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The Automatic Identification System (AIS) is based on VHF At that time the universal shipborne Automatic
radio transmissions of ships’ identity, position, speed and Identification System (AIS) was entering into force. AIS is a
heading, in addition to other key parameters. In 2004, the transponder system broadcasting dynamic, static and voyage
Norwegian Defence Research Establishment (FFI) undertook related reports from a ship to all other installations in a self-
studies to evaluate if the AIS signals could be detected in low organized manner. In Norway a coastal network of AIS base
Earth orbit. Since then, the interest in Space-Based AIS reception stations was established to enhance the shore-side Vessel
has grown significantly, and both public and private sector Traffic Services (VTS) applications. FFI made a feasibility
organizations have established programs to study the issue, and study on space-based AIS [1] to investigate whether the use of
demonstrate such a capability in orbit.
AIS for maritime traffic monitoring could be extended to the
FFI is conducting two such programs. The objective of the first
high seas. The conclusion was that the reception of AIS
program was to launch a nano-satellite equipped with an AIS messages in space was feasible, but areas with high traffic
receiver into a near polar orbit, to demonstrate Space-Based AIS density would be a challenge.
reception at high latitudes. The satellite was launched from India This year, 2010, FFI has started operations of two AIS
12th July 2010. Even though the satellite has not finished receivers in low Earth orbit: The NORAIS receiver on the
commissioning, the receiver is operated with real-time International Space Station started operations 1st June and
transmission of received AIS data to the Norwegian Coastal
AISSat-1 was launched 12th July. The two receivers have
Administration.
somewhat different coverage areas due to the different
The second program is an ESA-funded project to operate an AIS inclination and altitude of the orbits, see Figure 1. The data
receiver on the European Columbus module of the International received the first months of operations show high numbers of
Space Station. Mounting of the equipment, the NORAIS ships outside the range of terrestrial AIS networks.
receiver, was completed in April 2010. Currently, the AIS In addition to supporting operations on the high seas these
receiver has operated for more than three months, picking up ship tracks are also of importance for waterside security.
several million AIS messages from more than 60 000 ship
Protecting ports, harbours and coastal waters, the in-advance
identities.
information on which ships and what cargo is under way is
In this paper, we will present experience gained with the space- crucial for maritime situational awareness. In the following
based AIS systems, highlight aspects of tracking ships throughout some properties of the AIS system as well as the first results
their voyage, and comment on possible contributions to port from the use of the space-based AIS receivers are presented.
security.
I. INTRODUCTION
Norway has an ocean area seven times larger than the land
area. Patrolling these waters is a challenging task. Since 1998
radar satellite images have been used to support the planning
and operations of the Coast Guard and other authorities
responsible for the safety at sea, fisheries protection and
national security. After the first enthusiasm for the white dots
representing detected ships, the statement from the operational
Figure 1. The NORAIS receiver on ISS (340km altitude 52inclination) and
headquarters was: Now you must provide more information on AISSat-1 (630 km SSO).
which ships these dots are.
information;
2. receive automatically such information from similarly Class B messages have longer reporting intervals than class
fitted ships; A [3] when moving; the shortest reporting interval is 30 sec for
3. monitor and track ships; and equipment using carrier-sense TDMA (CSTDMA), and 5 sec
4. exchange data with shore-based facilities.” for equipment using self-organized TDMA (SOTDMA)
moving faster than 23 knots.
In addition, the IMO Performance Standards for AIS state: Static and voyage related data for class A equipment and
the extended class B position report is transmitted once every
"The AIS should be capable of providing to ships and to 6 min in two slots.
