Ph1J l1JC xv

Appendix XV
B.AO cAo KET QUA GIAO DICH co PHIEU/CHUNG CHI QUY/CHUNG QUYEN co
BAO DAM CUA NGUOI N()I B() VA NGUOI co LIEN QUAN
REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND
CERTIFICATES/COVERED WARRANTS OF INTERNAL PERSON AND AFFILIATED
PERSON
(Ban hanh kem theo Thong tu s6 96/2020/TT-BTC ngay 16 thang 11 niim 2020 cua B9 truimg
B9 Tai chinh)
(Promulgated with the Circular No 96/2020/TT-BTC on November 16, 2020 of the Minister of
Pinnnrp)
- -/

TEN CONG TY/CA NHA.N C()NG HOA XA H()I CHU NGHIA vn::T NAM
COMPANY'S NAME/NAME D{>c l�p - T\f do - H�nh phuc
THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness

S6: ..../BC-.... Ha N9i, ngay 13 thang 09 niim 2023

No: ... ./BC-... . ... , month ... day ..... year ....

BAocAo
K�t qua giao djch c6 phi�u/chfrng chi quy/chfrng quy�n co bao dam ciia ngm'ri n{>i b{> va
ngtrm t'O lien quan cua ngmn nqi h<}
REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND
CERTIFIC.1TES/COVERED WARRA1VTS OF INTER1VAL PERSON AND AFFILIATED
PERSONS OF INTERNAL PERSON
Kinh gfri: -uy ban Ch(mg khoan Nha nuo·c;
-Sa Giao djch chung khoan;
- Ngan hang TMCP Ky Thmmg Vi?t N�m

To: -The State Securities Commission;

-The Stock Exchange;
-Techcombank

1. Thong tin v� ca nhan/t6 chuc th\fc hi�n giao (Information on individual/organisation conducting
the transaction:
- H9 va ten ca nhan/Ten t6 chuc/Name of individual/organisation: HJ Thuy Anh
- Qu6c tjch/Nationality: Vift Nam
- S6 CMNJ?, HQ chi�u, The can cu6c,(d6i v6i ca nhan) ho�c s6 Gi�y chung nh�n dang ky ,doanh
nghi�p, Giay phep ho;;tt d9ng ho�c giay ta phap ly tuong duong (doi v6i to chuc), ngay cap, no·i
cap/Number of ID card/p assport (in case of an individual) or number of Business Registration
C rtifl at Op ration License or equivalent legal document in ca ·e of an organi ation), date of
,
issue. place of issue: ngay cap nai cap
- Dja chi lien M/Dia chi trv s& chinh/ Contact address/address of head office:

-Di�n tho;;ti!Telephone: . . . . . . . ... . . . . . . . . . Fax: ......... Email: .... .. Website: ... .......
-Chuc vv hi�n nay t;;ti cong ty d;;ti chung, cong ty quan ly quy (n�u c6) ho�c m6i quan h� v6i cong
ty d�i chung, cong ty quan ly quy/Current position in the public company, the fund management
company (if any) or relationship with the public company, the fund management company: NIA
1
- Chuc vv t?i cong ty d?i ch(mg, cong ty quan ly quy t?i ngay dang ky giao djch (n�u col position
at the public company, the fund management company on the registration date (if any): ... ... va
ngay khong con la nguai rn)i b(> ho�c nguai c6 lien quan cua nguai n(>i b(> cua cong ty d?i ch(mg,
cong ty quan ly quy: ....... (neu ro ly do)/and the date when he/she is no longer an internal person
or affiliated person of internal person of the public company, the fund management company
(specify the reason): NIA
*: M¥c nay chi danh cho truang h(lp sau khi dang ky giao djch, d<5i tu(lng dang ky kh6ng con la
nguai m;5i b(j hoijc nguai co lien quan cua nguai n(ji b(j cua c6ng ty ac;ii chung, c6ng ty quan ly
quy/This item is only for cases in which the person subject to registration, after the trading
registration, is no longer the internal person or affiliated person of internal person of the public
company, fund management company.
2. Thorg tin v€ nguai n(>i b(> cua copg ty d�i chung/quy ct�i chung la nguai c6 lien quan cua ca
nhan/to chuc thi;rc hi�n giao djch (d6i vbi tnu1ng h<T.P ngic&i thlfc hi¢n giao djch la nguai co lien
quan cua ngu&i m)i b<) cua c6ng ty dgi chung/quy dgi chung)1Information on the internal person of
the public company/public fund who Is the affiliated person of individual/organisation conducting
transaction (in case the person who conduct transaction is the affiliated person of internal person
of the public company/publlc fund):
- HQ va ten nguai n(>i b(>/Name of internal person: Ho Hung Anh
- Qu6c tjch/Nationality: Vift Nam
- S6 CMND, H(', chi�u, The can cu&c/ID card/Passport No.:
- Dia chi thuang tru/Permanent address:
- Di�n tho?i lien h�/Telephone: . .. . .. .. . .. . . . . ... ... . Fax: ................... Email: ................ .
- Cht!c �.'\! t�i cCng ty 1�i chUr,.g, �f,�g !)' q!!i!� !)' qur t�i !1g�:,7 ci !"�frn/tC cht!·c !1eu t;!i �;1c l d1r!g
ky giao djch/Position in the public company, the fund management company on the date when the
individuallorganisatirm mentioned in item I repJsters for the transaction:
- Chuc vv hi�n nay t?i cong ty d?i chung, cong ty quan ly guy/Current position in the public
companv. the fimd management company: Chu Tich H/JQT
- M6i quan h� gifra ca nhan/t6 chfrc th1,rc hi�n giao djch v&i nguai rn)i b<)/ Relationship of"
individual/organisation executing transaction with internal person: Con gai
- �6 luqng, ty 1� c6 phi�u/chung chi quy/chung quy�n c6 bao dam ma nguo·i n(',i b(', dang nim gifr
(neu co)/Number, ownership percentage of shares/fund certificates/covered warrants held by the
internal person (ifany): 39.309.579 cp -1,1176%
3. Ma chung khoan giao djch/Securities code: TCB
Ma chung khoan ca scr (d6i v&i chung quy�n c6 bao dam)/Underlying securities code (in case of
covered warrants):
4.Cac tai khoan giao djch c6 c6 phi�u/chung chi quy/ch(mg quy�n c6 bao dam neu t?i mvc
3/Trading accounts having shares/fimd certificates/covered warrants as mentioned at item 3:
t?i c6ng ty chung khoan/In securities company:
5.S6 lu9ng, ty 1� c6 philu/chfrng chi quy/chi'.mg quy�n c6 bao dam n�m gif1' tm6·c khi thi,rc hi�n
giao djch/ Number, ownership percentage of shares/fund certificates/covered warrants held before
the transaction: 22.474.840 cp- 0,6390%

S6 luqng, ty }� chung khoan ca, sa (neu t?i mvc 3) nim gifr tru&c khi thl,l'c hi�n chung quy�n c6
bao dam (doi v&i chung quyen c6 bao dam)/Number, ownership percentage of underlying
securities (as mentioned at item 3) held before trading the covered warrants (in case of covered
warrants):
2