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J Forensic Sci, 2019

doi: 10.1111/1556-4029.14235
PAPER Available online at: onlinelibrary.wiley.com

PATHOLOGY/BIOLOGY

Joseph A. Prahlow,1 M.D.; Zuhha Ashraf,2 M.D.; Natalie Plaza,2 M.D.; Christopher Rogers,2 M.D.;
Pamela Ferreira,3 M.D.; David R. Fowler,3 M.D.; Melissa M. Blessing,4 D.O.; Dwayne A. Wolf,4 M.D.,
Ph.D.; Michael A. Graham,5 M.D.; Kelly Sandberg,6 M.S.; Theodore T. Brown,1 M.D.; and
Patrick E. Lantz,7 M.D.

Elevator-Related Deaths*

ABSTRACT: Elevators are mechanical transportation devices used to move vertically between different levels of a building. When first
developed, elevators lacked the safety features. When safety mechanisms were developed, elevators became a common feature of multistory
buildings. Despite their well-regarded safety record, elevators are not without the potential for danger of injury or death. Persons at-risk for ele-
vator-related death include maintenance and construction workers, other employees, and those who are prone to risky behavior. Deaths may be
related to asphyxia, blunt force, avulsion injuries, and various forms of environmental trauma. In this review, we report on 48 elevator-related
deaths that occurred in nine different medicolegal death investigation jurisdictions within the United States over an approximately 30-year per-
iod. The data represents a cross-section of the different types of elevator-related deaths that may be encountered. The review also presents an
overview of preventive strategies for the purpose of avoiding future elevator-related fatalities.

KEYWORDS: forensic science, forensic pathology, death, death investigation, elevator, injury prevention

Injuries and deaths caused by elevators are rare, but cases have death investigation jurisdictions within the United States. The
been reported in the medical literature (1–5), as well as in various jurisdiction sizes ranged from small cities to large metropolitan
media outlets. A variety of mechanisms of injury/death may occur regions. Medicolegal death investigation office type included
in such incidents, including asphyxia, blunt force (such as crush- medical examiner and coroner systems. The study period
ing injuries or fall-related trauma), avulsion injuries, and environ- encompassed over 30 years (1987-2018); however, it should be
mental trauma. Decedents include maintenance workers, noted that the series does not include every elevator-associated
construction personnel, elevator passengers, and persons partici- case occurring in each jurisdiction during the time frame. Con-
pating in risky behavior. Occasionally, other types of deaths occur sequently, frequency data should not be calculated based on
on elevators, including those related to nonelevator-associated study results. The collection of cases represents an attempt by
trauma and those related to natural disease. This report presents 48 the authors to gather a wide variety of case examples for the
elevator-related deaths, which occurred in nine separate United purpose of furthering the understanding of how elevator-related
States jurisdictions over the last approximately 30 years. deaths occur, and how elevator-associated injuries and deaths
can be avoided.
Materials and Methods
Data regarding nonrandomly selected cases of elevator-re-
lated deaths were collected from nine different medicolegal Results
1
Western Michigan University Homer Stryker MD School of Medicine, Demographics
300 Portage St., Kalamazoo, MI 49007.
2
Los Angeles County Department of the Medical Examiner-Coroner, 1104
Of the 48 cases included in this review, 44 involved men,
N. Mission Rd., Los Angeles, CA 90033. while just four involved women. The age range of the decedents
3
Office of the Chief Medical Examiner, State of Maryland, 900 West Bal- was from 10 to 82 years. The most common decedent type was
timore St., Baltimore, MD 21223. an on-the-job, nonconstruction, nonelevator mechanic, employee
4
Harris County Institute of Forensic Sciences, 1861 Old Spanish Trail, working within a building that had an elevator; 19 of the 48
Houston, TX 77025.
5
Division of Forensic Pathology, Saint Louis University School of Medi- decedents were in this category. An additional 12 decedents
cine, 1402 South Grand Ave., St. Louis, MO 63104. were elevator maintenance workers, and there were three con-
6
Franklin County Coroner’s Office, 520 King Avel, Columbus, OH 43201. struction workers involved in elevator-related deaths. Three pas-
7
Department of Pathology, Wake Forest University School of Medicine, sengers were killed in public elevator-related mishaps, while an
Medical Center Blvd., Winston-Salem, NC 27157.
Corresponding author: Joseph A. Prahlow, M.D. E-mail: joseph.prahlow@
additional three persons died in relation to a home elevator. Five
med.wmich.edu deaths could be categorized as occurring as a result of various
*Presented at the 70th Annual Scientific Meeting of the American Acad- forms of risk-taking behavior. In one case, death was unrelated
emy of Forensic Sciences, February 18-23, 2019, in Baltimore, MD. to the elevator. Table 1 provides details regarding each of the 48
Received 15 Aug. 2019; and in revised form 15 Oct. 2019; accepted 16 cases.
Oct. 2019.

