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851
2. Nucleation from the vapour nucleus shape factor, A Hv = heat of fusion per
Spheroidization of micron-sized solid particles is unit volume of crystal and AT = undercooling.
clearly a melting operation, however the question There is considerable uncertainty in the pre-
arises whether submicron particles prepared by R. McPHERSON
flame or plasma oxidation of aluminium halides,
condense as liquid droplets which subsequently exponential term of the nucleation equation (the
freeze, or by direct condensation to solid. experimental value [14] is of the order of 1042 cm
The partial pressure of aluminium oxides in -~ sec-1); however, this is relatively unimportant
equilibrium with liquid AlcOa at Tm and an compared with the large changes in the
oxygen pressure of 1 atm is of the order of 10 -9, exponential term produced by small tem- perature
calculated from JANAF thermodynamic data [10]. changes.
Nucleation and growth of AI20 a from the vapour The freezing of a droplet is a statistical process
must therefore occur as the liquid phase for plasma depending upon the chance formation of a nucleus,
and flame conditions in which gas temperatures and the probability of freezing will therefore
are considerably greater than T~ and initial oxide depend upon the volume of the drop and the
partial pressures are many orders of magnitude cooling rate [15]. Since the nucleation rate
greater than 10 -9 . increases extremely rapidly with decreasing
The fact that flame and plasma prepared A120 temperature, the range of solidification tempera-
particles are spherical is consistentwithcondensa- ture of a group of particles will be quite small.
tion as droplets followed by solidification, since Experimentally it has been found that the
the growth of solid from the vapour would be solidification temperature of a group of isolated
expected to lead to the formation of particles with particles is 0.82 Tm for a wide range of metals
crystalline facets because of the elimination of [16] and ionic solids [17], in the particle size range
high-index planes during growth [11 ]. This is 10 to 1000 gm and at stow cooling rates. For
supported by the observations that particles of plasma- and flame-prepared particles the cooling
Cr~O3 condensed from a plasma [4] and MgO rates are high (10 ~ to 106 ~ sec -1) so that
condensed from an arc [12] occur with crystal- solidification temperatures lower than 0.82 Tm
line facets, since the vapour pressures of these would be expected. Values of Ts for Al~O3 given
oxides are relatively high at Tm (or more correctly in Table I were calculated from Equations 1 and 3
at the solidification temperature Ts - 0.8 Tin, see for a cooling rate of 104 ~ sec -1 and assuming
below). that Ts = 0.82 Tm for particles of diameter d =
50gin, at a cooling rate of 10 -2 ~ sec -1 and that
3. Solidification of isolated droplets the nucleation rate per particle is 10 -1 sec -1
It is well established that solidification of most of under these conditions
the particles in a collection of isolated drop- lets is [13]. The pre-exponential factor, A, was taken as
initiated by homogeneous nucleation and occurs at 1043 cm-3 sec-a.
a temperature considerably below the equilibrium Turnbull [14] has pointed out that the crystal
melting point. Generally only a small proportion nucleus may not be the phase with the lowest free
of the droplets, which it is assumed contain pre- energy but an alternative structure which has a
existing nuclei, solidify at a temperature close to lower A G*. This effect was later observed
Tin. experimentally by Cech [18] who found that
The rate of nucleation is given by the classical isolated droplets of an Fe-Ni alloy solidified as the
steady-state equation bcc structure (~) rather than the equilibrium fcc
structure (V). Small particles, which had a slow
I = A exp (- AG*/kT) (1) where A may cooling rate in the apparatus used, tended to
be regarded as a constant because of the transform from ~ to ~, after solidification.
