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1 Heavy metal detoxification and tolerance mechanisms in plants: Implications for


2 phytoremediation

4 Anamika Kushwahaa, Radha Rania*, Sanjay Kumara, Aishvarya Gautama

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7 *Department of Biotechnology
8 Motilal Nehru National Institute of Technology,
9 Teliyar Ganj, Allahabad
10 Telephone: +91-532-2271240
11 Fax: +91-532-2271200
12 E-mail: radharani@mnnit.ac.in;
13 raadharaani1982@gmail.com
14
a
15 Department of Biotechnology
16 Motilal Nehru National Institute of Technology,
17 Teliyar Ganj, Allahabad
18

19 *corresponding author

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30 Abstract

31 Heavy metals such as cobalt, copper, manganese, molybdenum, and zinc are essential in trace

32 amounts for growth by plants and other living organisms. However, in excessive amounts these

33 heavy metals have deleterious effects. Like other organisms, plants possess a variety of
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34 detoxification mechanisms to counter the harmful effects of heavy metals. These include, the

35 restriction of heavy metals by mycorrhizal association, binding with plant cell wall and root

36 excretions, metal efflux from the plasma membrane, metal chelation by phytochelatins and

37 metallothioneins, and compartmentalization within the vacuole. Phytoremediation is an emerging

38 technology which uses plants and their associated rhizospheric microorganisms to remove

39 pollutants from contaminated sites. This technology is inexpensive, efficient and ecofriendly.

40 This review focuses on potential cellular and molecular adaptations by plants that are necessary

41 to tolerate heavy metal stress.

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43 Keywords: Detoxification; Heavy metals; Phytoremediation; Phytochelatins; Metallothioneins;

44 Mechanism.

45

46 1. Introduction

47 A heavy metal is a member of ill-defined chemical elements that exhibit metallic properties

48 and occur naturally in the earth’s crust. Heavy metals cannot be degraded and are stable in the

49 environment, resulting in their accumulation over time causing soil pollution. Heavy metals such

50 as cobalt, copper, manganese, molybdenum, vanadium, strontium and zinc are required in trace

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51 amounts by plants and other living organisms, but in excessive amounts these heavy metals have

52 harmful effects. Heavy metals such as mercury, lead and cadmium have no known beneficial

53 effects to organisms.

54 Nieboer and Richardson (1980) classified metals into three groups based on ligand binding
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55 preferences:

56 1. Class A metals prefer ligands with available oxygen (e.g. Li+, Na+, K+, Cs+, Be2+, Mg2+,

57 Ca2+, Sr2+, Ba2+, Al3+, Ga3+, Sc3+, and Y3+).

58 2. Class B metals bind to ligands containing sulfur or nitrogen (e.g. Tl+, Tl3+, Pb4+, Bi3+,

59 Pd2+, Pt2+, Cu+, Ag+, Au+, and Hg2+).

60 3. Class C metals have binding properties that are immediate between those of classes A

61 and B (e.g. Ga3+, In3+, Sn4+, Pb2+, As3+, Sb3+, Ti2+, V2+, Mn2+, Fe2+, Fe3+, Co2+, Ni2+, Cu2+,

62 Zn2+, Cd2+).

63 Nieboer and Richardson (1980) hypothesized that, due to specific ligand binding

64 preferences, an identical effect was observed in different organisms. They further postulated that

65 metals of the highest toxicity were included in class B (e.g. Ag+, Tl+, Hg2+, Cd2+). Class B

66 elements do not occur naturally and were found to bind strongly with cysteine (containing SH

67 group) and lysine (nitrogen containing groups) (Shaw et al. 2004).

68 The Industrial Revolution led to the increase in pollution by many folds and ultimately led

69 to the alteration of geochemical cycles as well as a shift in the balance of some heavy metals.

70 Heavy metal contamination of urban and agriculture soils is largely the result of anthropogenic

71 activities such as use of the pesticides, mining, nuclear wastes, disposal of munitions and agents

72 of war, combustion of fossil fuel, and industrial waste. However, natural processes such as

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73 volcanic eruptions, continental dusts, and other natural sources can add to the level of

74 contamination.

75 In the atmosphere, volatile heavy metals attach to particulates and can become widely

76 distributed throughout the atmosphere, traveling several miles from the site of release. Thus, the

77 lighter and smaller the particle, the greater its persistence in air (Department for Environment
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78 Food and Rural Affairs, 2008). The accumulation of heavy metals in soil can be lethal for all

79 biota. Heavy metals are toxic as they can replace essential metals in pigments or enzymes,

80 thereby disrupting their natural function (Henry 2000). If a heavy metal is exposed for a long

81 period of time, its effect becomes chronic as it is transferred up the food chain. Long-term

82 exposure to humans of heavy metals like lead, cadmium and arsenic will lead to health issues

83 including mental lapse, skin poisoning, kidney and liver malfunction, gastro-intestinal tract and

84 central nervous system disorders (USDA NRCS, 2000).

85 Excessive accumulation of heavy metals in soil is toxic to most plants. Plant roots absorb

86 heavy metal ions from the environment in excessive concentration and translocate them to their

87 shoots, which affects metabolism and stunts growth (Bingham et al. 1986; Foy et al. 1978).

88 Elevated levels of metal concentrations in contaminated soil result in loss of soil fertility,

89 agricultural yield, and decrease in soil microbial activity (McGrath et al. 1995). Cadmium is

90 most commonly accumulated by agriculturally important crops and leads to a decrease in root

91 and shoot growth, and a decrease in nutrient uptake and homeostasis (di Toppi and Gabrielli

92 1999). Thus, when these crops are consumed by organisms, it may cause severe health effects.

93 With continued increases in cadmium levels, agricultural soil will become unusable for crop

94 production. Similarly, soil contamination with cadmium leads to loss of biodiversity and activity

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95 of soil microbial communities (McGrath 1994). Some of the toxic effects of heavy metals on

96 plants are described in Table 1.

97 Many regulatory steps have been implemented and practiced to restrict the release of metal

98 pollutants into soils but they are typically not sufficient for fully evaluating contamination levels
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99 (Ghosh and Singh 2005). Techniques employed for remediation of metal contaminated soil

100 include chemical, physical and biological methods (Baker and Walker 1990). Due to the high

101 cost and low efficiency of many methods, such as excavation and landfill, thermal treatment,

102 acid leaching and electroreclamation, most are not suitable for practical and fully effective

103 applications. Moreover, these methods may cause a pronounced destruction of soil structure,

104 fertility, and other properties.

