Professional Documents
Culture Documents
G reat Britain’s relations with the United States between 1838 and
1846 serve to demonstrate that ‘Pax Britannica’ was a genuine
power phenomenon. The power stemmed partly from Britain’s
remarkable commercial and financial advantages, factors that modern-
day observers are inclined to acknowledge. The power was also based,
however, upon an ability to project military force by and with the aid
of the Royal Navy, the capabilities and deterrent effects of which have
not been generally recognized. On the contrary, numerous scholars
have challenged the proposition that military and naval strength
played an important role in enabling Britain to secure its objectives
during the heyday of ‘Pax Britannica’ (c. 1815–80). They have emphas-
ized the limits of Britain’s means of exercising power and have per-
ceived Britain’s apparent ‘domination’ as a result of circumstances
rather than strength.1
Anglo-American relations in the late 1830s and early 1840s provide
insights into Britain’s use of power. Despite the formidable geographi-
cal barriers, Britain could and did pose a credible threat to the United
States. It used naval as well as financial means to protect and advance
its interests in North America in the face of US expansionism and
belligerence. Ultimately, Britain’s strength helped it get what it wanted
in North America and deterred the United States from turning the
tensions of 1838–46 into war.
What did Britain want most in North America during this period?
The British government approached North American issues with its
traditional dislike for acquiring formal colonies, as Lord Stanley, col-
onial secretary in Sir Robert Peel’s government, made clear in com-
ments about California: ‘I am not anxious for the formation of new
and distant colonies, all of which involve heavy direct, and still heavier
indirect expenditure, besides multiplying the liabilities of misunder-
standing & collision with Foreign Powers.’2 London concerned itself
with holding an existing position in North America rather than acquir-
ing anything new. Essentially, Britain wanted to maintain its colonies’
territorial integrity and defensibility – to ‘keep that which rightfully
1
Gerald S. Graham attributes Britain’s ability to uphold the ‘Pax’ with the Royal Navy
to the ‘general quiescence’ of European powers; he adds that the Empire’s seeming
dominance depended ultimately on alliances with continental states: Tides of Empire:
Discursions on the Expansion of Britain Overseas (Montreal, 1972), pp. 81–3. Paul M.
Kennedy agrees, emphasizing that Britain’s command of the sea ‘existed by default’
because rival nations did not choose to challenge it: The Rise and Fall of British Naval
Mastery (London, 1976), p. 157. Muriel Chamberlain, Barry M. Gough, and C.J.
Bartlett, while acknowledging Britain’s naval strength, also stress the Pax’s
limitations: maritime mastery was ineffective against continental European powers,
on land frontiers (e.g. in North America), and wherever Britain encountered serious
competition: Chamberlain, ‘Pax Britannica’? British Foreign Policy 1789–1914 (London,
1988), pp. 6–7, 9–10; Gough, ‘Pax Britannica: Peace, Force and World Power’, Round
Table CCCXIV (1990), pp. 171–2; Bartlett, Defence and Diplomacy: Britain and the Great
Powers 1815–1914 (Manchester, 1993), p. 2.
2
Stanley memorandum, 10 Nov. 1841, PRO CO 42/482, fo. 450.
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Britain Gets Its Way: Power and Peace in Anglo-American Relations 21
3
Lord Palmerston to Lord John Russell, 25 Oct. 1839, Russell Papers, PRO 30/22/3D,
fos. 96–101; Peel to Lord Aberdeen, 16 May 1842, Peel Papers, British Library
[hereafter BL], Add. MS 40453, fos. 136–9. See also Palmerston to Fox, abstract of
dispatch No. 20, 15 Dec. 1838, BL, Add. MS 48495, fos. 44a–48a.
4
The Foreign Office [FO] noted the commercial interests of British subjects in
Canada, which required defence against American encroachments in Maine, and the
government wanted to protect British settlers in Oregon from American settlers
pouring into the territory. J. Backhouse (FO) to J. Stephen, Colonial Office [CO],
24 Oct. 1838, CO 6/13, fos. 161–8; Peel to Aberdeen, 23 Feb. 1845, Aberdeen
Papers, BL, Add. MS 43064, fos. 178–81.
5
Canadian governor-general Lord Sydenham understood the importance of friendly
relations with Britain to the US eastern seaboard’s commerce and the South’s
‘cotton interest’, and Palmerston agreed that ‘Commercial Interests on both sides’
were ‘strong’ enough to prevent a petty Anglo-American war. Sydenham to Lord
John Russell, private, 12 Apr. 1841, Russell Papers, PRO 30/22/4A, fos. 211–4;
Palmerston to Granville, private, 29 Mar. 1839, Granville Papers, PRO 30/29/14/6,
no. 31, fos. 91–2.
6
Sir John Barrow, permanent secretary to the Admiralty (and a leading geographer),
wrote to the CO in Feb. 1841, ‘We certainly do not, as Lord John Russell observes,
want to establish colonies in the Sandwich Islands, nor indeed on any other of the
Pacific Islands.’ Britain already obtained everything it needed in the Pacific Islands –
access and supplies for its cruisers, trade for its merchants, and information for its
diplomats – without possessing territory there. Taking that territory would be
jumping into a ‘wasp’s nest’, and ‘endless disputes and squabbles would ensue, with
both foreigners and natives’. ‘By occasional visits,’ Barrow noted, ‘we get all we want
without much of these’: Barrow to James Stephen (CO), 11 Feb. 1841, CO/42/482,
fos. 30–1. Indeed, when a Royal Navy officer, over-anxious to protect Hawaii from
France, later declared British dominion over the islands, Peel’s government
repudiated the cession: [J.H. Schroeder, Shaping a Maritime Empire: The Commercial
and Diplomatic Role of the American Navy, 1829–1861 (Westport, CT), pp. 71–2.
7
Lord Palmerston to T. Spring Rice, 9 Oct. 1837, Broadlands Papers [Broadlands],
GC/MO/129; Palmerston to John Russell, 30 Mar. 1845, Broadlands,
GC/RU/975/1–2; Peel to Aberdeen, 26 May 1844, Aberdeen Papers, BL, Add. MS
43 063, fos. 268–9; K. Bourne, Britain and the Balance of Power in North America 1815–
1908 (Berkeley CA, 1967), p. 124.
