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History of the Idea of social Darwinism (that “better people” will rise
“Intelligence” in the United States because they are “better,” that is, more fit). And in
turn-of-the-century America, the country of Ben-
Between 1890 and 1920, four historical trends jamin Franklin, individualism, and self-reliance, it
intersected that gave the entity theory of intelli- was almost inevitable that the notion of survival of
gence deep purchase on the American imagination the fittest be applied to competition among indi-
(Figure 1). During this period, massive waves of vidual people as well as the evolution of species
immigration brought new citizens by the millions (Gould, 1981).
to our shores. At the same time, the shift from an It became accepted that those who are at the
agrarian to an industrial economy created the top of society must therefore be better, and if we
needs that industry brings, the need for a stratified could simply figure out who were the more innately
workforce: people to sweep the factory floor, peo- fit, we could sort people and invest resources
ple to work the assembly line, foremen to supervise accordingly. At about this same time, Alfred Binet
the work, managers to staff and run the operation, in France had developed a test intended to diag-
capitalists to raise the money and govern the cor- nose specific aspects of mental functioning in chil-
poration. For the first time in U.S. history, there was dren. This test was imported to the United States
a need to sort people for these new jobs, and waves by J. M. Cattell and used (or misused according to
of new people arriving to be sorted. Binet’s description of its intended purpose) as an
Coincidentally the science of measuring instrument to sort children based on the measure-
human behavior was getting a spectacular buy-in ment of their innate ability, or IQ.
across the country as Frederick Winslow Taylor and All of these forces together created an assump-
scores of disciples were hired to study workers with tion, unchallenged for most of the twentieth centu-
a stopwatch and speed up their performance to ry, that there was such a thing as intelligence, that it
make them more efficient. Speed and efficiency could be measured and quantified, and how much
became valued commodities, and it became com- of it one has determines how far one can go. It sure-
monly accepted that human behavior of all kinds ly explains how one does in school. Throughout
could be measured. This was an era of science and much of the rest of the twentieth century, profes-
progress and measurement. sionals spent considerable resources trying to design
At the same time all of this was happening, and refine instruments that would effectively meas-
from Herbert Spencer in Britain came the idea of ure and determine intellectual fitness (IQ, or

1
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Figure 1. History of the Concept of Intelligence

Waves of Immigration
1 million a year, 1910–1920
One new high school per day Industrial Revolution
58 percent of students in 37 largest cities by
1909 are immigrants

Concept of
Intelligence

Scientific Management
Social Darwinism
•Taylorism

Note: Thanks to Greg Ciardi for first thinking this through and putting together this graphic.

innate ability.) Table 1 shows some of the impor- demic material. The accompanying belief goes
tant figures in the development of the entity view something like this: “All children can learn, but
of intelligence. they can’t all learn as much. All children can learn,
but many have limits of how rigorous the material
Challenging the Innate Ability Theory can be. They can all learn more than they know
The notion of innate ability as fixed and determin- now, but they can’t all reach proficiency with high-
istic is not an easy or a comfortable one to chal- level literacy and numeracy skills. That’s just the
lenge. Our everyday experience seems to confirm way the world is. Why fight it?”
over and over again that all children are not We should fight it because it isn’t true; how-
formed with equal ability. Teachers see daily how ever, not only do most educators believe it at some
quickly some learn and how slowly others do. So if level, so do students and their parents. Thus, the
one accepts the presumption of the bell curve stereotypes children form of their own ability early
(unequal distribution of intelligence), differences in their lives serve as a self-limiting regulator on
in observable learning rate or ability to perform their expectations, their confidence, and their will-
skills are seen and explained as a function of natu- ingness to work harder or learn to work smarter.
ral brightness or gifts or aptitude for learning aca- Each of us can surely remember a time when some-
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The Skillful Teacher 7th Edition 3

thing happened or someone said something that Table 1. Important Figures in Developing the
convinced us we were inept, unable, or untalented Entity View of Intelligence

in a certain area of performance. This conclusion, England


often formed at a young age, led to negative self- 1869: Sir Francis Galton (Charles Darwin’s nephew) studies
image in this area, to avoidance, and to self-perpet- men of great reputation and distinction; in 1883 he
uating low performance. If one reaches such a starts a lab for the physiological measurement of intelli-
conclusion about dancing or singing, it has some gence; in 1886 he conceives of the idea of correlation
coefficient; he founded the eugenics movement.
social effects. But if one reaches such a conclusion
1895: Herbert Spencer argues intelligence is inherited and
about academic ability, it can have profound and advocates mental testing.
life altering consequences. 1901: Karl Pearson, a student of Galton, succeeds in devel-
Consider the following information that chal- oping factor analysis as statistical technique: the Pear-
lenges this model of innate and fixed ability. First, son product-moment correlation coefficient.

