/

PHlJ LlJC SO 03
APPENDIX 03
C<)NG HOA xA H<)I CHU NGHiA VI¢T NAM
D(}c I~p - Tl}' do - H~nh phuc
THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom -Happiness

D6ng Nai, ngay 10 thang 10 nam2016

Dong Nai, day 10 month 10 year 2016

BAN CUNG CAP THONG TINICIRRICULLUM VITAE

Kinh gui: - Uy ban Chung khoan Nha nu6c

- Sa Giao dich cht'.rng khoan
To: - The State Securities Commission
- The Stock Exchange

1/ HQ va ten /Full name: Ph~m Hoanh Son

21 Gi6i tinh/Sex: Nam
31 Ngay thang nam sinh/Date of birth: 04/ 12/ 1972
4/ Nai sinh/Place of birth: X6m 8, Xa Trung Le, Huy~n Dt'.rc Th9, tinh Ha Tinh.
51 s6 CMND (ho?c s6 h<) chieu)/ID card No. (or Passport No.): 183133752 Ngay
d.p/Date of issue 2010312007 Nai d.p/Place of issue Cong An tinh Ha Tinh.
61 Qu6c tich!Nationality: Vi~t Nam
7I Dan t<)c/Ethnic: Kinh
8/ Dia chi thuang tru/Permanent residence: X6m 8, Xa Trung Le, Huy~n Dt'.rc Th9,
tinh Ha Tinh.
91 S6 di~n tho~i/Telephone number: 0903280000
10/ Dia chi email/Email:
phamhoanhson.vn@ gmail.com ho?c sonph@hoanhsongroup.net
11/ Cht'.rc V\l hi~n nay t~i t6 cht'.rc la d6i tuQ'I1g cong b6 thong tin/Current position in
an institution subject to information disclosure Rules:Chu tjch H<)i d6ng Quan trj.
Chu tich H<)i d6ng quan tri Cong ty C6 phfrn T~p Doan Hoanh Son; Chu tich Cong
ty TNHH MTV Hoanh Son.
12/ Cac cht'.rc V\l hi~n dang n~m gifr t~i t6 cht'.rc khac/Positions in others
companies:
CÔNG TY C Digitally signed by
CÔNG TY C PHN
PHN DU KHÍ DU KHÍ U T KHAI
U T KHAI THÁC CNG PHC
THÁC CNG AN Date: 2016.10.11
PHC AN 19:20:18 +07:00
Chu tich H(>i d6ng quan tri Cong ty C6 ph~n T~p Doan Hoanh Son; Chu tich Cong
ty TNHH MTV Hoanh Son.
13/ S6 CP n~m gifr: 40.600.000, chi€m 45,11% v6n di~u l~, trong d6:/Number of
shares in possession 40.600.000 , accounting for 45.11% of registered capital, of
which:
+ D(;li di~n (ten t6 chuc la Nha nu6c/c6 dong chi€n luqc/t6 chuc khac) sa
hfru:/Possesson behalfof (State/strategic investor/other institution):Cong ty TNHH
M9t Thanh Vien Hoanh San.
+ Ca nhan sa hfru/ Possess for own account: Khong
14/ Cac cam k€t n~m gifr (n€u c6)/0ther commitment of holding shares (if any):
Khong chuy~n nhuqng trong thai h(;ln 05 (nam) nam k~ tu ngay mua c6 ph~n.
15/ Danh sach nguai c6 lien quan cua nguai khai*/List of related persons of
declarant:
STT Ten ca S6 CMND/H() chi~u (d6i s6 luqng CP/CCQ M6i quan h¢/ 1