8
Canning (FO) to Stephen (CO), 15 Nov. 1841, CO 42/482, fo. 449; Stanley
memorandum, 10 Nov. 1841, CO 42/482, fo. 450; Peel to Aberdeen, 24 Sept. 1845,
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22 Rebecca Berens Matzke
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Britain Gets Its Way: Power and Peace in Anglo-American Relations 23
it.13 Again, as they did in regard to nearly every part of the world at
this time, successive British governments preferred profits to con-
quests.
I
Great Britain wanted peace in North America, but the methods it used
during these crises to maintain peace and uphold its interests looked
decidedly unpeaceful. Britain often took a strong stance to deter the
US from war. It could reasonably take such a stance because, first, it
was fully aware of its strategic advantages (which the US government
also appreciated); second, it enjoyed a strong financial base to act
upon and improve its advantages; and third, it had the political will to
employ those advantages.
What kind of strategic threat could Britain wield that would deter
the Americans from going to war? In Canada, British policy was almost
entirely defensive, focused on fending off an American strike. Part of
this defence involved preparing border fortifications and naval forces
on the Great Lakes – the latter in defiance of the 1817 Rush–Bagot
Agreement limiting naval armament on the Lakes – in order to prevent
an easy American victory or, better yet, to deter an American attack
there.14
But while Britain used defensive measures in Canada to make an
American invasion more difficult and costly, its main deterrent
power was offensive: the ability of the Royal Navy to assault Amer-
ican cities on the east and Gulf coasts. Such action would be a seri-
ous blow to the US even if Britain never used the cities as bases
from which to launch an invasion (although some Americans feared
that possibility). 15 These port cities were the centres of the nation’s
commerce and wealth, vital not only for overseas trade but for the
indispensable domestic coastal trade as well. As one Admiralty investi-
gator noted in 1841, the port of New York controlled the resources of
13
R. Davis, The Industrial Revolution and British Overseas Trade (Leicester, 1979), p. 57;
Thistlethwaite, America and the Atlantic Community, pp. 19–22.
14
By 1838, British armament on the Lakes had already gone beyond the agreement’s
limitations, but without drawing US protests. Palmerston justified the treaty violation
as self-defence, pointing out that the US government had proved unable to prevent
its own citizens from attacking the Canadas. He instructed the British minister in
Washington to answer any American complaints about British increases with the
explanation that ‘H.M.’s Govt. must consider themselves released from all restrictions
as to the nature and extent of the means wch it may be necessary for them to
employ, in order to repel invasion and to defend from Attack the Possessions of the
British Crown’: Palmerston to Fox, 15 Dec. 1838, BL, Add. MS 48 495, fos. 44a–48a.
15
Congress, House, Defenceless Condition of the Southern Coast of the United States and Gulf
of Mexico: Statement Submitted by the Chairman of the Committee on Naval Affairs to the
House of Representatives in relation to the defenceless condition of the Southern coast of the
United States and Gulf of Mexico, 27th Cong., 2nd sess., 12 May 1842, published in B.F.
Cooling, ed., The New American State Papers [NASP], Military Affairs II: Policy and
Strategy of National Defense (Wilmington, DE, 1979), pp. 180–5.
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24 Rebecca Berens Matzke
16
Lt Fanshawe to Stanley, 30 Nov. 1841, PRO: ADM 7/626, fos. 2–9.
17
Defenceless Condition of the Southern Coast, pp. 180–5.
18
Capt. Boxer, RN, ‘3rd Report upon the Country in the immediate Vicinity of
Montreal: being the third of a series of joint reports relative to the Frontier Water
and other communications in connexion with the Military Occupation and Defence
of Canada’, 31 May 1845, quoted in Bourne, Balance of Power, pp. 139.
19
US House of Representatives Committee on Foreign Affairs Report, 13 Feb. 1841,
published in Foreign Office Confidential Print, ‘Papers Relating to the Arrest of Mr.
McLeod %’, CO 42/483, fos. 383b-391a; Reports published in Niles National Register,
14 Mar. and 11 Apr. 1846, cited in Schroeder, Shaping a Maritime Empire, pp. 87–8.
20
Lewis Cass to Daniel Webster, 5 Mar. 1841, quoted in K.R. Stevens, Border Diplomacy:
The Caroline and McLeod Affairs in Anglo-American–Canadian Relations, 1837–1842
(Tuscaloosa, 1989), p. 99.
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Britain Gets Its Way: Power and Peace in Anglo-American Relations 25
21
A. Lambert, ‘The Introduction of Steam’, in Robert Gardiner and Andrew Lambert,
eds, Steam, Steel and Shellfire: The Steam Warship 1815–1905 (London, 1992), p. 23.
22
C.E. Trevelyan (Treasury) to R.I. Routh, commissary general, Canada, 12 Jan. 1842,
C.E. Trevelyan Papers, New Bodleian Library, MS Film 1186.
23
Schroeder, Shaping a Maritime Empire, p. 58.
24
[US] National Intelligencer, repr. as no. 46 in Foreign Office Confidential Print, 10
June 1841, CO 42/483.
25
Message from the President of the United States, Transmitting, in compliance with a resolution
of the Senate, a report from the Secretary of the Navy, in relation to the military and naval
defences of the country, 27 Jan. 1840, published in NASP, Military, ii, pp. 61–3.
26
‘Home Squadron’, House of Representatives Report No. 3, 27th Cong., 1st sess., 1841; 1,
2, 5–6; House Journal, 27th Cong., 1st sess., 1841; 270–311; Senate Journal, 27th Cong.,
1st sess., 1841; 129–30; all quoted in Schroeder, Shaping a Maritime Empire, p. 58.
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26 Rebecca Berens Matzke
27
Official list in ADM 8, cited in Bourne, Balance of Power, p. 47. By 1 June the force
had been increased to 36, and by November to 41 ships. Many of the new ships were
steamers, but larger vessels arrived also. Bourne thinks that some of this force had to
do with the French blockade of Mexico in 1838, but it was useful for dealing with
the US as well. Numbers were again decreased in 1840, as the Admiralty shifted
forces to the Mediterranean for the confrontation with Egypt (and its supporter,
France), although these were mostly freed up by the end of that year. ADM 8/118,
cited in Bourne, Balance of Power, p. 79.
28
Schroeder, Shaping a Maritime Empire, pp. 58, 67; D.F. Long, ‘The Navy under the
Board of Navy Commissioners, 1815–1842’, in K.J. Hagan, ed., In Peace and War:
Interpretations of American Naval History, 1775–1984, 2nd edn (Westport, CT, 1984), p.