© 2019 American Academy of Forensic Sciences 1


2
TABLE 1––Case synopsis—48 cases of elevator-associated deaths.

No. Dec. Circumstances COD MOD Mechanism Tox Risk Factor(s)


1 32 y/o WM Laborer at manufacturing facility on second floor yelled for freight elevator (no Cervicospinal blunt A BFI of head/neck NEG Freight elevator
bell). Elevator operator on 5th floor started down to pick him up. Operator trauma
looked down and saw him with head extending into shaft watching for
elevator. He was struck by descending elevator.
2 58 y/o WM Worker at candy factory. Planned on cleaning elevator shaft pit. Told coworker Thoracic crush injury A Traumatic asphyxia NEG Failed to shut down
to take elevator to second floor and then back to first floor. Decedent found
sitting on ledge, doubled over, being compressed by several thousand pounds
of elevator counterweight.
3 10 y/o LM Unwitnessed fall down elevator shaft in apartment building; fell 3 stories; Craniocerebral trauma A BFI/fall NEG Horseplay
children in complex were known to open the outer elevator doors while
elevator was in motion.
4 45 y/o WM Performing maintenance on elevator at work; became wedged in shaft when Multiple traumatic A Traumatic asphyxia NEG Failed to shut down
elevator moved. injuries
JOURNAL OF FORENSIC SCIENCES

