Professional Documents
Culture Documents
Unit – 1
➢ Incongruent with the values – based, vision driven, mission oriented, participative
work environment.
➢ Most of the time, appraisal reflects what the manager can readily recall, usually the
➢ Many organizations also ask the supervisor to make judgments based on concepts and
oriented”.
appraisals are often months overdue. Despite the fact that annual raises are usually
tried to performance evaluation, managers avoid doing them as long as possible. This
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
results in an unmotivated employee who feels his manager doesn’t care enough about
➢ The manger knows he may have to justify his opinions with specific examples when
the staff member asks and, lacking sill in providing feedback. Often provokes a
defensive response from the employee who may justifiably feel his is under attack.
Consequently, managers avoid giving honest feedback, which defeats the purpose of
the review.
➢ The staff member whose performance is under review often becomes defensive.
Whenever his performance is rated less than the best, or less than the level at which
situation that festers for months. Most managers avoid conflict that will undermine
➢ In today’s team-oriented work environment, it is also difficult to ask people who work
as colleagues, and sometimes even friends, to take on the role of judge and defendant.
➢ With salary increases frequently tied to the numerical rating or ranking, the manager
knows he is limiting the staff member’s increase if he rates his performance less than
1.3 PERFORMANCE:
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
Performance or the role of any managee can be seen in 3 parts, Being, Doing and
Relating.
Being concerns the competencies of the managee that are relevant to her / his
performance.
Doing focuses on the managee activities that are variably effective at different levels
in the organization: that affect performance of other roles dependent on the managee output,
Relating emphasizes the nature of relationships with members of the role network –
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
Task related activities & Context are what a managee or her supervisor indulge in to
achieve the allocated tasks or meet expectations in the given task environment.
in role is the extent which a managee achieves the purpose for which the role has been
created.
task performance.
means.
➢ Developing managees to learn job skills and to better perform their present as well as
counseling to help people cope more effectively with work or non-work problems that
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
1.5.1 PERFORMANCE MANAGEMENT PROCESS
PlansOrganizational
Mission, Goals, Strategy
and Operational Plans
1 2
Individual Role & its
2 AchievementRol
Description, indices for
e-wise Plans and
Monitoring Performance,
Expectations
Performance Standards
4 Monitoring and
Feedback Stocktaking
Mentoring Activity
performance standards naturally cascade from the organizational mission, goals, strategy
among people in the organization, role wise performance plans and expectations must flow
from both
b) The individual managee’s role and indices of her / his contribution to the
These two are cardinal inputs in to the individual managee’s performance plan. It is
important that the performance plan extract all that is relevant to the plan period from the
managee’s role description. Performance plans of all the mangers in the organization must,
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
Managee performance and development plans feed into the monitoring and
mentoring activities without a cogent plan for task accomplishment, there is no benchmark to
gauge achievement against and to monitor the managee’s progress in achieving her goals.
Mentoring and development draws its direction from both the development plan and
role requirements. Only when the managee performs, does her potential for the assigned role
reveal itself. This is where the manager can determine what combination of the individual
managee’s unique competencies and skills will help the managee develop and grow in the
organization, and where the critical gaps or opportunities for helping the managee realize her
Mentoring include briefing the manger before each training and development event
and it helps focus the manger’s learning agenda from a specific event and debriefing after
each event which helps the managee crystallize her learning achieved during the event, in the
context of her present and future role assignments and its use in the day to day work situation.
Stock taking – periodic and annual attempts to continuously assess the extent to
which the works, as well as learning opportunities have been optimally availed by the
manger. Inputs to stock taking come from the performance plan and the monitoring and
mentoring records stock taking including appraisal, provides several inputs to future
performance plans: for reviewing task assignments, task systems and tools: for more deeply
understanding the manger’s task environment – within the organization as well as outside:
and for reviewing the manger’s development needs for future tasks and responsibilities.
Both the organization and the managee benefit out of this performance management
process.
related function which is performed by those directly managing the people. Within any
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
organization, thus there are atleast two levels of effort, that concern the performance of its
Efforts at the managerial level constitutes core of leader manager’s role-what each
The purpose of these efforts, consisting of several sub functions is to ensure effective
performing managees and groups. Neither of these two sets of groups nor its subfunctions can
act in isolation if anything worthwhile is to be achieved, they need to actively interact with
each other and mutual harmony and synergy. Collaborations among sub functions across two
levels is essential for performance management and human resources to jointly build
The figure visualizes the various functions that make up the organization’s overall
organization level. They usually involve broad organization wide consensus and
accompanying policies and procedures. This creates an internal environment for leader
The inner boxes, referred A to G represent activities and the systems at the unit and
individual manager level. This is where the leader manager can make all the difference as
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
1. Organization Structure – Tasks,
2. Personal Policies and Procedures
Roles, Relationships
6. Recruitment, Selection,
7. Personnel Appraisal System &
Appointment, Placement, Probation &
Guidelines
Confirmation
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
• Level of centralization or decentralization in the organization’s decision making style,
• The organization’s primary and auxiliary tasks that need to be carried out
This is part of organization structure but shown separately to acknowledge their special
These include:
• Workforce and skills needed to carry out the organization’s current activities and
concrete plans-their profile: skills, knowledge, age, gender, and other characteristics
• Staff development plans to modify and improve behavior towards better performance
o Off-site training
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
• Job and role descriptions
Job analysis is one way of understanding job requirements that helps to construct job
descriptions. Job descriptions are organization wide standard requirements for families of
similar jobs or jobs requiring similar skills and interchangeable inputs and /or outputs.