the correlation of measured intelligence with aca- United States


demic grades can be made to account for only 25 1890: J. McCattell, a student of Galton, coins the term
percent of variability in performance. “. . . IQ mat- mental test and in 1893 advocates these tests be given
ters. It does not matter overwhelmingly—statistically, in schools. He begins publishing results.

a correlation coefficient of .5 only accounts for 25 1904: Charles Spearman calls the thing being measured
“G,” for “general intelligence.”
percent of the range of variation in [academic] per-
1908: Alfred Binet develops a test for identifying learning
formance, leaving 75 percent to be explained by disabilities.
other factors” (Perkins, 1995, p. 61). That figure 1911: Edward L. Thorndike posits learning to be compara-
includes borderline retarded children and children ble to natural selection and thus comparable to neuro-
classified as gifted and talented. “If we were to logical response times.

reduce the spread to the normal range in a typical 1911: Charles Davenport publishes Heredity in Relation to
Eugenics, which becomes standard required reading in
class we would probably be able to account for only college courses.
5 to 10 percent of the variability” (Jim Pelligrino, 1912: G. Stanley Hall advocates a differentiated curriculum
personal communication, June 2002). Hence, 75 to for adolescents of differing ability.
90 percent of the variation in performance is 1913: Henry Goddard translates and uses Binet’s tests on
probably attributable to factors other than immigrants at Ellis Island.