5 36 y/o WM Elevator mechanic working on elevator (appropriately shut down); compressed Traumatic (pressure) A Traumatic asphyxia NEG Failed to shut down
between adjacent elevator (not shut down) and I-beam asphyxia
6 24 y/o LM Likely fell from roof; found at bottom of elevator shaft; probably drinking prior Multiple traumatic A BFI/fall EtOH—0.10% Unknown; possible
to falling; fell 65-70 feet injuries horseplay; EtOH
7 41 y/o WM Maintenance worker opened doors of elevator to show that work had been Multiple traumatic A BFI/fall None Forced doors open
completed and fell into elevator shaft. Fell 17 feet, 4 inches. injuries
8 34 y/o LM Ran a sweatshop in apartment building; fell down service elevator; lost footing Traumatic injuries A BFI/fall NEG Freight elevator
while attempting to grab canvas strap to close heavy doors, in order to “call”
elevator. Fell 45-50 feet.
9 42 y/o WM Pinned between counterweight and spreader beam while repairing elevator shaft Multiple traumatic A BFI/crush asphyxia NEG Failed to shut down
while at work. injuries
10 25 y/o WM Fell into water-filled elevator shaft and drowned; struck head, with laceration of Drowning; A Drowning POS for EtOH, Unsecured access to shaft;
forehead; recent cocaine use (body discovered after tenants of apartment contributing factors: cocaine, EtOH; Drugs
building smelled foul odor). Apparently entered shaft through unsecured door blunt trauma; recent and BE
near bottom of shaft. cocaine use
11 78 y/o WM At his place of employment. Fell down elevator shaft. Fell at least one floor. Blunt force trauma to A BFI/fall POS for Rx drug Improperly functioning
Found at bottom of shaft; doors ajar on lobby level. Elevator stuck on 4-5th head elevator; Doors forced open
floor.
12 52 y/o WM Paraplegic in electric wheelchair, inspecting his house under construction, got Multiple trauma A BFI/fall None Open shaft under
too close to open elevator shaft on 4th floor and fell down elevator shaft 30 construction; Failed to
feet employ fall-prevention
strategies; Home elevator
13 13 y/o AAM Became caught by elevator as it ascended, via a pen with string around his neck. Craniocervical trauma A BFI NEG Horseplay/ Vandalism
Likely attempting to undo a cover on the top of the elevator when elevator was
called up.
14 31 y/o AAM While in jail, fell down elevator shaft 50 feet, approx. 11 years before death. Sequelae of blunt A BFI/fall None Unknown
Sustained massive head trauma. head trauma
15 30 y/o LM Employee crushed by elevator counterweight in elevator shaft when he entered Multiple blunt force A BFI/crush NEG Failed to shut down
the freight elevator shaft via basement access to attempt to recover a injuries
customer’s keys.
16 32 y/o WM Elevator worker fell down elevator shaft while at work. Fell 70 feet Multiple blunt force A BFI/fall NEG Failed to employ fall-
injuries prevention strategies
17 43 y/o AM Mail courier found at bottom of elevator shaft; Elevator became stuck between Multiple blunt force A BFI/fall NEG Improperly functioning
9th and 10th floors. He pressed emergency call button, but when responders injuries elevator; apparently forced
came, no one was in elevator. He was found at bottom of shaft. Fell approx. doors open
100 feet.
18 24 y/o LM Cement mason at work when he fell down elevator shaft; fell 30-40 feet Multiple blunt A BFI/fall NEG Unknown circumstances;
traumatic injuries failed to employ fall-
prevention strategies
TABLE 1—Continued.

No. Dec. Circumstances COD MOD Mechanism Tox Risk Factor(s)


19 35 y/o AM At work in hospital when he attempted to enter an elevator which had stopped Multiple blunt force A Decapitation EtOH POS Improperly functioning
between floors; he was attempting to climb up into the elevator when the doors injuries elevator; attempted to enter
closed, pinning his shoulders; decapitated when elevator moved upwards. stalled elevator; EtOH
20 49 y/o LM Lift operator at construction site who climbed into shaft of elevator that was Blunt head and chest A BFI NEG Failed to shut down
malfunctioning (landing too low) to attempt to repair it. Elevator went up, trauma
counterweight descended and dropped onto him.
21 80 y/o WM Wheelchair-bound man entered elevator in his private residence and failed to Traumatic head and A Traumatic asphyxia None Failure to use safety
close the safety gate before ascending to 2nd floor. Wife heard loud noise and neck injuries with BFI/crush features; Home elevator
found him wedged in elevator shaft
22 46 y/o AAM Elevator maintenance supervisor who dropped keys down elevator shaft while Thoracic blunt trauma A BFI Delta-9 Failed to shut down
working in building. Went to basement and was lying down using a hook to THC - 6.6 ng/mL
try to retrieve them from shaft floor. He had crawled up to his waist into shaft.
Elevator came down and struck him.
23 75 y/o WM Trapped in elevator on 12th floor with 2 young children; able to help children Multiple blunt force A BFI/fall EtOH POS Improperly functioning
out after prying door open with a person outside of elevator. Lost balance as injuries elevator; attempted to exit
he was following, falling 12 floors to his death. stalled elevator; EtOH
24 40 y/o AM Working at a shipyard, painting a ship. Harnessed into I-beam above. Next to an Multiple blunt force A BFI/crush NEG Unsafe set-up while
elevator on a guide roller. Harness became caught in the guide roller as injuries working adjacent to
elevator traveled upward. Crushed between elevator and ship. elevator
25 43 y/o LM General maintenance worker on a ladder cleaning the glass on the outdoor Blunt trauma A BFI/crush NEG Unsafe set-up while working
elevators, leaning into shaft when an elevator cab came down and crushed him. around elevators
26 18 y/o WM On elevator with total number of passengers of 15-20 people; elevator became Cardiopulmonary A Traumatic asphyxia EtOH, 0.22% Malfunctioning or possibly
stuck between two floors; doors were still open and decedent attempted to exit collapse due to overloaded elevator;
through open doors when the elevator began to move again, crushing the mechanical attempted to exit stalled
decedent. asphyxiation elevator; EtOH
27 32 y/o AAM Decedent and another broke into empty building and fell into elevator shaft; fell Blunt head trauma A BFI/fall EtOH, 0.22% Suspected robbery/
20 feet. Decedent broke partner’s fall and he survived. vandalism; EtOH
28 64 y/o WM Construction worker fell down elevator shaft while at work; approximately 35 Multiple blunt force A BFI/fall NEG Failed to employ fall-
feet. injuries prevention strategies
29 64 y/o LF Objects fell off elevator hoist at work/factory, blocking it; Decedent, and Multiple traumatic A BFI/crush NEG Failed to shut down
employee, climbed under elevator hoist to retrieve objects; machine started injuries
working again and crushed decedent.
30 22 y/o WM Manager of apartment building; Created hole in drywall in order to access shaft Asphyxia A Traumatic asphyxia NEG Failed to shut down
so that he could retrieve a set of keys he accidently dropped down shaft.
Compression of chest by elevator weight in shaft.
31 51 y/o WM Elevator company employee working on elevator renovation, working on Mechanical A Traumatic asphyxia POS for Failed to shut down
cosmetic work with coworker. Became compressed between wall and elevator asphyxiation caffeine and
while working in elevator shaft. gabapentin
32 52 y/o WM Building manager at work. Waiting for freight elevator. Stuck head through Severe craniocerebral A CCT NEG Freight elevator
window of elevator door, struck by elevator on way down. trauma
33 47 y/o LM Freight elevator accident while making delivery at work; was messing around Traumatic/avulsion A Traumatic/ NEG Freight elevator; Horseplay
with others when leg became entrapped between elevator and building; injuries avulsion injuries
PRAHLOW ET AL.