No. nhan!t6 v6i ca nhan) ho~c S6 GCN n~m gifr, tY 1¢ so hfru Relationship I

chuc/Name dang ky doanh nghi¢p, tren v6n di~u 1¢ cua

of Giiiy phep ho(;lt d()ng ho~c c6ng ty d?i chung, guy ,
individual/ giily ta phap ly tuang d(;li chling (n~u c6 )/
institution duang (d6i v6i t6 chuc), Number ofshares/fund I
al related ngay dp, nai dp/ Number certificates in I
I
person of ID or Passport (for possession, ownership I
individual) or Number of rate of registered
Business Registration, capital of the public
I
License of Operation or company, public fund
equivalent legal documents (if any)
I
(for institution), date of
I
issue, place of issue I

I
1 Ph(;lm Van 183007730 0 B6 de
Hai I
I

2 Nguy€n 181739021 0 B6 VQ'

Ti€n I
Dung I
- --
3 Nguy€n 180055323 0 I M~ VQ'
I
I
Thi H6ng i
I
4 Nguy€n 182197073 0 i Vq
Thi H~ng I
I
Nga I
I

5 Ph(;lm Khong c6 0 I Con gai

* Ngu<':li c6 lien quan theo quy djnh t:;ii khoan 34 Di ~u 6 Lu?t Chung khoan ngay 29 thang 6 nam 2006
Related persons are stipulated in Article 34, paragraph 34 of the Law on Securities dated 29'h June 2006
 Thao Linh (Con nho) I
6 Ph?rn Khong c6 0 I Con trai
Vi~t Anh (Con nho) I
I
7 Ph?rn Khong c6 0 I
Con trai
Anh Binh (Con nho)
I

16/ Lgi ich lien quan d6i v6i cong ty d?i chung, quy d?i chung (n~u c6)/Related
interest with public company, public fund (if any): Khong
17/ Quy~n lgi rnau thuftn v6i cong ty d?i chung, quy d?i chung (n~u c6 )/ Conflict
interest with public company, public fund (if any): Khong
Toi cam doan nhfrng lCYi khai tren day la dung sv th~t, n~u sai toi xin hoan toan
chiu trach nhi~rn tru6c phap lu~t/I hereby certify that the information provided in
this CV is true and correct and I will bear the full responsibility to the law.

NGUOI KHAI I
DECLARANT
(Ky, ghi ro h9 ten)
(Signature, fi l name)

Ph~m Hoanh Son

 . . CHU NGHiA VIET NAM
CONG HOA xA HOI .
D(>c l~p - T\f do - H~nh phuc
THE SOCIALIST REPUBLIC OF VIETNAM
Independence- Freedom -Happiness

D6ng Nai, ngay JO thang JO nam20J6

Dong Nai, day JO month JO year 2016

BAN CUNG CAP THONG TINICIRRICULLUM VITAE

Kinh gui: - Uy ban Chtrng khoan Nha nu6c

- Sa Giao dich chtrng khoan
To: - The State Securities Commission
- The Stock Exchange

1/ H9 va ten /Full name: NGUYEN DINH LAN

21 Giai tinh!Sex: Nam
31 Ngay thang nam sinh/Date of birth: 15/0511960
41 Nai sinh/Place of birth: Xa Thanh Tung, Huy~n Thanh Chuang, Tinh Ngh~ An.
51 S6 CMND (ho~c s6 h9 chiSu)/JD card No. (or Passport No.):
183337523Ngayc~p/Date of issue 17/8/2011 Nai c~p/Place of issueCong An Ha
Tinh.
61 Qu6c tich!Nationality: Vi~t Nam
7I Dan t(>c/Ethnic: Kinh
8/ Dia chi thu0ng tru/Permanent residence: Kh6i ph6 2, Phu0ng B~c Ha, Thanh
ph6 Ha Tinh, tinh Ha Tinh.
91 Sf> di~n thm~i/Telephone number: 0982463006
10/ Dia chi email/Email: lannd@hoanhsongroup.net
11/ Chuc V\l hi~n nay t:;ii t6 chuc la d6i tm;mg cong b6 thong tin/Current position in
an institution subject to information disclosure Rules.Thanh vien H9i d6ng Quan
tri.
12/ Cac chuc V\l hi~n dang n~m gifr t:;ii t6 chuc khac/Positions in others
companies:Ph6 T6ng Giam d6c Cong ty C6 ph~n T~p doan Hoanh San.
13/ s6 CP n~m gifr: 2.700.000, chiSm 3% v6n diSu l~, trong do :!Number of shares
in possession 2. 700. 000 , accounting for 3% of registered capital, of which:
+ De.ii di~n (ten t6 chuc la Nha nu6c/c6 dong chiSn luqc/t6 chuc khac) sa
hfru:/Possesson behalf of (State/strategic investor/other institution):Cong ty TNHH
M<?t thanh vien Hoanh San.
+ Ca nhan sa hfru/ Possess for own account:O (Khong)
14/ Cac cam kSt n~m gifr (nSu c6)/0ther commitment of holding shares (if
any):Khong chuySn nhuqng trong thai gian 05 (nam) nam kS tu ngay mua c6 ph~n.
15/ Danh sach nguai c6 lien quan cua nguai khai*/List of related persons of
declarant:

