Professional Documents
Culture Documents
Appendix XV
BAo CAo KET QUA GIAO DICH Co PHItU/CHTNG CHi QUV/
cHr.NG QUYEN CO nAO DAM CUA NGT.IOTNQT BQ
vA NGU'OI CO LrtN QUAN
REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND
CERTIFICATES/COWRED WARRANTS OF INTERNAL PERSON AND
AFFILIATED PERSON
(Ban hdnh kdm theo Th,ng tu sd 96/2020/TT-BTC ngdy 16 thdng t t ndm 2020
cira BQ tru&ng BQ Tdi chinh)
(Promulgated with the Circular No 96/2020/TT-BTC on November 16, 2020
of the Minister of Finance)
NGUYEN THI HIf,N CQNG HOA XA TIQI CHU NGHIA VIPT NAM
DQc lip - Tg do - II4nh phric
THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness
BAo CAo
K6t quri giao dich c6 phi6u/chri'ng chi qu!/chri'ng qrydn c6 bio dim cria
ngutri nQi bQ vir ngucri c6 li6n quan cfra nguui nQi bQ
REPORT ON RESULTS OF TRANSACTION IN SHARES/FAND
CERTIFICATES/COVERED WARRANTS OF INTERNAL PERSON AND
AFFILIATED PEftSONS OF INTERNAL PERSON
grii:
sd GIAo DICH CHIJNG KHOAN - 0y ban Chring kho6n Nhd nu6c;
TP.Hd CHiMINH
- Sd Giao dich chimg khoan;
of,N ii,; ffff*
.,CSf
Chuydn: ..........,....N!
To:
- T6ng Cdng ty C6 phan Van tai DAu khi.
- CMND, H0 chii5u, Th6 c[n cu6c (d6i v6i c6 nh6n) hoac 56 GiSy chtmg
Si5
nhfn dAng ky doanh nghi€p, Gi6y ph6p ho4t <IQng hoac giSy td ph6p ly tuong
tluong (di5i v6i t6 chric), ngdy c6p, noi cdplNumber of ID card/Passport (in case
of an individual) or number of Business Registration Certificate, Operation
License or equivalent legal document (in case of an organisation), date of issue,
place of issue: 012047894 c6p ngdy l3lOBl2Ol2 tai Hd NQi
- Dia chi 1i6n hQ/Dia chi try s0 chith/Contact address/address of head office:
P403, B1, Ngtria Tdn, CAu Gi6y, HdNOi
nguoi c6 li6n quan cria ngucri n6i bQ ctra c6ng ty d4i chtng, cdng ty quin ly qu!:
(n6u 16 ly do)land the date when he/she is no longer an internal
person or affiliated person of internal person of the public company, the fund
management company (specfy the reason):
*: Muc nay chi ddnh cho trudng h.p sau khi ddng bj' giao dich, diii tuqns
ddng lE kh6ng cdn ld ngudi noi bd hoqc ngudi c6 h1n quan cila nguni nQi bq cila
c6ng ty dqi chilng, c6ng ty qudn ly qfi/This item is only for cases in which the
person subject to registration, after the trading registration, is no longer the
internal person or ffiliated person of internal person of the public company, fund
management comPanY.
2. Th6ng tin vd ngudi nQi bO cria c6ng ty dpi chirng/qu! dqi chtng li ngudi
c6 li6n quan cira c6 nh6n/t6 chitc thgc hiQn giao dich (diii v6i trrdng hct.p ngudi
thvc hiQn giao dlch ld ngudi c6 hAn quan c a ngudi nQi bp cila c6ng ty dqi
chting/qu! dqi chilng)ilnformation on the internal person of the public
company/public fund who is the affiiated person of individual/organisation
conducting transaction (in case the person who conduct transaction is the
ffiliated person of internal person of the public company/publicfund):
- H9 vi t6n ngudi nQi bQlName of internal persoz.' Nguy6n Duy6n Hi5u
- Quiic tich/Nationality: ViQtNam
sau khi thgc hiQn giao dich cria ngudi thuc hien giao dich/Number, ownership
percentage of shares/fund certificates/covered wanan* after the transaction
held by the person executing the transaction:2000 c6 phiiSu
56 luong, tf lQ cO git sau
phiiSu/chimg chi qu!/chimg quy6n c6 bio dim nim
khi thgc hiQn giao dlch cria nguoi thgc hiQn giao dich vd nguoi c6 li6n
qtan/Number, ownership percentage of shares/fund certificates/covered
warrants after the transaction of the executor and ffiliated person: 2000 cii
phteu
tf lQ chung khoin co sd dg kiiSn nim git sau khi thuc hi€n
10. S5lugng,
chimg quyAn c6 bio dtm, */Number, ownership percentage of underlying
securities held after trading the covered warrants * :
I l. Phuong thric giao dich/Method of transaction:
12. Thoi gian thgc hiQn giao dicVTrading time: tt tgitylfrom ll/412024 dln
ngiry/to lll412024
13. Lf do kh6ng hoan t6t giao dich (truong hqp kh6ng thuc hi€n hiit s6 tugng
ddng ky)lThe reason for not completing the transaction (in case all of the
registered amount not being executed):
*: 36 luqng, tj, 19 chilng khodn co sd ndm gifr tqi ngay bdo cdo lait qud giao
dich/Number, ownership percentage ofunderlying securities held on the day of
reporting the transaction results :
/lt?---'
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