traumatic injuries of the legs; left leg with 13-inch laceration and tissue
.

avulsion; not amputated.


34 48 y/o LF At place of employment, on elevator, when it stopped 1-2 feet short of 3rd Traumatic asphyxia A Traumatic asphyxia NEG Malfunctioning elevator;
floor; Tried to climb up and out of the car, but elevator began to move down, Attempted to exit stalled
crushing her. elevator
35 35 y/o WM Maintenance technician for an apartment complex that had a parking garage. He Multiple injuries A BFI/fall Low levels of Freight elevator;
was manually overriding the self-parking car elevator when he fell 30 feet to hydro-codone Malfunctioning automobile
concrete floor. Found at the bottom of car elevator shaft. Elevator had been and acetamino-phen elevator
malfunctioning.
ELEVATOR DEATHS
3
4
TABLE 1—Continued.

No. Dec. Circumstances COD MOD Mechanism Tox Risk Factor(s)


36 69 y/o WM Elevator repairman fell down elevator shaft while doing elevator repair work; Multiple blunt trauma A BFI/fall NEG Failed to employ fall-
unwitnessed; fell 22 feet prevention strategies
37 61 y/o WM Elevator mechanic working on elevator found at bottom of elevator shaft; struck Head injuries A BFI POS for Failed to shut down
in head by moving elevator; survived in hospital for approximately 1 day. therapeutic drugs
38 31 y/o LM Construction worker pouring concrete into structural shells/forms of elevator Multiple blunt force A BFI/fall NEG Failed to employ fall-
shaft on the 10th floor; no safety harness; standing on improperly fastened injuries prevention strategies
platform. Lost footing and fell approx. 120 feet to bottom of elevator shaft.
39 48 y/o AAF Malfunction of elevator at work in 9 years earlier which resulted in injury of the Pulmonary A BFI (spine) None Malfunctioning elevator
spine and paraplegia. Elevator reportedly slid down 2 floors while she was on thromboembolism d/
it. Developed UTI ? aspiration ?long hospital stay ? PE. t paraplegia; part II
JOURNAL OF FORENSIC SCIENCES