5. Rewards, Remuneration and other systems for manageee motivation and reinforcement
• Recruitment&Selection
• Employment
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
o Initial training-behavioral, technical and managerial
termination
bring it on course
9. Separation
This option is reserved for exercise as a last resort when serious non remedial
dysfunctions are encountered. These process can be made less painful by both parties trying
to understand the reasons pointing to this option, and identifying alternate ways of separating,
which are the least prejudicial to the interest of both the parties.
• In personnel policies
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
On the organizational level functions, the following constitutes direct components of
Seven department / group level functions form the core of performance manager’s role:
• Delegating
It aims at smooth functioning of integration between new entrant and the organization-
particularly existing members of the work team.Three factors may be carefully taken in to
account:
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
• Induction and orientation training
Role denotes the task allocation to individual manages, including their performance
targets and indicators. These need to be carefully designed to achieve an optimal fit between
the person and the role, and periodically reviewed. Changes in the person or job, or in the
group, may call for redesign- which must be carried out with the involvement of group
• On-going reviews
o Task needs
o Person needs
people
• Training –on the job and /or off the job plans
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
• Job rotation plans
• Special projects
• Reassignment or relocation
performance
• Skill in and understanding of what characterizes useful feedback and /or self
• Non-remediable factors
• Find reasons for one’s potential( high, average or low), and their implications for
one;s personal and career growth within the organization, base on the systematically
functionaries etc.
• Match individual potential with career opportunities to arrive at the most desirable
• Linking personnel appraisal and staff development systems with career development
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
All of these department, unit and group level functions are the direct components of
whole environment in relation to other whole persons, with al actions viewed as concrete
processes, and the entire process thoroughly suffused with turbulence and change. He calls
management as a performing art, draws several lessons for the managee from performing
arts, and builds on the intuition – that there truly is an art to leading and managing.
If, as vaill says, management is a performing art, it must need a studio or a theatre.
What is the context in which it performs? What constitutes the stage? What is the action to
and what is the crescendo – the overall effect of the action? Who are its dramatis personal?
The dramatics personal are easy to identify – the manager, the managee and the task
group. Other stake holders constitute the audience. PM is dynamic, it is multi-faceted and it is
exciting. Vaill configured the dynamic interplay of its components, he calls it as performance
management theatre.
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
The configuration of the performance management theatre is given in figure.
Data
Goal Congruence ExchangeManag Mutual Trust
ee Performance
Win-win approach or effectiveness Dyadic Communication
Pillar Processes
3. Annual Stocktaking3
Feedback
Pillars of PM Theatre:
Some invisible, but powerful, value based processes support the PM Theatre as its
pillars. These pillars integrate the system to deliver what it promises. These processes are
explained below;
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
➢ Goal congruence means that the goals of all roles and aggregations of roles are such
that these converge on the overall organization goal or purpose, creating space for
aggregations in adversarial win-lose stances, that ultimately result in no-win for all
concerned.
➢ Mutual Trust means that all the roles and their structured aggregations relate and
interact with each other, practicing a shared belief that each of them will act only in a
manner that it is also conductive to the interests of the other relevant people.
basis, candidly, without defensiveness or hidden agenda, to share and resolve issues
➢ Data exchange means timely sharing of accurate and relevant information openly and
authentically with others in the organization, based purely on task considerations, not
personal power.
These pillars facilitate managee’s task of systematically developing and leading high-
performing teams.
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
1. Planning Managee Performance and Development
Planning performance of managees means that managers, in fact, plan their own
This outcome contains several pieces of information relevant to what goes into future
a) What the managee actually did during the previous planning period.
A role description briefly but clearly, includes the role purpose, the responsibilities
and tasks, the key contacts and relationships, including the reporting relationships, the levels
of authority and autonomy the required skills and competencies, etc. It is intended to be a
fairly stable document, but it also needs to be reviewed periodically to ensure that it is
their manager and by their organization. Their needs to be a clearly-defined, fair and accurate
way of assessing whether the performance achieved by the managee is high, medium or low.
Performance standards respond to the key responsibilities expected of the role incumbent.
They lay down how fulfillment of these responsibilities will be measured, in terms of the
quality of the output, its quantity, timelines and the cost, etc.
