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  • Compliance Review of Asset Allocation: Fund Name

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    Andrew
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    The document appears to be a compliance review of an asset allocation portfolio. It includes a table listing various fund names and their allocated percentages, risk scores, and weighted risk scores. However, all the funds have 0% allocation, 0 risk scores, and resulting in divide by 0 errors for the weighted risk scores. The total portfolio also has 0% allocation and results in a divide by 0 error. It lists risk categories from very conservative to very aggressive but does not assign the portfolio to any category.

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    Risk Score

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    The document appears to be a compliance review of an asset allocation portfolio. It includes a table listing various fund names and their allocated percentages, risk scores, and weighted risk scores. However, all the funds have 0% allocation, 0 risk scores, and resulting in divide by 0 errors for the weighted risk scores. The total portfolio also has 0% allocation and results in a divide by 0 error. It lists risk categories from very conservative to very aggressive but does not assign the portfolio to any category.

    Copyright:

    © All Rights Reserved
    Download as XLS, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    34 views4 pages

    Compliance Review of Asset Allocation: Fund Name

    Uploaded by

    Andrew
    The document appears to be a compliance review of an asset allocation portfolio. It includes a table listing various fund names and their allocated percentages, risk scores, and weighted risk scores. However, all the funds have 0% allocation, 0 risk scores, and resulting in divide by 0 errors for the weighted risk scores. The total portfolio also has 0% allocation and results in a divide by 0 error. It lists risk categories from very conservative to very aggressive but does not assign the portfolio to any category.

    Copyright:

    © All Rights Reserved
    Download as XLS, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    of 4

    COMPLIANCE REVIEW OF ASSET ALLOCATION

    % RISK WEIGHTED
    FUND NAME ALLOCATED SCORE RISK SCORE

    PICK FUND 0.00% 0.00 -


    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -
    PICK FUND 0.00% 0.00 -

    TOTAL PORTFOLIO 0.00% -


    RISK CATEGORIES Very Conservative 1 to 2
    Conservative 3
    Moderate Conservative 4
    Moderate 5
    Moderate Aggressive 6
    Aggressive 7
    Very Aggressive 8 to 9

    01/13/2021
    COMPLIANCE REVIEW OF ASSET ALLOCATION

    % RISK WEIGHTED
    FUND NAME $ VALUE ALLOCATED SCORE RISK SCORE

    PICK FUND $ - #DIV/0! 0.00 #DIV/0!


    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!
    PICK FUND $ - #DIV/0! 0.00 #DIV/0!

    TOTAL PORTFOLIO $ - #DIV/0! #DIV/0!


    RISK CATEGORIES Very Conservative 1 to 2
    Conservative 3
    Moderate Conservative 4
    Moderate 5
    Moderate Aggressive 6
    Aggressive 7
    Very Aggressive 8 to 9

    01/13/2021
    Fund Risk Scores

    Series A Series Series Series Class Fund Class Fund Series T Series T Series Series
    RISK SCORE DSC B NL C DSC C NL Series A DSC Series B NL DSC NL TC DSC TC NL
    Allegro Aggressive Portfolio 7.00 356 448 170 171
    Allegro Aggressive Reg Port 7.00 357 449 172 173
    Allegro Conservative Portfolio 3.00 351 443 160 161
    Allegro Moderate Aggressive Portfolio 6.00 354 446 166 167
    Allegro Moderate Aggressive Reg Port 6.00 355 447 168 169
    Allegro Moderate Conservative Portfolio 4.00 352 444 162 163
    Allegro Moderate Portfolio 5.00 353 445 164 165
    Alto Aggressive Portfolio 7.00 366 458 501 502
    Alto Aggressive Reg Port 7.00 368 460
    Alto Conservative Portfolio 3.00 362 454 493 494
    Alto Moderate Aggressive Portfolio 6.00 365 457 499 500
    Alto Moderate Aggressive Reg Port 6.00 367 459
    Alto Moderate Conservative Portfolio 4.00 363 455 495 496
    Alto Moderate Portfolio 5.00 364 456 497 498
    Alto Monthly Income & Growth Portfolio 4.00 481 482 507 508 483 484 509 510
    Alto Monthly Income Portfolio 3.00 477 478 503 504 479 480 505 506
    Alto Mthly Income & Enhance Growth Port 5.00 485 486 511 512 487 488 513 514
    GIC 2.00
    IG AGF Asian Growth Fund 9.00 334 426 60 135 242 243
    IG AGF Canadian Balanced Fund 5.00 309 401 34 109
    IG AGF Canadian Diversified Growth Fund 8.00 332 424 58 133 206 207
    IG AGF Canadian Growth Fund 7.00 302 394 27 102 208 209
    IG AGF International Bond Fund 5.00 311 403 36 111
    IG AGF International Equity Fund 8.00 310 402 35 110 244 245
    IG AGF U.S. Growth Fund 8.00 333 425 59 134 218 219
    IG Beutel Goodman Canadian Balanced Fund 5.00 320 412 45 120
    IG Beutel Goodman Canadian Equity Fund 7.00 321 413 46 121 198 199
    IG Beutel Goodman Canadian Small Cap Fund 8.00 322 414 47 122
    IG Bissett Canadian Equity Fund 7.00 467 468 469 470
    IG FI Canadian Allocation Fund 6.00 349 441 75 150
    IG FI Canadian Equity Fund 7.00 348 440 74 149 202 203
    IG FI Global Equity Fund 8.00 347 439 73 148 240 241
    IG FI U.S. Equity Fund 7.00 346 438 72 147 216 217
    IG Goldman Sachs U.S. Equity Fund 7.00 304 396 29 104 220 221
    IG Mackenzie Income Fund 3.00 335 427 61 136
    IG Mackenzie Ivy European Fund 8.00 330 422 56 131 246 247
    IG Mackenzie Ivy Foreign Equity Class 8.00 250 251
    IG Mackenzie Maxxum Dividend Fund 7.00 336 428 62 137
    IG Mackenzie Select Managers Canada Fund 7.00 331 423 57 132 204 205
    IG Mackenzie Universal Emerging Markets Class 9.00 248 249
    IG Mackenzie Universal Global Future Fund 8.00 345 437 71 146 471 472
    IG Mackenzie Universal U.S. Growth Leaders Fund 8.00 344 436 70 145 266 267
    IG Managed Yield Class 1.00 264 265
    IG Templeton International Equity Fund 8.00 329 421 55 130 238 239
    IG Templeton World Allocation Fund 7.00 306 398 31 106
    IG Templeton World Bond Fund 5.00 303 395 28 103
    Investors Canadian Balanced Fund 5.00 326 418 52 127
    Investors Canadian Bond Fund 3.00 301 393 26 101