—DM, HTN,
decubitus ulcers
40 31 y/o WM Elevator mechanic; Electrocuted while working in an apartment elevator shaft Electrocution A Electrocution NEG Failed to disconnect
electrical power
41 46 y/o WM Volunteer at a church, attempting to repair sump-pump at base of elevator shaft. Multiple injuries A Traumatic asphyxia NEG Failed to shut down; Failed
Another person on the second floor called for him, and he responded, telling and BFI to recognize shaft as
them not to push the elevator button. They heard him wrong, thinking that he confined space
said to push the button. It caused the elevator to go to the ground floor,
crushing the decedent.
42 38 y/o M Electrocuted while at work, which encompassed painting and polishing the Electrocution A Electrocution NEG Failed to disconnect
windings of elevator motors electrical power
43 46 y/o LM Elevator mechanic at work to repair faulty door. Found by a coworker wedged Traumatic asphyxia A Traumatic asphyxia NEG Failed to shut down
between elevator and elevator door
44 82 y/o WM Reported missing; found 3 ½ weeks later, decomposing in little-used parking Unknown U Natural disease None Death unrelated to
garage elevator. History of extensive natural disease, but decomposition versus other elevator.Elevator was the
precluded determination of a definite COD. location of death
45 31 y/o WM Elevator mechanic was inside shaft on ground level. Coworker on 5th floor hit Compressional A Traumatic asphyxia NEG Failed to shut down
button to take elevator down and heard the mechanic shout “stop!” Found asphyxia
crushed between counterweights and wall. Counterweights weigh an estimated
8000 pounds
46 48 y/o WF Hotel employee entered the hotel basement via a freight elevator during a Drowning A Drowning Low levels Freight elevator; dangerous
tropical storm; became trapped in basement; made phone call to other of EtOH & environment
employees saying she was trapped; decomposed body found 11 days later, in acetone
ceiling of elevator lobby; freight elevator doors open
47 61 y/o WM Intentionally sat atop home elevator cab and pushed the “up” button in order to Traumatic/ S Traumatic asphyxia Tramadol – Home elevator
kill himself; recent suicidal ideation; elevated tramadol levels compressive 1341 ng/mL;
asphyxia with blunt low levels
head trauma of other drugs
48 45 y/o WM Construction worker at hospital, working under the platform of an elevator, Mechanical asphyxia A Traumatic asphyxia/ POS for cotinine Failed to recognize shaft
along with 2 others; he was removing bolts from the hydraulic system, when due to crushing be crushing injuries as a confined space
hydraulic system failed and elevator descended onto decedent. elevator platform
and hydraulic
mechanism failure
Key: y/o, year-old; A, Asian; AA African–American; L, Latino; W, white; F, female; M, male; COD, cause of death; MOD, manner of death; A, accident; U, undetermined; S, suicide; BFI, blunt force injuries;
CCT, craniocerebral trauma; NEG, negative; POS, positive; EtOH, ethanol; BE benzoylecgonine; THC, tetrahydrocannabinol; ng/mL, nanograms per millilitre.
PRAHLOW ET AL. . ELEVATOR DEATHS 5