preponderance of the exponential term A similar phenomenon could account for the
AG* = 16~r73/3AGv 2. (2) formation of metastable forms in alumina particles
prepared by high-temperature tech- niques. If the
For solidification AG* may be written [13]: initial nucleus is not the equi-
AG* = Ky 8 Tm2/AHv 2 AT 2 , (3) where I
= nucleation rate per unit volume, A G* = critical TABLE I Estimated solidification temperatures (Ts) of AI~O~ as a
free energy for nucleation, k = Boltzmann's function of particle diameter for a cooling rate of 10
4 ~ sec -~
constant, 7 = interfacial surface energy, A Gv---
free-energy change per unit volume of product, K = d(~m) T~ (~
852
100 1585 10 1570 1 1550
0.1 1500
853
FORMATION OF METASTABLE PHASES IN FLAME- AND PLASMA-PREPARED ALUMINA
854
librium structure, a metastable phase will be The interfacial energies for c~-A1203 and y-
observed at room temperature if the rate of crystal A120~ have been estimated using Equation 6 and the
growth from the liquid is faster than the rate of following data:
transformation to the stable phase, and the cooling
rate after solidification is sufficiently rapid to Zi - Z~ __ 1
will increase the liquid temperature and suppress cooling rate after solidification is given by [31]
further nucleation so that, in general, solidification T- Tg/Traax -- Tg = exp (- 6hO'/pCpd) (9) where p =
would be expected to occur as a single crystal from particle density, Cv = heat capacity, Tg = gas
the first nucleus to form. temperature, Tmax = maximum part- icle
Below Tm the rate of solidification, and hence the temperature, 0 = time from nucleation until complete
rate of heat evolution, will be limited by the rate of solidification and 0'= time from solidification (0' = 0
transfer of atoms from liquid to crystal at the when solidification is com- plete). These calculations
growing interface. The mean particle temper- ature assume constant gas temperature which is
will therefore depend upon the limiting growth satisfactory for cooling rates up to approximately 104
velocity and the heat-transfer coefficient between ~ sec -~.
particle and gas. If AHm > CpAT (Cv = heat Fig. 2 shows the calculated temperature-time
capacity) the particle temperature may increase to
Tin, the rate of solidification then being controlled by
the rate of heat loss and the particle temperature
would remain at Tm until solidification was
complete. The temperature-
R. McPHERSON
858
50~ o. [40] ', ~\50%~[30] in the presence of water has been published [38].
\ \
' 50
Rate constants for both sets of data were extrapolated
2000 ~,,~ m/~ to higher temperatures and the times for 50 %
transformation have been plotted in Fig. 2. The
I900 percentage transformation of ig-AlzOz to c~-AlzO 3
was calculated by a step- wise method at 50 ~
os - . . . . ,
intervals for particles of various diameters using the
/ V\ ', \ temperature time data of Fig. 2 and Steiner et al
kinetic data to produce the results shown in Table II.
/",, i
These results show that spheroidized powders
1700 h consisting of particles larger than 10 gm would be
"~ 1600 expected to contain some ~-A12Oz, and that particles
kd larger than 50 gm would consist entirely of c~-
Al~O3. Since water vapour increases the
1500 0'llam'A
transformation rate, the particle sizes at which c~-
A120 3 is observed may be somewhat smaller for
o~ . . . .
flame prepared powders.
