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PII: S0921-4526(17)30218-1
DOI: http://dx.doi.org/10.1016/j.physb.2017.04.033
Reference: PHYSB309924
To appear in: Physica B: Physics of Condensed Matter
Received date: 8 January 2017
Revised date: 28 April 2017
Accepted date: 29 April 2017
Cite this article as: Fabrice Kwefeu Mbakop, Noël Djongyang, Geh Wilson Ejuh,
Danwé Raidandi and Paul Woafo, Transmission of light through an optical filter
of a one-dimensional photonic crystal: application to the solar thermophotovoltaic
s y s t e m , Physica B: Physics of Condensed Matter,
http://dx.doi.org/10.1016/j.physb.2017.04.033
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Transmission of light through an optical filter of a one-dimensional photonic crystal:
Fabrice Kwefeu Mbakop1, Noël Djongyang1, Geh Wilson Ejuh2, Danwé Raїdandi1,3, Paul
Woafo4
1
Department of Renewable Energy, The Higher Institute of the Sahel, University of Maroua, PO Box
46 Maroua, Cameroon
2
Department of General and Sciences Studies, Fotso Victor University Institute of Technology,
Abstract
This paper presents a study of the thermal efficiency of the emitter and the spectral filter of a
matrix method is used to analyze the frequency behavior of a structure containing a defect
layer. Results show a variation of the light transmission peak when the period and angle of
incidence change. For a multilayer structure having a defect layer, different variations of the
transmission peak are observed when the period and incident angle vary. And for a multilayer
structure without layer defect, the peak of transmission does not appear despite the variations
1
Abbreviations
TE, Electric polarization; H, Height; L, Low; PhCs, photonic crystal; 1D, One-dimension; N,
nb , Refractive index of the substrate; na, The index of refraction of air; nH , The high
refractive index material; nL , The low refractive index material; d k , Thickness of the layer k;
Keywords: Multilayer structure, Emitter, Spectral Filter, Photonic crystals, Transfer Matrix
1. Introduction
reemitted as a thermal radiation before illumination of the solar cells. Absorption in a radiator
and then re-radiation deteriorate the quality of the radiation by reducing the temperature. In
conventional photovoltaic (PV) systems, photons (in the visible range wavelengths) originate
150 x 106 km. Equally, other photon sources can be used. However, solar PV systems are
strongly determined by the sunlight spectrum and by the fact that there is no back connection
between a receiver and the Sun [1]. In contrast to this, in STPV systems, the optimization may
2
imply a choice of the emitter spectrum and a possibility to return a useless part of radiation
from the receiver back to the emitter surface supplying it by an "additional" power.
Thermophotovoltaic (TPV) systems allow the use of selective filters/mirrors and sub-
banding gap photon reflection to emitter, which ensures the increase of the efficiency [2]. The
electric power density of TPV cells is typically much higher than that of a solar energy driven
PV cells since the radiation intensity of combustion-driven radiant sources can be made much
greater than that of the Sun. For example, Coutts [3] reported that the power density of a
typical solar PV device is of the order of 0.1 W/cm2, whereas that for a TPV device is
potentially between 5-30 W/cm2 [4]. In TPV devices or systems, an object, typically a
considered as practical range. The resulting radiation (in form of photons) is absorbed by
Theoretical [1, 5] and experimental studies [6-9] have shown the opportunity to achieve
high efficiency STPV systems. Even though there are relatively low efficiencies due to the
poor performance of the emitter, absorber, and PV cell and insufficient understanding of the
highly coupled energy transport processes among these components. Some previous studies
[10, 11] and a recent experiment with a cylindrical tungsten (W) thermal cavity and
Germanium (Ge) PV cells demonstrated an overall efficiency of ~0.7% with a high (~3000 X)
geometrical concentration factor [10,12]. With a similar cylindrical W cavity layout, ~1%
overall efficiency was achieved using Gallium Antimonide (GaSb) PV cells [10-13].
