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Pigments and inks

Oliver Hahn & Ira Rabin


Bundesanstalt für Materialforschung und –prüfung (BAM)
SFB 950 Manuskriptkulturen

Inks and Pigments


A short introduction

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Pigments and inks

BBAW, Uigur Text, 4829a Municipal Archive of Nuremberg, „Tucherbuch“


BBAW, Uigur Text, U 3832

HaSgh4,
AAI, Hamburg

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Typology of writing materials

The writing materials can be divided into two


groups…

first one containes materials that write


themselves, producing script by rubbing their
own material off onto the writing surface

• includes charcoal, graphite, chalk, raddle,


and metal styluses

• depending on the material and consistency,


Double silverpoint, from: Joseph Meder:
these are cut or pressed to make styluses Die Handzeichnung – Ihre Technik und
Entwicklung, Kunstverlag Anton Schroll,
Wien, 1919
and then used for writing

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Typology of writing materials

Joseph Meder

Die Handzeichnung – Ihre Technik und


Entwicklung, Anton Schroll publisher, Vienna,
1919, © OH

• charcoal

• fat coal

• natural black chalk

• artificial black chalk

• lead pen

• graphite

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Typology of writing materials

Chalk: different chemical materials with natural and artificial


provenance
natural black chalk: clay with black carbon
artificial black chalk: mixture of black carbon and binder)
artificial coloured chalk: (since 1500, mixture of lead white
with different colorants and binders)

Charcoal:
one of the oldest drawing and writing material
Carbonised organic material

Graphite: crystalline allotrope of carbon

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Typology of writing materials

The second group:

• coloring liquids that are applied to the writing surface with a


quill, pen, printing block, etc.

• inks made from dye solutions (for example, tannin inks) and
those made from pigment dispersions (for example, sepia,
soot inks)

• latter sometimes also rubbed as pastes into letters incised


into the writing surface, where they increase visual contrast

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Typology of writing materials
and writing implements

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Black and brown
drawing and writing inks I

Iron gall ink


Carbon ink • the most commonly used writing
• fine dispersion of carbon pigments in a material
water-soluble binding media • preperation by means of reaction
• one of the oldest writing media between iron(II)sulphate and gallic acid

Plant ink
• so called tannin inks
• widely used in the early
Middle Ages

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Black and brown
drawing and writing inks II

Rembrandt van Rhijn


Young woman doing her toilet

Sepia, transparent brown pigment


• obtained from the cuttlefish (Sepia officinalis)
• use not before the late 18th century (Seydelmann,1780)?
• (already mentioned by Pliny)
Mummy, transparent brown or black pigment
• obtained from mummified bodies
• used in 16th century as pigment, drug

Bistre, soluble extract of wood soot


• mixed with glue or water-soluble
binding agent
• use since 14th century, Italy
mummy in the British Museum

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Chronology of technological
treatises / recipes

Treatise of Vitruv, 25 BC
Naturalis Historia, Pliny, 1th century
Greek papyrus, 3th century
Theophrast, 4th century Mappae Clavicula,
antique provenance, since 8th century in Lucca
several copies until 14th century
Theophilus Presbyter, 12th century real iron gall ink?
Straßburger Manuskript, 15th century
Trierer Malerbuch, 15th century
Colmarer Kunstbuch, 1478
Prager Malerbuch, 1477
compilation of different recipes (1460 - 1530,
cloister Tegernsee)
Detail from the Liber illuministarum
Valentin Boltz von Ruffach, Illuminierbuch, 1549
(15th century)

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Iron Gall Ink
recipes from Europe

Liber illuministarum (Kloster Tegernsee)


• compilation of recipes from the 15th century

• 32 recipes for the preparation of iron gall ink


• only gallic acid, no other tannins
• “atramentum”, probably vitriols
• “Nigredo”, probably aqueous solution of vitriole
• binding media: gum Arabic “dinten gummi”
• iron gall inks for parchment contain more binding
media than those for paper
• different wines “vinum naturale”, water, vinegar

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Iron Gall Ink – hibr aswad ma‘ī
recipes from Arabia

Muhammad b. Maimūn b. Azhār


(649?/1251?)
(Moroccan Ms is privately owned)

No. 26
Gall nuts – Cyprian vitriol – gum
Arabic – saffron – musk – aloe

No. 27
Gall nuts – white vitriol – gum Arabic

No. 28
Gall nuts – green vitriol – gum Arabic

Schopen 2006 (modern copies, © Schopen)

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Iron Gall Ink

Iron gall ink is produced with four


basic ingredients...