75.
29
‘Memorandum handed to the Secretary’, Letters to the Secretary of the Navy, vol.
vii, 19, Records of the Board of Navy Commissioners, 1815–42, Naval Records
Collection of the Office of Naval Records and Library, USNA RG 45, quoted in
Bourne, Balance of Power, p. 101.
30
Lt Fanshawe to Lord Stanley, 14 Dec. 1841, ADM 7/626, fos. 10–23; Lord John Hay
to Lord Minto, Oct. 1842, Minto Papers, National Maritime Museum [NMM],
ELL/236.
31
Schroeder, Shaping a Maritime Empire, pp. 64–5.
32
In 1845 (during the Oregon crisis), for example, US ordnance officer George
Talcott estimated that existing and building forts would require 4800 guns, and
those proposed but not yet built would need another 3500. However, only 2900
suitable guns were available at the time. Report from Talcott to Secretary of War
W.L. March, 27 Dec. 1845, quoted in R.S. Browning III, Two If By Sea: The
Development of American Coastal Defense Policy (Westport, CT, 1983), p. 45.
33
Col. W. Napier to Lord FitzRoy Somerset, 19 Mar. 1841, enclosure in letter from
FitzRoy Somerset to Duke of Wellington, 19 Sept. 1841, Wellington Papers,
2/78/133–41; Lt Fanshawe to Stanley, 30 Nov. 1841, ADM 7/626, fos. 2–9; also
Admiralty Digests and Indexes, 1841, Foreign Countries, Transactions With, America
[n.d.], ADM 12/385.
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Britain Gets Its Way: Power and Peace in Anglo-American Relations 27
34
Clipping of unnamed New York newspaper, forwarded to Admiralty by British consul
in New York, 15 May 1841, ADM 7/712, fo. 224; secretary of war’s Report on the
Protection of the Frontiers, 9 Jan. 1838, and ‘The Major General of the Army to the
Secretary of War, November 1837’, enclosure no. 7 to the secretary of war’s report
accompanying the president’s Annual Message, 4 Dec. 1837; both quoted in Bourne,
Balance of Power, pp. 50–1. Also, New Orleans city leaders heard a speech from Gen.
Edmund Gaines on the dangers of steam to coastal fortresses, quoted in Browning,
Two If By Sea, p. 86. In general, coastal cities (Boston, New York, Philadelphia,
Baltimore, and New Orleans) were centres of commerce, wealthy areas with
influential people living in them; a threatened attack there would receive much
attention and work well as a deterrent.
35
Congress, Senate, Report on Defenses of Baltimore, 26th Cong., 2nd sess., 2 Mar. 1841,
published in NASP, Military ii, pp. 155–62; Congress, Senate, Memorial on Measures for
Defense of the Delaware, 27th Cong., 1st sess., 11 June 1841, published in NASP, Military
ii, pp. 163–4.
36
Secretary of War Joel Poinsett to Hon. R.M.J. Hunter, Speaker, US House of
Representatives, 12 May 1840, printed in NASP, Military ii, pp. 142–7.
37
Congress, House, Statements Explaining Appropriations for Fortifications, House
Document no. 30, 27th Cong., 1st sess., 7 July 1841, serial no. 392, printed in B.F.
Cooling, ed., The New American State Papers, Military Affairs iii: Policy and Strategy of
National Defense (Wilmington, DE, 1979), pp. 236–42; Browning, Two If By Sea, p. 44.
38
Sir Howard Douglas (former governor of New Brunswick) to Lord Normanby (CO),
25 Apr. 1839, CO 6/13, fos. 733–68.
39
One official speculated on landing a force in the southern US to ‘distribute muskets
to the Negroes in Syrian style’. Trevelyan to Routh, confidential, 12 Jan. 1842, C.E.
Trevelyan Papers, New Bodleian Library, MS film 1186, 126–8.
40
e.g. ‘Home Squadron’, House of Representatives Report No. 3, 27th Cong., 1st sess.,
1841, 1, 2, 5–6, in Schroeder, Shaping a Maritime Empire pp. 58–9; and speech by Mr
Benton, debate on US House of Representatives Committee on Foreign Affairs
Report, 13 Feb. 1841, published in Foreign Office Confidential Print, ‘Papers
Relating to the Arrest of Mr McLeod %’, CO 42/483, fos. 467a–468b.
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28 Rebecca Berens Matzke
II
So Britain was quite clear about – and the US quite aware of – the
general threat the Royal Navy posed. In addition to the strategic and
technological advantages which made the threat credible, Britain’s
financial prowess made it real and immediate. Britain’s national wealth
and strong public finances, combined with a traditional public and
parliamentary acceptance of the need for a strong navy, underlay the
Royal Navy’s strategic and technical advantages over the Americans.
First, steady naval funding meant that new technology could be
developed and disseminated throughout the Royal Navy, and overseas
bases and support systems could be kept up. Second, it made possible
the timely mobilization and assembly of a sufficient fleet where and
when it was needed; this depended partly, of course, on the new tech-
nology and overseas bases, but it also resulted from the Admiralty’s
capacity simply to act without waiting for parliamentary approval. And
finally, naval funding gave the government confidence that, should
Britain be dragged into war in spite of itself, it could – compared to
the US – take that war in stride. The US could not take comfort in
the hope that Britain might be unable to mount and sustain a force
sufficient to attack America, or that it might be slow in doing so.
Admittedly, most British governments wished to avoid going to Par-
liament for an extraordinary increase in naval estimates. They naturally
preferred to evade political controversies and difficult issues, and often
they wanted to avoid a public airing of their policy, which might inter-
fere with diplomacy or warn an adversary. But in times of crisis, govern-
ments could generally make a persuasive case in Parliament for raising
naval estimates, often invoking the British public and its expectation
of a strong navy.41 And the government had ways of obfuscating, at
least temporarily. Sometimes the Admiralty just built more ordnance
or employed more seamen than were voted; the government would
publicly justify the expense once the task at hand was underway or
finished.42 Underlying financial strength and a political commitment
by parliament and public meant that, although the Royal Navy was not
constantly on a war footing, it could get there quickly if necessary. For
example, though naval budgets were reduced in the peaceful early
years of Peel’s administration, Britain added to its fleet fairly swiftly
when the situation changed in 1844 and relations with both France
and the United States deteriorated.43
41
Palmerston to Minto, 29 Dec. 1839, Minto Papers, NMM, ELL/218; Minto to
Admiral George Elliot, 3 Feb. 1841, Minto Papers, NMM, ELL/234; Sidney Herbert
to Lord Haddington, ‘Memorandum % for the Navy Estimates for 1845–6’, 1 Jan.