selective filter, which reflects back the photons below the band gap to the radiator for re-
radiation and transmit the photons above the band gap to the cell. For a simple one-
3
with narrow band. Such a filter with a structure of (LH)N/D/(HL)N or (LH)N/D/(LH)N is
The energy from a high temperature heat source is selectively emitted by a selective emitter
towards PV cells. An optical filter is set between the emitter and the cells to recycle the
unconvertible photons to maintain the emitter at a high temperature. The key component of the
system is the PV cells, whose properties are crucial. However, the spectral control components,
namely the optical filter and the selective emitter, are also extremely important [16-18].
nanostructures that affect the propagation of electromagnetic (EM) waves in the same
way as the periodic potential in a semiconductor crystal affects the electron motion by
defining allowed and forbidden electronic energy bands. Essentially, photonic crystals
4
contain regularly repeating internal regions of high and low dielectric constant. Photons
(behaving as waves) propagate through this structure (or not depending on their
wavelengths). Wavelengths of light that are allowed to travel are known as modes, and
groups of allowed modes form bands [19, 20]. Disallowed bands of wavelengths are called
photonic band gaps. This gives rise to distinct optical phenomena such as inhibition of
amongst others.
Some familiar research methods include transfer matrix method (TMM), plane-wave
expansion method and finite-difference time domain (FDTD) method, etc...In contrast to
the other methods, transfer matrix method is much more effective for metallo-dielectric
greatly decreased while good accuracy is also achieved because the transfer matrix is
very small, and also it is convenient to calculate the reflection and transmission
In this work, we begin by making a general study on the thermal properties of materials when
subjected to the radiative effect of solar radiation. These materials are chosen according to
their physicochemical characteristics and their potential use as a selective emitter. Thereafter,
transmitting light in the band space centered at 1550 nm. Then, the TMM is extended to
simulate the propagation of light in an ideal multilayer structure (LH)N and with a multilayer
structure having a (LH)N(LL)(HL)N default layer for a filter applied to the STPV system. A
peak of up to 100% at the transmission level is observed for a structure comprising a defect
layer (LH)N(LL)(HL)N. This method also allows us to evaluate the behavior of the resonance
created by the material having the smallest index of refraction. We remark that when T = 0, a
transmission peak of 100% appears on the band spaces of the odd parts of the frequency.
5
Finally, the TMM is extended to simulate the spatial evolution of a plane wave collection TE
and TM for different values of the angle of incidence on a structure comprising a defect layer
(LH)N(LL)(HL)N. The transfer matrix model applicable to the 1D photonic crystal of the
dielectric filters makes it possible to optimize the spectral coherence of the STPV system.
In section 2, we present the methods. Section 3 is devoted to the design of the system and
transmission performance. In Section 4, the results and discussion are presented. Conclusion
appears in Section 5.
2. Methods
The assessment of the electric and magnetic fields in the periodic multilayer structures include
several technical calculations. Banerjee et al [23], successfully used Transfer Matrix Method
(TMM) to evaluate the electric and magnetic fields in a metamaterial structure consisting of
positive index materials (PIM) and negative index materials (NIM) alternating structure in
both TE and TM modes. The TMM results are compared with those using standard finite
element method (FEM) techniques. The TMM calculations are exact, less computationally
demanding, not limited by the thickness of the structures and can be performed for arbitrary
angular plane wave spectra. The TMM approach can also be readily applied to a wide variety
of other cases, such as beam propagation through induced reflection gratings in nonlinear
media. We use in this work the TMM method presented by Banerjee et al [23] because it has
The analysis of the incident electromagnetic radiation on the structure will be performed using
the transfer matrix method (TMM) [24]. Transfer matrix method is based on Maxwell
electric and magnetic fields intensities of the light from one side of the dielectric layer
6
We will produce TMM in the form of the dynamical and the propagating matrices which had
been used to describe the wave interaction through each layer and the wave response at the
interfaces between these layers. The boundary conditions for the vectors of the electric field E
in each side of an unspecified interface allows a simple description by a 2x2 matrix [24, 25].