• galls (gallic acid)


• vitriol (with iron(II)sulfate as main component)
• gum arabia as binding media
• aqueous medium as wine, vinegar or beer
complexation oxidation decarboxilation

Krekel, 1999

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Iron Gall Ink
XRF analyses
typical iron gall ink
XRF-spectrum!

Codex Egberthi (ca. 980)


Iron gall ink, pigments on parchment
Achim von Arnim
“Studien zu Naturwissenschaften”
GSA Weimar (18th century)

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Iron Gall Ink
Case study: Erfurt Hebrew Giant Bible
Erfurt Hebrew Giant Bible
Staatsbibliothek zu Berlin, SPK
Ms or fol 1210/1211
Erfurt, 14th century, mid.

Hahn et al., 2008

representative XRF-spectra of two iron


gall inks (“A” and “D”) found in the Erfurt
Bible
elemental composition differs remarkably:
the iron gall ink „D“ contains Fe and K as
well as Zn and Mn whereas the iron gall
ink “A” only contains Fe und K

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Iron Gall Ink
Case study: (zinc) iron gall ink
Microscopic investigation

Jacobus de Cessolis, Libellus de


moribus hominum et de officiis
nobilium super ludo saccorum
Staatsbibliothek zu Berlin, SPK
Theol. Lat. Qu. 175, f.102v
Erfurt, 14th century, mid.

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Iron Gall Ink
Vitriol

production of vitriol:
the solution is thickened by boiling an
crystalises on roods (Agricola 1556)

vitriolum vitriolum
romanum goslariensis
FeSO4 x 7H2O 82 % 50 %
Fe2(SO4)3 x 18H2O 6% 3%
CuSO4 x 5H2O 2% 7%
ZnSO4 x 7H2O - 11 %
MnSO4 x 5H2O - 9%
Al2(SO4)3 x 18H2O - 12 %
KAl(SO4)2 x 12H2O 10 % -
MgSO4 x 7H2O - 8%
vitriol with different amounts of Zn, Al, Fe,
Hickel, 1963
Cu, Mn (Rammelsberg, Goslar, Germany)

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Iron gall inks
XRF – qualitative investigations

Letter of Johann Wolfgang von Goethe to his publisher


Johann Christian Kestner (14. April 1773)

Cr, K 

Fe, K 
Cr, K  ; Mn K 
O riginal Ink
D eletion
P aper
10000
Intensity / Counts

Fe, K 

Zn, K 
Cu, K 
Goethe- und Schiller-Archiv

Zn, K 
1000 Weimar

Cu, K 
100
Hahn et al., 2005

Existence of chrome
5 6 7 8 9 10
indicates that the deletion
Energy / keV
was done in 19th century!

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Iron gall inks
XRF – quantitative investigations

• interfering fluorescence from the


background

Fe
• thickness of different inks or
Ca ink
K paper

Intensity [Counts]
10000 Fe
pencils varies remarkably
Ca Cu Cu
S
Mn

1000 Al
P

100 Si Cl

2,5 5,0 7,5 10,0 12,5


Energy [keV]

• considerable variance of the count rate


due to the inhomogeneity of the samples

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Iron gall inks
XRF – quantitative investigations
fingerprint model for ink paper layer systems

