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Published in IET Generation, Transmission & Distribution
Received on 17th August 2009
Revised on 25th July 2010
doi: 10.1049/iet-gtd.2009.0709
ISSN 1751-8687
Abstract: An important step in the development of synchrophasor-based wide area monitoring and control system is to optimally
place the phasor measurement units (PMUs) in the network. Optimal number of PMUs, to fully observe the power system
network, may be large. Owing to their relatively high cost, utilities may like to install these devices in stages. A technique is
proposed here for placing the PMUs in multiple stages over a given time period that ensures complete power system
observability even under a branch outage or a PMU failure. The proposed scheme is based on integer linear programming
(ILP) and a multi-criteria decision-making (MCDM) approach. The ILP is used to obtain the optimal PMU locations in the
system to completely observe the system and, subsequently, the MCDM model is developed to prioritise these PMU
locations. Three indices are proposed to develop the MCDM model, viz. bus observability index, voltage control area
observability index and tie-line oscillation observability index. Finally, the PMU placement is carried out in stages based on
the ranking of these optimal locations. The proposed method is applied on three test systems – IEEE 14-bus system, New
England 39-bus system and Northern Regional Power Grid 246-bus Indian system.
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objective of the OPP method, suggested by Dua et al. [12], is With the above-stated assumptions, the following notations
to achieve complete observability of the system over a time have been used in this work:
span, and therefore the overall PMU placement result, after
the completion of the last stage of the PMU placement, 2.1 Parameters
comes out to be identical to that obtained by placing the
PMUs together in a single stage using the ILP method, N – number of buses in the system
ensuring the full-system observability. ci – cost of installing a PMU at bus i
In this work, a methodology is suggested first for aij – ijth entry of a connectivity matrix A defined as
determining the optimal number and locations of PMUs
ensuring complete observability of the system and, 1, if i and j are directly connected
aij =
subsequently, placing these PMUs in a phased manner 0, otherwise
utilising a multi-criteria approach, based on certain criteria
like tie-line oscillation observability and voltage control 2.2 Decision variable
area observability. The main contribution of this work is the
development of the multi-criteria framework to prioritise ui ¼ 1 if PMU is placed over bus i, 0 otherwise
different optimal PMU locations and, subsequently, using it U – vector containing the binary decision variables, ui
to install PMUs in stages according to their relative ranking.
In the first step of the proposed method, an ILP-based The ILP problem can be formulated as
PMU placement method is carried out with the objective of
finding minimum number of PMUs, required for rendering
N
the complete system observability. The PMU placement minimise ci ui (1)
considers contingency cases pertaining to single PMU i=1
outage and single branch outage. Subsequently, a multi-
criteria decision-making (MCDM) [13] model is utilised for subject to AU ≥ 2 (2)
selecting a subset of PMUs to be installed in stages, out of
the total optimal PMUs set obtained through the ILP. The ui = (0/1) ∀i (3)
methodology is tested on three test systems, viz. IEEE 14-
bus system, New England (NE) 39-bus system and 246-bus The objective function (1) is to minimise the total cost of
Northern Region Power Grid (NRPG) Indian system to PMU installation. In this study, cost of all the PMUs is
demonstrate its effectiveness. assumed to be same. However, the proposed method can be
used to accommodate different PMU costs by changing the
2 Identifying optimal PMU locations value of ci in (1). Constraints (2) ensure that each bus in the
network is observed by at least two PMUs. For the purpose
A minimal set of PMU locations can be obtained, for a given of illustration, the above ILP formulation can be explained
network topology, to ensure system observability. However, with the help of a simple 5-bus system as shown in Fig. 1.