140 7 10-6 10-5 10-4 10-3
This analysis may be compared with experi-
lO-2 lO-~ mental observations of the structure of flame
TiME {sec) spheroidized [1, 5, 9] and plasma spheroidized [2]
alumina particles. Plummer [1 ] observed that c~-
Figure 2 Calculated thermal history of alumina A1203 did not occur in particles smaller than 15 gm
particles in an oxygen stream cooling at 104 ~ sec-L and that metastable forms did not occur in particles
Extrapolated 50 % transformation of ~-A1203 to c~- larger than 35 gm diameter. He also noted that
A1203 data in the presence of [40] and absence of changes in flame temperature had little influence on
[38] water vapour is also shown. the constitution of the particles. Cuer et al [5, 9]
observed that spherical particles with diameters in the
curves for the solidification of alumina droplets range 120 to 1200A prepared by flame oxidation of
assuming a gas cooling rate of 104 deg sec -1 and gas A1C1 a consisted of ~-A1203 whereas particles with
thermal conductivity of 2.4 • 10 .4 cal sec -1 cm -~ ~ a mean diameter of 4.7 lam prepared by passing sub-
-~ (oxygen at 1500 K) [32]. micron powder through a flame reactor consisted of
3-A12Oa and 0-A12Oa. A mixture of 8, 0- and o~-
5. Transformation to the equilibrium Al~Oz was observed in particles with a mean
structure diameter of 47 gm and the proportion of ~-AlzOz
could be increased by passing the flame tail gas
A number of metastable forms of A1203 have been through a heated tube at 1001 to 1500~
reported and of these the y, ~ and 0- modifications Das and Fulrath [2] observed a considerable
have been detected in flame- and plasma-prepared density range in alumina particles spheroidized by
materials. Studies of the de- hydration of boehmite means of an argon-hydrogen d.c. plasma jet, many of
[33] and the transforma- tion of vapour-deposited the particles in the diameter range 50 to 175 gm
amorphous alumina to c~-Al~Oa [34] indicate that x- consisting of hollow spheres. For air elutriated
A1203 and ~-A1203 are the principal intermediate particle fractions of near theoretical
forms before the formation of ~-A120~ with 0-AI~O,
as a minor constituent. Although the details of the
crystal structures of the metastable forms are not TABLE II Percentage transformation to c~-A1203 as
completely clear, it is apparent that :e, 8 and 0- a function of particle diameter
A1203 are based on a more or less distorted cubic
close packing of oxygen ions with different ordering Diameter (lam) % c~-A1203
of the A1 ions in the available octa- hedral and
tetrahedral sites [33, 35]. Gamma alumina has a 1 0 10 9 20 40 50 100
spinel structure in which all of the octahedral sites density the observed ratios of metastable to stable
are occupied and the tetra- hedral lattice has vacant phase (R) were: particle diameter 7 to
sites. The ~-A1203 form has a well-ordered 14 gm, R = 40 to 100; particle diameter 53 to 61
superspinel structure although some disorder persists ~tm, R = 2 • 10 -~. For a given particle size range
in the direction of the c-axis [33]. the value of R varied with apparent density, for
The kinetics of the transformation of sub- micron example in the diameter range 61 to 74 gm the
~'-A1203 to c~-A1203 has been studied by Steiner et value of R ranged from 103 at 30 ~o theoretical
al [36]. The presence of water vapour has been density to 0.1 at approximately 80 theoretical
reported to increase the transformation rate of x- density. They also observed that ~,-A1303 was the
A12Oa [37], and kinetic data for the transformation
859
predominant metastable phase in small particles nucleation theory may be criticized on the grounds
but the proportion of 3-A1203 increased with that the free energy of nucleus formation is
increasing diameter. derived from macroscopic quantities, and in
The calculated particle diameters of 10 gm at particular the macroscopic interracial energy is
which c~-A1203 is first observed and 50 gm at used for nuclei which consists of only a few
which o~-AI~O, is the predominant phase is there- hundred atoms. However, there appears to be no
fore in good agreement with the experimental data. completely satisfactory alternative at the present
The effect of porosity on the structure finally time and in the case considered here it is the
observed [2] is consistent with the hypothesis that relative free energies of nucleation of alternative
~-A1~O3 is formed by trans- formation of ),- structures which are important rather than absolute
A1203 during the solidification exotherm since a values of nucleation rate.
hollow spherical shell would be equivalent to a Although a number of assumptions have been
smaller solid particle. made and the results of the calculation of
Sprayed alumina coatings are formed by the nucleation energy barriers must be regarded as
solidification of liquid droplets which flatten as approximate, the available data suggest that ~-
they strike the surface [6]. The particles are A12Oz will form by homogeneous nucleation in
therefore rapidly quenched when sprayed onto a isolated liquid droplets of alumina, basically
cool substrate and the transformation to ~-Al~O3 because of its lower liquid-solid interracial energy.