measured IQ. 1916: Lewis Terman popularizes Binet’s test and develops
it; the Stanford-Binet is standardized with 100 as the
Similar findings apply to comparisons with mean; he advocates universal testing.
measured intellectual ability of success in business. 1917: Robert Yerkes administers intelligence tests to 1.75
In predicting success among CEOs, Sigfried million men entering the U.S. Army during World War I
Streufert (1989) found that IQ didn’t matter in the and creates the first norms based on a broad database.
average range. From 96 on up, higher IQ is useless 1920: Walter Lippmann debates Terman in the New
Republic magazine.
as a predictor or a correlate of performance.
1925: Carl Campbell Brigham, author of the racist A Study
No matter how high a person’s test scores were, it of American Intelligence, is hired by College Board to
didn’t get that person better performance as a develop the SAT.
manager. 1907–1928: Twenty-one states pass eugenics laws.
Ironically, Binet himself explicitly took a posi-
tion in opposition to the innate ability model:
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1. The scores [on the test] are a practical Perkins’s Project Intelligence (2–7 point increase)
device; they do not buttress any theory of and the Carolina Abecedarian Project (cited in
intellect. They do not define anything Neisser and others, 1996), an early childhood inter-
innate or permanent. We may not desig- vention program where the enrichment group
nate what they measure as “intelligence” scored higher than the control group at age two
or any other reified entity. and were still five points higher at age twelve.
2. The scale is a rough, empirical guide for In Currie’s (2000) review of the research on
identifying mildly retarded and learning early childhood intervention programs, she cites
disabled children who need special help. It the Milwaukee Project, which showed that partici-
is not a device for ranking normal children. pants in the program not only raised their IQ
3. Whatever the cause of difficulty in children scores but maintained their advantage over the con-
identified for help, emphasis shall be trol group through the eighth grade. On measures
placed upon improvement through special of scholastic success, however, participants scored
training. Low scores shall not be used to similarly to the control group. What does this tell
mark children as innately incapable us about IQ and achievement? As Currie puts it:
[Gould, 1981, p. 155]. “The Milwaukee Project suggests that an exclusive
focus on IQ is unwarranted because other factors
Intelligence is susceptible to development; with also contribute to children’s success at school and
practice and training and especially with appropri- in life” (p. 11).
ate methods of teaching we can augment a child’s Measured IQs in the United States have risen
attention, his memory, his judgment—helping him nine points per generation since 1932 (Flynn,
literally to become more intelligent than he was 1994). The Wechsler and the Stanford-Binet are
before. Intelligence was not a fixed amount, or a renormed every ten years, so this increase does not
constant, or some Platonic, bounded essence. Intel- show up in publicly reported results. This suggests
ligence was “educable.” [Binet] advocated a “men- that if our grandparents (as children) were given
tal orthopedics” that “teaches children to observe the current IQ tests, they would almost surely per-
better, to listen better, to retain and to judge better; form in the retarded range based on today’s scor-
they gain self-confidence, perseverance, the desire ing guides.
to succeed and all the excellent feelings that Does this steady advance in IQ scores mean
accompany action; they should especially be taught we are actually getting smarter as a nation? What
to will with more intensity; to will, this is indeed the accounts for this rise? Could it be that ever more
key to all education” (Gould, 1981). people go to school for more years and in school
Second, what goes for “intelligence” can actu- one develops skills (like vocabulary) that intelli-
ally be increased. What goes for innate ability is gence tests measure? Whatever accounts for it, one
actually the capacity to do certain discrete tasks that thing is sure: what the tests measure is susceptible
intelligence tests measure, and those capacities can to external influences that have led our population
be increased. Sustained increases in IQ points that to be steadily more proficient at whatever it is the
endure long after the training is over result from tests are measuring (Berliner and Biddle, 1995).
the best of the twentieth-century programs aimed Third, there is a correlation between school
at increasing cognitive abilities, such as David achievement and measured intelligence, but it is
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the inverse of what the entity (bell curve) theory and if so what might explain these changes. Their
suggests. In short, considerable evidence suggests conclusion was unequivocal: measured IQs had
that schooling modifies intelligence. changed for many of the persons studied, and
In a study conducted in 1989, Israeli those who had experienced more schooling had
researcher-psychologists Sorel Cahen and Nora also grown more in measured intelligence.
Cohen asked, “As you grow from year to year, does Thus, the characteristic that we call intelli-
your measured intelligence determine your gence is not only dependent on inheritance and
achievement at school, or does what you achieve in home background but is also influenced by school-
school determine your measured intelligence?” In ing. Intelligence during the educative years is not
other words, do children have to be intelligent to a static and immutable characteristic. It appears to
profit from schooling (as is widely believed in be quite dynamic and continues to be affected by
America), or do they have to have schooling to environmental factors, particularly by access to
become intelligent? Although Cahen and Cohen high-quality schooling. Husen and Tuijnman con-
used complex statistical methods, their findings cluded, “Schools not only confer knowledge and
were straightforward. They found that school instrumental qualifications but also train and devel-
achievement was a major factor in the prediction op students’ intellectual capacity. The results [of
of intelligence test performance. In contrast, meas- this study] suggest . . . that IQ as measured by
ured intelligence was only a weak predictor of group intelligence tests is not stable but changes
school achievement. Thus, measured intelligence significantly between 10 and 20 years of age. . . .
is strongly influenced by the opportunity to learn [Apparently] schooling co-varies with and produces
in school. Over the past fifty years, high-quality pub- positive changes in adult IQ” (p. 22).
lic education has been offered to larger and larger American psychologist Stephen Ceci (1991)
numbers of students in the industrialized world, reported similar findings. As a result of his research,
and this fact explains why the average person today Ceci concluded that the specific skills measured on
is measurably smarter than the average person was intelligence tests and the processes underlying intel-
in the past. In 1910, only 10 percent of American ligence test performance are taught and learned in
children even entered high school. Today almost school. Ceci also estimated that these influences are
all enter (though nationwide about 80 percent substantial. A child could lose as many as six IQ
graduate). points for each year in which he or she misses high-
Other evidence supports this relationship quality education from birth onward.
between school experience and measured IQ. In brief, schooling matters. Genes and home
Torsten Husen and Albert Tuijnman (1991), distin- environment are not the only contributors to intel-
guished educational researchers from Sweden and ligence. “A society that chooses to nurture and
Holland, respectively, examined data from a study develop high levels of intelligence among its youth
originally conducted in Malmo, Sweden, that must also provide high-quality education for them.
looked at the IQs of 671 Swedish males over a ten- Poor schools, like poor home environments, have
year period, from childhood to adulthood. Using negative lasting consequences” (Berliner and Bid-
complex statistical techniques unavailable at the dle, 1995, p. 49).
time of the original study, the authors examined Fourth, regarding the popular belief in the her-
whether changes in measured IQ had occurred, itability of intelligence: “heritability” is a statistical
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6 The Skillful Teacher 7th Edition