loss of a transmission line or a PMU may result into In the formulation, U contains five binary decision
unobservability of some of the buses in the power system variables. The constraint at each bus is formulated to ensure
network. To determine a robust metering scheme and, that each bus is connected to two PMUs. To illustrate the
thereby, to enhance the reliability of the system monitoring, constraints, consider the bus-2, connected to buses 1, 3 and
each node should be observed through at least two PMUs. 5. The bus-2 will be made observable by at least two PMUs if
This constraint can be incorporated in the basic ILP-based
PMU placement method suggested in [4] as follows. To f2 : u2 + u1 + u3 + u5 ≥ 2 (4)
ensure the system’s complete observability with minimum
number of PMUs, following rules and assumptions have The above formulation of the PMU placement differs from [4]
been applied in this work: in the sense that right-hand side of the constraint (2) is two
instead of one. This will ensure that each bus is observed
1. It is assumed that the PMUs provide two types of by a minimum of two PMUs and will ascertain that a PMU
measurements, viz. the voltage phasors and the outgoing outage or failure of a communication link does not lead to
line current phasor measurements. loss of observability. In [4], each bus is observed by at least
2. If voltage phasor and current phasor at one end of a branch one PMU, which may result in unobservability of some of
are known, voltage phasor at the other end of the branch can the buses in case of a PMU or transmission line outage, as
be calculated using Ohm’s law. illustrated further.
3. Each substation is represented by a single ‘node/bus’.
However, a substation might have a double busbar
arrangement involving double or one and a half breaker
scheme. It is assumed that a single PMU will be used to
monitor voltage at the two busbars and also to monitor
currents in all the outgoing feeders emanating from the
substation.
4. The network parameters, that is, R, L, X, C and the system
topology are assumed to be known.
5. In this study, cost of all the PMUs is assumed to be same.
It is recognised that each of the PMUs may have different
number of channels and their costs may vary accordingly.
The proposed method, however, is general and can be used
to accommodate different cost of the PMUs. Fig. 1 Network diagram of a 5-bus sample system
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Assuming cost of PMU installation at each node as 1 p.u., criteria under consideration. The MAUT approach can be
the ILP algorithm for the sample system of Fig. 1 can be summarised in the following steps:
formulated as
1. Identify various criteria to be used in the evaluation
5 process and determine criteria value for each alternative.
minimise uj 2. Determine weights for different criteria.
j=1 3. Calculate the utility value for each alternative using the
following equation
s.t. fj : uj + uIj ≥ 2; j = 1, 2, . . . , 5
k
uj = (0/1); j = 1, 2, . . . , 5 UVi = wj vij ; i = 1, 2, . . . , P (7)
j=1
where Ij is the set of all the buses directly connected to the bus
j. The solution of the above ILP, using CPLEX software [14], where UVi is the utility value of alternative i, wj represents the
is obtained as U∗ ¼ {2, 4, 5}. The solution of the ILP weight assigned to criterion j, vij is the value associated with
problem, using [4] is U∗ ¼ {2, 5}. It is clear, from Fig. 1, alternative i for criterion j, k is the total number of criteria and
that using the optimal PMU placement solution as U∗ ¼ {2, P is the total number of alternatives available. Various steps
5}, bus-4 becomes unobservable in the event of failure of of MAUT, used in this study for multi-stage PMU
PMU at bus-5 or line 4 – 5 outage, whereas PMU placement placement, are given in the following subsection.
solution U∗ ¼ {2, 4, 5} results in complete system
observability even under such contingency cases.
It must be noted that if a bus is observed by at least two 3.1 PMU selection criteria
PMUs, then a line outage will not affect the complete
observability of the network. Thus, considering a PMU In the present work, superiority of a particular PMU location
outage in optimal PMU placement problem also takes care has been judged based upon three criteria. These include bus
of N 2 1 contingency cases. voltage observability, voltage control area observability and
tie-line oscillations observability. To incorporate these three
criteria in the MCDM model, three respective indices have
3 Proposed multi-stage PMU placement been defined as given below.
approach
Let the ILP algorithm (in Section 2) results in total P number 3.1.1 Bus voltage observability index (BOI): BOI for a
of optimal PMU locations, which are to be placed in S stages. PMU bus p is defined as the number of buses directly
Let the number of PMUs to be placed in stage-i be ni such that connected to the PMU bus. The BOI at a PMU bus p, in an
SSi¼1ni ¼ P. So, the total number of available alternatives, L, N-bus system, is, therefore, expressed as
for selecting a subset from optimal PMU locations, P, in the
first stage will be
N
BOIp = Cpj (8)
j=1
P! j=p
L1 = (5)
n1 ! × (P − n1 )!
1, if p and j are directly connected
where Cpj =
Similarly, available alternatives for placing the n2 PMUs in 0, otherwise
the second stage becomes
To enhance the observability of the power system with phasor
(P − n1 )! measurements, a bus having maximum connectivity with
L2 = (6)
n2 ! × (P − n1 − n2 )! other buses becomes a preferred choice for the PMU
placement.