The amplitudes of the plane waves at different layers can be related by:
Am 1 A 'm1 1 Am1
Dm Dm1 Dm Dm1Pm1 (1)
Bm B 'm1 Bm1
with m = 0, 1, 2,…2N. The matrices D (dynamical matrix) and P (propagation matrix) can be
written as:
1 1
Dm for TE waves (2)
nm cos m nm cos m
cos m cos m
Dm for TM waves (3)
nm nm
Since the propagation matrix can be written in the form of sine and cosine functions instead of
cos k i sin k 0
Pm (4)
0 cos k i sin k
2 d k
where k nk cos k , (k = 1, 2, 3…) (5)
M11and M12 are the matrix elements of total transfer matrix M for the entire structure given
by:
M M12
M N e 11 1
D0 M e D0
N
(6)
M 21 M 22
where N is the number of the periods and Me is the transfer matrix of one period given by:
7
1 1
M e D1PD
1 1 D2 P2 D2 (7)
Then by using the above expressions, we can obtain the reflection and the transmission
coefficients [24]:
M 21 1
r and t (8)
M 11 M 11
Finally, we can calculate the transmittance and the reflectance using the following
expressions:
f1 2
R r 2 and T t (9)
f0
where
0 0
f0 n0 cos 0 and f1 n cos s (10)
0 0 s
This gives us the final form of the transmission and reflection coefficients for the incident
electromagnetic waves inside this 1D-binary periodic structure as a function of the dynamical
and the propagating matrices depending on the numerical solution of Maxwell’s equations
In this article, we analyze a TPV system comprising a spectral filter emitting light to a GaSb
cell. Excellent reflection performance means that the filter structure has the reflection band as
wide as possible and possibly a higher reflectivity close to 1.0 for the photons over the band
gap of the GaSb conversion cell. The reflection performance of the filter depend on its
structure size and features of the materials such as contrast of refractive indexes of high and
low dielectric materials and total layers of candidate materials [27]. A 1D-PhCs is deposited
on NaCl substrate which also serves as the front encapsulation layer of a GaSb cell, which is
separated from the emitter by a distance of 1 cm [30]. We use GaSb cell as PV cell, which
8
has a low-direct band gap energy of 0.7eV, corresponding to a wavelength of 1.78µm.
which can be defined as the ratio of the above-band gap power transmitted through the
filter to the PV cell to the net power of the filter got from the emitter. Actually, the
transmission performance of the filter is complicated and its design must account for the
following two issues: the spectral distribution of thermal radiation from the high temperature
emitter and the quantum efficiency of GaSb photovoltaic cell [27-30]. In this paper we will
show that the use of a one-dimensional TiO2/SiO2 structure as a selective filter can provide
The thermal transmitter here behaves as a black body because it entirely absorbs any
radiation which it receives from the heat source. To improve the execution of the reflection
and the spectral transmission of the one-dimensional filter, the structure TiO2/SiO2 photonic
crystal must have correspondences with the spectral distribution of the transmitter at high
temperature in the corresponding band of the reflection and the transmission [19-20].