competent authorities, information from the ship,
automatically and with the required accuracy and
frequency, to facilitate accurate tracking...” TABLE II. CLASS A SHIPBORNE MOBILE EQUIPMENT
REPORTING INTERVALS FOR DYNAMIC MESSAGES
Class B equipment is used by pleasure craft, fishing boats and
Ship's dynamic conditions Reporting
other vessels smaller than 300 tons, but is not mandatory. interval
Ship at anchor or moored and not moving faster than 3 min
B. Operational characteristics 3 knots
The AIS system was developed as a ship-to-ship and ship- Ship at anchor or moored and moving faster than 3 10 s
knots
to-shore system, but has now got an update for ship-to-satellite Ship 0-14 knots 10 s
in the revision 4 of the ITU-recommendation [3]. This section Ship 0-14 knots and changing course 3 1/3 s
presents an overview of the AIS standard with emphasis on the Ship 14-23 knots 6s
characteristics of the transponders in use today, whereas the Ship 14-23 knots and changing course 2s
next section presents the new message for SAT-AIS. Ship > 23 knots 2s
Ship > 23 knots and changing course 2s
The mobile AIS station onboard the ship consists of VHF
radio equipment connected to the bridge system and the
satellite navigation system (e.g. GPS). The reporting is based C. Technical characteristics
on broadcast of fixed-length digital messages. The packet is
The technical characteristics determine the signal on the
256 bits long and fits into one of 4500 time slots per minute.
data link. A summary of performance requirements for the
Several types of Time Division Multiple Access (TDMA)
physical layer is given in TABLE III.
access schemes are used to allocate time slots and avoid
overlap of transmissions within the AIS station’s coverage
area.
TABLE III. EXTRACT OF TECNICAL CHARACTERISTICS FOR CLASS A The first challenge applies to detection of ships in all waters
SHIPBORNE MOBILE EQUIPMENT the satellite covers, and is simply solved using a more sensitive
Parameter Characteristics receiver in space than in the shipborne equipment.
Frequencies AIS 1: 161.975 MHz (channel 87B)
AIS 2: 162.025 MHz (channel 88B)
The second challenge is dependent on the number of
Transmitter power 1 and 12.5 W messages transmitted from within the entire field of view. The
Bandwidth 12.5 and 25.0 kHz co-channel interference resulting from transmissions from
Frame length 1 minute (2250 messages) densely trafficked waters is a greater challenge to decoding of
Message length 26.7 ms (256 bits) messages than the weak signals, and the problem is sought
Capacity 4500 messages/min (for the two AIS channels) solved several ways:
Bit rate 9600 bit/s
Synchronization UTC • Decoding at lower difference in signals strength
Access schemes SOTDMA, ITDMA, RATDMA, FATDMA, between the strongest and the interfering signal
CSTDMA (referred to as desired-to-undesired signal ratio, D/U).
Distance delay 12 bits, equivalent to 202 nm
• Directional antennas that give a narrower field of view.
By default, mobile stations transmissions should alternate • Use of a dedicated transmission method for a long-
between AIS 1 and AIS 2. For class A equipment a transmitter range AIS broadcast message from ship to satellite.
power of 12.5 W and bandwidth of 25 kHz are default settings.
Class B equipment operate at 2 W in 25 kHz channels. FFI has developed the system simulator AISDET for
calculation of ship detection performance for space-based AIS
The link layer specifies how the data is packaged, the message reception. The simulator takes into account the global
access management, the system synchronization, as well as ship distribution, models the vessels’ allocations of SOTDMA
message types and descriptions. transmission time slots, the specification of the receiver
The system package data within frames that are 1 minute (antenna pattern, decoding algorithm), the satellite orbit, and
long and divided into 2250 time slots, so the two frequencies the ground stations (necessary to calculate the update intervals
give 4500 slots per min. The slot length is 26.7 ms or 256 bits for delivery of data).
at 9.6 kbit/s. AISDET calculates the performance for individual
The message entry is synchronized to the coordinated receivers and satellite passes. The results can be aggregated for
universal time (UTC). Access is managed using one of four satellite constellations and user-specified update intervals, and
Time Division Multiple Access (TDMA) access schemes. Self- the number of observations above a user-specified confidence
organized TDMA (SOTDMA) is the basic access scheme used level can be calculated. The simulator has been used
for scheduled repetitive transmissions from an autonomous extensively in national as well as European projects.
station. The access scheme allocates time slots and resolves The long-range AIS broadcast message, message 27, has a
potential conflicts autonomously. modified packet structure relative to the position reports in
The 12 delay bits prevent problems with overlapping message type 1, 2 and 3. The data field is 96 bits containing
messages due to different signal path lengths up to a range of position, course over ground (COG), and speed over ground
374 km. This is useful also for the space-based application. (SOG). This is 72 bits shorter than the other reports. Hence the
buffer to cover for distance delay is 84 rather than 12 bits, and
the problem with overlapping messages due to different path
III. SPACE-BASED AIS
lengths is extended to 2600 km.