Ink
main component: Fe
minor components: Cu, Zn, K, ... w
1
ink paper

Qtt Qp
m, Qpp
Qt
0 m
dt dm dp z
Paper
contamination: Fe, Cu, K, ... This model takes into account
Fibers of approx. 10 - 20 µm diam.
• the paper background
• the thickness of the ink layer
Malzer et al., 2004
• the diffusion of the ink into the paper

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Iron gall inks
XRF – quantitative investigations

Case study

Different parts were written


within a couple of years

Humboldt-Journal:
VIII, f. 167r

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Iron gall inks
XRF – quantitative investigations
Humboldt-Tagebücher VIII, f. 167r
3,0
2,8 K
2,6 Ca
Mn
Cu
Zn

0,75
Wi

0,50

0,25

0,00
1

8
k0

k0

k0

k0

k0

k0

k0

k0

k0

k1

k1

k1

k1

k1

k1

k1

k1

k1
in

in

in

in

in

in

in

in

in

in

in

in

in

in

in

in

in

in
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Iron gall inks
XRF – quantitative investigations

Case study – Dating?

Goethe- und Schiller Archiv Weimar


Handschrift III H1, dritter Akt des „Faust II“
(Signatur GSA 25/W 1567)

Two different working processes


1800 / 1825

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Iron gall inks
XRF – quantitative investigations

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Iron gall inks
XRF – quantitative investigations

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Carbon inks
preparation

• fine dispersion of carbon pigments in a water-soluble binding


agent
• one of the oldest writing media
• origins of this deep-black drawing material lie in Egypt,
India, and China
• Greeks and Romans called it “Indian ink”
• (atramentum indicum, Pliny, xxxV, 18)

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Carbon inks
preparation

• Chinese ink was known, but very expensive!


• first raw materials to produce “Arabian” carbon inks were soot
from stone pine resin, fish glue, and gums
• later more expensive raw materials were used, like sandarac resin,
styrax resin from the bark of the oriental sweetgum and others

sandarac tree oriental sweetgum rock roses


(Tetraclinis articulata) (Liquidambar styraciflua) (Cistaceae)

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Carbon inks
Preparation in China

China Ink - invented in the Han dynasty (206BC-220AC).


Soot from resin rich oak or pine tree burnt in restricted air, with horn
glue, is repeatedly rolled, pounded, steamed- well mixed dispersion.

Solid inksticks- evolved in the Tang period (618-907AC)- last longer.


Soot was pressed into wooden molds.
Liquid ink is obtained by rubbing the stick on an ink stone with water.
Soot from lampblack- Song period (960–1279AC)
Important trade good, with high quality

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Carbon inks
Preparation in Europe

Liber illuministarum (15th century)

• only four recipes for different


purposes
• carbon obtained with
carbonization of leather
• soot obtained from vegetable oils
or olibanum
• addition of egg yolk or gum
Arabic
• egg yolk: amount of lecithin emulsifies
oil in aqueous systems!

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Plant ink
Preparation

• vegetable inks, or tannin inks


• best-known is blackthorn ink; produced from the bark of thorn woods
and wine.
• in the early Middle Ages, plant inks were widely used in the production
of manuscripts in cloisters

Blackthorn
(Prunus spinosa)

• usually light brown


• sometimes small amounts of iron compents were added,
• Theophilus’ ink (?)
• the naked-eye distinction between both inks is impossible

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Plant ink
XRF?

typical plant ink XRF-spectrum:

→ no characteristic elements!
→ pure „organic“ material

Stuttgarter Psalter, 820/830, Saint-Germain-des-Prés f.6v


©Würtembergische Landesbibliothek Stuttgart

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IRR of three main ink types

750 nm 1000 nm 1300 nm

Iron
gall ink

Plant ink

Carbon
ink

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Evolution of writing inks: timeline

Sources Common “knowledge“ Analytical results

Carbon ink (+Cu/Pb) Plant ink (+Cu) Iron-gall ink

EVERYWHERE in Antiquity Philo of Byzantium 3rd BC


EGYPT 3rd BC (Greek)
Gallnut (on leather) + Chalcanthon

GRECO-ROMAN WORLD ~1st BCE / EC:


Vitruvius/Pliny EGYPT 3rd CE (Coptic)
Soot + Gum/Glue Orient 4th CE (Hebrew)

Dioscorides
Soot + Gum + Glue + Chalcanthon GERMANY 9th CE EVERYWHERE in Middle Ages
GREECE 9th CE
MIDDLE EAST ORIENT
from 7th CE from 9th CE
BYZANTIUM “traditional
ink“
EUROPE 12th CE NORTHERN EUROPE 6th - EUROPE 12th CE
Eraclius 9th CE Theophilus (1st recipe?)
Soot + Gum/Glue

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MS Place,IRR
dateof three main ink
VIStypes
NIR ink
Maimonides autograph Cairo ca.1165 Iron gall
Heb. 8° 6235

Heb. 8 6235 Aleppo 1236

Yah. MS.Heb. 6 Al-Twila (Yemen) 1359

Heb. 8° 2238 <Iran> 1106/7

Yah. MS Ar. 966 (Kuran) <mid 9th cen.>


revocalised 904/5
Heb. 4° 5703/2 (Bible) Palestine <10th cen.>

Heb. 8° 1403/3 Saragossa (Spain) 1341

Heb. 8° 4210 <Italy> ̊1282

Heb. 4° 1114 Germany 1366/7

Heb. 4° 1114 Germany 1419

Syriac handwriting by a carbon


scribe-monk, Jerusalem
1992
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Mixed inks

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Mixed inks, Raman spectroscopy

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Mixed inks, mass spectroscopy

Gallic acid (M:170)

Ellagic acid (M: 302)

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Iron gall inks
Corrosion / Ageing Aspects

Very heterogeneous appearance


• black / brown areas
• crystalline areas

Mishnah codex (10th century AD)


MS Kaufmann A50

17.04.‘19 French
Manusciences German
Thema derSummer School
Präsentation 39
Gefördert von
Iron gall inks
Corrosion / Ageing Aspects

0,014

0,012

0,010

0,008
Intensität' , a.U.

0,006

0,004

0,002

0,000

-0,002

-0,004 Ironmit
Tinte gall ink Belägen
gelben
Yellow
Gelber ochre, Goethite
Ocker
-0,006

-0,008
400 450 500 550 600 650 700
C1899-36 (Detail)
Wellenlänge, nm
Gallery of prints Dresden

VIS-Spectroscopy of the „yellow“ iron gall ink


• huge amount of iron oxides
• ageing product looks like goethite (FeOOH)
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Iron gall inks
Corrosion / Ageing Aspects

Fe
dark brown
6000

Intensity [Counts]
Cu
Korrelation zwischen Farbe und chemischer Zusammensetzung
4000 15000 Fe
black

2000

Intensity [Counts]
10000 Zn
Fe Cu
K
Ca
0
2 4 6 8 10
5000
Energy [keV]
Fe Zn
KCa Mn Cu
0
2 4 6 8 10
Energy [keV]

1200 brown Fe
light brown

Intensity [Counts]
800

Cu

400
Cu
Ca Fe
K
Achim von Arnim Ca
0
“Scientific lectures” 2 4 6 8 10

GSA Weimar, date of production: 1798 – 1800 Energy [keV]

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Iron gall inks
Corrosion / Ageing Aspects

J. S. Bach, Mass in B minor, Staatsbibliothek Berlin

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Non degraded

Paper starts to fluoresce greenish around the


ink, the fluorescing area extends to the verso
of the paper

The color of the greenish fluorescing turns to


a yellow hue, in daylight this area appears
light brown

In daylight, the verso is discolored to a light


brown tone, under UV still fluorescing halos
are visible

No fluorescence, the light brown tone on the


verso intensifies to a dark brown

Ink line cracks when touched


Serious loss of material
© ICN
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46

The palette of different colours

Municipal Archive of Nuremberg,


„Tucherbuch“

Public library Trier


„Codex Egberti“, Ms. 24

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The palette of different colours