105 Recently, work has been ongoing to develop cost-effective and high-efficiency

106 technologies for the remediation of heavy metal contaminated sites (Chatterjee et al. 2011). To

107 this end, plants can be used as a possible means for the remediation of heavy metals from

108 contaminated soil (termed as phytoremediation) and is considered to be a green solution.

109

110 2. PHYTOREMEDIATION: AN OVERVIEW

111 Phytoremediation has recently become the subject of more intense public and scientific

112 interest. For chemically polluted lands, vegetation plays an increasingly important ecological and

113 sanitary role. Proper management of plants in such areas may significantly contribute to restoring

114 the natural environment. The term phytoremediation comes from the Ancient Greek word phyto

115 meaning “plant” and the Latin word remedium meaning “restoring balance.” It is a technology

116 that uses plants to treat environmental pollution problems. Plants are used either to remove or to

117 stabilize (hold in place) pollution in the soil.


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118 Microbial populations are large in rhizospheric soils with high metabolic activity compared

119 to bulk soil (Anderson et al. 1993). Microbial populations are known to affect heavy metals

120 mobility and availability to the plant through the release of chelating agents, acidification,

121 phosphate solubilization, and redox changes (Abou-Shanab et al. 2003a; Smith and Read 1997).

122 When applied to seeds or incorporated into soils some plant growth-promoting bacteria that are
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123 associated with plant roots may also exert beneficial effects on plant growth and nutrition

124 through a number of mechanisms such as N2 fixation, production of phytohormones and

125 siderophores, and the transformation of nutrient elements (Kloepper et al. 1989; Glick 1995;

126 Glick et al. 1999). The use of rhizobacteria in combination with plants increases

127 phytoremediation efficiency (Abou-Shanab et al. 2003a; Whiting et al. 2001).

128 Phytoremediation is often divided into four subsets as described in figure 1. Four subsets of

129 this technology, as applicable to toxic metal remediation from soil and water are; (i)

130 Phytoextraction – the use of metal–accumulating plants to remove toxic metals from soil; (ii)

131 Phytovolatilization – evaporation of certain metals from the aerial parts of the plant; (iii)

132 Phytostabilitzation - the use of plants to eliminate the bioavailability of toxic metals in soils; and

133 (iv) Rhizofiltration – the use of plant roots to remove toxic metals from polluted waters (Hooda

134 2007). Some plants capable of phytoremediation of heavy metals are described in Table 2.

135

136 2.1 Phytoextraction:

137 Phytoextraction, also termed phytoaccumulation, is the process of growing plants in metal-

138 contaminated soil. Plant roots translocate the metals into the aboveground portions of the plant.

139 After plants have grown, they are harvested to recycle the metals or they are incinerated. If the

140 plants are incinerated, the ash can be deposited in a hazardous waste landfill (United States

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141 Department of Agriculture NRCS 2000). Some plants are referred to as hyperaccumulators as

142 they have the ability to accumulate heavy metals. For example,- some hyperaccumulators are

143 able to accumulate Zn in concentration higher than 1%, and Cu, Pb and Ni in concentration

144 higher than 0.1% of the tissue dry weight (Baker et al. 1994). The five most common

145 hyperaccumulator species, found associated with metal mining include arsenic
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146 hyperaccumulators, Pteris vittata and Pteris cretica (Chen et al. 2002; Wei et al. 2002); Zn

147 hyperaccumulator, Sedum alfredii H (Yang et al. 2002); Cd hyperaccumulator, Viola

148 baoshanensis (Liu 2004); and Mn hyperaccumulator, Phytolacca acinosa (Xue et al. 2004).

149 Plants suitable for phytoextraction should ideally have the following characteristics

150 (Mejare and Bulow 2001; Tong et al. 2004; Adesodun et al. 2010; Sakakibara et al. 2011;

151 Shabani and Sayadi 2012):

152

153 i. High growth rate.

154 ii. Production of more above-ground biomass.

155 iii. Widely distributed and highly branched root system.

156 iv. More accumulation of the target heavy metals from soil.

157 v. Translocation of the accumulated heavy metals from roots to shoots.

158 vi. Tolerance to the toxic effects of the target heavy metals.

159 vii. Good adaptation to prevailing environmental and climatic conditions.

160 viii. Resistance to pathogens and pests.

161 ix. Easy cultivation and harvest.

162 x. Repulsion to herbivores to avoid food chain contamination.

163

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164 Hyperaccumulator plants have high metal accumulating capacity, but most of these plants

165 have a slow growth rate and often produce limited amounts of biomass when the concentration

166 of available metal in the contaminated soil is very high (Ali et al. 2012).

167

168 2.2 Phytovolatilization:


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169 Phytovolatilization is the uptake of pollutants from soil by plants, transforming these

170 pollutants into a volatile form that is then released into the atmosphere. Phytovolatilization

171 occurs in growing trees and other plants when they take up water and the organic and inorganic

172 contaminants. These contaminants can pass through the plants to the leaves and volatilise into

173 the atmosphere at comparatively low concentrations (Mueller et al. 1999). For example P.

174 vittata, grown in a greenhouse was found to be effective at volatilizing As with the removal of

175 about 90% of the total uptake of As from contaminated soils (Sakakibara et al. 2010).

176

177 2.3 Phytostabilization:

178 Phytostabilization is the use of metal-tolerant plant species to immobilize heavy metals

179 through absorption and accumulation by roots, adsorption onto roots, or precipitation within the

180 rhizosphere. By this process, metal mobility and bioavailability of metals for its entry into the

181 food chain is greatly reduced (Wong 2003). Plants can immobilize heavy metals in soils through

182 sorption by roots, precipitation, complexation or metal valence reduction in the rhizosphere

183 (Barcelo and Poschenrieder 2003; Ghosh and Singh 2005; Yoon et al. 2006; Wuana and

184 Okieimen 2011).

185 Phytostabilization is a good option for large land areas where the removal of substantial

186 amounts of polluted soil is not a viable solution. In addition, wildlife can safely eat the plants,

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187 due to low accumulation of pollutants. Phytostabilization requires the growth of a healthy and

188 strong layer of plants before human activity can resume on the land being treated.

