of size 100
sub-angular in shape. It was found from pilot studies that, at this by 100 mm was used as the surface footing in the heave tests.
proportion of 20:80, the granular material could be compacted over 2. As shown in Fig. 1, a sand layer was laid at the bottom of the
a wide range of relative density values, as this proportion gave test tank and leveled with a rammer. Four metal sheets of equal
the largest difference between the maximum and minimum void width (290 mm) were pushed into the sand layer to a depth of
ratios. about 30 mm so as to form a square box at a uniform distance
The specific gravity, G, of the granular pile material was deter- of 10 mm from the sides of the tank. This gap of 10 mm was
mined using a pycnometer. The maximum and minimum void ratios filled with sand to form vertical sand packing for saturating the
of the granular pile material were determined from the pilot tests. expansive clay bed quickly. A casing pipe of diameter equal to
The natural void ratio, eo , of the granular pile material was calcu- that of the granular pile was pushed vertically into the bottom
lated by choosing the relative density (Dr ) at which the granular sand layer exactly at the center of the tank. A mild steel rod
pile was to be compacted. of 8 mm diameter, with a mild steel circular plate of diameter
equal to that of the granular pile fastened to it, was inserted
vertically into the casing pipe so that the plate would be on the
Variables Studied and Procedure of Compaction
top of the bottom sand layer.
Tests were performed in metal tanks 300 by 300 by 900 mm. The 3. The weight of the expansive soil required was divided into a
wall thickness of the metal tank was 1 mm. The various variables convenient number of equal parts, each part having to be com-
studied are as detailed below: pacted to the predetermined height, ensuring that the desired
FIG. 1—Experimental set-up showing granular pile anchor foundation (GPAF) system.
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SHARMA ET AL. ON GRANULAR PILE-ANCHOR FOUNDATION 3
unit weight was attained. Each part of the soil was carefully was saturated and heave measured at different radial distances from
placed in the tank such that it did not enter the casing pipe the centers of the granular pile anchors.
and compacted with a rammer. The expansive clay bed was
compacted in layers of 50-mm thickness. The height of the
compacted layer was checked. The amount of the granular Compressive Load Tests
pile material required for the particular relative density was To assess and compare the load-settlement behavior of expansive
taken and divided into a convenient number of equal parts, clay beds alone (unreinforced), granular pile anchors alone and
each part having to be compacted to the required height that composite ground (granular pile and clay together) load tests were
ensured uniform relative density. conducted by placing the bearing plate on:
4. During the process of compaction, the casing pipe and the
metal sheets, used for forming the space for sand packing, were r The saturated expansive clay bed alone.
also withdrawn gradually. Sand was poured into the space so r The granular pile anchor alone.
that continuity of sand packing was maintained. The process of r Both the clay and the granular pile anchor (the bearing plate
compacting the expansive clay bed, the granular pile, and the
sand packing was continued till the clay bed and the granular resting on both).
pile were compacted to the same height. When the compaction
was over, the metal sheets and the casing pipe were withdrawn In all the load tests, the dry unit weight and the initial water
completely. A sand layer, 10 mm thick, was laid over the sur- content of the expansive clay bed were kept constant at 14 kN/m3
face of the compacted expansive clay bed. The surface footing and 14 %, respectively. Load was applied after complete saturation
was fastened to the top end of the mild steel rod. of the expansive clay bed. Granular piles of length 300 mm, diameter
40 mm, and relative density 60 % were used for conducting load
tests on the granular pile anchor alone and the expansive clay bed
Heave Tests reinforced with granular pile anchor.