1845, Ellenborough Papers, PRO: 30/12 5/1 pt iv, fo. 892.
42
Peel to Wellington, 9 Aug. 1845, Peel papers, BL, Add. MS 40 461, fos. 168–81; ‘A
Return on the Amount of British Naval Force on the Brazil Station %’, 19 June
1846, Ellenborough Papers, 30/12 5/1, pt vi, fos. 1520–3.
43
Becoming alarmed in 1844 that naval preparation had been neglected too long, Peel
brought through large increases fairly swiftly. Peel to Wellington, 9 Aug. 1845, Peel
Papers, BL, Add. MS 40 461, fos. 168–81.
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Britain Gets Its Way: Power and Peace in Anglo-American Relations 29
III
Knowing its advantages and the Americans’ disadvantages in a naval
war, and possessing the financial base to capitalize on those advan-
tages – and accept the risks – gave the British government the political
will to deploy, or threaten to deploy, forces to intimidate the United
44
‘[m]ost seacoast forts remained unarmed up to the eve of the Civil War’: Browning,
Two If By Sea, p. 46.
45
Schroeder, Shaping a Maritime Empire, pp. 62–3.
46
Palmerston to Lansdowne, 25 April 1840, quoted in Bourne, Balance of Power, p. 85.
47
Despite the publication of US Navy Department reports on naval weakness in the
spring of 1846 – and the public outcry they caused – both House and Senate bills
failed to come to a vote, and new steam warships proposed in the Senate were sunk
in a debate over Oregon. Senate Documents Nos. 187 and 263, 29th Cong., 1st sess.,
1845–6, in Schroeder, Shaping a Maritime Empire, pp. 87–8.
48
Regarding the US Navy’s capacity for defence, Secretary of War Joel Poinsett lamented
in May 1840, ‘To defend a line of Coast of three thousand miles in extent and
effectually to guard all the avenues to our great commercial cities & important naval
depots, the Navy of the United States must be very superior to the means of attack of
the most powerful Naval power in the world, which will occasion an annual expense this
Country is not now able to bear’: Poinsett to Hon. R.M.J. Hunter, Speaker of the House
of Representatives, 12 May 1840, printed in NASP, Military II, p. 143.
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30 Rebecca Berens Matzke
States. Britain used its advantages in 1838–42 and 1844–6 to deter the
US from war and to protect its interests in North America.
Anglo-American tensions had swelled after December 1837, when
Canadian authorities burned the steamship Caroline. The vessel was
being used by American ‘Patriot’ societies, set on driving Britain out
of Canada, to ferry guns and supplies on the Niagara River to fellow
rebels at Fort Schlosser. The British minister in Washington, H.S. Fox,
was so concerned that US citizens like these, engaged in raiding over
the Canadian border, might trigger a war, that he instructed the
commander-in-chief of Britain’s North American/West Indies squad-
ron to ready his fleet to strike an ‘astounding blow upon [American]
navigation and commerce’ if ordered to do so.49 To counter the Patriot
societies, as well as belligerent American settlers in the disputed area
of Maine, Britain took various other steps as well. The Admiralty
ordered an increase of the British squadron on the Great Lakes,
especially significant because, before a late 1841 increase was voted,
the US had no naval force on the Lakes other than a small revenue
cutter.50 Captain Richard Sandom of the Royal Navy supervised the
addition of four steamers, as well as several schooners, along with 400
more men to man them by the end of 1839.51 New troops were brought
to Halifax52 and transported to New Brunswick to protect against any
invasion by the citizens of Maine.53 Throughout 1839, the Admiralty
kept close watch on the disposition of its own North American squad-
ron and of US ships, particularly in the Mediterranean, ‘in conse-
quence of the Boundary Question’.54
After November 1840, attention shifted away from the Maine bound-
ary for a time. The cause was the arrest by New York authorities of
Alexander McLeod, a Canadian deputy sheriff from Niagara, for his
part in the burning of the Caroline. McLeod, with other Canadian
officials, destroyed the steamer while it was probably in American
waters, but the British government thought the action justified. Upon
learning of McLeod’s arrest, London expressed outrage that an indi-
vidual state would dare to try a foreign citizen for an act avowed by
his government, and it pressured Washington to intervene. The Col-
49
H.S. Fox to Vice-Admiral Sir Charles Paget, 15 Mar. 1838, H.S. Fox papers, PRO:
PRO 97/17, fos. 138–146.
50
Bourne, Balance of Power, pp. 99, 102. American merchant ships on the Lakes were
numerous, and officials hoped that these might be hired and converted to carry
guns in the event of war. British officials usually hoped to do the same with
Canadian merchant steamers: op. cit., pp. 102, 145.
51
Admiralty Digests and Indexes, 1839, North American Provinces General & Political
Arrangements, 16 Jan. 1839, ADM 12/356; Sandom to Lord Colchester, 15 Sept.
1839, 15 Jan. 1841, 13 Feb. 1846, cited in Stevens, Border Diplomacy, p. 52.
52
Admiralty Digests and Indexes, 1839, Colonies, settlements, possessions, North
American Provinces General & Political Arrangements, 14 Feb. 1839, ADM 12/356.
53
Op. cit., 27 Feb. 1839, ADM 12/356; Admiralty Digests and Indexes, 1839, Foreign
Stations, Jamaica, 15 Apr. 1839, ADM 12/358.
54
Admiralty Digests and Indexes, 1839, Foreign Stations, 20 Mar. 1839; and Foreign
Nations – America, 1 June 1839, ADM 12/358.
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Britain Gets Its Way: Power and Peace in Anglo-American Relations 31
55
Colonial Office to Barrow (most confidential), 3 Mar. 1841, CO 42/483, fos. 57–58;
R. More O’Ferrall to Vice-Admiral Sir Thomas Harvey, dispatch no. 52 (secret), 3
Mar. 1841, ADM 1/1696, fo. 46.
56
Fox to Harvey, 13 Mar. 1841, CO 42/483, fo. 406a; Fox to Adam, Oct. 1841, Fox
Papers, PRO 97/17, fos. 562–5.