ST Ten ca S6 CMND/H(> chi~u (d6i v6i ca S6 lm;mg CP/CCQ M6i

T nhan!t6 nhan) ho~c S6 GCN dang kY nim gifr, ty l~ s6 quan h~/
No chuc/Na doanh nghi~p, Gifry phep ho~t hfru tren v6n di€u I~ Relation
me of d(>ng ho~c gifry ta phap ly tuang cua c6ng ty d~i ship
individual duang (d6i v6i t6 chuc ), ngay cfrp, chung, guy d~i
I nai cfrp/ Number ofID or chung (n~u c6 )/
institution Passport (for individual) or Number of
al related Number ofBusiness Registration, shares/fund
person License of Operation or certificates in
equivalent legal documents (for possession,
institution), date of issue, place of ownership rate of
issue registered capital of
the public company,
public fund (if any)
1 NguySn S6 CMND: 272483406 0 B6de
Dinh Cfip ngay 17/07/2011
Mai
N ai cfip: CA tinh D6ng N ai
2 NguySn S6 CMND: 272263918 0 M~de
Thi Thi Cfip ngay 11/09/2008
Nai cfip: CA tinh D6ng Nai
3 Le Thi S6 CMND: 183057424 0 Vq
Lan Anh Cfip ngay 17/03/2008
Nai cfip: CA tinh Ha Tinh
4 NguySn S6 CMND: 075086000002 0 Con trai
Anh Cfip ngay 19/01/2014
Tufin

* NgU'O'i c6 lien quan theo quy d!nh tc;ii khoan 34 BiE§u 6 Lu~t Chling khoan ngay 29 thang 6 nam 2006
Related persons are stipulated in Article 34, paragraph 34 of the Law on Securities dated 291h June 2006
--------------------------

Nai cfrp: C\lc canh sat DKQL

' '
cu tru va DLQG ve dan so
5 NguySn Sf> CMND: 06009000001 0 Con trai
Anh Tu Cfrp ngay 23/03/2015
Nai cfrp: C\lc canh sat DKQL
' '
cu tru va DLQG ve dan so
6 NguySn Sf> CMND: 272233404 0 Chi gai
Thi Lan Cfrp ngay 10/05/2008
Huang
N ai cfrp: CA tinh D6ng N ai
7 NguySn S6CMND:273347762 0 Anh
Dinh Cfrp ngay 11/05/2006 trai
Ngan
Nai c~p: CA tinh Ba Ria Yung
Tau
8 NguySn Sf> CMND: 271547717 0 Emgai
Thi Cfrp ngay 25/06/2015
Thanh
Tra Nai cfrp: CA tinh D6ng Nai