In the case of a load test on the expansive clay bed alone, a
The expansive clay bed, reinforced with the granular pile an- bearing plate of 40 mm was used. In a load test in which the granular
chor foundation (GPAF), was wetted by adding water continuously. pile anchor alone was tested, a bearing plate of diameter equal to
Heave was monitored up to the point of saturation of the expansive that of the granular pile anchor was used. In the case of a load
clay bed. Saturation was understood to have been reached when test on composite ground (expansive clay and granular pile anchor
there was no further heave of the GPAF system. A heave-time plot together), a bearing plate of diameter 60 mm was used. The load was
confirmed saturation when the curve became asymptotical with the applied in increments of 1/5 of the expected safe bearing capacity
time axis and equilibrium has been assumed to be attained. The in all the tests. The settlements of the plates under each increment
final heave was determined. Heave was determined at different ra- were measured with the help of dial gages of sensitivity 0.02 mm at
dial distances from the center of the granular pile anchor also. Water time intervals of 1, 2.25, 4, 6.25, 9, 16 and 25 min, and, thereafter, at
contents of samples collected from various depths of the expansive hourly intervals for 24 h. The tests were continued until a maximum
clay bed were determined. load of two times the safe bearing pressure was applied.
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4 GEOTECHNICAL TESTING JOURNAL
interface formed by the granular pile and the expansive clay on the The percentage reduction in heave, S R , was also determined as the
reduction of heave. ratio of reduction in heave to the original heave of the unreinforced
clay bed and is given by the equation
Discussion (S − S )
SR = × 100 (2)
S
Heave Behavior of Expansive Clay Beds Reinforced with
Granular Pile Anchors Figure 4 shows the variation of the percent heave (S ) of the rein-
forced expansive clay bed with L g /Dg ratio for a given length of the
The amount of heave and also the rate of heave were also deter- granular pile anchor. The percent heave decreases with decreasing
mined for a 300-mm-thick expansive clay bed (without any granular L g /Dg for a given pile length. As the diameter of the granular pile an-
pile anchor) compacted to a dry unit weight of 13 kN/m3 and water chor increases, the surface area increases, and, consequently, the re-
content of 14 %. The rate and amount of heave of the unreinforced sistance to upward force also increases, reducing the percent heave.
clay bed are compared with those of the clay bed reinforced with a Figure 5 shows the effect of the relative density on the percent
granular pile anchor. Figure 3 shows that the unreinforced expansive heave of the expansive clay bed reinforced with granular pile an-
clay bed attained a final heave of 9 % in nine days. However, the chors. The percent heave decreases with increasing relative density
heave of the expansive clay bed reinforced with the granular pile an- of the granular pile for a given L g /Dg ratio. The higher the relative
chor attained a reduced amount of heave of 1.15 % in a short period density, the denser will be the packing of the granular particles, and,
of three days. The expansive clay bed reinforced with the granular consequently, the resistance offered to heave will be high. The pa-
pile anchor adjusted quickly to changes in moisture and attained rameters c and φ of the granular pile-clay interface as determined
saturation quickly because of the high hydraulic conductivity of the from shear box tests are summarized in Table 3. The increase in the
granular pile. parameter φ with increasing relative density suggests that percent
The % heave, S, is the ratio of increase in thickness of the expan-
sive clay bed to the initial thickness and expressed as
TABLE 3—Shear parameters of the granular pile-clay interface.
H
S= × 100 (1) γdi (kN/m3 ) 13 14 15
H
Dr , % 50 60 70 50 60 70 50 60 70
where H is the heave, and H is the initial thickness of clay bed.
c (kN/m2 ) 11 12 14 15 16 17 18 19 20
The percent heave obtained on reinforcing the clay beds with gran- φ (degrees) 14 18 26 24 26 28 28 29 30
ular pile anchors is denoted as S .
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SHARMA ET AL. ON GRANULAR PILE-ANCHOR FOUNDATION 5
FIG. 4—Effect of length to diameter ratio on percent heave for a given length.
