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The Journal of International Medical Research

2009; 37: 779 – 790

Infrared Thermography Based on


Artificial Intelligence as a Screening
Method for Carpal Tunnel Syndrome
Diagnosis
B JESENŠEK PAPEŽ1, M PALFY1, M MERTIK2 AND Z TURK1
1
Department of Physical Medicine and Rehabilitation, Medical Centre Maribor, Maribor,
Slovenia; 2Faculty of Information Studies, Novo Mesto, Slovenia

This study further evaluated a computer- all hands (healthy and pathological) based
based infrared thermography (IRT) system, on dorsal images and > 80% of hands when
which employs artificial neural networks only severely affected and healthy hands
for the diagnosis of carpal tunnel syndrome were considered. Compared with the gold
(CTS) using a large database of 502 thermal standard electromyographic diagnosis of
images of the dorsal and palmar side of 132 CTS, IRT cannot be recommended as an
healthy and 119 pathological hands. It adequate diagnostic tool when exact
confirmed the hypothesis that the dorsal severity level diagnosis is required, however
side of the hand is of greater importance we conclude that IRT could be used as a
than the palmar side when diagnosing CTS screening tool for severe cases in
thermographically. Using this method it populations with high ergonomic risk
was possible correctly to classify 72.2% of factors of CTS.

KEY WORDS: CARPAL TUNNEL SYNDROME; DIAGNOSIS; INFRARED THERMOGRAPHY; SKIN TEMPERATURE;
ARTIFICIAL INTELLIGENCE

Introduction and degree of compression of the median


Carpal tunnel syndrome (CTS) is attributed nerve. The first symptoms affect the sensory
to compression of the median nerve inside nerve fibres but, as the compression persists,
the carpal tunnel. Tendinitis of the flexor motor nerve fibres undergo damage as well.3
tendons is thought to be one of the most Clinical signs and symptoms alone are not
common causes of median nerve sufficient to confirm the diagnosis and
compression due to increased pressure in the electrodiagnostic tests, such as
carpal tunnel caused by oedema.1 CTS is the electromyography (EMG), are needed, but
most frequently encountered peripheral they are expensive and cause discomfort.
entrapment neuropathy, and is associated Infrared thermography (IRT) is an
with major costs for medical treatment and excellent method of examination, and is
workers’ compensation.2 The clinical useful because if is safe, painless, non-
symptoms of CTS depend on the duration invasive, easy to reproduce and has low

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running costs.4 It measures heat emitted Patients and methods


from a surface, according to black body PATIENTS AND STUDY DESIGN
radiation law. Herrick and Herrick5 Patients were selected from a pool of patients
maintained that thermal patterns of CTS referred by general practitioners and various
showed a decreased vascular heat emission specialists in Maribor (Slovenia) and the
pattern over the median nerve distribution. surrounding areas to the Department of
Tchou et al.6 demonstrated the high Physical Medicine and Rehabilitation,
sensitivity and specificity (ranging between Medical Centre Maribor, from March 2007 to
98% and 100%) of IRT in the diagnosis of October 2008. The exclusion criteria were:
unilateral CTS. Despite many years of previous operation for CTS, negative
searching for a practical use for IRT as a electrodiagnostic test for CTS, and abnormal
diagnostic tool for peripheral nerve injuries, hand anatomy (amputations, injuries, other
including CTS, it has not become an anomalies) that would prevent the
established tool and is considered to be fairly acquisition of standard images of the hands.
unreliable.7 Volunteers who did not exhibit symptoms of
During our preparations for the study we CTS and who were subsequently confirmed
found that the manual analysis of thermal by EMG as not having CST were used to
images can be a tedious job, where accuracy acquire images of healthy hands (dorsal and
is of extreme importance as small errors in palmar views).
defining the areas of interest can lead to All patients were informed about the trial.
significant differences in the measured The method used was non-invasive and
temperatures. This led us to look for a better, none of the patients had any objections to
more accurate method which resulted in our their voluntary participation. The study
software module being developed, which protocol was approved by The National
consists of two modules: the first module Medical Ethics Committee of the Republic of
performs image segmentation and extracts Slovenia.
temperature readings, while the second The diagnosis of CTS was based on
module performs image analysis and symptomatology (paraesthesias and pain
attempts to diagnose CTS.8 Diagnosis relies mainly at night) and clinical examination
on previously acquired knowledge from (Phalen test, Tinel test, sensibility and motor
other images stored in an artificial neural evaluation), and was confirmed by nerve
network (ANN). The results appeared to be conduction studies (NCS).10 – 12 On the basis
very reliable: classification success rates were of NCS carried out according to the criteria of
usually > 80% when focusing on the dorsal Stevens,13 the severity of CTS was divided
side of the hand,8 which suggests that this into three groups: (i) mild CTS, prolonged
artificial intelligence-based IRT technology median sensory latency and normal distal
could be used to diagnose CTS. However, motor latency; (ii) moderate CTS, prolonged
only 112 images were available (with 56 median sensory latency and prolonged distal
dorsal views),8 which was not very many motor latency; and (iii) severe CTS,
bearing in mind the important role that the prolonged median sensory latency and
learning process plays in ANN prolonged distal motor latency with either
development.9 Since then, the image absent sensory nerve action potentials or low
database has grown considerably and the amplitude or absent thenar compound
present study reports the most recent results. muscle action potentials.