The number of alternatives available for PMU placement in
successive stages keep on reducing and the total number of 3.1.2 Voltage control area observability index (VOI):
available options can be numerous in case of a large power In initial stages, PMUs should be uniformly distributed in the
system. In order to obtain the best alternative, out of a large system. This can be ensured by selecting the PMU locations
number of available options, the problem can involve a that are electrically far apart. This would also assist in
number of objectives, which have to be addressed identifying different voltage control areas in the power
simultaneously. Thus, the multi-stage optimal PMU system [16] along with uniform distribution of PMUs in
installation becomes a MCDM problem. The decision of each stage. Electrical distance between two nodes i and j is
selecting a suitable subset of optimal PMU locations, in each calculated as follows:
stage, can involve addressing many important factors such as
observing the tie-line oscillations, voltage control areas, 1. Calculate Newton– Raphson load flow Jacobian J and,
critical corridors and so on. An MCDM model is adopted for hence, obtain the sub-matrix J4 , where J4 ¼ [∂Q/∂V ].
this purpose as described below. 2. Invert J4 . Say B ¼ [∂Q/∂V ]21 ¼ J214 . The elements of B
Several methods are available in the literature for MCDM. are written as bij ¼ (∂Vi/∂Qj).
A multi-attribute utility theory (MAUT) [15] approach has 3. Obtain attenuation matrix aij , between nodes i and j, as
been used in this study as it is quite simple and an intuitive aij ¼ bij/bjj .
approach to the decision making. Additionally, it allows the 4. Calculate the electrical distance between nodes i and j as
decision maker to allocate relative weights to various Dij ¼ Dji ¼ 2log10(aij × aji).
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Once electrical distances between every pair of nodes are Section 2). Since both PMUs are to be placed at tie-line
calculated, voltage control area observability index (VOI) buses over a period of time, both these locations are of
for a PMU bus-p can be defined as equal importance and can be assigned with the same value
of the tie-line index, say TOIm ¼ TOIn ¼ 1.
2. In Fig. 2b, a PMU is to be placed at tie-line bus m, whereas
VOIp = Dpj , p [ PMU buses (9)
j[ PMU buses
tie-line bus n can be observed by either of the PMUs, placed
at bus m and bus l. Hence, it becomes important to place PMU
at bus m to observe the tie-line n at least from one end during
Dpp ¼ 0, as electrical distance at the same bus will be zero. the initial stages. Therefore TOIm ¼ 1.5 and TOIl ¼ 0.5.
3. Fig. 2c shows a case when both the tie-line buses m and n are
3.1.3 Tie-line oscillation observability index (TOI): It not in the list of optimal PMU placement and will be observed
is desirable to monitor the tie-line buses, because the power through PMUs to be placed at buses k and l. Since the tie-line
oscillations in large systems are generally observed through m 2 n is going to be observed only via neighbouring PMUs
the dynamic changes in the tie-line power flows and phase to be placed at buses k and l, an early observability of the tie-
angle difference at its two ends [10]. A good PMU line can be assured by assigning highest index value to the
placement strategy should try to make as many tie-lines respective PMU buses as TOIk ¼ TOIl ¼ 2.0.
observable as possible in every stage of the PMU 4. Fig. 2d depicts a possible situation, where both the tie-line
placement. Since PMUs, as given in Section 2, are placed buses m and n are equipped with PMUs, and there is another
in such a way that each bus is observed by at least two tie-line m ′ 2 n ′ , in which bus m ′ is equipped with a PMU and
PMUs, six different cases might arise as depicted in its other corresponding tie-line bus n ′ is not in the list of
Figs. 2a – e. The heuristic approach, used to calculate TOI, optimal PMU locations. The network topology is such that
in each of these cases is discussed below. bus n is a neighbouring bus of bus-n ′ . It is basically a
simultaneous occurrence of case (1) at tie-line m 2 n and of
1. Fig. 2a depicts the case when both the tie-line buses m and case (2) at tie-line m ′ 2 n ′ . In such cases, TOIm ¼ 1,
n are in the list of optimal PMU locations (as obtained in TOIm ′ ¼ 1.5, TOIn ¼ 1 + 0.5 ¼ 1.5.