189 Yadav et al. (2009) reported that the use of organic amendments, such as dairy sludge

190 increases plant growth and reduces bioavailability of arsenic, chromium and zinc in soil, whereas

191 biofertilizers reduces the uptake of arsenic, chromium and zinc by plants. Jatropha curcas grows
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192 in Cr-contaminated soil, and accumulates Cr in roots followed by shoots. Accumulation of Cr

193 induces oxidative stress in J. curcas and the plant is able to tolerate this stress through

194 hyperactivity of an antioxidant defense system (Yadav et al. 2010). Thus, non-edible and

195 economic plant species such as Jatropha curcas L. can be useful for the remediation of metalloid

196 and metal-contaminated soil.

197

198 2.4 Rhizofiltration:

199 Rhizofiltration is the removal of contaminants from flowing water; this can be achieved by

200 the plant itself or the microorganisms associated with the rhizosphere. Floating plants such as

201 water hyacinth and duckweed have been used in large-scale applications for the treatment of

202 municipal wastewater in Asia (Negri and Hinchman 1996). Roots of many hydroponically-grown

203 terrestrial plants, e.g., Indian mustard (Brassica juncea (L) Czern.), sunflower (Helianthus ennus

204 L), and various grasses, can effectively remove toxic metals such as Cu2+, Cd2+, Cr6+, Ni2+, Pb2+,

205 and Zn2+ from aqueous solution (Dushenkov et al. 1995). For example, Carex pendula

206 accumulates considerable amounts of lead, particularly in root biomass, and can be considered

207 for the cleanup of lead contaminated wastewaters in combination with proper biomass disposal

208 alternatives (Yadav et al. 2011).

209

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210 3. Factors influencing metals uptake by plants in soil

211 3.1 Soil Metal Concentration

212 Soils represent the major repository of trace elements over geologic time. Soils are formed

213 due to weathering of parent material and may contain different concentrations of heavy metals

214 near the surface of earth depending upon the climatic region (Krauskopf 1972).
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215 The total metal concentration of soil includes both available and unavailable forms of

216 metals. Factors which influence the total metal concentration in soil include pH, organic matter,

217 clay, and redox conditions (as will be reviewed below). These factors along with available and

218 unavailable forms of metals determine how much of the soil pool will be available to plants

219 (Wolt 1994). Trace elements enter directly and pollute the soil and water by municipal wastes

220 and indirectly by industrial wastes (McCalla et al. 1977 and Thomas et al. 1977) and fertilizers,

221 or other soil additives (Allaway 1968) thereby increasing the concentration of metals in soil.

222 Lee et al. (2001) reported that there were particularly high levels of metals such Cd, Cu, Pb

223 and Zn in the tailings of Daduk Au–Ag–Pb–Zn mine in Korea. Elevated levels of Cd, Cu, Pb and

224 Zn were found in tailing with averages of 8.57, 481, 4,450 and 753 mg/kg, respectively. These

225 metals are continuously dispersed from the mine tailings and thus increase soil metal

226 concentration. The dispersion of metals may be due to clastic movement through wind and water,

227 especially during the wet season. According to the Korean Soil Environmental Conservation Act,

228 soils containing over 12 mg/kg of Cd, 200 mg/kg of Cu and 400 mg/kg of Pb extracted by 0.1N

229 HCl solution need to be continuously monitored and not used for agricultural purposes such as

230 crop planting (Lee et al 2001). Thus, these factors result in increasing metal concentrations in

231 soil and ultimately affect the phytoremediation process.

232

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233 3.2 Soil pH

234 The pH of the solution can greatly influence the equilibrium between speciation of metals,

235 solubility, adsorption and exchange on solid phase sites (Olomu et al. 1973; Kalbasi et al. 1978;

236 Cavallaro and McBride 1984; Sauve et al. 1997). Hence, various studies have found that metal

237 bioavailability is greatly affected by soil pH (Turner 1994; McBride et al. 1997).
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238 The availability of uncomplexed ions for uptake by plants in soils mainly depends upon on

239 its solubility and thermodynamic activities (Jenne and Luoma 1977). Thus, for the successful

240 uptake by plant roots, the soluble species must occur near the vicinity of the root membrane. The

241 form of this soluble species present in soil will influence its persistence in soil solution, mobility,

242 and on the rate and extent of uptake, and most importantly its mobility and toxicity in plants

243 (Tiffin 1977).

244 EPA (1992) reported that pH directly or indirectly affects several mechanism of metal

245 retention and reported that adsorption of arsenic increased with pH. The adsorption of copper by

246 soils is also greatly dependent on pH (Cavallaro and McBride, 1980). McBride and Blasiak

247 (1979) reported that the concentration of Zn in solution increased with the increase in pH (i.e.

248 above pH 7.5). However, availability of zinc and magnesium is reported to increase with the

249 decrease in soil (Fergus 1954; McGrath et al. 1988; Turner 1994). Soil pH plays a crucial role in

250 directly or indirectly influencing in the sorption/desorption and complex formation. In general,

251 maximum retention of cationic metals occurs at pH >7 and for anion metals pH<7 (EPA 1992).

252 Thus, soil pH is known to affect plant uptake of most trace elements from soil.

253

254 3.3 Organic matter

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255 Ross (1994) reported that the organic matter in the solid phase, especially the humic

256 compounds of high molecular weight, strongly retain the metals in soils and reduces its

257 availability. Checkai et al. (1987) found that the increase in the formation of organo-metallic

258 compounds may increase the availability of trace metals to plants. Hence, bioavailability of

259 metals is inversely proportional to the organic matter in soils. For example, due to the formation
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260 of strong complexes between soil organic matter and copper ions, the availability of copper

261 decreases with the increase in soil organic matter content (Stevenson 1976, 1991, del Castilho et

262 al. 1993) . In contrast, Mn2+ is less commonly associated with organic matter than is Cu and Zn

263 (McGrath et al. 1988) as Mn2+ forms weak coordination complexes with organic matter (Olomu

264 et al. 1973; McBride 1982). Thus, the complex of metal ions with organic matter greatly affects

265 its availability to plants.