open closed elevator doors, or while attempting to enter or exit a


Elevator Types
stalled elevator, including one case where the elevator was over-
Of the 48 cases reported, a majority (39) involved elevators, loaded with passengers. Two deaths occurred via electrocution
which would be considered “regular” passenger elevators. There when workers failed to turn electrical power off and made con-
were six deaths involving some sort of freight elevator, and three tact with electrical components of the elevators.
deaths involved home elevators.
Malfunctioning or Stalled Elevators
Circumstances
Several cases occurred as a result of elevators that were either
It should be noted that the details of the circumstances of malfunctioning or stalled and appeared to be malfunctioning. It
death in this review vary considerably from case to case. Also, should be noted that stalled elevators are not necessarily mal-
the categories listed are not necessarily mutually exclusive. As functioning. Instead, their safety mechanisms may be activated,
such, some of the cases are included in multiple categories. with subsequent stalling to prevent further mishap. This is likely
Table 2 provides a list of some of the circumstances, situations, what occurred in one case referred to above, where an elevator
and risk factors at play in the reported deaths. was overloaded with passengers and subsequently stalled
between two floors, with the decedent being crushed as he
attempted to exit the cab through open doors. One case of true
Failure to Follow Safety Guidelines
malfunction involved a woman who suffered a spinal injury
A vast majority of elevator-related deaths occurred, at least in when a malfunctioning elevator suddenly dropped two floors;
part, because of failure to follow safety guidelines. Thirty-three she died nine years later as a complication of paraplegia sus-
of the 48 cases resulted from failure to follow safety guidelines. tained in the elevator incident.
In many of these cases, workers failed to shut down the elevator
during maintenance or repair, or failed to use other safety fea-
Risk-taking Behavior (Horseplay, Drunkenness, Vandalism, and
tures. Numerous examples exist within the case series where
Felonious Behavior)
workers were struck by moving elevators or counterweights,
apparently not realizing the inherent danger of these heavy, mov- As indicated above, five cases were related to horseplay,
ing structures. Several other cases occurred in employees or drunkenness, vandalism, or felonious behavior. A 10-year-old
others who were attempting to access an elevator shaft and were boy was playing in the elevator shaft of an apartment building
unaware of the inherent dangers of doing so. For example, an when he fell three floors to his death. A 24-year-old drunk man
apartment building manager accidently dropped a set of keys fell down an elevator shaft after drinking on a roof. A 13-year-
down an elevator shaft. He subsequently cut a hole in the dry old was attempting to open a panel on the elevator cab ceiling
wall to access the base of the shaft, and while leaning through during an act of vandalism when his cloth necklace became
the hole to retrieve the keys, was crushed by the elevator coun- caught in the elevator, and he died from craniocervical trauma.
terweight. In numerous cases, unsafe activity around an elevator A 32-year-old male robber and his accomplice broke into an
shaft resulted in a fall. These occurred in workers, employees, unoccupied building and fell into an elevator shaft. The accom-
and others. Occasional decedents died after attempting to force plice survived the fall. A 47-year-old man was messing around
with others on a freight elevator when his leg became entrapped
between the elevator and the adjacent wall; he died of traumatic
TABLE 2––Circumstances, situations, and risk factors associated with eleva- avulsion injuries. In a handful of other cases, ethanol was posi-
tor-associated deaths. (note: the listed items are not necessarily mutually tive on toxicology.
exclusive).

Circumstances/Situations/Risk Factors Number of Cases Freight Elevators


Structure or elevator under construction 4 An additional five cases occurred on or around freight eleva-
Elevator maintenance/repair 12 tors, for a total of six freight-elevator-related deaths. Two of
Malfunctioning of stalled elevator 8
Elevator maintenance worker 12 these cases involved separate incidents in which workers who
Employee/volunteer at place of employment/work 19 were awaiting the arrival of a freight elevator stuck their heads
Failure to shut down elevator for service work or 14 through an open window to look for the elevator and were
when entering shaft struck in the head by the moving elevator. One case involved a
Unauthorized access to elevator shaft 5
Unsafe activity around elevator shaft, resulting in a fall 6
worker who lost his footing while trying to pull the elevator
Failure to consider hazards related to “confined space” 2 doors closed; he fell 45-50 feet down the elevator shaft. The
of elevator shaft final freight elevator case involved a maintenance worker who
Failure to employ fall-prevention strategies 6 was overriding a malfunctioning self-parking automobile freight
Failure to utilize other safety devices/protocols 4 elevator when he fell 40 feet to his death.
Failure to de-energize electric power 2
Unsafe environmental dangers 2
Freight elevator 6 Unsafe Environmental Conditions
Home elevator 3
Risky behavior (drugs/ethanol, horseplay, vandalism, 5 In addition to the two electrocution cases mentioned previ-
felonious behavior)
Attempting to force doors open 3
ously, two additional cases were the result of an unsafe environ-
Attempting to enter or exit stalled elevator 4 ment. One of these involved a hotel employee who, during a
Attempting to retrieve objects that fell into shaft or 3 tropical storm, took the elevator to the hotel basement, only to
under elevator become trapped in the flooded basement, where she drowned. In
Overloading an elevator 1 another case, a 25-year-old man’s decomposing body was found
6 JOURNAL OF FORENSIC SCIENCES