5. Another possible case is shown in Fig. 2e, where bus l is a
common neighbouring bus of two tie-line buses, viz. n and n ′ ,
equipped with a PMU. In such cases, TOI can be calculated as
TOIm ¼ TOIn ¼ 1.5, TOIl ¼ 0.5 + 0.5 ¼ 1.
6. If a PMU bus location i (in the optimal PMU list) is not a
tie-line bus, TOIi ¼ 0.
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all pairs of criteria, is assumed according to their relative
importance [13]. The importance of one factor over another
can be the integer numbers on a scale of 1 – 9 as follows:
† 1 ¼ Equally important;
† 3 ¼ Moderately important over another;
† 5 ¼ Essentially important;
† 7 ¼ Very strongly important;
† 9 ¼ Extremely important.
Mw = lmax w (11)
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Fig. 4 Single-line diagram of 246-bus NRPG system network [19] (400 kV and above)
† IEEE 14-bus system: {7}; system. The aim of the following study is to rank these
† NE 39-bus system: {1, 9, 18}; optimal PMU locations so that PMU installation can be
† NRPG 246-bus system: {63, 75, 81, 102, 103, 104, 107, carried out in stages.
122, 155, 180, 210, 226, 237, 241, 244}.
4.2 Multi-stage PMU installation
The ILP is solved using CPLEX solver [14]. Table 1 shows
the results of the optimal PMU placement. The results listed For the multi-stage optimal PMU installation, 7, 26 and 135
in Table 1 ensure complete system observability even under PMU locations, as obtained through the ILP (listed in
the outage of a single PMU or a transmission line in the Table 1), are considered for IEEE 14-bus, NE 39-bus and
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Table 1 Optimal PMU locations
NRPG 246-bus systems, respectively. The PMU installation Further, ranking of each PMU location is calculated under
is assumed to be carried out as per the following scheme: two different cases: (i) using unequal weightage (UW) to each
criterion calculated using the method described in Section 3.2
† 14-Bus system: in total two stages, with four PMUs in the and (ii) with equal weightage (EW).
first stage and three PMUs in the second stage. For case (i), a pairwise matrix is formed, as shown in
† 39-Bus system: in total four stages, with seven PMUs in Table 4. In this case, the tie-line observability criterion is
the first three stages and five PMUs in the last stage. considered to be an extremely important factor as compared
† 246-Bus system: in total five stages with 27 PMUs in each
stage.
PMU bus 2 4 5 6 9 11 13
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Table 4 Pairwise matrix for weight calculation with preference
given to tie-line observability
Table 6 Ranking of optimal PMU locations in each stage in NRPG 246-bus system with UW {0.0629, 0.2654, 0.6716} and EW
UW EW UW EW UW EW UW EW UW EW
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The ILP determines a set of optimal PMU locations to
make the system completely observable even under a
branch outage or a PMU failure. The MCDM employs
utility theory to find weights to the three criteria considered
for prioritising the optimal PMU locations. The criteria,
used in the present work, include tie-line oscillations
observability, voltage control area observability and bus
voltage observability. Based on these criteria, three indices
are proposed, viz. BOI, VOI and TOI. Finally, the proposed
indices are used in the MCDM process for ranking the
optimal PMU locations and, thereby, selecting the PMU
Fig. 7 Impact of multi-stage PMU placement on NRPG 246-bus locations in each stage.
system for unequal weightage case The proposed scheme is demonstrated on three systems.
The simulation results show that the proposed method can
benefit utilities in deciding multi-stage PMU installations as
Fig. 6 shows the multi-stage PMU placement performance it facilitates in gaining a maximum advantage from a PMU
results. Two bars in Fig. 6 correspond to the total number of installation in terms of the bus voltage, voltage control area
tie-line buses observed and total BOI achieved in the and tie-line observability. At the end of multi-stage PMU
respective stage. It can be noticed from Table 1 that out of placement, the proposed PMU placement technique will
16 tie-line buses, only eight are in the list of optimal PMU render complete system observability with only phasor
locations. Rest of the eight tie-line buses will either be measurements.
observed by the PMU placed on the other end of the tie-
line or by the PMUs placed at the neighbouring buses.
From the MAUT results, it is observed that out of the 16 6 References
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