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Abstract—This article presents a novel algorithm to find optimal location optimization. References [3], [7]-[8] provide optimal
sets of Phasor Measurement Units (PMUs) in power systems PMU location using optimization algorithms and graph theory.
using measurement sensitivity analysis aiming for fault detection Many other research works utilize the popular “one-bus-
without multi-estimation. The algorithm generalizes the spaced deployment strategy” introduced by [9]. Multiple
impedance method in fault detection through optimizing PMU
heuristics and mathematical algorithms have been proposed in
utilization in order to detect a fault with desired precision in
interconnected power systems. By deriving bus voltage and [1]-[11] that consider multi-channel PMUs. Multi-channel
currents sensitivity indices to the fault location and impedance, PMU refers to the assumption that a PMU installed on a bus
possible deviations of the estimated fault location and/or has enough channels to sense bus voltage and lines current.
impedance due to measurement noise, accuracy, precision limits, The issue of PMUs’ optimal number and locations will be
or simply the inability of a measurement point to sense a fault is more complicated when the network normal observability and
evaluated. Therefore, the algorithm can solve Optimal PMU fault observability are considered [4]-[8]. A normal observable
Placement (OPP) for desired fault detection precision based on system is when voltage phasors for all the system buses are
these indices for various points of measurement observing faults available, while fault observable is a system during fault
in the system. Finally, avoiding multi-estimation guarantees the
where voltage phasors of all buses and current phasors at any
unique mapping between measurements of the selected PMU
sets and faults throughout the system. The proposed algorithm is end of all lines are determinable [6]. When many approaches
performed on the IEEE 7-bus and 14-bus benchmark systems are proposed to solve the Optimal PMU Placement (OPP)
and the fault location capability is evaluated through neural problem for power system normal observability, there are a
networks. very limited number of studies targeting OPP for fault
observability. It is worth mentioning that normal observability
Index Terms—Phasor Measurement Unit (PMU), Optimal PMU does not guarantee fault observability [6]. Optimal PMU
Placement (OPP), Fault observability, Fault location, Voltage placement for fault observability is introduced by [6]-[8]. The
sensitivity index, Current sensitivity index, Multi-estimation. available approaches used to solve OPP apply different
algorithms for observability constraints while the important
I. INTRODUCTION
issue of measurement sensitivity and its impact on fault
Synchronized Phasor Measurement Units (PMUs) roles in location, that is of paramount importance, is not very well
power systems operation, control, and protection are studied [1].
prominent and constantly developing [1], [2]. The traditional This paper considers PMU direct measurements with
supervisory control and data acquisition (SCADA) systems adequate channels for voltage and currents measurements. The
collect data from the remote terminal units (RTUs) that are introduced sensitivity indices can be used to assess the quality
mostly available in substations. With the global positioning of a bus location and its measurements in power systems. Here
system (GPS) and by employing PMUs, accurate and time- the value of these indices is used to solve OPP and develop a
synchronized measurement signals are now available. This fault location algorithm; these indices can also be used as
expands the pertinent applications beyond control and criteria for other system analyses such as network fault
monitoring aims [1], [2]. These applications include accurate vulnerability, voltage stability, contingency studies, etc., that
fault location [3], state estimation [4], normal and fault are mostly fault-related. Moreover, measurement precision or
observabilities [5]-[6], and post-contingency analysis [11] as inaccuracy originating from the current transformers (CTs,)
well as static analysis, identifying network dynamics, transient potential transformers (PTs,) and PMUs can be considered in
stability prediction and control, voltage and frequency stability the sensitivity indices.
[13], etc. These PMU applications can play an important role The remainder of this paper is organized in the following
in paving the way toward safe operational smart grids that order: Section II presents the power system fault analysis
employ renewable and distributed energy resources. along with the proposed sensitivity indices. In Section III, the
Due to PMU and its required infrastructure costs, recently proposed algorithm is explained using IEEE 7-bus test system.
a significant amount of research has been dedicated to PMU
Authors are with the school of Electrical Engineering and Computer EPEC 2015 London, ON, Canada
Science, Louisiana State University, Electrical Engineering Building, South 978-1-4799-7664-5/15/$31.00 ©2015 IEEE
Campus Dr., Baton Rouge, LA 70803. Contact authors:
pmoham1@tigers.lsu.edu, smehraeen@lsu.edu.