According to Planck’s law, the spectral power of the radiation of the source at high
2 hc 2
E ,T (11)
hc
5 exp 1
kT
where h is the Planck's constant, K the Boltzmann constant and c the speed of the light in the
vacuum. From Stefan’s law, the total power radiated by a black body is:
P T 4 (12)
The maximum wavelength (λm) of radiated energy depends on the temperature T according to
9
λm.T=2898 µm.K (13)
The ultimate STPV efficiency can be calculated by multiplying the solar-to-thermal efficiency
sol-th and the thermal-to-electrical efficiencyth-elec. Since the theoretical maximum thermal-
to-electrical efficiency is equal to the Carnot efficiency operating between two heat reservoirs,
and Tinf is the surrounding (or PV cell) temperature. The maximum solar-to-thermal efficiency
concentrated solar irradiation (the solid angles of solar radiation received by the absorber
Ωsun= π) as follows:
4
T 4 T 4 T
sol th,max sun 4 A 1 A (15)
Tsun Tsun
From equations (14) and (15), the ultimate solar-to-electrical STPV efficiency becomes:
T 4 T 4
STPV (sol elec),max 1 A 1 inf (16)
Tsun TA
Equation (16) shows that the increase in TA improves the Carnot efficiency but decreases the
The same maximum solar-to-thermal efficiency can be obtained without the full solar
concentration when the solid angle of the re-emission from the absorber ΩA is equal to Ωsun by
This relation states that for a high efficiency of absorption sol-th,max the temperature TA of the
10
3.2. Numerical calculation and analysis for the STPV system
For thermal energy transformation into electric power, the photovoltaic cell which operates
perfectly in the infra-red is GaSb. Its gap energy is Eg = 0.7eV and its gap wavelength is λg =
1.78 m . Fig. 2a and Fig. 2b show two multilayer structures. The first, denoted by (LH)N,
consists of N identical bilayers, the TiO2 and SiO2 material systems for the filter is expressed
with H (high refractive index material) and L (low refractive index material), respectively.
The refractive indices are considered to be nL =1.46 for SiO2 and nH = 2.4 for TiO2 in the
design calculation, respectively. The second multilayer, denoted by (HL)N, is the same as the
first one, but with the order of the layers reversed. The substrate material for the filter is NaCl
and its refractive index is equal to nb = 1.5 in the range of considered wavelength. The central
The third one, denoted by (LH)N(LL)(HL)N consists of the first two side-by-side and
separated by defect layers LL. It is represented by the Fig. 2a. The multilayer structure
denoted (LH)N is the representation of a structure without defect. It is represented by the Fig.
2b.
(a)
11
(b)
Fig.2.(a) multilayer structure of one-dimensional filter made up of a layer defect (LH)N(LL)(HL)N ;
(b) multilayer structure of one-dimensional filter without any layer defect (LH)N.
For a stack of quarter-wave films, the central wavelength of the stop-band at a normal to the
1
0 g (17)
2 1 nH nL
1 sin
nH nL
0
dk (18)
4nk
The center wavelength of the photonic band gap of one-dimensional photonic crystal should
0
nH lH nLlL (19)
2
Where nH and nL are the refractive indices and lH and lL are the thicknesses of the first and the
second dielectric layers, respectively and 0 is the center wavelength of photonic band gap
[25]. In order to have large band gap the following relation is used:
0
nH lH nLlL (20)
4
The central wavelengths are located in the spectral band between 1550 nm.
12
4. Results and discussion
Each one-dimensional photonic crystal is composed of two dielectric layers with different
refractive indices which are repeated in one direction. These refractive indices and the
thickness (l) of the layers are very important and directly control the band gap of the one-
dimensional photonic crystal. The center wavelength of the first forbidden band is λo = 1550
nm. The transmittance and frequency of our system (STPV) is demonstrated in different
figures. The different incident angles are chosen in the two modes of polarization (TE and
TM). However, we will use the different calculation methods seen in the previous sections to
determine the simulation results. These results will be compared with other experimental
One of the important issues for improving the spectral transmission performance of the one-
dimensional TiO2/SiO2 PC filter is to make the filter structure match well with spectral
distribution of high temperature emitter within the corresponding transmission band. For the
sake of the analysis simplicity, the emitter is set as a blackbody [32, 33]. The results
corresponding to the wavelength range below 2000 nm are given in Fig. 3a and the STPV
13
(a)
(b)
(c)
Fig. 3.(a) Spectral radiance of the black body under various temperatures, (b) efficiency of the emitter,
Most of the radiation power from an emitter was limited in the spectral range of 0-2000 nm.
Thus, the design of the filter should ensure this wavelength band to be in its high transmission
band. Fig. 3(a) gives a general idea of the amount of light available to a GaSb cell. The red
lines in the figure indicate the fraction of photons from the spectrum that is greater than the
energy band gap. Fig. 3(b) presents the sunlight concentration ratio at different emitter
14
temperature; it presents also the emitter efficiency [1]. The filter should make selective
transmission in the solar spectrum from visible and near IR. To minimize radiation losses, the
absorber portion should be higher than the incoming absorption emitted by solar radiation.