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IMAGE ACQUISITION AND capability to extract similarities from


SOFTWARE seemingly unrelated data.14 The software
As reported previously,8 all images were application modules as well as the ANNs are
taken with a Neo Thermo TVS-700 camera described in detail below.
(NEC Avio Infrared Technologies, Tokyo,
Japan) with a resolution of 320 × 240 pixels IMAGE SEGMENTATION AND
from a standard distance of 80 cm under EXTRACTION OF DATA
similar ambient conditions (room The Neo Thermo TVS-700 camera is capable
temperature 23 ± 2 °C; relative humidity 56 ± of recording pixel temperatures to an
8%). The thermography guidelines issued by accuracy of 0.04 – 0.08 °C, depending on the
the International Academy of Clinical image acquisition conditions such as distance
Thermography were taken into to target, its emissivity, ambient temperature,
consideration.7 Patients were required to relative humidity and closeness to other
position their hands as parallel as possible to potentially irradiating bodies. After each
the camera lens and to spread their fingers pixel was read from a proprietary image file
wide apart (Fig. 1). A software application format and its temperature calculated using
that we developed specifically for image formulae provided with the camera, the
segmentation and extraction of temperature image was displayed on a screen and a
readings from acquired images was used. By simple, yet efficient, edge-detection algorithm
utilizing an ANN, the extracted data were was used to trace an outline of the depicted
then used in an attempt to diagnose CTS. hand. To ensure the accuracy of edge
Although there are many data mining detection, a sufficient contrast (temperature
techniques suitable for this kind of pattern difference) between the hand and its image
recognition, ANNs were chosen due to background needed to be created before the
previous positive experience and their image was taken. For this purpose, a cooled

FIGURE 1: Typical thermal image of the dorsal side of a patient’s hand

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towel was placed underneath each hand, CLASSIFICATION USING AANs


making sure that the hand never came into The increasing volume of data in modern
contact with it. The segmentation process science calls for computer-based approaches
took place once the outline of the hand had in order to extract useful information. Data,
been extracted from the image background. numerical and otherwise, must be analysed
Since the goal was to measure differences in and processed to convert them into
the temperature of the different skin information that informs, instructs, answers,
segments and, taking into consideration the or otherwise aids understanding and
conclusions of previous studies,5,15,16 the decision-making. Data mining techniques
hand was divided into 12 areas of interest: provide a variety of different automated
fingers (five segments), metacarpus (five sophisticated tools for data analysis and
segments) and carpus with wrist (two there is now an explosive growth of methods
segments) (Fig. 2). This was done by in the data mining field.17,18 ANNs are
calculating the hand’s centre of mass and amongst the best known and established
determining characteristic points at the machine-learning tools with their origins
hand’s edge (e.g. at the fingertips and dating back to 1943, when McCulloch and
between the fingers). The mean temperature Pitts19 introduced a mathematical model of a
of each segment was calculated and, together neural cell – an artificial neuron (Fig. 3).
with the ambient temperature, stored in an Since then, and especially in the two decades
output file. since Rumelhart et al.20 introduced a new