The communications range of the AIS system is similar to
other VHF applications, and is mainly dependent on line-of-
IV. THE AISSAT-1 SYSTEM
sight communication between the transmitting and receiving
station. A typical range for the network of AIS base stations AISSat-1 was launched on the 12th of July 2010 into a sun-
along the coast is 40-60 nautical miles or 75-110 km; giving synchronous polar orbit at 630 km altitude. The nano-satellite
the maximum radius of the area within which the allocation of is a Norwegian demonstrator for monitoring of vessel traffic in
time slots is self organized. the High North. The plot in Figure 2. shows AIS reports from
the first pass over the High North; yellow and pink symbols
Space-based AIS receivers face two challenges with respect show the new satellite data that is an addition to the data from
to decoding of the signals: the land-based network shown in turquoise symbols.
• The AIS signals are weaker than on the surface of the The main aim of the AISSat-1 mission is to provide a pilot
Earth due to the increased path length. service to Norwegian Government agencies. The performance
• Several signals may be received simultaneously predicted for a somewhat higher orbit is shown in Figure 3.
because the space-based receiver sees a large number The plot shows the probability of receiving one message from
of areas that are not mutually organized with respect to ships around the world once a day. The colour legend has red
the use of time slots. (or 1) for 100 % detection probability. The predicted detection
probability in the High North, as well as most other high seas,
is very good. The low-probability areas shown in blue are
Figure 2. The first AIS data from AISSat-1. The yellow and pink symbols
show the new AIS data that the satellite give in addition to the data from the
land-based network shown in turquoise symbols. Figure 4. AISSat-1 communications architecture.
associated with high traffic densities; central Europe as well as Since the launch, the satellite has been undergoing
the Gulf of Mexico and south-east Asia are such ocean areas. extensive tests as part of the commissioning phase. All tests to
The performance predictions along with the prospect of date have been successful, including acquisitions of global data
pilot services from a national controlled nano-satellite made the sets. From its near-polar orbit AISSat-1 has global coverage
Norwegian Space Centre (NSC) start the AISSat-1 after 7 orbits, or approximately 11 hours. When operated for 24
development in 2007. FFI has been responsible for the hours, coverage is achieved two (to three) times at equator and
development as well as the operations. The Norwegian Coastal an increasing number of times to the maximum of 15 times in
Administration (NCA), being the national agency responsible the High North and also down south. Typically ~500 000
the AIS data in Norwegian waters, receives the AIS data. The messages from ~20 000 ships are received daily. Figure 5.
software defined radio AIS receiver is developed by Kongsberg shows that the ship detection capability is good on global scale.
Seatex, a leading manufacturer of marine systems. In general the detection performance is good at the high seas,
whereas a somewhat reduced performance is seen in the
The AIS sensor receives and decodes AIS-messages for Mediterranean, where the plot would have been packed if all
subsequent downlink to the ground station at Svalbard. The ships were detected. The achieved detection performance
payload may operate either in a direct downlink mode when seems to be better than expected from the early predictions.
within line of sight of Svalbard, or record the data on board for
download at the first opportunity. The recording capability With emphasis on the High North area of interest the
enables the satellite to make observations anywhere in the number of daily updates, with a confidence of 95% detection
world. Downlinking the data at Svalbard reduces data latency probability in individual satellite passes, is shown in Figure 6.
to a minimum, as the satellite can communicate with SvalSat Around Svalbard the ships should be seen in all 15 passes per
ground station on every orbit. day, shown in red. The predicted number of observations is
decreasing to 9 down at the mainland and to 5 along a line that
goes from Lofoten, north of Iceland, to the south tip of
Greenland. AIS data from 10 consecutive passes is shown in
Figure 7. It both shows the extent of the area covered, and that
the detection performance in the High North is very reliable. In
the High North ~50 000 position reports from ~3 200 ships are
received daily.
Figure 11. Ship track for one week acrossing equator oustide West Africa.
Figure 14. Track of a ship having unreported stops when crossing the North
Atlantic.