Therefore, TPV cells increases both the temperature and the efficiency of the transmitter by
recycling photons. Furthermore, the efficiency of the transmitter reaches 98% when the
temperature is at the lowest level at T = 1500 K. The efficiency tends to decrease with
increasing temperature. Therefore, the value of the efficiency of the transmitter is 95% for a
Fig. 3(c) displaysSTPV(sol-elec),max as a function of TA for Tsun = 5800 K and Tinf = 300 K for
maximum concentration. The overall efficiency has a maximum value of 85.4% for an
[34]. This high efficiency value demonstrates that solar energy is very high-quality energy,
because of the high temperature of the sun. The results obtained in this section are consistent
with previous works on the behavior and efficiency of certain materials when subjected to the
radiative effect of the sun [10]. Furthermore, these results will allow us to situate ourselves on
The transmission spectrum is obtained when the film is illuminated by a monochromatic wave
The transfer matrix method is best suited to multilayer periodic structures. The wavelength
range considered is between 1350 nm and 1850 nm for the ideal structure and the wavelength
15
(a) N = 6
(b) N = 8
16
(c) N = 10
(d)
Fig. 4.(a), (b), (c) presents the Spectrum of transmission of the ideal layer structure (LH)N and
defect layer structure (LH)N(LL)(HL)N in incidence normal. The Fig. 4(d) presents the peak
Table 1 shows the values of the transmission peak when the period varies.
Table 1.Wavelengths of the peak transmission bands when P varies. The substrate material has a
17
The transmission spectrum is obtained when the film is illuminated by a monochromatic wave
used to create a cavity in the photonic crystal. Fig. 4(a), (b) and (c) show the transmission as
a function of wavelength for an ideal layer structure (LH)N and an optical defect layer
structure (LH)N(LL)(HL)N. The 1D-PhC with a defect layer forms a micro-cavity where the
light field of the resonant mode, or the defect mode, is localized around the defect layer. One
transmission peak of 100% appears in the gap at about 1550nm in the case of photonic crystal.
Fig. 4(d) shows the variation of the transmission peak of the defect layer structure at different
period values. The resonance at the transmission is provided by the excitation of the surface
waves at the interface of the film of the photonic crystal. The results of the various spectra of
the above figures show that when the number of pairs of layers increases from N = 6 to N=10,
the photon band gap tends to become narrower and the band gap edges become clearer. A
large increase of the peak value has been observed as the number of pairs of layers increases
as well, which is consistent with the result reported by Xiaohua Shi [35]. Furthermore, this
can be explained by the fact that the actual mirror reflectivity depends on the refractive index
of the cavity medium, i.e. the reflectivity of a quarter wave stack depends on the
refractive index of the medium where the beam is launched and a high index medium
created.
Unlike the work presented by Xiaohua Shi, we use the same process with photonic crystals to
The results of the transmission and the frequency of defect layer when the period varies are
presented below.
18
(a)N= 6 (b) N= 8
(c) N= 10
Fig.5. Transmission of the light and frequency for the defect layer structure.
The relationship between the transmission and the frequency of the defect layer is shown in
Fig. 5(a), (b) and (c) for different periods N = 6, N = 8 and N = 10. Yi Lin et al [17], used
the ideal multilayer structure and demonstrated in their work that light cannot pass the
photonic crystal when the band gap is close to the odd time frequency. Then, in this case, the
19
transmission T = 0. However, the conduction band has recurring fluctuations when the
the peak at the even times of the fundamental frequency. In this work, we use a
multilayer structure with the defect layer to create a transmission which will be 100%. The
transmission and reflection can be explained as follows: The transmission spectra reflect the
density of photon modes in the photonic crystals. In the region of the photonic band gap, the
incident light beam does not propagate into the crystal but is totally reflected back. However,
by the introduction of the defect layer, a localized photonic state is created in the band gap
region. In this case, the incident beam couples with the defect mode and is transmitted
through the crystal. The response is represented by a sharp transmission peak as shown in the
result of Fig. 5.