9 NguySn Sf> CMND: 271554515 0 Em trai

Dinh Cfrp ngay 08/04/2012
Ttru
Nai cfrp: CA tinh D6ng Nai
10 NguySn sf> CMND: 290790236 0 Em trai
Dinh Cfrp ngay 06/ 11 /2000
D?m
Nai cfrp: CA tinh Tay Ninh
11 NguySn Sf> CMND: 024862942 0 Em trai
Dinh Cfrp ngay 03112/2007
Thuy
Nai cfrp: CA TP H6 Chi Minh
12 NguySn Sf> CMND: 271613452 0 Em trai
Dinh Cfrp ngay 17/04/2004
Khanh
Nai cfrp: CA tinh D6ng Nai
13 NguySn Sf> CMND: 025008631 0 Em trai
Dinh Cfrp ngay 18/07/2008
Khoai
Nai cfrp: CA TP H6 Chi Minh
16/ Lqi ich lien quan d6i v6i cong ty d~i chung, quy d~i chung (nSu c6)/Related
interest with public company, public fund (if any):Khong c6
17/ QuySn lqi mau thuftn v6i cong ty d~i chung, quy d~i chung (nSu c6)/ Conflict
interest with public company, public fund (if any): Khong c6
Toi cam doan nhfrng lai khai tren day la dung sµ th~t, nSu sai toi xin hoan toan
chiu trach nhi~m tru6c phap lu~t// hereby certify that the information provided in
this CV is true and correct and I will bear the full responsibility to the law.

NGUOIKHAI/
DECLARANT
(Ky, ghi ro h9 ten)
(Signature, full name)

Nguy~n Dinh Lan

 . .
CONG HOA xA HOI CHU NGHiA VIET NAM .
D{)c l~p - T1f do - H~nh phuc
THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness

DfJng Nai, ngay JO thang JO nam2016

Dong Nai, day JO month JO year 2016

BAN CUNG CAP THONG TINICIRRICULLUM VITAE

Kinh gui: - Uy ban Chtrng khoan Nha nu6c

- Sa Giao dich chtrng khoan
To: - The State Securities Commission
- The Stock Exchange

1/ H9 va ten /Full name:TRAN MINH SON

21 Gi6i tinh/Sex: Nam
31 Ngay thang nam sinh!Date of birth: 02/09/1975
41 Nai sinh!Place of birth: Xa Luu San, Huy~n Do Luang, Tinh Ngh~ An.
51 s6 CMND (ho~c s6 h<) chiSu)/JD card No. (or Passport No.): 181990114 Ngay
c~p/Date of issue 0910912006 Nai c~p/Place of issue Cong An Ngh~ An.
61 Qu6c tich!Nationality: Vi~t Nam
71 Dan t<)c/Ethnic: Kinh
8/ Dia chi thuemg tru/Permanent residence: S6 nha 613- Chung cu C2 D<)i Cung-
P.D<)i Cung -TP Vinh - Tinh Ngh~ An.
91 S6 di~n tho~i/Telephone number: 0942765678
10/ Dia chi email/Email: kehoachsonkt@gmail.com
11/ Chuc V\l hi~n nay t~i t6 chuc la d6i tuqng cong b6 thong tin/Current position in
an institution subject to information disclosure Rules:Thanh vien H<)i d6ng Quan
tri.
12/ Cac chuc V\l hi~n dang n~m gifr t~i t6 chuc khac/Positions in others
companies: Giam d6c Tai chinh kiem KS toan Truang Cong ty Cb ph~n T~p doan
Hoanh San.
13/ s6 CP n~m gifr: 2.700.000, chiSm 3% v6n diSu l~, trong do:!Number of shares
inpossession 2. 700.000, accounting for 3% of registered capital, of which:
+ D~i di~n (ten t6 chuc la Nha nu6c/c6 dong chiSn luqc/t6 chuc khac) sa
hfru:/Possesson behalf of (State/strategic investor/other institution) : Cong ty
TNHH M<;>t thanh vien Hoanh Scm.
+ Ca nhan so hfru/ Possess for own account:O (Khong)
14/ Cac cam kSt n~m giii (nSu co)/Other commitment of holding shares (if
any) :Khong chuySn nhuc;mg trong thai gian 05 (nam) nam kS tu ngay mua c6 phfin.
15/ Danh sach nguai co lien quan cua nguai khai *IList of related persons of
declarant:
STT Ten ca nhan/t6 S6 CMND/H(> chi€u (d6i S6luQ'Ilg M6iquan
No. chuc/Name of v6i canhan) ho~c S6 GCN CP/CCQ n~m h~/
individual/ dang Icy doanh nghi~p , giu, cy I~ s& huu Relationship
institution al Gifiy phep ho~t d(>ng ho~c tren v6n di~u I~
related person gifiy ta phap ly tuang cua cong ty d~i
duang (d6i v6i t6 chuc ), chung, quy d~i
ngay dp, nai cfip/ Number chung (n€u c6 )/
ofID or Passport (for Number of
individual) or Number of shares/fund
Business Registration, certificates in
License of Operation or possession,
equivalent legal ownership rate of
documents (for institution), registered capital
date of issue, place of of the public
issue company, public
fund (if any)
1 Trfin Thi Duang Bi mfit, khong nh6 s6 0 M~de