244 IEEE
Section IV contains results for OPP and fault location using Voltage and current rates of changes in all system buses,
neural network. Finally, conclusive remarks are in Section V. i.e., potential observant buses, can be calculated using original
II. POWER SYSTEM MEASUREMENT SENSITIVITY a)
ANALYSIS
The approach presented in this paper is built upon the
classical fault analysis and is considered for three-phase b)
symmetrical systems. However, the approach can be easily
generalized to single-phase and unsymmetrical networks [12].
The fault in power systems changes the structure of the system c)
where its location and impedances are unknown.
Subsequently, previously known system states, impedance
matrix (ܼ ), and admittance matrix (ܻ ) should be altered to
accommodate the fault. A fault is referred to value ܨൌ d)
൫݈ ǡ ܦǡ ܴ ൯ where ͳ ݈ ܮis the line number with ܮbeing
the total number of lines in the power system, Ͳ ܦ ͳ is
the normalized distance of the fault with respect to one of the e)
௧ሺሻ
line end buses where ܦൌ , and Ͳ ܴ ܴ௫ is
௧ሺሻ
the fault line-to-ground resistance in the single-phase
equivalent circuit with ܴ௫ being the maximum fault
impedance of interest. The line exposed to the fault is located
Figure1. Steps for ܼ௨௦ modification. Z0 through Z4 are the steps of
between network buses ݈ and ݇ that are unknown due to the change in Zbus
random nature of the fault.
Figure 1.a illustrates the unfaulty network with known Zbus as well as ܦand ܴ which will be explained next.
impedance matrix ܼ , voltages, and currents. Also, the figure
depicts the system with fault with impedance matrixܼସ. In A. Voltage Sensitivity Indices
order to have the needed variables, four steps are required to Voltage change in observant bus ݄ due to fault ܨൌ
modify ܼ and obtain ܼସ as explained below and are presented ൫݈ ǡ ܦǡ ܴ ൯ is presented in (1). Using the chain rule on ߂ܸ ,
in Fig. 1 [12]. Each of these steps results in an impedance
voltage sensitivity indices are defined as derivatives of ܦand
matrix subscripted by the step number:
ܴ with respect to ߂ܸ as
Z1: Remove the transmission line between buses ݈ and ݇ by ିଵ
డ௱ ିଵ డ ோ డ௱ డோ
adding the line’s negative impedance (െܼ ) between
ܵǡி ൌቀ ቁ ൌ ,ܵǡி ൌ ൬ ൰ ൌ . (3)
డ డ௱ డோ డ௱
buses;
Z2: Add ሺͳ െ ܦሻ ൈ ܼ between bus ݇ and new bus (;) Equations in (3) can be achieved by calculating derivatives
Z3: Add ܦൈ ܼ between bus ݈ and existing bus ; of ߂ܸ with respect to ܦand ܴ and using the inverse
Z4: Add ܴ between bus and ground reference node; operator. Differentiation of ܸ with respect to ܦand ܴ can
be performed by considering (2). In the following, the
Using standard fault analysis, the observant bus ݄ voltage
expanded ܼଷ ሺ݄ǡ ሻ and ܼଷ ሺǡ ሻ are the result of the step-by-
changes (when fault ܨoccurs at bus )can be described as
step parametric impedance matrix manipulations.