57
Peel to Stanley, 20 Sept. 1841, Peel Papers, BL, Add. MS 40 467, fos. 60–1;
Haddington to Peel, 13 Sept. 1841, Peel Papers, BL, Add. MS 40 456, fos. 3–4. In the
event, the warship departed as ordered but was held up in Ireland by bad weather
and never made it to North America during the crisis.
58
Peel to Wellington, 18 Oct. 1841, Wellington Papers, 2/80/26–7.
59
Haddington to Peel, 19 Oct. 1841, Peel Papers, BL, Add. MS 40 456.
60
Stevenson to Van Buren, 9 Feb. 1841, quoted in Stevens, Border Diplomacy, pp. 86–7.
61
Stevenson to Commodore Isaac Hull, 8 Mar. 1841, and Hull to Capt. William C.
Bolton, 25 Mar. 1841, published in K.J. Bauer, ed., The New American State Papers:
Naval Affairs ii: Diplomatic Activities (Wilmington, DE, 1981), p. 334.
62
Stevenson to Webster, 9 and 18 Mar. and 7 Apr. 1841, Dispatches, Great Britain,
National Archives, quoted in H. Jones, To the Webster–Ashburton Treaty: A Study in
Anglo-American Relations, 1783–1843 (Chapel Hill, NC, 1977), p. 55.
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32 Rebecca Berens Matzke
licly about what Britain could accomplish with steam warships. The war
and navy departments – and the citizens of coastal US cities – pushed
urgently for improvements in coastal defences and for naval expan-
sion, pointing to the tensions with Britain as their reason for urgency.
The message about Britain’s naval capability was plainly getting
through.
McLeod’s acquittal by a New York jury in October 1841 offered an
opportunity for a cooling of tempers and for negotiation. Of course,
it is impossible to credit the jury’s decision to Britain’s show of force.
But Britain’s strong stance seems to have had an intimidating effect
in Washington. A worried federal government scrambled to overcome
constitutional limitations put upon it by states’ rights, invoked by New
York State to justify its trial of a foreign agent for a public act. Although
New York resisted, the federal government tried frantically to pressure
the state into turning over the McLeod issue to be handled diplo-
matically.
The acquittal reduced immediate tensions, and the Webster–Ashbur-
ton treaty in 1842 soon resolved the Maine boundary issue and settled
Anglo-American relations for the time being. Palmerston, now out of
office, derided this treaty as foolish and thought Britain should have
held out for a better boundary line, since the US had neither the
money nor the navy to go to war over the issue.63 The treaty, however,
largely satisfied the British Parliament and public. Yet even the new
prime minister, Sir Robert Peel, felt strongly enough about signaling
British willingness to apply power that he refused to award more than
a viscountcy to Lord Ashburton; a higher elevation might send an
erroneous message of Britain’s ‘fear of collision with the United
States’.64
Two years later Britain again flexed its muscles in a dispute with the
United States over Oregon. A treaty had given Britain and the US joint
rights of occupation, and previous agreements had not set a border.
When US Democrats tied the annexation of Texas to that of Oregon
in the 1844 presidential campaign, they brought the issue to the fore-
front of Anglo-American relations. This political manoeuvre whipped
up expansionist enthusiasm in the United States and thereby limited
the possibilities for compromise.
Peel and his foreign secretary, Lord Aberdeen, are usually con-
sidered more conciliatory in foreign policy than Palmerston, but they
had no patience for the blustering of US presidential candidate James
K. Polk and his vociferous supporters. Peel favoured arbitration, not
concessions to the US, and thought the best answer to American bel-
ligerence was to send the Pacific squadron flag ship Collingwood (2nd
63
Palmerston to Lord Monteagle, 28 Oct. 1842, Broadlands, GC/MO/131/1–3.
64
Peel to Wellington, 16 Oct. 1842, Peel Papers, BL, Add. MS 40 459, fos. 319–20.
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Britain Gets Its Way: Power and Peace in Anglo-American Relations 33
65
Peel to Aberdeen, 28 Sept. 1844, Aberdeen Papers, BL, Add. MS 43 064, fos. 34–37;
H.U. Addington to Corry, 5 Mar. 1845, secret, quoted in B.M. Gough, The Royal Navy
and the Northwest Coast of North America 1870–1914: A Study of British Maritime
Ascendancy (Vancouver, 1971), pp. 69–70.
66
Sidney Herbert to Haddington, ‘Memorandum%for the Navy Estimates for 1845–6’,
1 Jan. 1845, Ellenborough Papers, 30/12 5/1 pt iv, fo. 892; Admiralty to Addington,
6 Mar. 1845, ADM 1/1696, fos. 104–6.
67
Peel to Aberdeen, 23 Feb. 1845, Aberdeen Papers, BL, Add. MS 43 064, fos. 178–81.
68
Gough, The Royal Navy, pp. 72, 76.
69
Stanley to Peel, 12 and 18 Aug 1845, cited in Bourne, Balance of Power, pp. 142–3.
70
Peel to Lord Egerton, 6 Jan. 1846, quoted in Gough, Royal Navy, p. 78.
71
Bourne, Balance of Power, p. 152.
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34 Rebecca Berens Matzke
steamers and other vessels of war of a smaller class’.72 Orders for prep-
arations were going forth. The Admiralty commissioned secret surveys
of Canadian and US forces on the common frontier and the Great
Lakes.73 Lord Ellenborough, who replaced Lord Haddington as First
Lord in January 1846, elaborated plans for an American war, and his
Admiralty board requested Foreign Office permission to use the anti-
slave-trade squadron off the African coast to attack American merchant
ships if war broke out.74 Ellenborough received intelligence about US
defences, American and British naval building, and British forces off
the American coast. He also ordered guns for steamers on the Great
Lakes and made plans to increase British forces there.75 In 1843 the
Americans had launched the steamer Michigan on Lake Erie,76 and
Britain decided to add to its available Lakes force of five steamers and
a schooner. In January 1845, government and Admiralty had contrac-
ted with a Niagara company to build three steamers convertible for
war as a ‘demonstration’ to ‘prevent further armament on the part of
the United States’; two were ready in late 1845.77 On the Pacific station,
Commander-in-Chief Rear Admiral Sir George Seymour sent to Ore-
gon the frigate Fisgard (42 guns) and the steamer Cormorant (6 guns),
which could enter the Columbia River. The Grampus (50 guns) and
Talbot (26 guns) would be at Hawaii; the Juno (26 guns), the Frolic (16
guns), the brig Spy (6 guns) and the Collingwood all waited in Californ-
ian waters.78 These measures caught the attention of the US govern-
ment, and Polk alerted the US Senate that Britain was making ‘unusual
and extraordinary armaments and warlike preparations, naval and mili-
tary%with a view to the contingent possibility of a war with the
United States.’79
These preparations and McLane’s communication to Washington
were all the more important because the Americans were unprepared
for war with Britain. Although progress had been made on coastal
defences, many installations were not complete, especially in the criti-
72
McLane to Buchanan, 3 Feb. 1846, quoted in op. cit., p. 158; and Wilbur Devereux
Jones, The American Problem in British Diplomacy, 1841–1861 (London, 1974), pp. 50–1.