measure of the relation between a given trait and the smarter the longer they live. Their IQ scores get
presence of that same trait in a parent. Steven Ceci closer to those of their parents. Therefore, the envi-
noted in a personal communication (2001): ronment that higher-IQ parents provide pulls the
children’s IQ up.
You can have high heritability [between parents
Nature versus nurture . . . who is winning here?
and children, yet] large differences between
Fifth, in people regarded as genius, a consistent
children. An example from my 1996 book on
characteristic is a huge investment of time and
intelligence, A Bioecological Treatise on Intel-
effort devoted to their area of interest and expert-
lectual Development, is that the male sons of
ise. “Genius is 1% inspiration and 99% perspira-
Japanese immigrants to the United States dur-
tion,” said Thomas Edison. Studies of people of
ing the first part of the twentieth century grew,
genius performed by Benjamin Bloom in the 1980s
on average, five inches taller than their fathers
and recently by Howard Gardner and also by
despite heritability remaining approximately at
Michael Howe (2001) all find that geniuses are peo-
.9! So heritability says nothing about malleabili-
ple who spent incredible amounts of time studying
ty [see Figure 2.].
and practicing, literally immersing themselves in
All this renders heritability a very tricky and
their area of expertise. In sports, music, scholar-
not very useful or practical concept. . . . In my
ship, and research, this is the story one finds again
book I cite a famous adoption study that result-
and again: it’s perspiration, not inspiration. These
ed in children’s IQs going nearly 22 points
world-class performers were often undistinguished
higher than those of their biological mothers.
students in their school careers, and their perform-
Nevertheless the heritability estimate was quite
ance in their chosen fields was often judged
high [between the children and their biological
unpromising by their mentors. But they persevered.
mothers].
Sixth, children who believe that ability can be
Another interesting finding that challenges increased do significantly better in school. Carol
the belief that most of intelligence is inherited is a Dweck has shown this conclusively and repeatedly
finding that the heritability of intelligence between over a decade of research. She calls it the “incre-
young children and their parents is .45. But when mental” view of intelligence, meaning a belief that
the studies are done of the same children grown intelligence can be increased in increments by
into adults and their parents, the heritability corre- working hard and working smart.
lation is much higher: .70. Intelligence does change What all of this evidence suggests is that the
when measured over time, and as we get older, variables that appear to have the most significant
measured intelligence gets closer to what our par- impact on a person’s development and achieve-
ents scored. Here is one interpretation of how ment extend well beyond—and are most likely far
these numbers play out. “Smart” children (who had more significant than—any attempted measure-
high IQ scores) born to low-IQ parents get dumb- ment, perception, or comparison of a person’s
er the older they get. Their IQ scores get closer to innate ability. These variables appear to include the
those of their parents. Therefore, the environment quantity and quality of schooling one experiences,
provided by lower-IQ parents drags their children’s the amount and kind of effort one invests, and the
IQ down. But low-IQ children (who had low IQ belief one holds in the individual’s capacity to grow
scores as youngsters) born to smart parents get ability itself!
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Figure 2. Japanese Heritability

Environment makes more difference


than genetics.

Grandsons of
HEIGHT

A Japanese men
B who grew up in
the United States
C
D

Japanese Sons of Japanese


men living in men newly arrived in the
Japan United States

TIME

We propose an alternative way of explaining during the Great Society reforms, we worked
differences in human performance and achieve- on the compensatory principle, arguing that
ment and will refer to this as the effort-based abili- special effort, by an individual or an institution,
ty or incrementalist theory. could make up for low aptitude. The third
Jeff Howard has made the case repeatedly possibility—that effort actually creates ability,
(Howard, 1995; Howard and Hammond, 1985) that people can become smart by working
that the deeply ingrained American paradigm that hard at the right kinds of learning tasks—has
intelligence equals achievement is both wrong and never been taken seriously in America or
simultaneously the governing principle behind the indeed in any European society, although it is
design of our schools. Lauren Resnick agrees: the guiding assumption of education in soci-
eties with a Confucian tradition.
What is the relationship between aptitude and [In such an ability-bound view] students do
effort? Early in the [twentieth] century we built not try to break through the barrier of low
an education system around the assumption expectations because they, like their teachers
that aptitude is paramount in learning and and parents, accept the judgment that aptitude
that it is largely hereditary. The system was ori- matters most and that they do not have the
ented toward selection, distinguishing the nat- right kinds of aptitude. Not surprisingly, their
urally able from the less able and providing performance remains low. Children who have
students with programs thought suitable to not been taught a demanding, challenging,
their talents. In other periods, most notably thinking curriculum do not do well on tests of
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8 The Skillful Teacher 7th Edition