266

267 3.4 Plant-bacteria interactions

268 For successful phytoremediation, the roots of plants are required to interact with a large

269 number of different microorganisms (Glick 1995). The functioning of associative plant-

270 bacterial symbioses in heavy-metal-polluted soil can be affected by both micropartners (plant-

271 associated bacteria) and the host plant. Soil microbes play crucial roles in the recycling of plant

272 nutrients, maintenance of soil structure, detoxification of noxious chemicals, and control of plant

273 pests and plant growth (Elsgaard et al. 2001; Filip 2002; Giller et al. 1998). Thus, the capacity of

274 plants used for remediation can be increased by the presence of bacteria in soil. For example, the

275 inoculation of Brassica napus seedlings with Pseudomonas chlororaphis SZY6, Azotobacter

276 vinelandii GZC24 and Microbacterium lactium YJ7 (EN) in the presence of copper, induced root

277 length promotion of both copper-treated and untreated seedlings (He et al. 2010). Ma et al.

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278 (2009) performed pot experiments by inoculating Brassica juncea with Achromobacter

279 xylosoxidans Ax10 (RS) in the presence of copper and found that this increased both Ni and Cr

280 uptake. Wu et al. (2006) reported the increase in plant growth and metal tolerance in Brassica

281 juncea when it was inoculated with Azotobacter chroococcum HKN-5, Bacillus megaterium

282 HKP-1 and Bacillus mucilaginosus HKK-1 in the presence of lead and zinc. Plants and bacteria
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283 can form specific associations in which plants provide the bacteria with a carbon source that

284 helps bacteria to reduce the toxicity of the contaminated soil. Plants and bacteria can also form

285 nonspecific associations in which plant processes increases microbial community, which in the

286 course of normal metabolic activity, degrades contaminants in soil. Plant roots can provide root

287 exudate, as well as increase ion solubility. Thus, the remediation activity of plant roots

288 associated with bacteria is increased by this biochemical mechanism.

289

290 3.5 Heavy metal- bacteria interactions

291 The bioavailability of heavy metals can be altered by rhizobacteria (Lasat 2002; McGrath

292 et al. 2001; Whiting et al. 2001) through the release of chelating substances, acidification of the

293 microenvironment, and by changing the redox potential (Smith and Read 1997). For example,

294 the addition of Sphingomonas macrogoltabidus, Microbacterium liquefaciens, Microbacterium

295 arabinogalactanolyticum and Alyssum murale in serpentine soil was found to significantly

296 increase plant uptake of Ni as a result of soil pH reduction compared to control samples that

297 were not inoculated (Abou-Shanab et al. 2003a). Xian (1989) reported that the Eubacteria and the

298 Archaea are able to reduce Mn (IV), Fe (III), Co (II), AsO24- and SeO32 or oxidize Mn (II), Fe

299 (II), Co (III), AsO2-, Se0 and conserve their energy in these reactions. Summers and Silver (1978)

300 found that prokaryotes were able to methylate metal and metalloid compounds, thereby

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301 producing volatile metal derivatives. The oxidation of AsO2- to AsO43- by Alcaligenes faeccalis

302 and reduction of CrO42- to Cr(OH)3 by Pseudomonas fluorescens LB 300 and Enterobacter

303 clocae are example of redox reactions (Wang and Shen 1995). However, excessive concentration

304 of heavy metals in soil are known to be toxic to both plants and most organisms.

305
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306 4. Plants responses to heavy metal exposure

307 Plant tolerance to heavy metals is defined as the ability of plants to survive in soil that is

308 often toxic for other plants (Macnair et al. 2000). Plants have evolved different mechanisms to

309 tolerate excess concentrations of heavy metals with more than one mechanism often observed in

310 the same plant species (Hossain et al. 2011). The range of plant mechanisms to tolerate metal

311 stress is summarized in Figure 2 and can be divided into four stages (described in Table 3).

312

313 4.1 Immobilization by Mycorrhizal Associations:

314 The expectancy of mycorrhizal associations existing in heavy metal contaminated soils

315 has important implications for phytoremediation. Mycorrhizal associations increase the

316 absorptive surface area of the plant due to extra-matrical fungal hyphae exploring rhizospheres

317 beyond the root hair zone, which in turn enhance water and mineral uptake. Increase in water and

318 mineral uptake results in greater biomass production, an imperative for successful remediation.

319 The potential of phytoremediation can be enhanced by inoculating plants with mycorrhizal fungi.

320 Mycorrhizae have been found in plants growing on heavy metal contaminated sites and they play

321 a crucial role in phytoremediation as these fungi have evolved a heavy metal tolerance (Shetty et

322 al. 1995; Weissenhorn and Leyval 1995; Pawlowska et al. 1996; Chaudhry et al. 1998; Chaudhry

323 et al. 1999). Mycorrhizae provide an effective exclusion barrier to metal uptake by adopting

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324 absorption, adsorption or chelation mechanisms that restrict the entry of heavy metals into the

325 host plant (Hall 2002). In metal-contaminated soils, plant tolerance and accumulation depends

326 upon the mycorrhizal association between plant roots and fungi. According to Leyval et al.

327 (1997), the ectomycorrhizas (ECM) and arbuscular mycorrhizae (AM) are the most common

328 fungal association found in the plants growing in heavy-metal-contaminated soil. Mycorrhizae
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329 particulary ECM that are characteristic of trees and shrubs, have been widely reported to be

330 effective in reducing the deleterious effects of heavy metals on the host plant (Marschner 1995;

331 Huttermann et al. 1999; Jentschke and Godbold 2000).

332 Establishment of native prairie grass community, consisting mostly of the seeded species

333 Elymus canadensis, was achieved on coarse taconite iron-ore tailing plots using amendments like

334 composted yard waste and arbuscular mycorrhizal fungi within one year, thus meeting-

335 reclamation goals for the re-establishment of a sustainable native grass community (Noyd et al.

336 1996). Some researchers reported the presence of Glomus mosseae in heavy metal contaminated

337 sites (Debiane et al. 2008). It has been found that the external mycelium of certain AM fungi

338 produces a glycoprotein (Glomalin) which has heavy metal binding sites (Agely et al. 2005;

339 Citterio et al. 2005; Trotta et al. 2006; Vivas et al. 2003). Heavy metals present in soil

340 accumulate at these binding sites (Bano and Ashfaq 2013). Heavy metals are mostly accumulated

341 in fungal hyphae as well as in arbuscules. Joner et al. (2000) reported that the Glomus species

342 retained significant concentrations of Zn in mycelium when associated with clover or ryegrass.