within a water-filled elevator shaft. His death was attributed to TABLE 4––Fall-related elevator deaths—16 cases.
drowning with contributing factors of blunt force injury and
recent cocaine use. Fall distance Number of cases
<50 feet 9
50-100 feet 4
Home Elevators >100 feet 2
Unknown 1
A 61-year-old man committed suicide by intentionally sitting
on the top of his home elevator’s cab, pressing the “up” button Shortest recorded fall = 17+ feet; longest recorded fall = 120 feet.
and becoming crushed between the elevator cab and the ceiling.
A 52-year-old paraplegic in an electric wheelchair was inspect-
ing his house, which was under construction, when he got too maintenance situations, persons being within elevator shafts
close to the open elevator shaft and fell 30 feet. An 80-year-old without being aware of the crush hazards associated with eleva-
wheelchair-bound man entered his home elevator and failed to tor cabs or counterweights, and situations where persons
close the safety gate before ascending; he was found wedged in attempted to enter or exit stalled elevators. This category also
the elevator shaft. includes the previously described suicide involving a home ele-
vator.
Death Unrelated to Elevator
Electrocution
In one case, death was deemed unrelated to the elevator. In
this case, a man who had been missing for approximately Two cases of electrocution occurred in the series. One
3.5 weeks was found decomposed in a functional, but rarely involved a 31-year-old elevator mechanic who failed to turn the
used parking garage elevator. power off while working in an elevator shaft and was electro-
cuted. The other case involved a 38-year-old maintenance
Cause/Mechanism of Death worker who was painting and polishing the motor windings of
an elevator without shutting off the electrical power.
Table 3 provides a summary of the causes/mechanisms of
death in the 48 cases within this series. Sixteen decedents had
Drowning
causes of death categorized as blunt force injuries (BFI) related
to falls, while 13 had nonfall-related BFIs, including some cases The two drowning cases were previously described above
with head trauma, others with neck injuries, one with avulsion under the “unsafe environmental conditions” section. They
injuries of the legs, one decapitation case, and one case of com- include the hotel employee who took the elevator to the base-
plications related to spine trauma. There were 14 cases of trau- ment and became trapped in the flooded basement, and the
matic/crush/pressure asphyxia (with varying degrees of decomposed man who was found in water at the base of an ele-
associated BFI), two electrocutions, and two drownings. In one vator shaft.
case, a cause of death could not be determined secondary to
decomposition, but was not considered to be related to the
Manner of Death
elevator.
The manner of death in all but two cases was certified as acci-
Fall-Related Cases dental. There was one suicide (the home-elevator case described
previously) and one undetermined (the decomposed case
The 16 cases of fall-related deaths had various underlying cir- described earlier). Manner of death interpretation is best deter-
cumstances of death, including construction work, maintenance mined when the death scene investigation, circumstances of the
work, horseplay, and felonious behavior, among others. The death, which includes a review of the decedent’s past medical
longest recorded fall distance was 120 feet, while the shortest history and reported actions/mental state prior to death, and com-
recorded distance was just over 17 feet. Table 4 provides a syn- plete postmortem examination with ancillary studies (toxicology)
opsis of the recorded distances in the fall-related deaths. are reviewed altogether. In the single suicide case in this series,
the man, who was depressed, had recently expressed suicidal
Traumatic/Crush Asphyxia Cases behavior including witnessed self-inflicted head injuries for
which he refused medical treatment. Testing of the home eleva-
As with the fall-related deaths, the 14 cases of death related tor revealed that it functioned properly but at a relatively slow
to traumatic/crush/pressure asphyxia occurred under various velocity. By pressing the “up” button, the unit would travel
circumstances. Common scenarios included construction/ upward without the need for continued pressure on the button.