Fig. 5(a) shows the band gap when N = 6 while other parameters remain the same.
In contrast to Fig. 5(b) when N = 8 and Fig. 5(c) when N = 10, we see that when the period
increases, recurring fluctuation also increases and images are sparse, the amplitude of the
fluctuation remains the same and the band gap does not change.
Like Yi Lin et al, we use a multilayer structure to demonstrate that light cannot pass the
photonic crystal when the band gap is close to the odd temporal frequency. By adding a defect
layer to this structure, we observe the appearance of a resonance represented by a peak that
4.4. Peaks of transmission versus the angle of incidence for the structure having the
defect layer
Fig. 6 presents the behavior of the transmission when varying the angle of incidence of defect
layer. The transmittance of the proposed structure for TM and TE waves is studied for the
20
(a) N = 6 (b) N = 6
(c) N = 8 (d) N = 8
Fig.6. The wave spectral TM-TE transmittance for the defect layer structure (LH)N(LL)(HL)N
Table 2 shows the values of the transmission peak for different incident angles and different
21
Table 2. Representation of the band gap wavelengths and bandwidth for three values of the
Our main focus is on the angular dependence of filtering for this filter structure in the defect
layer. The transmission spectra of the proposed structure for TE and TM polarizations are
presented in fig. 6(a), (b), (c) and (d). Two values of the period N = 6 and N= 8 were chosen
for the study. The different angles of incidence taken into consideration are 0o, 15o and 25o
respectively. The results of two polarizations, TE and TM, for the incident wave will be
given.
Firstly, when the wave is polarized at normal incidence, both TE and TM modes present
similar band gap and peak of transmission. However, the transmission peak remains centered
on 1550nm wavelength for all periods. On the other hand, when the angle of incidence
increases to 15o, there is a difference between the TE mode and the TM mode. It is found that
the peak of transmission moves rapidly to the smaller wavelengths when the angle increases.
Therefore, the range for which both the TE and TM polarizations exhibit omni-directional
22
The TE polarization transmission spectrum of the structure (LH)N(LL)(HL)N moves rapidly
to the smaller wavelengths while in the TM polarization, the movement is gradual; this is in
line with the results obtained by Chi-Chung Liu et al [36]. The forbidden band becomes
narrower when the incident angle of the light is 25o. Therefore, when the period increases
from N = 6 to N = 8 for the two polarization TE-TM modes, the transmission peak decreases.
Chi-Chung Liu et al varied the thickness of the defect layer by observing the behavior of their
system when the angle of incidence is polarized in TE mode. In our work, we stabilize the
thickness value of the defect layer and then we give different values to the angle of incidence
for the two modes of polarization TE and TM. Furthermore, we deduce that oblique incidence
in this case provides a simple technique for adjusting phase adaptation and local field
improvements for the sample. However, the variation in the angle of incidence makes it
possible to obtain different peak values for the transmission of light and for the efficiency of
the device. It is shown that widely different conversion efficiencies can be obtained for
various incidence angles and various thicknesses of the nonlinear material. This is amply
5. Conclusion
In the present work, we have developed the transfer matrix method to analyze the behavior of
the transmission peak of the filter 1D-PhCs submitted in the spectrum of visible and near
infrared applied in STPV systems for the defect layer structure. The efficiency of the system
STPV reaches 93% and that of the transmitter increases with decreasing temperature. This
numerical method also allowed us to analyze the impact of the period and the angle of
incidence on the peak of the light transmission. Furthermore, the band gap of the transmission
decreases and shifts to smaller wavelengths when the angle of incidence increases. The light
does not pass through the bandwidth of the crystal when the frequency is in the odd portions
23
and there is a peak transmission of 100%. The center wavelength, set at 1550nm, allowed us
Acknowledgments
Authors would like to express their deepest and sincere thanks to all the staff of the
Renewable Energy Lab of the University of Maroua for their continuous guidance and support
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