2 Nghiem Thi 182206749 ngay cfip 0 Vq

HbngLe 29/12/2010, Nai cfip: CA
Ngh~An.

4 Trfin Le Minh Chua co (con nho) 0 Con trai

5 Trfrn Tu Phucmg Chua co (con nho) 0 Con gai
6 Trfin Minh ThiSt 180038798 cfip ngay 0 Anh trai
30/7/2013, nai c§.p CA
Ngh~An.

7 Trfin Thi Vi~t 186901488 cfip ngay 0 Chi gai

15/5/2007, nai cfip CA
Ngh~ An.

8 Trfin Thi Nguy~t 181275282 cfip ngay 0 Chi gai

8/2/2013, nai cfip CA
Ngh~An.

* Nguai c6 lien quan theo quy dinh t~i khoan 34 DiSu 6 Lu~t Chtrng khoan ngay 29 thang 6 niim 2006
Related persons are stipulated in Article 34, paragraph 34 of the Law on Securities dated 29th June 2006
 9 Tr~n Thi Hoa 181513433 c~p ngay 0 Chi gai
10/4/2005, nai c~p CA
Ngh~An.

10 Tr~n Minh Hai 186503343 cftp ngay 0 Anh trai

12/2/2004, nai cftp CA
Ngh~An.

16/ Lqi ich lien quan d6i voi cong ty d~i chi.mg, quy d~i chung (nSu co)/Related
interest with public company, public fund (if any): Khong c6
17I QuySn lqi mau thu~n voi cong ty d~i chung, quy d~i chung (nSu c6 )/ Conflict
interest with public company, public fund (if any): Khong c6
Toi cam doan nhfrng lai khai tren day la dung sv th~t, nSu sai toi xin hoan toan
chiu trach nhi~m truoc phap lu~t// hereby certify that the information provided in
this CV is true and correct and I will bear the full responsibility to the law.

NGUOIKHAI/
DECLARANT
(Ky, ghi ro h9 ten)
(Signature, full name)

TrAn Minh SO'n

; ·

, PHl) L~C SO 93
BAN CUNG CAP THONG TIN
(Ban hanh kem theo Thong tu s6 15512015/ TT-BTC ngay 06 thang 10 nam 2015 cua B9 Tai
chinh huang ddn cong b6 thong tin tren thi truong chung khoan)