FIGURE 2: Typical thermal image of the dorsal side of a patient’s hand after
segmentation into 12 areas of interest: fingers (five segments), metacarpus (five
segments) and carpus with wrist (two segments)

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A0 = 1

W0

A1

W1
I
N
P
W2 Sum Output
U
T
A2
Σ
S Input Activation
function function

Wn

An

FIGURE 3: Mathematical model of an artificial neuron (A0, A1, etc. represent attributes
[inputs]; W0, W1, etc. represent the weight of each input, which changes with the
learning process)19

weight-adaptation algorithm for multilayer interconnections. When such a network is


neural networks in 1986, ANNs have been viewed in an illustrative format, neurons can
increasingly used in problem domains be represented as nodes and
involving classification and decision- interconnections as edges (Fig. 4). For a
making; with multilayer perceptrons (also better understanding, it should be pointed
known as ‘feed-forward back-propagation’ out that an ANN can be trained to adapt its
neural networks) being the most widely used parameters (weights) through a machine-
topological variation.21 learning process (artificial intelligence) and
We decided to implement our own version it can, consequently, learn to classify input
of a multilayer perceptron, designed objects correctly. In the present study, the
especially for the purpose of classifying CTS input object was a hand, described by its
cases and coded in the C# programming numerical features (i.e. mean temperature of
language, giving us full control over the different segments) and the classification
machine-learning process. A detailed result was a simple decision of whether or
description of multilayer perceptrons is not the hand was affected by CTS. Another
beyond the scope of this article and is well variation of an ANN was also used, where
documented in the literature.17,21,22 In short, the classification result was more complex,
an ANN is an abstract computational model giving the CTS severity level according to
of the human brain. Like the brain, an ANN NCS (ranging from 0 [normal] to 3 [severe]).
is composed of (artificial) neurons and To test the reliability of an ANN, the data

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Inputs Hidden layer 1 Hidden layer 2 Output layer

In1

In2 Out1

Out2

Inn

FIGURE 4: Illustrative view of an example of an artificial neural network (multilayer


perceptron)

to be classified are usually divided into two images, only from dorsal images, only from
sets. The first set consists of cases used for the palmar images, and data from dorsal
learning process through which the ANN images of healthy and severe cases only).
adapts itself. The second set consists of cases Each time a fully connected multilayer
previously unknown to the trained ANN. perceptron with two hidden layers (nine
These cases are then classified and the results neurons in the first hidden layer, five
compared to actual class values. In theory, if neurons in the second hidden layer) was
the training set is large and diverse enough, used and 100 training repetitions were
an ANN can accumulate enough knowledge carried out (each case from the training set
to classify unknown objects reliably. In the was used 100 times). ANN topology and
present study, the training set was training process parameters were chosen
constructed by computer random selection according to the results of our previous
and represented 80% of the whole set, with work.8,14 Each classification was repeated five
the remaining 20% used for testing the times, each time using a randomly selected
classification reliability. Before training training set of 80% of all hands (200 or 148
started, the temperature of each individual hands when mild and moderate CTS cases
segment was normalized according to the were omitted), and the percentage of
mean temperature of the whole hand. This successful classifications was calculated from
ensured that differences in the temperatures the mean of the five attempts.
of hands between different people did not
influence the classification outcome. Such STATISTICAL ANALYSIS
temperature differences between individuals All statistical analyses were performed using
are common and usually unrelated to any the R Project for Statistical Computing, a
pathology. The remaining cases were then software language and environment for
classified. Different classification attempts statistical computing, which is available as
were carried out by altering the inclusion free software under the terms of the GNU
criteria for the input set (data from all General Public License.23 Where appropriate,