343 Studies have indicated that the AM fungi release an extracellular, insoluble glycoprotein

344 (commonly known as glomalin) which can bind with Cu, Cd and Pb in polluted soils (Gonzalez-

345 Chavez et al. 2004; Gohre and Paszkowski 2006). These authors reported that 1g of glomalin

346 was able to extract up to 4.3 mg copper, 0.08 mg cadmium and 1.12 mg lead from metal-

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347 contaminated soils. Kaldorf et al. (1999) found that the Glomus species also immobilized metals

348 in maize. High concentration of metals is also stored in the mycorrhizal structures like arbuscules

349 and spores. For example, Chen et al. (2001) reported accumulation of Zn in fungal tissues of

350 Glomus mosseae up to 1200mgkg-1 and in G. versiforme up to 600 mgkg–1. Colapaert and Van

351 Assche (1992) found that Zn content was reduced in Pinus sylestris as Zn is retained by the
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352 ectomycorrhizal fungi Paxillus involutus.

353 Turnau et al. (2001) examined the AM fungi in roots of Fragaria vesca growing in Zn-

354 contaminated soil and found that about 70% of the root sample was colonized with G. mosseae.

355 Griffioen et al. (1994) also reported the association of Scutellospora dipurpurascens with

356 Agrostis capillaries growing in the contaminated surroundings of a zinc refinery in the

357 Netherlands. Collectively, these examples provide strong evidence that fungi have evolved Zn

358 and Cd tolerance and play a crucial role in Zn and Cd tolerance in plants.

359

360 4.2 Role of plant cell wall in metal tolerance

361 Little is known about the role of the plant cell wall and its binding properties in relation to

362 metal tolerance. However, what is reported on has been somewhat controversial. In soil solution,

363 the root cell wall is in direct contact with the metals, so the adsorption of metals onto the cell

364 wall must be low. However, Mehes-Smith et al. (2013) reported that a significant amount of

365 metal accumulation occurred between the cell wall and the cell membrane. Divalent and trivalent

366 metal cations are able to bind to plants due to the presence of functional groups such as –COOH,

367 -OH and –SH in plant cell walls. The most important component of the plant cell wall is pectin

368 which consists of carboxyl groups. Under metal stress divalent and trivalent heavy metals ions

369 bind with the carboxyl group of pectin (Mehes-Smith et al. 2013). Other studies have also

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370 reported that the binding of the pectin carboxyl group with lead is the most important interaction

371 by which a plant can tolerate lead toxicity (Meyers et al. 2008; Jiang and Liu 2010). Bringezu et

372 al. (1999) reported that a range of metals accumulated in the epidermal cell walls of heavy-

373 metal-tolerant Silene vulgaris ssp. humilis and these metals were found to be either bound to a

374 protein or to silicate.


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375 The binding of lead to JIM5-P (within the cell wall) restrict the movement of metal to the

376 plasma membrane and act as a physical barrier in Funaria hygrometrica protonemata

377 (Krzesłowska et al. 2009). Krzesłowska et al. (2010) reported that the lead bound to JIM5-P

378 within the cell is either taken up or remobilized by endocytosis along with pectin epitope.

379 Elevated levels of Fe, Cu, Zn and Pb have been observed in cell walls of Minuartiaverna sp.

380 Hercynica growing on mine dumps (Solanki and Dhankhar 2011; Neumann et al. 1997). The

381 binding of copper can be prevented by decreasing pectin concentrations and increasing pectin

382 methylation in the cell walls of copper-tolerant Sileneparadoxa, thereby restricting copper

383 accumulation in roots (Colzi et al. 2012).

384

385 4.3 Role of root exudates

386 Roots exudates can be generally classified into two types, namely, high molecular weight

387 (HMW) (e.g. mucilage mainly polysaccharides and polyuronic acid and ectoenzymes) and low

388 molecular weight (LMW) (e.g. organic acids, sugars, phenols and various amino acids, including

389 non-protein amino acids such as phytosiderophores) materials. Root exudates play a significant

390 role in the processing of phytoremediation as an emerging in-situ, green remediation technology

391 using plants to absorb, accumulate, stabilize or volatilize contaminants from soil.

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392 Root exudates affect the metal solubility, mobility, and phytoavailability by reacting with

393 metal ions. The entry of metals in plants can be restricted by either immobilizing metals, thereby

394 limiting its entry to the plasma membrane (Colzi et al. 2011) or by mobilizing the metals from

395 root to shoot. Approximately half of the photosynthates produced in plants is retransported to

396 roots, whereas approximately 12-40% is released in the rhizophere during plant development as
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397 exudates, including sugars and polysaccharides, organic and amino acids, peptides and proteins

398 (Lin et al. 2003; Hinsinger et al. 2006). The root secretions include carbohydrates, organic acids,

399 humic acids, polypeptides, proteins, amino acids, nucleic acids, etc. and the inorganic ligands

400 include Cl–, SO4 2–, NH4+, CO32–, PO43– (Dong et al. 2007). These root secretions functions not

401 only as energy sources for microorganisms, but they also act as ligands which chelate heavy

402 metal ions and that ultimately influence the pH and Eh conditions in the rhizosphere. The change

403 in pH and Eh conditions is the main factor related to mobilization of metals in soils and their

404 accumulation in plants. Root exudates released from Echinochloa crusgalli releases citric acid

405 and oxalic acid, and increases the translocation of heavy metals such as Cd, Cu and Pb from

406 roots to shoots (Kim et al. 2010; Zhou et al. 2006). Fan et al. (2001) reported that in barley and

407 wheat there was reduced phytosiderophore production in the presence of Cd thereby enhancing

408 the transition metal. Root exudates could also increase solubility of metal ions in soils and

409 consequently increase their accumulation in plants.

410 Graminaceous plant species (e.g. paddy rice) secrete phytosiderophore (amino acids) that

411 form much more stable complexes than carboxylate with Fe, Cd, Zn and Cu (Römheld 1991;

412 Hinsinger 1998; Chaignon et al. 2002; Xu et al. 2005). Plants secrete low molecular weight

413 organic acids that play a crucial role in solubility and availability of heavy metals. Organic acids

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414 (e.g. oxalic acid, malic acid and citric acid) secreted by plants, such as wheat and buckwheat

415 prevent the entrance of Cd2+ into roots (Meach and Martin 1991).