య ሺǡሻ
߂ܸ ൌ ൈ ܸ (1) ൫మ ሺǡሻିమ ሺǡሻ൯ൈሺమ ሺǡሻିమ ሺǡሻሻ
య ሺǡሻାோ ܼଷ ሺ݄ǡ ሻ ൌ ܼଶ ሺ݄ǡ ሻ െ
మ ሺǡሻାమ ሺǡሻିଶൈమ ሺǡሻାൈೖ
where ܼଷ ሺ݄ǡ ሻ is the ሺ݄ǡ ሻ entree of the impedance matrix of ൫మ ሺǡሻିమ ሺǡሻ൯ൈሺమ ሺǡሻିమ ሺǡሻሻ
Z3, ܼଷ ሺǡ ሻ is the system Thevenin impedance seen from bus ܼଷ ሺ݄ǡ ሻ ൌ ܼଶ ሺǡ ሻ െ
మ ሺǡሻାమ ሺǡሻିଶൈమ ሺǡሻାൈೖ
, and ܸ is the pre-fault voltage at the point of fault in the
From transition in matrix impedances ܼଵ to ܼଷ , one can
network. With the assumption of linear voltage drop along the
conclude that for any fault ܼଶ ሺǡ ሻ is the only ܦ-dependent
transmission lines between buses and by ignoring line
variable in ܼଷ ሺ݄ǡ ሻ and ܼଷ ሺǡ ሻ as
capacitances to avoid complexity, ܸ can be calculated as
ܼଶ ሺǡ ሻ ൌ ܼଵ ሺ݇ǡ ݇ሻ ሺͳ െ ܦሻ ൈ ܼ .
ܸ ൌ ܸ ሺͳ െ ܦሻ ൈ ሺܸ െ ܸ ሻ . (2)
Thus, considering ܼଶ ሺǡ ሻ derivatives of ܼଷ ሺ݄ǡ ሻ and
ܼଷ ሺǡ ሻ with respect to ܦare
245
డయ ሺǡሻ ൫మ ሺǡሻିమ ሺǡሻ൯ൈೖ
ൌ
డ భ ሺǡሻାమ ሺǡሻିଶൈమ ሺǡሻାೖ
246
ோೌೣ
detected as any of ೃ equally-spaced resisstances between 0 respect to total ܦൈ ܴ plane is prresented in Fig. 5 for all
்
observant buses and all faulty lines, and a minimum of 90% is
and ܴ௫ p.u. Subsequently, the desired upper limits for
considered in this paper for satisfactory sensitivity indices.
sensitivity indices introduced in (3) and (4) can be calculated
This can be used to convert Fig. 5 to a binary matrix form for
as
ೃ “sensitivity of ܦwith respect to Volttage (ܵ ”)ܸܦas
்ವ ோ ் ்ವ
ܵǡி ൌ ߝ , ܵǡி ൌ ߝோ ூ
, ܵ௨ǡி ൌ
்ா ೇ ்ா ೇ ்ா
ೃ
ோ ூ ்
ߝூ , and ܵ௨ǡி ൌ ߝோூ (6)
்ா
where ܸܶ ܧ and ܸܶ ܧூ are total vector errors in voltage and
current measurements, respectively. In this section ܶܲ ൌ
ͲǤͲͳ and ܶܲோ ൌ ͲǤͲͷ are the desired resolutions in the fault
detection algorithm. That is, the final fauult location using
resulted PMU sets from the proposed algorithm should not
have errors more than 1% and 5% from fault’s actual ܦand
ܴ . Therefore, one has ߝ ൌ ͳͲ, ߝோ ൌ ͷͲ, ߝூ ൌ ͳͲ, and
ߝோூ ൌ ͷͲ.
The latest version of IEEE C37.118-2011 standard that Figure 4. Bus 4 voltage sensitivities for F= (7,Ͳ ܦ ͳ,Ͳ ܴ ͳ)
deals with PMU devices and measurements compliances, Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ
testing conditions, and requirements determines that a PMU ې Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳۍ
accuracy expressed as Total Vector Error (TVE) must be ۑ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳێ
ێ ۑ
smaller that 1% in steady state and 3% in dynamic condition ܵିܸܦ௨௦ ൌ ۑͲ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳێ
under given testing conditions [15]. Recent advances in PMU ۑ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳێ
algorithms show that estimated voltage or current phasor error ۑ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ ͳ Ͳ Ͳێ
can be as low as 10-4, i.e., 0.01% [15]. Also, IEEE C57.13 ے ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳۏ
standard for instrument transformers requirements has where logic 1 in any (݄,݈ ) entree shows that bus ݄ is qualified
recognized 0.3% as a reasonable error limit for current and to observe faults on line ݈ regarding ܵǡிሺ ሻ
ߝ criteria
voltage transformers. Thus, accuracy ranges of 1%, 0.1%, and ோ ோ ூ
0.01% are considered in this study for current and voltage with over 90% coverage. Similarly for ܵǡி , ܵ௨ǡி
ூ
, and ܵ௨ǡி ,
measurements and final results are provided for those ranges. corresponding binary matrices can be calculated which are
Figures 4a.1 and 4a.2 depict voltage ߂ܸସ magnitude and ܴܵ ܸ, ܵܫܦ, and ܴܵ ܫ. It should be mentioned that for
angle for all possible faults on line 7 connecting bus 1 to 4. sensitivities with respect to line currents, a bus with multiple
Voltage sensitivity indices with respect to ܦand ܴ are lines should meet the condition mentioned in (6) for at least
calculated and illustrated in Fig. 4b.1 and 4b.2, respectively. one of its connected lines measurements.