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data were presented as mean ± SD or as beneficial influence of palmar segments on


percentages. Comparisons between patient the outcome of classification, this study
and volunteer groups regarding segment focused on dorsal segments. The mean
temperatures were analysed by the non- classification success rate of five
parametric Mann–Whitney–Wilcoxon test classification runs, when only dorsal
since it can be used to compare two segments were included and no distinction
independent groups of sampled data and, was made between patients with different
unlike the parametric t-test, it makes no NCS severities, was 72.2% (Table 1). When
assumptions about the distribution of the all segments were included (dorsal and
data (e.g. normality). A P-value of < 0.05 was palmar), however, the mean success rate
considered to be statistically significant. dropped considerably to 62.0% (Table 2),
and even more so when only palmar
Results segments were considered (58.0%; Table 3).
A total of 71 patients and 57 volunteers These results would suggest that palmar
participated in the study. In total, 502 images segments are not as important as dorsal
of 251 hands (dorsal and palmar side of each segments and they may even interfere with
hand) were acquired; of these, 132 were successful classification. This presumption
healthy and 119 were pathological. Out of 71 was supported by statistical analysis. A non-
patients there were 52 females and 19 males parametric Mann–Whitney–Wilcoxon test
(mean age 56.8 years, range 23 – 90 years), was performed, which confirmed the
who contributed 274 images of 137 hands importance of dorsal segments when
(the exclusion criteria meant that only one compared with palmar segments for the
hand was suitable in five patients). According diagnosis of CTS using IRT (Table 4). With
to CTS severity based on NCS, there were 33 one exception, the temperature of all dorsal
mild, 33 moderate and 53 severe cases, while segments of the patients’ hands was
18 hands were unaffected. The volunteers (35 significantly different compared with the
females, 22 males; mean age 47.6 years, healthy hands of volunteers (P < 0.05).
range 25 – 74 years) contributed 228 images Furthermore, when the analysis was focused
of 114 healthy hands. only on severe cases (according to NCS) and
As our preliminary results8 showed no omitted the mild and moderate cases from

TABLE 1:
Mean classification success rate of five classification runs for diagnosis when only dorsal
segments were included and no distinction was made between patients with different
severities of CTS (n = 51; 20% of all hands)
CTS correctly CTS incorrectly
Classification run classified, n classified, n Success rate (%)
1 37 14 72.5
4 38 13 74.5
3 37 14 72.5
4 36 15 70.6
5 36 15 70.6
Mean ± SD 36.8 ± 0.84 14.2 ± 0.84 72.2 ± 1.64
CTS, carpal tunnel syndrome.

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TABLE 2:
Mean classification success rate of five classification runs for the diagnosis of CTS when
dorsal and palmar segments were included and no distinction was made between patients
with different severities of CTS (n = 51; 20% of all hands)
CTS correctly CTS incorrectly
Classification run classified, n classified, n Success rate (%)
1 33 18 64.7
2 31 20 60.8
3 32 19 62.7
4 30 21 58.8
5 32 19 62.7
Mean ± SD 31.6 ± 1.14 19.4 ± 1.14 62.0 ± 2.23
CTS, carpal tunnel syndrome.

TABLE 3:
Mean classification success rate of five classification runs for the diagnosis of CTS when
only palmar segments were included and no distinction was made between patients with
different severities of CTS (n = 51; 20% of all hands)
CTS correctly CTS incorrectly
Classification run classified, n classified, n Success rate (%)
1 29 22 56.9
2 31 20 60.8
3 29 22 56.9
4 30 21 58.8
5 29 22 56.9
Mean ± SD 29.6 ± 0.89 21.4 ± 0.89 58.0 ± 1.75
CTS, carpal tunnel syndrome.