    For internal use only. Not intended for internal or external distribution. 01/13/2021 3
    Fund Risk Scores

    Investors Canadian Equity Fund 7.00 285 378 10 86 184 185


    Investors Canadian High Yield Income Fund 6.00 316 408 41 116
    Investors Canadian Large Cap Value Fund 7.00 282 375 7 83 182 183
    Investors Canadian Money Market Fund 1.00 287 379 12 87
    Investors Canadian Natural Resource Fund 7.00 315 407 40 115
    Investors Canadian Small Cap Fund 8.00 312 404 37 112 192 193
    Investors Canadian Small Cap Growth Fund 7.00 323 415 49 124 194 195
    Investors Capital Yield Class 3.00 475 476
    Investors Dividend Fund 5.00 283 376 8 84
    Investors European Equity Fund 8.00 296 388 21 96 232 233
    Investors European Mid-Cap Equity Fund 8.00 343 435 69 144 234 235
    Investors Global Bond Fund 5.00 300 392 25 100
    Investors Global Consumer Companies Class 7.00 270 271
    Investors Global Dividend Fund 7.00 521 522 519 520
    Investors Global Financial Services Fund 7.00 358 450 174 175 254 255
    Investors Global Fund 7.00 289 381 14 89 222 223
    Investors Global Health Care Class 8.00 262 263
    Investors Global Infrastructure Class 8.00 272 273
    Investors Global Natural Resources Class 7.00 268 269
    Investors Global Science & Technology Fund 9.00 325 417 51 126 258 259
    Investors Government Bond Fund 3.00 276 369 1 77
    Investors Growth Plus Portfolio 5.00 293 385 18 93
    Investors Growth Portfolio 7.00 291 383 16 91
    Investors Income Plus Portfolio 3.00 292 384 17 92
    Investors Income Portfolio 3.00 290 382 15 90
    Investors Income Trust Fund 7.00 489 490 515 516
    Investors International Small Cap Class 9.00 260 261
    Investors Japanese Equity Fund 9.00 278 371 3 79 228 229
    Investors Mergers & Acquisition Fund 8.00 342 434 68 143 252 253
    Investors Mortgage Fund 2.00 280 373 5 81
    Investors Mutual of Canada 5.00 277 370 2 78
    Investors North American Equity Fund 7.00 279 372 4 80 224 225
    Investors Pacific International Fund 9.00 297 389 22 97 226 227
    Investors Pan Asian Growth Fund 9.00 359 451 176 177 236 237
    Investors Premium Money Market Fund 1.00 350 442 76 151
    Investors Quebec Enterprise Fund 7.00 328 420 54 129 186 187
    Investors Real Property Fund 2.00 286 11
    Investors Real Return Bond Fund 4.00 491 492 517 518
    Investors Retirement Growth Portfolio 7.00 294 386 19 94
    Investors Retirement High Growth Port 7.00 327 419 53 128
    Investors Retirement Plus Portfolio 4.00 295 387 20 95
    Investors Short Term Capital Yield Class 2.00 473 474
    Investors Summa Fund 7.00 288 380 13 88 190 191
    Investors Tactical Asset Allocation Fund 6.00 299 391 24 99
    Investors U.S. Large Cap Growth Fund 8.00 284 377 9 85 214 215
    Investors U.S. Large Cap Value Fund 7.00 281 374 6 82 210 211
    Investors U.S. Money Market Fund 1.00 461 462 48 123
    Investors U.S. Opportunities Fund 8.00 313 405 38 113 212 213
    Investors U.S. Small Cap Class 8.00 274 275
    Investors World Growth Portfolio 7.00 298 390 23 98
    PICK FUND 0.00

    For internal use only. Not intended for internal or external distribution. 01/13/2021 4

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