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
iv. Design special or developmental assignments:
the systems and procedures or the processes that the managee uses to achieve expected
performance in the core areas. Such assignments usually have two distinct components.
• System – oriented projects, which directly relate to expeditious fulfillment of the job,
and are not part of the ongoing day-to-day tasks. These are one-time activities
enrich competencies, knowledge, skills or attitudes – useful for the managee’s present
managees when they need it. The primary responsibilities of the performance manager during
The manager, as the one ultimately responsible for performance of managees, must
• She must be there to see what a managee is actually doing rather than infer the
• Take time to understand problems that her managees face, identify their causes
• Observe managees at work and provide them data based developmental feedback.
Effective supervision aims at ensuring that the supervisor succeeds, rather that at
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
ii. Counselling:
training. The manager inform his managee as to what he observes and which is different from
Sharing better involves praise and reinforces related behaviour. The harder part of the
matter, requiring considerable skill is sharing the worse. Providing negative feedback is
sensitive act, as there is a thin line between delivering negative feedback and delivering
criticism. Whereas feedback is intended to develop the managee, criticism usually demolishes
Coaching involves the active and direct intervention of the manager to assist a
managee build requisite skills and competencies needed for developing game plans, as well
as delivering results.
Mentoring is more sensitive and subtle, involving the use of superior experience to
guide, facilitate, motivate, encourage and thereby enable a managee to more effectively use
iv. Delegating:
Effective delegation takes place only when managee has high skill to perform a task,
and is also enthusiastic about performing it. Delegation must accompany reporting
mechanism for overall control. Where adequate provision for reporting and control is not
v. Managee Development:
Managee training and other development initiatives during the mentoring managee
development phase should normally arise from the development plan prepared earlier.
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
However, some needs might surface during counseling and mentoring. Where these needs are
urgent, and as such cannot wait to be incorporated in the next annual, these may be
accommodated in the current schedule. Review discussion is the appropriate forum to discuss
These are pre-scheduled, semi-formal meetings between the manager and each
managee. These are better if held occasionally rather than frequently, say every three months
or so. Each managee knows when these meetings will be held, and their purpose to jointly
review performance during the elapsed period of the current plan, and to revisit, if necessary
review plans for the remaining plan period. Each of these interactions is concisely
documented for future reference and to ensure that both the manager and the managee clearly
understand the outcome. Review discussions are intended to promote proactivity, rather than
reactivity, help anticipate problems and deal with them well in advance.
vii. Communication:
knowledge and information sharing must respond to managee needs whether task or interest.
Irrelevant information confuses and also sometimes discounts relevant information, if the
The major focus of stock taking concern ascertaining the extent to which the
performance plan has been achieved and fulfilled. From the perspective of both the
organization as well as the managee fulfillment concerns the extent to which the performance
plan has been able to use the managee’s potential for achievement. If the performance plan
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
has, in reality underutilized the managee’s potential, it has neither served the organization
From the managee perspective, it is important that a performance plan fully address
her potential. The primary mechanism for this is the role description. If the role assigned to
the managee substantially overlaps with her forte, she will be able to deliver optimal
performance with a healthy level of stress. To the extent the role description fails to use her
potential optimally, she loses the opportunity to get recognition for what she worth. To the
extent that role description exceeds her potential, the chances are that the managee might
either fail to meet the demands of the performance plan or meet these by incurring
This exercise corresponds to those planned activities, which are intended to serve
managee development. These activities are incorporated because both the organizations as
well as the managee hold important stakes in the taker’s continuing development The purpose
of stocktaking is to ascertain if the anticipated development has occurred and the extent to
which this can be counted in planning future performance. For the organization, managee
development is like enhancing its productive capacities. For the managee, it enhances her
The current potential of a manage is an important threshold level for basing her future
achievement on stocktaking potential as such provides an important for the next planning
cycle. Organizations use the data thus generated for future. Organization planning in terms of
storehouse of talent so that they can more effectively capture likely opportunities when the
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS
iii. Appraising for recognition and reward:
In stocktaking performance and stocktaking potential, a managee compares herself with her
own past performance or potential. The attempt is to improve over the past. Here, it is only in
the perspective of securing recognition or rewards that a managee completes with her roles.
Managers are called upon to apprise managees in order to decide on the relative value that a
When appraising, performance factors must link with the format of performance
planning and refer to concrete outcomes and actions that are directly verifiable through
visible behaviour or measurable outcomes. Potential factors will deal more with attributes
like dependability, integrity, initiative which are personal attribute of the managee,
Appraisals can be unilateral, where a managee appraises a managee on the basis of the
perceptual and quantitative information available, and sends the supervisors for finalization,
involvement, and thus, their appraisal processes consider both the managee input and input of
After the managee, with the involvement of other actors, has arrived at her appraisal
of the managee, it is time to place it on record and for its follow up. The final outcome is
Dr.G.BHUVANESWARI,PROFESSOR,SNGIMS