C(>NG HOA xA H(>I CHU NGHiA VI]J:T NAM

DQc l~p - T\f do - H~nh phuc

Bien Hoa, ngay 10 thang JO nam2016

BAN CUNG CAP THONG TIN

Kinh gui: - Uy ban Chling khoan Nha nu6c

- Sa Giao dich chling khoan

1/ HQ va ten: Tr~n Thanh Hai

21 Gi6i tinh: Nam
31 Ngay thang nam sinh: 31/05/195971
41 Noi sinh: Phu Th9
51 S6 CMND : 271259520 Ngay dp: 07/01/2009 Noi dp : CA D6ng Nai
61 Qu6c tich: Vi~t Nam
71 Dan t('>c: Kinh
8/ Dia chi thuang tru: 98 Duang 3/2, KP5, Trang Born, D6ng Nai
91 s6 di~n tho~i : 0913.614148
10/ Dia chi email:
11 / Chuc V\l hi~n nay t~i t6 chuc la d6i tuqng cong b6 thong tin: Thanh vien H('>i d6ng quan
tri
12/ Cac chuc vv hi~n dang n~m gifr t~i t6 chuc khac:
+Thanh vien HDQT - Ph6 T6ng Giam d6c T6ng Cong ty CP Phat tri~n KCN
+ Chu tich HDQT Cong ty C6 ph~n Cang D6ng nai
13/ s6 CP n~m gifr: 7.520.000 c6 ph~n, chi~m 8,35% v6n di€u l~, trong do :
+ D~i di~n T6ng Cong ty C6 ph~n Phat tri~n KCN: 7.500.000 cf> ph~n, chi~m 8,33% v6n di€u
l~

... +Ca nhan sa hfru: 20.000 c6 ph~n, chi~m 0,02% v6n di€u l~
14/ Cac cam k~t n~ gifr (n~u c6): 0 c6 ph~n
15/ Danh sach nguai co lien quan cua nguai khai*
 ST Ten ca nhan/t6 S6 CMND/H<) chi Su (d6i
T chuc v&i ca nhan) ho~c s6
GCN dang ky doanh
nghi~p, Gi~y phep ho<;tt
d<)ng ho~c gi~y ta phap ly
tuong duong (d6i v&i t6
chuc), ngay dp, nai dp
271748620 ngay d.p
1 Trfin Van Cv 25/10/2002 t~i CA B6ng
Nai
S6 luqng CP/CCQ M6i quan h~
n~m giu, ty l~ sa hfru
tren v6n ctisu l~ cua
cong ty d<;ti chung,
quy d<;ti chung (nSu
c6)
0 c6 ph~n, chiSm 0%
v6n diSu l~ Cha

271922029 ngay d.p 0 c6 ph~n, chiSm 0%

2 Ph~m Thi Nhung My
l 0/9/2004 t~i CA B6ng Nai v6n diSu l~

271792650 ngay c~p 0 c6 ph~n, chiSm 0%

Trfin Thi Minh 08/04/2003 t~i CA B6ng v6n diSu l~
~·
3 Nguy~t
Chi
Nai

024839576 0 c6 ph~n, chiSm 0%

~rfin Thi H6ng v6n diSu l~
4 Ngay dp 14/9/2010 t(;li CA Em
Anh
TP.HCM

271222164 ngay d.p 0 c6 ph~n, chiSm 0%

5 Trfin Thi Thu 19/11/2005 t~i CA D6ng v6n diSu l~ Em
Nai

022287296 0 c6 ph~n, chiSm 0%

Dinh Thi Xuan
Ngay dp 16/12/2003 t~i CA v6n diSu l~ Vq
6 Thy
TP.HCM
~·

025418110 0 c6 ph~n, chiSm 0%

Trfin Hai Bang Ngay cfrp 31 /12/2010 t~i CA v6n diSu l~ Con
7
TP.HCM

Trfin Bang Quang Con nho chua d.p 0 c6 ph~n, chiSm 0% Con
8
v6n diSu l~
16/ Lqi ich lien quan d6i v&i cong ty d<;ti chung, quy d<;ti chung (nSu c6) : Khong
17/ QuySn lqi mau thuftn v&i c6ng ty d<;ti chung, quy d<;ti chung (nSu c6: Khong
Toi cam doan nhfrng lai khai tren day la dungsµ th~t, nSu sai toi xin hoan toan chiu trach
nhi~m tru&c phap lu~t.

~·

Tdn Thanh Hai