TABLE 4:
Statistical significance of the differences between segment temperatures in patients’ and
volunteers’ hands according to the non-parametric Mann–Whitney–Wilcoxon test
Statistical significance
Segment Dorsal side Palmar side
Whole hand 0.007162 0.1621 (NS)
First finger (thumb) 0.034990 0.1676 (NS)
Second (index) finger 0.029850 0.2174 (NS)
Third (middle) finger 0.017270 0.1169 (NS)
Fourth (ring) finger 0.017840 0.1701 (NS)
Fifth (little) finger 0.053060 (NS) 0.2399 (NS)
Below first finger 0.008782 0.0939 (NS)
Below second finger 0.004250 0.1610 (NS)
Below third finger 0.003147 0.1722 (NS)
Below fourth finger 0.003551 0.2700 (NS)
Below fifth finger 0.011470 0.4620 (NS)
NS, not statistically significant (P > 0.05).

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the database (n = 185), the classification segments of hands of severe CTS cases and
results improved (83.2%; Table 5). The segments of healthy hands were even more
decision to focus on severe cases only significant (Fig. 5).
originated from results of the statistical
analysis that compared dorsal segments Discussion
across different NCS severity levels (Table 6). In recent years, artificial intelligence-based
When the dorsal segments of all CTS cases systems have proved to be useful and
were compared with the corresponding successful tools that have often been used for
segments of healthy hands, there were decision support, data mining and
statistically significant differences between knowledge discovery in medicine. Despite its
all of them with only one exception (fifth practical advantages over EMG, IRT has not
[little] finger). The differences between the established itself in the field of CTS

TABLE 5:
Mean classification success rate of five classification runs for the diagnosis of CTS when only
dorsal segments of severe cases and healthy hands were used (n = 37; 20% of all hands)
CTS correctly CTS incorrectly
Classification run classified, n classified, n Success rate (%)
1 31 6 83.8
2 32 5 86.5
3 29 8 78.4
4 32 5 86.5
5 30 7 81.1
Mean ± SD 30.8 ± 1.30 6.2 ± 1.30 83.24 ± 3.52
CTS, carpal tunnel syndrome.

TABLE 6:
Statistical significances of the differences between dorsal segment temperatures for
different NCS severity levels of CTS according to the non-parametric Mann–Whitney–
Wilcoxon test
Severe– Moderate– Mild– All CTS–
Segment Normal normal normal normal
Whole hand 1.79 × 10-6 0.285800 (NS) 0.237400 (NS) 0.007162
First finger (thumb) 5.07 × 10-5 0.509300 (NS) 0.244800 (NS) 0.034990
Second (index) finger 6.19 × 10-5 0.449800 (NS) 0.295100 (NS) 0.029850
Third (middle) finger 4.90 × 10-5 0.397900 (NS) 0.470900 (NS) 0.017270
Fourth (ring) finger 3.49 × 10-5 0.557500 (NS) 0.550600 (NS) 0.017840
Fifth (little) finger 4.03 × 10-4 0.619200 (NS) 0.473400 (NS) 0.053060
Below first finger 2.32 × 10-6 0.165400 (NS) 0.111200 (NS) 0.008782
Below second finger 3.36 × 10-7 0.218600 (NS) 0.166000 (NS) 0.004250
Below third finger 1.42 × 10-7 0.228700 (NS) 0.175600 (NS) 0.003147
Below fourth finger 1.24 × 10-7 0.279400 (NS) 0.176200 (NS) 0.003551
Below fifth finger 1.69 × 10-7 0.318200 (NS) 0.132300 (NS) 0.011470
NS, not statistically significant (P > 0.05).
CTS, carpal tunnel syndrome; NCS, nerve conduction studies.