73
W.A.B. Hamilton to Capt. Warden, RN, Orders (secret and confidential), 16 Sept.
1845, ADM 1/1696, fos. 118–24; Capt. Edward Boxer to Haddington, 1 Oct. 1845
and 9 Dec. 1845, ADM 7/626, fos. 67–71, 100–31.
74
Ellenborough to Peel, 18 Jan. 1846, Ellenborough Papers, 30/12 4/29, fos. 3–12;
Ellenborough memorandum, ‘Questions as to preparations for American War’, 19
Jan. 1846, Ellenborough Papers, 30/12/ 5/1, pt iv, fos. 1030–3; Corry to Addington,
19 Jan. 1846, ADM 1/1696.
75
e.g. Gen. John F. Burgoyne to Ellenborough, 4 Feb. 1846, Ellenborough Papers,
30/12 5/1, pt v; Ellenborough to Peel, 7 Feb. 1846, 30/12 4/29; J.F. Newell to
Ellenborough, 1 Mar. 1846, 30/12 5/1, pt v; ‘Return of Ships and Vessels on
Commission’, 1 Apr. 1846, 30/12 5/1, pt v.
76
D.L. Canney, The Old Steam Navy. i: Frigates, Sloops, and Gunboats, 1815–1885
(Annapolis, MD, 1990), pp. 18–19.
77
Stanley, quoted in Bourne, Balance of Power, p. 129.
78
Seymour to Corry, 7 Apr. 1846, quoted in Gough, Royal Navy, p. 80.
79
Congress, Senate, Message from the President of the United States, In compliance with a
resolution of the Senate, relative to the expediency of increasing the military and naval defences
of the country, 29th Cong., 1st sess., 24 Mar. 1846, printed in NASP, Military, II, p. 198.
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Britain Gets Its Way: Power and Peace in Anglo-American Relations 35
cal New Orleans area. The US Navy was plainly no match for a British
fleet, having ready in December 1845 only one ship of the line, six
frigates, fifteen sloops, six brigs or schooners, four armed store ships
and one sea-going steamer. The shortage of steamers particularly
alarmed the board of naval commissioners, who reported to the Senate
that while Britain had a total of 141 steamers mounting 698 guns, the
US had only seven, mounting a mere 39 guns.80 The great discrepancy
between British capability to attack and American capability to defend
gave Polk the political excuse he needed to escape the belligerent
stance of his party, and the US agreed to Aberdeen’s Oregon boundary
offer in June 1846.
IV
While Britain’s ability to threaten the US enabled it to take a strong
stance in the crisis periods between 1838 and 1846, the British govern-
ment could have chosen not to do so. It could have been conciliatory
and appeasing, keeping its considerable power under wraps to avoid
antagonizing the US. So why did it choose to meet outbreaks of Amer-
ican belligerence with firm defiance?
Palmerston’s vigorous personal style of foreign policy certainly
played a role. To friends and colleagues, he consistently expressed his
belief that, in dealing with the US, ‘a little Firmness and spirit shewn
in Time, save many quarrels’:81
With such Cunning Fellows as these Yankees, it never answers to
give way, because they always keep pushing on their Encroachments
as far as they are permitted to do so; and what we dignify by the
names of moderation and conciliation, they naturally enough call,
Fear. . . .82
Palmerston left office in early September 1841. His successor, Lord
Aberdeen, was milder, but upon taking office, he and the prime minis-
ter, Sir Robert Peel, saw Palmerston’s policies through in existing situ-
ations from the McLeod controversy in North America to the war with
China. Aberdeen is known for his conciliatory tendencies, but Peel
became rather Palmerstonian after 1844. He remarked privately, ‘I am
firmly persuaded that a really efficient naval force is consistent with
true economy, and is a security for the continuance of Peace’,83 and
80
Secretary of war to the chairman of the Senate committee on foreign affairs, 29 Dec.
1845, Report on the Military Defence of the Country, 25 Mar. 1846; Report on Naval Power
of Maritime Nations, 2 Mar. 1846; and board of naval commissioners to secretary of
navy, 30 Dec. 1845, in Report on Naval Force and Supplies, 8 Jan. 1846; all cited in
Bourne, Balance of Power, p. 162.
81
Palmerston to John Russell, 30 Mar. 1845, Broadlands, GC/RU/975.
82
Palmerston to John Russell, 19 Jan. 1841, Russell Papers, PRO 30/22/4A, fos. 63–6.
83
Peel to Sidney Herbert (copy to Wellington), 20 Dec. 1844, Wellington Papers,
2/126/41–2.
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36 Rebecca Berens Matzke
84
Lord John Hay to Minto, 2 Oct. 1842, NMM, ELL/236; Minto to Admiral Parker, 6
Mar. 1842, Parker Papers, NMM, PAR/154a; Wellington to Peel, 10 Sept. 1845, Peel
Papers, BL, Add. MS 40 461, fos. 205–16. See also John Russell to Melbourne, 20
Sept. 1840, Russell Papers, PRO 30/22/3E, fos. 35–9.
85
Ellenborough to Peel, 8 Mar. 1846, Ellenborough Papers, 30/12 4/29, fos. 73–6.
86
Minto’s worries on this score were only alleviated by France’s démarche following
the British victory at Acre in the Egyptian crisis. Minto to Admiral Elliot, 3 Apr.
1841, NMM, ELL/234.