ோ From the above discussion, all sensitivity final binary
Subsequently, ܵସǡிሺሻ and ܵସǡிሺሻ are depicted in Fig. 4c.1 and
matrices can be calculated. Figure 6 illustrates the proposed
4c.2 with their region meeting condition (14) colored in blue. logic after deriving sensitivity binary matrices. An OR logic is
Undesired sensitivities depicted in red are due to faults that applied on ܵ ܸܦand ܵܫܦ. An AND logic is used between the
cause low impacts on voltage change with changes in ܦand resultant ܵ ܫܸܦand ܴܵ ܸ ܫas an observant bus ݄ should meet
ܴ . The projection of the desired sensitivity on the ܦൈ ܴ both criteria to detect both ܦand ܴ in a fault incident.
plane represents values for ܦand ܴ for which sensitivity Finally, the final sensitivity decision-making matrix ܴܵܦ is
indices satisfy (6). The percentage of this projection with
247
ͳ Ͳ Ͳ ͳ ͳ ͳ ͳ ͳ ͳ Ͳ detection estimation error, Neural Network (NN) is employed
ͳۍ ͳ ͳ Ͳ ͳ Ͳ ͳ ͳ Ͳ Ͳې to create the unique function mapping between the
Ͳێ ͳ ͳ ͳ ͳ ͳ ͳ ͳ ͳ ͳۑۑ
ێ measurements set and related system faults. A NN is designed
ܴܵܦ ൌ Ͳێ Ͳ Ͳ ͳ ͳ ͳ ͳ Ͳ ͳ Ͳ ۑ. for each system in each case consisting of two parts. The first
ି௨௦
Ͳێ Ͳ Ͳ ͳ ͳ ͳ ͳ ͳ ͳ Ͳۑ locates the faulty line ݈ using the utilized PMU set
Ͳێ ͳ ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳۑ
Ͳۏ measurements. Afterwards, based on the detected ݈ , another
Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ Ͳ ͳے
NN is employed to estimate faults ܦand ܴ . That is, in the
second stage ܮnumber of NNs are trained to estimate faults’
locations and resistances for each line. It should be mentioned
that fault maximum resistance (ܴ௫ ) is selected to be small
SDV Next combination
SDI Sensitivity
D Sensitivity SDVI Combination with
SDRf
SRfVI full coverage
SRfV
SRfI
Rf Sensitivity
MEVI1 N
FM Combinations
Set-1
For new
Buses
MEV
MEI .. 1 1 .. Coverage? Y
Set-2
MEVIi
i
i
248
using ܶܲ ൌ ͲǤͲͷ, the minimum required number of PMUs is algorithm is proposed to find minimum number of PMUs and
1 for all cases. The last three columns of the table present PMU sets covering all system faults regarding sensitivity
percentages of correct estimations of NN. Underlined PMU criteria. On the other hand, in order to achieve a unique
sets colored in red are used to train the NN. One can see that function mapping between a set of measurements and all
NN correctly estimates the faulty line in more than 98% of system faults, multi-estimation has been checked guaranteeing
cases of all possible faults, with given target precisions distinguishable values for all faults in the system with given
resolutions, in all system lines. The last two columns show target precisions. Results are provided for multiple cases in
that NN accurately estimates faults’ locations and resistances two test systems. Examining resulted PMU sets using
with error less than target precisions for all cases except of designed NNs showed high percentages of correct fault
two. The top values are due to the average of percentages for location estimation.
faults on all lines and the below values refer to the minimum
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