416 In a study by Nair et al. (2007), they found that P. azotoformans produced a mixed type of

417 siderophore including both catecholate and hydroxamate that was able to remove almost 92.8%

418 of accumulated arsenic as compared to control plants which only removed 33.8%. Nair et al.
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419 (2008) studied the speciation of metals in an industrial sludge and highlighted the prospect of the

420 use of siderophores for bioremediation due to their biodegradable and ecofriendly characteristics.

421 Other studies have shown that the Ni-chelating histidine and citrate accumulate in root

422 exudates and help to reduce Ni uptake, thereby playing a crucial role in Ni-detoxification

423 strategies (Salt et al. 2000; Hall 2002). Persans et al. (1999) proposed that in Thlaspi

424 goesingense, Ni hyperaccumulation is not determined by the overproduction of histidine in

425 response to Ni. Krämer et al. (2000) found that in T. goesingense the uptake of Ni and its

426 accumulation across the cytoplasm into the vacuole is restricted by the free histidine, which

427 could be responsible for Ni tolerance and accumulation. Kerkeb and Krämer (2003) also showed

428 that in A. lesbiacum and B. juncea the release of Ni from roots to the xylem is enhanced by

429 histidine.

430 Salt et al. (2000) provided evidence for Zn-histidine complexes in the roots of Zn

431 hyperaccumulator Thlaspi caerulescens. However, this is in contrast to other studies that did not

432 find any such complex related to the accumulation of Zn by T. caerulescens (Knight et al. 1997;

433 McGrath et al. 1997; Zhao et al. 2001). Other studies proposed that the mechanism of Cu

434 exclusion in T. aestivum involve phytochelatins citrate and malate (Yang et al. 2005; Bálint et al.

435 2007).

436

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437 4.5 Restriction of metal uptake through plasma membrane

438 The plant plasma membrane functions as the first line of defence for heavy metal

439 contamination as it is the first cell structure that is exposed to heavy metals. The plasma

440 membrane restricts the uptake and accumulation of metals by inhibiting its entry into the

441 cytoplasm (Mehes-Smith et al. 2013). The restriction of metals to the plasma membrane can be
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442 achieved by changing the cell wall binding capacity to metal ions or by modifying the ion

443 channels present on the membrane or by modifying the efflux pumps or with the root exudates

444 (Tong et al. 2004). Wainwright and Woolhouse (1977) found that Cu increases the efflux of K+

445 from the excised roots of Agrostis capillaries but this is not the case with Zn. Iwasaki et al.

446 (1990) showed that 60% of Cu in Italian ryegrass was found to be bound by the cell wall and the

447 plasma membrane.

448 In Holcus lanatus the suppression of high affinity arsenate transport system absorbs less

449 arsenate (Meharg and Macnair 1992) along with the synthesis of phytochelatins (Hartley-

450 Whitaker et al. 2001). According to Manara (2012) a heavy metal efflux pump in plant is most

451 likely to be P1B-ATPases and the CDF families of transporters (based on the sequence similarity

452 to microbial and animal proteins). Further work has suggested that the P1B-type ATPases belong

453 to P-type ATPase superfamily and to translocate the metal ions across the membrane it uses ATP

454 as an energy source (Axelsen and Palmgren 2001).

455

456 4.6 Phytochelatins (PCs)

457 The toxic effect of metals ions in cytosol can be eliminated by specific high affinity ligands

458 such as phytochelatins (PCs). PCs were first discovered in fission yeast as cadmium-binding

459 “cadystins A and B”. Various studies have confirmed that PCs are synthesized from GSH by the

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460 help of enzyme γ-glutamyl cysteinyl dipeptidyl transpeptidase (PC synthase) (Zenk 1996).

461 Phytochelatins are rich in cysteine non-protein metal binding peptides produced by plants (Schat

462 and Kalif 1992; Zenk 1996). PCs belong to the family of metal-complexing peptides having a

463 general structure of (c-Glu-Cys)nGly (n = 2–11) (Cobbett and Goldsbrough 2002). In the

464 cytosol, PCs are synthesized and then transported to the vacuole as a complex. In the presence of
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465 heavy metals such as Cd, Cu, Zn, Ag, Au, Hg, and Pb PCs are rapidly induced (Rauser 1995;

466 Cobbett 2000), with Cd being the strongest inducer (Grill et al. 1987, 1989). PCs complex with

467 Cd ions with the aid of the thiolic group (-SH) of cys and this complex is accumulated in the

468 vacuole by the activity of ABC transporters (Di Toppi and Gabbrielli 1999).The relationship

469 between PC synthesis and Cd accumulation in Sedum alfredii was studied by Zhang et al. (2010)

470 and their results suggested that PCs act as an intercellular Cd detoxification mechanism in shoots

471 rather than roots.

472 Galli et al. (1996) reported that Zea mays synthesizes PCs in the presence of excess Cu and

473 Cd. However, this was not tested against a control or sensitive cultivar. Maitani et al. (1996)

474 showed that Rubia tinctorum root cultures initiated the synthesis of PCs when exposed to a

475 number of metals such as Zn, Cu and Cd, and also tested it against controls plants in which no

476 phytochelatin production was observed.

477 In a study by Schat and Kalif (1992) tolerant and non-tolerant strains of Silene vulgaris

478 were exposed to different concentrations of Cu did not show any PCs synthesis and thus they

479 concluded that PCs are not involved in the tolerance mechanism in S. vulgaris. This could be due

480 to the lower ratio of PCs to Cu. de Knecht et al. (1994) also found that PCs do not play any role

481 in Cd tolerance in S. vulgaris.

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482 Techniques such as X-ray absorption spectroscopy (XAS), high performance liquid

483 chromatography-mass spectrometry (HPLC-MS), and inductively coupled plasma optical

484 emission spectrometer (ICP- OES) have been used to understand the role of phytochelatins in

485 cadmium tolerance in plants. Salt et al. (1997) showed that in Indian mustard seedlings the

486 percentage of Cd bound to PCs increased by 34% after 6 hours of Cd exposure and by 60% after
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487 70 hours.