Azurite: 2CuCO3 x Cu(OH)2


Lapis lazuli
Indigo
Lead white: 2PbCO3 x Pb(OH)2
Calcite: CaCO3
Malachite: CuCO3 x Cu(OH)2
Lead read: Pb3O4
Ochre: Fe2O3 x mH2O
Cinnabar: HgS
Metal foils and inks: Au, Ag, Pb, Sn
Dyes from plants an insects

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The palette of different colours

Colorants

inorganic organic
pigments dyes

natural / mineral
artificially
pigments artificial produced from
produced
pigments plants / insects

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The palette of different colours
Mineral pigments

Mineral ochres, providing colours from yellow, orange, red


and brown belong to the oldest pigments

These earth pigments consist of different iron oxides and


mineral compounds (silicates, etc.)

Red ochres contain hematite [Fe2O3], yellow ochres contain


different iron oxides, especially goethite [-FeO(OH)]

Red bole contains iron oxide and a huge amount of silicates;


the material is very smooth and flexible and it is used for
gildings with gold leaf

Iron oxide black, Fe3O4, is a modern artificial pigment (1920)


Different iron oxide
pigments
© Simone Bretz

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The palette of different colours
Mineral pigments

Mineral Malachite, with


impurities of azurite (Vienna,
Museum of Natural History)

Use of minerals (e.g. earth pigments) is known since prehistory (cave paintings)
• often: iron oxide pigments (yellow, red brown)
• green earth; copper-containing minerals (green, blue)
• black minerals rather uncommon (charcoal or bone ash belong to early artificial
pigments)
• Lapis Lazuli (example for the use of gemstones)

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The palette of different colours
Mineral pigments

Cinnabar / China red (HgS) as mineral


• very old mining sites (4000-3000 BC) in Wanshan-West Hunan
• known in Greece 6th century BC
• Arabs used it 8th -9th century

Two different manufacturing processes:


• Dry process by sublimation:
• mercury mixed with molten black sulfur
• mixture was heated up to 580°C
• Wet process by precipitation
• from a solution of mercury salt with H2S

Tsien and Needham 1985

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The palette of different colours
Mineral pigments

Lapis Lazuli (Na,Ca) 8[Si,AlO4] 6(S,SO4) 2


preparation: pulverized, sieved and repeatedly washed out (wax pellets)
as sedimentation
Deposits in Afghanistan, Pakistan, and Russia
• Assyria (18th century BC)
• Egypt (1300 BC)
• Greece (1300 BC),
• Romans (7th century)
Artificial production:
• Synthesized by heating clay (Si, Al), sulfur and soda
• 13th century by the Arabs
• 1806 Désormes and Clément,
• 1828 Jean Baptiste Guimet

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The palette of different colours
Artificial pigments

earliest description of for the preparation of lead white,


2PbCO3·Pb(OH)2 in the 4th century BC
various descriptions from Antiquity until the Middle Ages
lead plates were dashed with vinegar
until the end of the 19th century it was the most important
white pigment

Prussian Blue, Fe4[Fe(CN)6]3, was accidentally


discovered in 1704 in Berlin
since 1710 it was one of the most popular blue pigments
(lightfast, chemical-resistant)

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The palette of different colours
Natural dyes

raw materials for


dye production…

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The palette of different colours
Natural dyes

relevant parts of the plants (leaves, roots, blossoms, bark) or insects


are purified and hackled

dyes are extracted or fermented with appropriate solvents

• acidic: vinegar, wine, alum

• basic: fermented urine (ammonia), soda, lime

solution is filtered out and……

• dried directly

• stabilised with mordant (e.g. alum; complex formation)

• stabilisation with overdyeing (e.g. lead white, chalk; adsorption)

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57
The palette of different colours
Natural dyes

• stabilisation by means of adsorption (overdyeing)


• stabilisation by means of complex formation (mordant)

overdyeing of lead white with blueberry

Removal of cream of tartar out of wine


barrels, Hortus Sanitatis 1517

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The palette of different colours
Natural dyes