is suppressed. Alpha alumina may be formed if the In physical terms the interfacial energy reflects the
cooling rate is reduced by spraying onto a heated difference in structure between the crystalline
substrate; however, a substrate tempera- ture of phase and the liquid, and the nucleus would
1450~ is required for the preparation of therefore be expected to be the phase with
completely c~-A12Oa coatings [8]. structure most nearly approaching that of the
Kinetic data for the 7-A1203 to 3-A1203 liquid. From this point of view, Plummer's
transformation are not available, however the suggestion [1] that the metastable phase observed
transition to 3-A1203 would be expected to has a structure closer to that of the liquid would
nucleate more easily than that to ~-A1203 since it seem correct; however, it is not a matter of
does not require rearrangement of the oxygen ions. "quenching in" of the liquid structure since ~-
Dragoo and Diamond [34] suggest that 3-A12Oa A1203 nuclei would form in isolated droplets
is formed from ~,-Al~O3 in the tempera- ture irrespective of cooling rate.
range 800 to 1200~ Evidence for the nucleation of Das and Fulrath [2] also suggested that the
y-AlzO3 rather than other meta- stable forms is formation of metastable alumina phases in plasma-
provided by the observation of y-A1203 in sprayed material was associated with nucleation
sprayed coatings [6, 7] and small particles kinetics but they did not take into account the
prepared by d.c. plasma spraying into air [2] in possibility of transformation to ~-AI~O 3 after
which the rapid cooling rate after solidification nucleation. Moreover, their approach of
could be expected to suppress the ~,-A1203 to 3- considering the effect of cooling rate on the ratio
A1203 transformation. Delta- alumina is observed of nucleation rates of two phases will only be
in powders prepared by flame [1, 5] and r.f. applicable if the critical nucleation free energies of
plasma [4] methods in which the cooling rate after the two phases are quite close at Ts.
solidification is consider- ably lower. If y-AlzO3 is nucleated, the factors which
determine the phase finally observed are the
6. Discussion thermal history of the solid during and after
When a number of alternative crystalline forms
R. McPHERSON
861
solidification, and the kinetics of transformations from 5. J. P. CUER, J. ELSTON, and s. J. TEICHNER, Bull. Soc.
7-A120~ to phases with lower free energies of Chim. France (1961) 89.
formation. The temperature-time relationship during the 6. N. N. AULT, J. Amer. Ceram. Soc. 40 (1957) 69.
solidification exotherm, which deter- mines whether 7. P. ZOLTOWSKI, Rev. Int Hautes Tempdr et Refract 5
transformation to ~-A1203 will occur, depends basically (1968) 253.
upon particle diameter and is relatively insensitive to the
overall cooling rate of the gas stream, or possible 8. J. P. HUEFADINE and A. G. THOMAS, Powder Met. 7
variations of gas thermal conductivity. This explains the (1964) 290.
observations that the diameter range over which ~- 9. J. e. CUER, J. ELSTON, and s. J. TEICHNER, Bull.
A1203 occurs in spheroidized particles is very similar Soc. Chim. Franc. (1961) 94.
for particles spheroidized in flames, d.c. plasma jets and 10. D. R. STULL, ed., "JANAF Thermochemical Tables"
r.f. plasmas. The cooling rate after solidification (Dow Chemical Co, Michigan, 1967).
however will tend to control the transformation from 7- 11. K. g. JACKSON, O. R. UHLMANN, and J. o.