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Severe CTS vs normal All CTS vs normal


1.000000
Log scale of statistical significance (P-value)

0.100000 P = 0.053060 (NS)

0.010000

0.001000

0.000100

0.000010

0.000001

0.000000

an
d b) ge
r
ge
r r
ge inge inge
r r er er er er
h h um ) fin ) fin ) fin f f f ing f ing fing fing
ole (t x le ng little
)
fir
st
on
d ird urth fifth
W
h er de dd (ri ec th fo
f ing d (in (mi rth h
(
l o w s o w low
i r st o n i r d ou F ift Be l ow B el e low Be
F c Th F B e B
Se

FIGURE 5: The statistical significances of the differences between the dorsal segment
temperatures in the group with ‘severe’ carpal tunnel syndrome (CTS) and the
‘normal’ healthy group (bottom line, data from Table 6) were even more pronounced
than the statistical significances of the differences between the dorsal segment
temperatures in all CTS severity groups and the ‘normal’ healthy group (top line, data
from Table 4) (NS, not statistically significant [P > 0.05])

diagnosis.7 Results from our previous hands. Consistent with other studies, the
research showed how an intelligent system present study clearly demonstrated the
based on an ANN can be used to classify validity of this hypothesis (Table 4).5,6,25 In
thermal images depicting healthy and CTS addition, it was ascertained that palmar
hands without the need for a cold stress test,8 segments are of no use when using IRT to
which is considered to be the standard diagnose CTS.
provocation procedure when diagnosing One of the initial goals, after achieving
nerve entrapments.24 High classification promising results on the smaller image
success rates (> 80% on several occasions) database, was to extend the classification of
were achieved on a small set of images (n = CTS cases to different severity levels
112).8 Due to the possibility of misleading according to NCS. For this purpose, the ANN
results from such a small initial image set, a was redesigned to be able to classify input
much larger database (n = 502) was then data into four different classes (normal,
acquired. The present study tested a mild, moderate and severe); however the
hypothesis, already discussed in the classification results were poor. Another
literature5 and suggested by the results of our established machine-learning tool,26 a
previous study,8 that dorsal segments are of decision tree, was also tested but did not
greater importance than palmar segments produce useful results. Thus, the idea of
when analysing thermal images of CTS trying to develop a direct association

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between ANN outputs and NCS severity and sustained wrist or palmar pressure. As
levels was abandoned. Based on statistical CTS has reached epidemic proportions in
analysis that showed the most significant many occupations and is a major cause of
differences were between severe CTS cases loss of work and workers’ compensation,1
and healthy hands, it was decided to include many researchers in both medical and non-
only severe cases. After training and testing medical fields are looking for a CTS
the ANN on this reduced database (dorsal diagnostic method that could be also used in
images of severe CTS level and healthy the area of occupational health and safety.
hands only, n = 185), the best results were According to the findings of the present
achieved with a mean classification success analysis of severe cases of CTS,
rate that exceeded 83% (Table 5). These thermography-based methods could be
results might suggest that IRT could be used recommended for screening for severe nerve
during NCS diagnostic procedures, bearing entrapments since these methods would help
in mind that it is non-invasive and patient- reduce long waiting lists for EMG
friendly when compared with EMG. investigations. The method developed and
Nevertheless, IRT cannot be recommended as described in the present study, with its clear
an adequate diagnostic tool when an exact identification of severe CTS cases, could be
diagnosis of CTS severity level is required. It used to prioritize patients on a waiting list
could, however, be used as a screening for EMG diagnosis as EMG is still the only
method when dealing with populations with reliable gold standard.
high ergonomic risk factors for developing
CTS, such as repetitive hand and wrist use, Conflicts of interest
work with vibrating tools, hand use in the The authors had no conflicts of interest to
cold, prolonged wrist extension and flexion, declare in relation to this article.

• Received for publication 22 December 2008 • Accepted subject to revision 10 January 2009
• Revised accepted 11 May 2009
Copyright © 2009 Field House Publishing LLP

References and Technology Assessment Subcommittee:


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Author’s address for correspondence


Dr B Jesenšek Papež
Department of Physical Medicine and Rehabilitation, Medical Centre Maribor,
Ljubljanska 5, SI-2000 Maribor, Slovenia.
E-mail: breda.jesensek@ukc-mb.si

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