87
Corry to Smythe, under-secretary of state for foreign affairs, 6 June 1846, quoted in
Gough, Royal Navy, p. 78. Within weeks, however, the signing of the Oregon treaty
convinced the Foreign Office to decline to increase the Pacific squadron. Gough,
Royal Navy, pp. 78–80.
88
Wellington to Peel, 17 Aug. 1844, Peel Papers, BL, Add. MS 40 460, fos. 256–7.
89
For example, London newspapers called for war if McLeod were executed: Morning
Herald 17 Mar. 1841; Times, 9, 18 Mar., 10 Apr. 1841; all quoted in Stevens, Border
Diplomacy, p. 86.
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Britain Gets Its Way: Power and Peace in Anglo-American Relations 37
90
Fox to Palmerston, copy of dispatch no. 21, 7 Mar. 1841; copy of dispatch no. 35, 7
Apr. 1841; copy of dispatch no. 38, 14 Apr. 1841; [US] National Intelligencer, repr. as
no. 46 in Foreign Office Confidential Print, 10 June 1841; all in CO 42/483.
91
See A. Lambert, The Last Sailing Battlefleet: Maintaining Naval Mastery 1815–1850
(London, 1991), p. 7.
92
Peel argued in Oct. 1841 for measures ‘suitable’ to war ‘because the decision upon
War or Peace may be beyond our Controul . . . .’: memorandum to cabinet, 17 Oct.
1841, Wellington Papers, 2/80/28.
93
John Russell to Lord Melbourne, 26 Apr. 1840, Russell Papers, PRO 30/22/3D, fos.
283–4.
94
Fox worried that the Democrats in 1841 would pressure the new Whig
administration to defy Britain to the point of war, and Peel was concerned about a
Congressional ‘war party’ in 1846. Fox to Palmerston, 7 Mar. 1841, copy of dispatch
no 21, CO 42/483, fos. 159–62; Peel to Ellenborough, 8 Feb. 1846, Ellenborough
Papers, 30/12 4/29, fos. 23–6.
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38 Rebecca Berens Matzke
V
Britain’s strategy of deterrence worked. In the crises that erupted
between 1838 and 1846, Britain prevented war and upheld its vital
interests in North America. British statesmen were fully aware of the
advantages Britain enjoyed in any conflict with the US, and, although
it did not want war, London was never bluffing: it was always ready to
follow through to the next step. Britain’s main goal was peace, for the
sake of trade and investment, as well as humanity (as both the public
and statesmen believed), but it did not want peace at all costs. Palmer-
ston stated this doctrine bluntly:
if a nation once establishes & proclaims as its Rule of conduct, that
any sacrifice of Interest is preferable to war, it had better at once
abdicate its Independence & place itself under the Protection of
some less Quakerlike state; For to that condition of subjection it
must come at last, and it is better to get to it decently & at once,
than to arrive at it painfully, after successive humiliations, and all
the losses and sufferings resulting from repeated spoliations.98
British policy makers steered between the danger of a foolish war and
the need to uphold Britain’s primary interests, a policy which sup-
ported its reputation and ‘national honour’ – a ‘substantial property’,
as Aberdeen called it.99
An American historian, Robert Browning III, has proposed a critical
distinction between a Cold War definition of deterrence and a simpler
historical one. In the 1980s, deterrence implied
95
Jones, The American Problem in British Diplomacy, pp. ix–x. For example, the
inflammatory US House of Representatives Committee on Foreign Affairs report and
the subsequent lengthy House debate was distributed throughout the British
government as part of a Foreign Office Confidential Print: ‘Papers Relating to the
Arrest of Mr. McLeod %’, CO 42/483.
96
Palmerston to John Russell, 19 Jan. 1841, Russell Papers, PRO 30/22/4A, fos. 63–6.
97
Sydenham to John Russell, 24 Feb. 1841, Russell Papers, PRO 30/22/4A, fos. 114–17.
98
Palmerston to Monteagle, 28 Oct. 1842, Broadlands, GC/MO/131/1–3.
99
Aberdeen speech, House of Lords, 4 Apr. 1845, quoted in Bourne, Balance of Power,
pp. 135–6.
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Britain Gets Its Way: Power and Peace in Anglo-American Relations 39
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40 Rebecca Berens Matzke
protect British and Canadian subjects and their property from insults
and harm. They also indicate a desire to reap the profits of a lucrative
commercial and financial relationship with the United States, and to
avoid war generally. The case that Britain focused on these goals is
strong.102 If so, Britain achieved what it wanted.
The issue may be pressed further. Did Britain really miss opport-
unities in its particular dealings with the United States? In the Maine
dispute, London’s determination helped to prevent the US govern-
ment from giving any encouragement to the American provocateurs,
ranged all along the frontier, who saw Maine as only a first step toward
pushing the British out of Canada. In fact, General Winfield Scott was
sent to keep the Patriots and settlers in line, to prevent them from
starting a war with Britain. Subsequently, although Lord Ashburton
may not have made the best deal possible in his treaty with Secretary
of State Daniel Webster (Palmerston was probably right in judging that
he could have held out for a more favourable boundary), he did retain
the important highlands to the south of the St Lawrence River, over-
looking the river and the city of Quebec.103 The negotiated boundary
thus protected Quebec, and at least one military expert thought that
holding that city was all that was necessary, since British naval attacks
on the eastern seaboard would quickly serve to draw American forces
away from any other part of Canada they may have occupied.104 Britain
may not have improved its position with the Webster–Ashburton
Treaty, but it avoided diminishing its overall ability to defend the Can-
adas – which was all it really needed to do, since it relied on its naval
forces off the US coast for deterrence or, in the event of war, decis-
ive attack.
Kenneth Bourne implies that in Texas and California Britain missed
its chance to obstruct US expansion by guaranteeing Texan indepen-
dence or by setting up its own colony in California. Although Bourne
thinks Peel and Aberdeen hinted at a willingness to abandon anti-
colonialism in North America,105 evidence shows that neither Peel’s
administration nor his predecessor’s was prepared to create new
dependencies there. Their views were in line with a concept of interests
that generally was not territorial, especially in regard to North Amer-
ica. Any financial, commercial or strategic benefit from controlling
Texas and California would be offset by the likelihood that the US
would mount a challenge, to which Britain would have to respond with
102
See p. 20–22 above.
103
Bourne, Balance of Power, pp. 105–6. Bourne emphasizes the American opinion of the
highlands – that they were not vital for US interests – and slights the desire of the
British military to retain them (pp. 106–9). Muriel Chamberlain, on the other hand,
thinks British possession of the highlands was a valuable part of the treaty: Lord
Aberdeen: A Political Biography (London, 1983), p. 326.