A12Oa to intermediate polymorphs. Thus 7-A1203 is HUNT,
observed in coatings and small particles spheroidized in
J. Crystal Growth 1 (1967) 1.
a
12. J. D. HOLMGREN, J. O. GIBSON, and c. SHEER~ "Ultrafine
d.c. plasma jet in which rapid cooling rates are achieved,
Particles", ed. W. E. Kahn (Wiley, New York,
whereas 3-AI~O3 and 0-Al~O3 are observed in flame
1963).
and r.f. plasma-spheroidized particles with relatively
slow cooling rates after solidification. 13. o. TURNBULL, jr. Chem. Phys. 18 (1950) 768.
Similar considerations as those discussed in this 14. Idem, ibid20 (1952) 411.
paper could apply to the formation of meta- stable 15. E. K. BIGGS, Proc. Phys. Soc. B.66 (1953) 688.
phases of other materials prepared by high-temperature 16. o. TURNBULL, J. Appl. Phys. 21 (1950) 1022.
techniques andit is possible that previously unreported
17. E. R. BUCKLE, Discuss Faraday Soc. 30 (1960) 46.
metastable phases could be formed in other systems. In
the case of sub- micron particles of TiO2 prepared by 18. R. E. CECIl, Trans. AIME 206 (1956) 585.
plasma [41] or flame [42] oxidation of TIC14 and 19. E. R. BUCKLE, Proe. Roy. Soc. A261 (1961) 189.
plasma-spheroidized titania [26, 42], a similar particle- 20. W. O. COURTNEY, ./. Chem. Phys. 36 (1962) 2009.
size dependence of constitution is observed, the
21. g. S. SKAPSKI, Acta Metallurgica 4 (1956) 576.
metastable anatase form generally occurring in small
particles and the equilibrium rutile form occurring in 22. A. I. KAZNOEF and L. N. GROSSMAN,
large particles. The particle-size range over which rutile "Thermody- amics of Nuclear materials"
becomes the predominant phase is however not clearly (International Atomic Energy Agency, Vienna
defined and appears to be sensitive to the presence of 1968), 25.
foreign ions [41, 43] an effect which is probably 23. T. YOKOKAWA and o. J. KLEPPA, J. Phys. Chem.
associated with the sensitivity of anatase-rutile 68 (1964) 3246.
transformation to impurities and stoichiometry [44]. 24. v. s. TOULOUKIAN ed., "Thermophysical
Properties of High Temperature Solid Materials"
(MacMillan, New York, 1967).
Acknowledgements 25. w. D. KINGERY, Jr. Amer. Ceram. Soc. 42 (1959) 6.
The work described in this paper was carried out whilst 26. R. K. BAYLISS, private communication.
the author was on leave from Monash University, with 27. E. CABANNES~ J. CHAPELLE~ M. DECROISETTE~ and A.
the Division of Inorganic and SY, Rev Int. Hautes Temp. et Refract. 2 (1965) 297.
Metallic Structure, National Physical Labora- tory. 28. S. A. PANFILOV and YEU. V. TSVETKOV, Teplofizika
Thanks are due to Monash University for providing the Temperatur 5 (1967) 294.
opportunity and the National Physical Laboratory for 29. J. w. CAHN, W. B. HILLm, and G. w. SEARS,
provision of facilities. Helpful discussions with Acta Metalltcrgica 12 (1964) 1421.
colleagues at NPL are gratefully acknowledged.
30. J. D. MCKENZlE, Adv. Inorg. Rad. Chem. 4 (1962)
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2. A. R. DAS and R. M. rULRATH, "5th Int. Syrup. New York, 1967).
Reactivity of Solids", ed. G. M. Schwab (Elsevier, 32. Y. s. TOULOUKIAN ed., "Thermophysical
Amsterdam 1965). Properties of Matter" Vol. 3 (Plenum, New York,
3. J. HARVEY, H. I. MATTHEWS, and ft. WILMAN, Discuss 1970).
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33. B. c. LIPPENS and J. H. DE BOER, Acta Cryst. 17
4. T. I. BARRY, R. K. BAYLISS, andL. E. LAY,./. Mater. Sci. 3 (1964) 1312.
(1968) 229.
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863