Indigo as blue powder Dyer‘s woad Indigo, structural formula


http://www.dyeplants.de/faerberwaid.html

Indigo is the most important organic blue pigment (known since Antiquity)

colorless precursor is present in different plants (e.g. Indigofera tinctoria L.,


India)

production of the organic pigment by means of fermentation.

until the 16th century dyer’s woad (Isatis tinctoria L.) was used for the
production of indigo in Europe
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The palette of different colours
Natural dyes

Fermentation

Indican, plant precursor Indoxyl (yellowish)

Oxidation

+ O2
2 Indigo is a vat dye!
- 2H2O

Indoxyl (yellowish) Indigo (blue)

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The palette of different colours
Artificial dyes

1856 artificial production of mauveine based on aniline


(Perkin)

1868 Laboratory synthesis of aniline (Graebe und


Liebermann)

1880 Laboratory synthesis of von Indigo


(Baeyer)

various artificial dyes since the early 20th century


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Corrosion of colourants

Natural dyes are very sensitive


to the UV light and fade

Especially yellow, red and purple


dyes are very sensitive to the UV
light, sometimes they dissapear
completely

Stuttgarter Psalter, Paris, Frankreich, fol. 70,


Württembergische Landesbibliothek: the violet dye
rather disapeared
Quelle: http://digital.wlb-stuttgart.de/filegroups/stutps-
c_307047059/max/00000144.jpg

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Corrosion of colourants

the colour effect of organic materials is caused by chromophores:


• conjugated double bonds (alternate double and single bonds)

• in combination with aromatic groups

-Carotin

The disturbance (disruption) of this conjugated double bond


system causes a discolouring of the dye

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Corrosion of colourants

© Robert Fuchs

Kloster Schulpforta
Incunable (16th cent.)

Due to reaction with sulphur (or reactants containing Sulphur, e.g. H2S)
the red colour of the initials lead red (Pb3O4) turned to black (grayish)
lead sulphide (PbS).
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2.4 Binders

a variety of different binders is used :


water-soluble binders water-insoluble binders
(water dilutable)

• glue • natural plant oils (linseed oil, nut


• gum (gum Arabic) oil, …)

• egg white • resin (rosin)

• paste • wax

• wax that was altered chemically • synthetical polymers, e.g.

• chalk synthetic resins (e.g.alcyd


resins)
• synthetical polymers, e.g.
synthetic resins • asphalt, bitumen

Tempera
mixture of hydrophilic and hydrophobic components

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Inks and pigments
Conclusion

Writing materials
solids inks

rubbing materials dispersion inks soluble inks


organic pigment dispersed dye dissolved
• charcoal in binder in solvent (and
• graphite carbon ink Mixed inks! binder)
inorganic coloured inks with tannin ink, brazilwood,
• metal pen cinnabar, azurite, lead
• chalk red, lapis, etc.

iron gall inks


vitriole and gallic acid (tannins), binder
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Inks and pigments
References

Bartl, A., Krekel, Ch., Lautenschlager, M., and Oltrogge, D. (eds.) (2005), Der "Liber illuministarum"
aus Kloster Tegernsee, Franz Steiner Verlag, Stuttgart.
Bosch, S., Colini, C., Hahn, O., Janke, A., and Shevchuk, I. (2018), The Atri Fragment Revisited I
manuscript cultures 11, 141-156.
Bronk, H., Röhrs, S., Bjeoumikhov, A., Langhoff, N., Schmalz, G., Wedell, R., Gorny, H. E., Herold A.,
Waldschläger., U. (2001), ArtTAX®: A new mobile spectrometer for energy dispersive micro X-Ray
fluorescence spectrometry on art and archaeological objects. Fresenius’ J. Anal. Chem. 371, 307–
316.
Cohen, Z., Olszowy-Schlanger, J., Hahn, O., and Rabin, I. (2017), Composition Analysis of Writing
Materials in Genizah Fragments, in Jewish Manuscript Cultures. New Perspectives, Wandrey, I. (Ed.)
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