104
Capt. Boxer, RN, ‘3rd Report%’ 31 May 1845, quoted in Bourne, Balance of Power, p.
139.
105
Op. cit., p. 122.
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Britain Gets Its Way: Power and Peace in Anglo-American Relations 41
106
Bourne notes that what probably dampened British interest in San Francisco was an
1842 report that the harbour city could not be defended against a land attack (op.
cit., pp. 122–3).
107
Peel to Aberdeen, 24 Sept. 1845, Aberdeen Papers, BL, Add. MS 43 064, fos. 357–60.
108
Bourne, Balance of Power, pp. 161–2.
109
James Stephen, permanent under-secretary of state for the colonies, cited in Gough,
Royal Navy, p. 85.
110
C. Sellers, James K. Polk, Continentalist 1843–1846 (Princeton, NJ, 1966), p. 358. John
Quincy Adams deduced from signs like these that ‘Mr. Polk will finish by accepting’
a compromise with Britain: quoted in op. cit., p. 358.
111
For instance, in view of the public enthusiasm he had stirred up, Polk had been
relieved when, in a diplomatic faux pas, the British minister had rejected the US’s
49th Parallel proposal in 1845: ‘if that proposition had been accepted by the Brittish
[sic] Minister my course would have met with great opposition, and in my opinion
would have gone far to overthrow the administration; % had it been accepted, as we
came in on Texas the probability was we would have gone out on Oregon’: J.K. Polk,
The Diary of James K. Polk During His Presidency 1845 to 1849, ed. Milo Milton Quaife, i
(Chicago: A.C. McClurg & Co., 1910), pp. 4, 107; also quoted in Sellers, Polk, p. 251.
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42 Rebecca Berens Matzke
mise on Oregon so that he could shift his focus to his project for a
Mexican war. Even if, as Bourne points out, Polk was probably disposed
to give in before Aberdeen threatened naval increases, he could not
actually do so without the justification provided by a clear signal from
Britain of its capabilities and intentions – which Aberdeen emphasized.
A decade after the events, the British minister in Washington, John S.
Crampton, confirmed that some diplomats credited the strong stance
with forcing a resolution:
the Oregon question was settled by the launching and fitting out of
certain heavy frigates at Portsmouth without a word being said. The
American Government read it in the papers and Mr. McLane was
sent in a great hurry to ask Lord Aberdeen what it all meant.112
The British threat intimidated the cabinet, which quickly sent a pacify-
ing note to London after receiving McLane’s communication.113 It also
strengthened the peace movement in the Congress when Polk submit-
ted to both houses McLane’s despatches – edited to play up the danger
of the situation.114 Altogether, it made Polk’s acceptance of negoti-
ations seem reasonable. Bourne makes this sound like a minor
accomplishment, but in light of Britain’s worries about the vagaries of
US politics and public opinion, London had reason to be pleased with
the outcome.
In considering the balance of power in North America broadly,
Bourne acknowledges that Britain’s ability to threaten the US seaboard
threw the balance in its favour; he recognizes that the threat the Royal
Navy could pose to US coastal cities overrode the US military threat
to Canada.115 But he contends that Britain’s problem – and the reason
it needed to alter the balance of power even more in its favour – was
that it could not win a war against the US by applying naval power, just
as the Americans could not win a war with Britain simply by attacking
Canada.116 The prospect of stalemate meant that Britain had no real
advantage over the United States that would deter war and preserve
British interests. In response to this analysis, two points should be
emphasized.
First, the kind of naval war Britain could carry out would have shut
down US trade and been more damaging to America than to Britain,
partly because Britain was a more important trading partner for the
US than the US was for Britain, and partly because the Americans
needed access to third parties for trade. General Sir George F. Murray,
Master General of the Ordnance, had studied Canadian defences and
communicated extensively with Peel’s colonial secretary, Lord Stanley.
He believed (as he stated in a memorandum) that Britain could win
112
Quoted in Jones, The American Problem in British Diplomacy, pp. 51–2.
113
Polk, Diary i, pp. 244–6, 253; Bourne, Balance of Power, p. 163.
114
Sellers, Polk, pp. 386–7.
115
Bourne, Balance of Power, pp. 47–51.
116
Op. cit., p. 52.
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Britain Gets Its Way: Power and Peace in Anglo-American Relations 43
117
‘Memorandum about the Defence of Canada’, 8 Sept. 1845, Murray Papers, WO
80/11; also quoted in Bourne, Balance of Power, pp. 147–8.
118
Minto, notes for speech, n.d. (probably late 1838 or early 1839), NMM, ELL/275.
119
Bourne, Balance of Power, p. 405.
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44 Rebecca Berens Matzke
120
Minto to Palmerston, 12 Oct. 1842, Broadlands, GC/MI/452.
121
L. Maloney, ‘The War of 1812: What Role for Sea Power?’ in Hagan, In Peace and
War, pp. 54, 60; D.C. Allard, foreword to William S. Dudley, ed., The Naval War of
1812: A Documentary History II: 1813 (Washington, DC, 1992), pp. v–vi.
122
Lambert, The Last Sailing Battlefleet, p. ix.
123
A.D. Lambert, ‘Preparing for the Long Peace: The Reconstruction of the Royal Navy
1815–1830’, Mariner’s Mirror LXXXII (1996) p. 42.
124
C.L. Symonds, Navalists and Antinavalists: The Naval Policy Debate in the United States,
1785–1827 (Newark, DE, 1980), pp. 234–5.
125
Worse, one of the two burned in 1843: Canney, The Old Steam Navy, p. 168.
126
Lambert, The Last Sailing Battlefleet, pp. 11–12.
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Britain Gets Its Way: Power and Peace in Anglo-American Relations 45
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46 Rebecca Berens Matzke
Acknowledgements
I wish gratefully to acknowledge the permission of the Trustees of the
Broadlands Archives to quote from the papers of Lord Palmerston, the
Trustees of the National Maritime Museum to quote from the papers
of the 2nd Earl of Minto, and the Controller of Her Majesty’s Station-
ery Office to quote from the papers of the Duke of Wellington. Thanks
also to Professor Daniel Baugh of Cornell University for his assistance
with this project.
University of Nebraska-Lincoln
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