488 In Brassica juncea it has been shown that PC synthesis increases as Cd accumulation is

489 increased intracellularly, thereby protecting the photosynthetic unit without decreasing the

490 transpiration rate (Haag-Kerwer et al. 1999). Xiang and Oliver (1998) showed that treatment of

491 A. thaliana with Cd and Cu results in an increase of transcriptional genes that are involved in the

492 synthesis of PC precursor, glutathione.

493 Jambhulkar and Juwarkar (2009) found that Cassia siamea accumulate Ni, Cr and Pb at

494 higher concentrations compared to other species. Higher accumulation of all the metals was

495 observed in C. siamea because this plant that was grown on a fly ash dump contains non-protein

496 thiols, which is a marker of phytochelatin synthesis and is responsible for metal accumulation.

497 Thus it could be grown easily on fly ash dumps as it acts as a hyperaccumulator plant.

498 Jatropha curcus accumulates high concentrations of Cr in roots. Despite this high

499 accumulation in roots, the level of free Cr ions in roots may remain low since most of the Cr ions

500 are either immobilized or compartmentalized in vacuoles or form Cr–phytochelatin complexes

501 (Yadav et al. 2010).

502

503 4.7 Metallothioneins (MTs)

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504 Evidence for the role of metallothioneins (MTs) in plant metal tolerance was given by

505 Rauser (1984), who found Cu-binding low molecular weight protein in Agrostis gigantea. MTs

506 are low molecular weight cysteine-rich metal-binding peptides and can be classified into two

507 classes: Class 1: Consist of 61 amino acids and lack aromatic amino acid or histidines that are

508 related to mammals; Class 2: These MTs are related to Candida albicansa yeast or cyanobacteria
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509 (Winge et al. 1985).

510 MTs are not only expressed under various abiotic stresses in plants but also expressed

511 during plant development (Rauser 1999). Plant MTs sequester metal ions by complexing metals

512 ions with multiple cysteine thiol groups (Robinson et al. 1993). Various stimuli have been found

513 which can upregulate the expression of MT genes in plants. Natural senescence (Bhalerao et al.

514 2003), hormones such as ABA (Reynolds and Crawford 1996), ethylene (Coupe et al. 1995),

515 wound and infection by virus (Choi et al. 1996), heat shock proteins (Hsieh et al. 1995), nutrient

516 starvation such as sucrose (Hsieh et al. 1996), UV-light (Foley and Singh 1994), cold and salt

517 stress (Reid and Ross 1997) were found to increase the expression of MT genes.

518 In Brassica rapa three different MT genes are regulated differently under various heavy

519 metal stress. When Brassica rapa seedlings were treated with Fe, there was an increased

520 expression of BrMTat after 6 and 24h. When Brassica rapa seedlings were treated with Zn the

521 expression of BrMT2 was downregulated and BrMT1 expression was increased whereas BrMT3

522 remained unchanged. In Mn-treated seedlings, BrMT1 and BrMT3 genes were upregulated until

523 12h and then downregulated. The expression of BrMT2 was affected for the first 12h, after it was

524 downregulated (Ahn et al. 2012).

525

526 4.8 Compartmentalization of heavy metal in vacuoles

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527 Once a heavy metal has entered the cell, the plant copes with the toxicity of heavy metal

528 either by transporting the heavy metal out of the cell or by sequestrating it into the vacuole,

529 thereby limiting the contact of heavy metals with the sensitive metabolic activities taking place

530 in the cytosol or other cellular compartments (DalCorso et al. 2008; Dalcorso et al. 2010;

531 Clemens 2001). Heavy metal uptake has been driven by either channels or transporters. Some
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532 examples of heavy metal transporters include protein ZIP family, ABC transporters (ATP-

533 binding cassette), P-type metal ATPases, members of the CDF transporter family (also called

534 MTPs in plants), zinc regulated transporter AtMTP1 (Kramer et al. 2007), the natural resistance-

535 associated macrophage protein (NRAMP) family, CAX family involved in the vacuolar

536 accumulation of Cd, copper transporter (COPT) family proteins, pleiotropic drug resistance

537 (PDR) transporters, and yellow-stripe-like (YSL) transporter (Lee et al. 2005, Chiang et al. 2006;

538 Kramer et al. 2007).

539 Earlier reports showed that a number of heavy metals including Zn and Cd have been

540 accumulated in the vacuole (Ernst et al. 1992; De 2000). For example Alyssum serpytllifolium, is

541 a nickel hyperaccumulator that accumulated 72% of cellular Ni in the vacuole (Brooks et al.

542 1980). Davies et al. (1991b) reported the increased vacuolation of Zn in Festuca rubra roots.

543 Phragmites australis showed increased Zn sequestration in the vacuole or that it was

544 immobilized in the apoplast (Jiang and Wang 2008). CDF transporter family (also called MTPs

545 in plants) are reported to be involved in efflux of transition metals such as Zn2+, Cd2+, Co2+, Ni2+

546 or Mn2+ from cytoplasm. Van der Zaal et al. (1999) reported ZAT1 transporter, a member of

547 CDF family, found in A. thaliana to sequester zinc in the vacuole. The transporter AtHMA3, a

548 member of P1B-ATPases, may play a role in the detoxification Cd, Pb, Co and Zn through

549 storage in the vacuoles (Morel et al. 2009).

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550 5. Conclusions

551 The problem of heavy metal pollution is continuously increasing due to the acceleration of

552 many human activities, leading to an intensification of research dealing with the phytotoxicity of

553 these contaminants as well as the mechanisms used by plants to counter their harmful effects. It

554 is clear that plants play a crucial role in the remediation of metal-enriched soils. This review
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555 focused on the potential cellular and molecular adaptations by plants that are necessary to

556 tolerate heavy metal stress. Significant progress has been made in the identification and

557 understanding the role of key components like metal transporters, hyper accumulation,

558 phytochelatins and metallothionein proteins that ensure heavy metal tolerance to plants.