heave could be reduced significantly in the case of expansive clay ular pile is more than that of the length. For a dry unit weight of
beds reinforced with granular pile anchors of higher relative den- the soil of 14 kN/m3 , a relative density of the granular pile of 60 %,
sity, as the frictional resistance offered by the granular pile to the and, for a surface area of 120π cm2 , the heave was 1.41 %, when
swelling of the surrounding soil would be high. For a field appli- the diameter of the pile was 30 mm and length was 400 mm. The
cation of the granular pile anchors in expansive clays, the drained corresponding heave is 1.15 % when the diameter and the length
strength parameters of c and φ would be relevant as it takes a long are 40 mm and 300 mm, respectively. This shows that shorter but
time for the expansive clay bed to undergo equilibrium swell against wider granular piles are more efficient in reducing heave than longer
a frictional porous medium such as the granular pile anchor. piles. Heave could be reduced to negligible values of 0.25, 0.62, and
Table 4 summarizes the values of the percent heave (S ) of the 0.75 %, respectively, for the different dry unit weights of the clay
expansive clay bed reinforced with granular pile anchors for various beds (13, 14, and 15 kN/m3 ), whereas the heave of the unreinforced
dry unit weights of the clay, different lengths (L g ) and diameters clay beds was, respectively, 6, 9, and 14 %.
(Dg ), and relative densities (Dr ) of the granular pile. For a given di-
ameter of the granular pile, S decreases with increasing length and,
Strength Behavior of Expansive Clay Reinforced with Granular
for a given length of the granular pile, it decreases with increasing
Pile Anchors
diameter of the pile because the frictional resistance increases with
increasing surface area of the granular pile, reducing the heave. For Table 5 shows the values of undrained shear strength (cu ) of the
a given surface area, however, the effect of the diameter of the gran- expansive clay in both reinforced and unreinforced conditions. The
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6 GEOTECHNICAL TESTING JOURNAL
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SHARMA ET AL. ON GRANULAR PILE-ANCHOR FOUNDATION 7
TABLE 4—% Heave of the expansive clay bed reinforced by granular pile anchors.
0.30 1.26 0.95 0.73 1.15 0.82 0.60 1.04 0.70 0.48
0.40 1.08 0.78 0.63 0.95 0.65 0.50 0.82 0.52 0.38
0.50 0.87 0.65 0.50 0.75 0.52 0.38 0.62 0.40 0.25
(b) Swell potential at γdi = 14 kN/m3 and wi = 14 % (Original % heave = 9 %)
0.30 1.75 1.25 0.92 1.60 1.15 0.87 1.44 1.04 0.80
0.40 1.52 1.12 0.86 1.41 1.04 0.80 1.30 0.96 0.72
0.50 1.35 1.00 0.81 1.24 0.94 0.76 1.14 0.82 0.62
(c) Swell potential at γdi = 15 kN/m3 and wi = 14 % (Original % heave = 14 %)
0.30 2.25 1.70 1.35 2.10 1.60 1.25 1.98 1.50 1.15
0.40 1.95 1.45 1.16 1.82 1.35 1.05 1.70 1.26 0.95
0.50 1.65 1.20 0.95 1.55 1.10 0.85 1.45 1.00 0.75
Unreinforced Reinforced
Dry Unit Clay Bed Clay Bed
Weight, γdi
(kN/m3 ) cu w f (%) cu w f (%)
sive clay bed decreased with increase in the surface area of the
granular pile anchor. For a given surface area, the increase of
the pile diameter resulted in greater reduction of the amount
of heave than the increase in the pile length. A maximum of
96 % reduction in the heave of the expansive clay beds was
obtained.
FIG. 6—Variation of penetration resistance with depth. 2. The rate of heave also became faster on the installation of gran-
ular pile anchors in the expansive clay beds. Expansive clay
beds reinforced with granular pile anchors adjusted quickly to
1. Heave of expansive clay beds could be reduced significantly changes in moisture because of the higher hydraulic conduc-
by reinforcing them with granular pile anchors. This can be tivity of the granular material. The time period required for
attributed to the frictional resistance offered to uplift force by attaining the final amount of heave in the case of reinforced
the granular piles at the pile-clay interface. Heave of an expan- clay bed was one third of that for the unreinforced clay bed.
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8 GEOTECHNICAL TESTING JOURNAL
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SHARMA ET AL. ON GRANULAR PILE-ANCHOR FOUNDATION 9
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