reasoning or problem solving, confirming our Black, P., Harrison, C., Lee, C., Marshall, B., and Wiliam, D.
Assessment for Learning. New York: Open University Press,
original suspicions that they did not have the
2003.
talent for that kind of thinking. The system is a Bloom, B. Developing Talent in Young People. New York: Ballan-
self-sustaining one in which hidden assump- tine, 1985.
Cahen, S., and Cohen, N. “Age versus Schooling Effects on
tions are continually reinforced by the
Intelligence Development.” Child Development, 1989, 60,
inevitable results of practices that are based on 1239–1249.
those assumptions. Ceci, S. “How Much Does Schooling Influence General Intel-
ligence and Its Cognitive Components?” Developmental Psy-
It is not necessary to continue this way. chology, 1991, 27, 703–722.
Aptitude is not the only possible basis for Ceci, S. On Intelligence: A Bioecological Treatise on Intellectual
organizing schools. Educational institutions Development. Cambridge, Mass.: Harvard University Press,
1996.
could be built around the alternative assump- Currie, J. “Early Childhood Intervention Programs: What Do
tion that effort actually creates ability. Our edu- We Know?” Brookings Roundtable on Children, Washing-
ton, D.C., 2000.
cation system could be designed primarily to
Flynn, J. R. “IQ Gains over Time.” In R. J. Sternberg (ed.), Ency-
foster effort [Resnick, 1995, pp. 55-57]. clopedia of Human Intelligence. New York: Macmillan, 1994.
Gamoran, A. “Alternative Uses of Ability Grouping: Can We
By contrast, Lewis Terman (1916), dean of Bring High-Quality Instruction to Low-Ability Classes?”
psychologists at the time our current educational Madison, Wis.: Center on Organization and Restructuring
system was taking shape, wrote: “The children of of Schools, 1992.
Gould, S. J. The Mismeasure of Man. New York: Norton, 1981.
successful and cultured parents test higher than Howard, J. “You Can’t Get There from Here: The Need for a
children from wretched and ignorant homes for the New Logic in Education Reform.” Daedelus, 1995, 124(4),
85–92.
simple reason that their heredity is better” (p. 115). Howard, J., and Hammond, R. “Rumors of Inferiority.” New
The notion of effort-based intelligence turns Republic, Sept. 9, 1985, pp. 17–21.
this idea on its head, and in many ways effort-based Howe, M. Genius Explained. New York: Cambridge University
Press, 2001.
intelligence is a much better fit with the democrat- Husen, T., and Tuijnman. A. “The Contribution of Formal
ic promise of a free society where education is Schooling to the Increase in Intellectual Capital.” Educa-
tional Researcher, 1991, 20(7), 17–25,
meant to be the equalizer and schooling is sup-
Marzano, R. J., Pickering, D. J., and Pollock, J. E. Classroom
posed to give every child a chance to make some- Instruction That Works. Alexandria, Va.: ASDC, 2001.
thing of himself or herself. Neisser, U. The Rising Curve: Long Term Gains in IQ and Related
Measures. Washington, D.C.: American Psychological Asso-
In the United States we don’t have a guaran- ciation, 1997.
teed right to health care; we don’t even have a Neisser, U., and others. “Intelligence: Knowns and
guaranteed right to clean water. But Americans Unknowns.” American Psychologist, Feb. 1996, pp. 77–101.
Perkins, D. Outsmarting I.Q. New York: Free Press, 1995.
have a legally guaranteed right to education, no Plomin, R. Genetics and Experience: The Interplay Between Nature
matter what their background. Schools can’t offer and Nurture. Thousand Oaks, Calif.: Sage, 1996.
Resnick, L. B. “From Aptitude to Effort: A New Foundation
that right equally to all children if they don’t bring
for Our Schools.” Daedalus, Fall 1995, 124(4), 55–62. ©
effort-based intelligence to personal interactions 1995 by the American Academy of Arts and Sciences.
with children and parents, to teaching, and to an Reprinted by permission from MIT Press Journals.
Sternberg, R. J., Grigorenko, E. L., and Bundy, D. “The Predic-
examination of our schoolwide practices. tive Value of IQ.” Merrill Palmer Quarterly, 2001, 47, 1–41.
Streufert, S., and Nogami, G. Y. “Cognitive Style and Com-
plexity: Implications for I/O Psychology.” In C. L. Cooper
Source Materials on Malleable Intelligence and I. Robinson (eds.), International Review of Industrial
Berliner, D. C., and Biddle, B. J. The Manufactured Crisis: and Organizational Psychology. London: Wiley, 1989.
Myths, Fraud, and the Attack on America’s Public Schools. Terman, L. The Measurement of Intelligence. Boston: Houghton
Reading, Mass.: Addison-Wesley, 1995. Mifflin, 1916.

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