559 Phytoremediation is a fast developing field, and over the past ten years field applications

560 have been initiated world-wide, including phytoremediation of organic, inorganic and

561 radionuclides. This sustainable and inexpensive process is fast emerging as a viable alternative to

562 more conventional remediation methods, and will be most suitable for developing countries such

563 as India. Although phytoremediation offers some advantages over more commonly used

564 conventional technologies such as being cost-effective and eco-friendly, this technique requires

565 careful consideration of several factors in order to accomplish effective, high performance

566 results. The most important factor is the use of a suitable plant species which can be used to

567 uptake the particular contaminant. It is important to understand that although the

568 phytoremediation technique is often the best alternative, like all technologies it does have

569 limitations. These include a restricted surface area and, depth occupied by the roots, and the

570 inherent slow growth and low biomass requires a long-term commitment to the remediation

571 project. Continued research is required to minimize these limitations so that this technique can be

572 applied most effectively.

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573 Acknowledgement

574 The authors are grateful to TEQIP-II and MNNIT, Allahabad for financial support for this

575 research. Ms. Anamika Kushwaha and Ms. Aishvarya Gautam, acknowledge TEQIP-II for their

576 financial support in the form of fellowship. The authors are also thankful to editors and reviewers

577 for improving the manuscript.


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598

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Figure 1: Types of Phytoremediation


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HEAVY METAL
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1.Immobilization by Mycorrhizal 2. Binding to plant cell wall 3. Chelation by plant root exudates
Associations

6. Chelation by various ligands: PCs, MTs, acids

4. Reduced influx by
Ligand-metal complex
plasma membrane

CYTOSOL 5. Active efflux of


VACUOLE HM metal

Figure 2: Summary of cellular mechanism for detoxification and tolerance of metals by plants. 1. Immobilization by mycorrhizal

associations. 2. Restriction of heavy metal by binding to plant cell wall. 3. Chelation of heavy metals by root exudates such as sugars

and polysaccharides, organic and amino acids, peptides and proteins. 4. Reduced influx of heavy metals by plasma membrane. 5.

Active efflux of HM. 6. Chelation of HM by PCs, MTs, acids. (PCs= Phytochelatins; MTs= Metallothionein; HM= Heavy metals).
al use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version Page 64 of 70

Table 1: Toxic effects of heavy metals on plants


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Zinc Limit the growth of both root and shoot; Chlorosis; Choi et al. 1996; Ebbs and Kochian 1997; Fontes and

Senescence; Inhibit metabolic functions Cox 1998.

Copper Growth retardation; Leaf chlorosis; oxidative Lewis et al. 2001; Stadtman and Oliver 1991.

stress and ROS formation

Nickel Chlorosis; Necrosis; Nutrient imbalance; Disorder of cell Zornoza et al. 1999; Pandey and Sharma 2002;

membrane functions Rahman et al. 2005.

Mercury Obstruction of water flow in plants; interfere the mitochondrial Zhou et al. 2007; Zhang and Tyerman 1999.

activity and induces oxidative stress; disruption of

biomembrane lipids and cellular metabolism

Lead Effect morphology, growth and photosynthetic processes; Sharma and Dubey 2005; Reddy et al. 2005.

enzyme inhibition; water imbalance; Alteration in membrane

permeability, Oxidative stress

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Chromium Chlorosis; Nutrient and water imbalance; Inhibition of Chatterjee and Chatterjee 2000; Dixit et al. 2002;
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chlorophyll biosynthesis; wilting of tops; root injury; enzyme Sharma et al. 2003; Scoccianti et al. 2006; Vajpayee et

inhibition; oxidative stress; inhibition of plant growth al. 2000; Shanker et al. 2005.

Arsenic Inhibits photosynthesis, Inhibits growth, Biomass and yield, Marques and Anderson 1986; Carbonell et al. 1998.

Death

Cobalt Affect shoot growth and biomass; Decrease chlorophyll, Li et al. 2009; Chatterjee and Chatterjee 2000.

protein and catalase activity; decrease water potential and

transpiration rate

Cadmium Reduction in photosynthesis, water uptake, and nutrient Wójcik and Tukiendorf 2004;

Uptake, chlorosis, growth inhibition, browning of root tips, and Mohanpuria et al. 2007.

finally death

Copper Growth retardation, leaf chlorosis, Oxidative stress, damage to Lewis et al. 2001; Stadtman and Oliver 1991; Hegedus

macromolecules et al. 2001.

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Table 2: Plants capable for phytoremediation of heavy metals


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S.No. Techniques used Plant Species Metals References

1 Phytoextraction Arabidopsis halleri Zn Reeves and Backer 2000.

Sonchus asper and Pb and Zn Yanqun et al. 2005.

Corydalis pterygopetata

Alyssum bertolonii Ni Chaney et al. 2000; Li et al. 2003b.

Pteris vittata As Ma et al. 2001.

Haumaniastrum robertii Co Reeves and Baker 2000.

Aeollanthus subacaulis Cu

Maytenus bureaviana Mn

Minuartia verna and Agrostis tenuis Pb

Dichapetalum gelonioides, Thlaspi Zn

tatrense, and Thlaspi caerulescens

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Psycotria vanhermanni and Streptanthus Ni


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polygaloides

Lecythisollaria Se

Sedum alfredii Cd Yang et al. 2004.

Pteris vittata As Ma et al. 2001.

2 Phytovolatilization Brassica juncea Se Masayuki Sakakibara et al. 2007.

Brassica napus Se Banuelos and Meek 1990; Banuelos et

al. 1993.

Chenopodium album L.; Zn Banuelos et al. 1997.

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Solanum nigrum
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3 Phytostabilization Carex pendula Pb Walker et al. 2004; Marques et al.

2007a.

4 Rhizofilteration Helianthus annuus L. Cd and Pb Niu et al 2007.

Sedum alfredii Zn, Cd, Pb Yang et al. 2004; He et al. 2002.

Sesbania drummondii Pb Sahi et al. 2002.

Fagopyrum esculentum Cr Kleiman and Cogliatti 1998.

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Table 3: Cellular mechanism for detoxification of metals in plants


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Stages Mechanism

1 Exclusion

AOS Scavenging Occurs in plant Apoplast

Signal perception

2 Phytochelatins- compartmentalization
Occur in Symplast
AOS Scavenging

3 Metallothioniene synthesis

Stress protein synthesis

Cell wall lignification Occur at whole plant level

Organic acid synthesis

Sulphur metabolism

4 Mycorrhizal protection

Development of new root


Occur at whole plant level
Repair mechanism

Plant level detoxification

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