Time From Event to Death


TABLE 3––Cause/mechanism of death—48 elevator-associated deaths.
A vast majority (44) of the 48 deaths occurred immediately or
Cause/Mechanism of Death Number of Cases shortly after the elevator-related event, while three cases had
Blunt force injuries - Fall 16
delayed deaths. The first death occurred in the hospital approxi-
Blunt force injuries – Nonfall related 13 mately one day after an elevator mechanic was struck in the
Traumatic/crush/pressure asphyxia 14 head by a moving elevator. The second case involved man who
Drowning 2 fell 50 feet down an elevator shaft, sustaining massive head inju-
Electrocution 2 ries. He lived for 11 years before dying of sequelae of his inju-
Noninjury related death 1
ries. The third case was previously described, wherein a woman
PRAHLOW ET AL. . ELEVATOR DEATHS 7

became a paraplegic following an elevator mishap and then died winding around the sheave. Other pulleys exist within the
nine years later. sheave/car/counterweight configuration to ensure smooth and
efficient operation. There are typically multiple cables, and the
counterweights, which exist to prevent unnecessary strain on the
Toxicology Results
hoist motors, typically have a weight equivalent to the elevator
In only a small percentage of cases were toxicology results cab plus about 40% of the certified passenger capacity. Traction
considered potentially significant. In the suicidal case, elevated elevators may be used in any situation, but must be used in mul-
levels of tramadol were present. Eight cases were positive for ti-floored buildings having more than three to four levels. Eleva-
drugs of abuse, including ethanol. Six cases were positive for tor cars are guided along the inside of the hoistway/shaft via
ethanol alone, ranging from qualitatively positive to 0.22%; guide rails attached to the sidewalls of the shaft and roller guides
however, one of the cases with low levels was also decomposed. mounted to the cab. Counterweights likewise have guide rails
One case was positive for ethanol, cocaine, and benzoylecgo- and roller guides. The base of the shaft is referred to as a “pit,”
nine. One case was positive for delta-9-THC. Five cases were and it has “car buffers” which function to cushion the car if it
positive for prescription drugs, over-the-counter drugs, caffeine, drops within the shaft. The function of the elevator motors,
or cotinine, but none of these had levels that can be considered hydraulic pumps, and overall movements are via electronic com-
worrisome. Toxicology testing was negative in 28 of the 48 ponents referred to as “control systems.” More modern designs
cases, and was not performed in six cases. have resulted in the use of compact, gearless motors in place of
bulkier hoist motors with gears, and the use of flat, high-strength
steel belts in place of bulkier and less resilient steel cables.
Discussion Although the hydraulic and traction elevators as described repre-
sent the most common types of elevators, several other systems
History
exist, including various combinations of hydraulic and traction
The idea of an elevator, a mechanical device used to transport mechanisms and those that use chains. Safety features include
persons vertically between different levels of a structure, is said governors (which use the centrifugal force created by increasing
to have been first envisioned by the Greek mathematician Archi- speed to engage a ratchet-like mechanism that initiates braking
medes in 236 B.C. (6). Prior to the development of safe, modern mechanisms) and other braking systems, such as electromagnetic
elevators, elevator use was reserved for select circumstances. brakes and “safety brakes,” as well as devices such as emer-
They were used in ancient Rome in the Colosseum (6), and a gency lighting and communication devices, such as alarms and
variation of an elevator, known as the “flying chair,” existed telephones.
within Louis XV’s palace at Versailles in the 1700s (6). By the Despite the disconcerting scenarios associated with elevator
early to mid-1800s, elevators powered by steam or water were mishaps, the elevator actually represents one of the safest modes
in existence, but the hoisting ropes were so unreliable as to of mechanical transportation of humans in existence today, with
make their everyday use untenable (6). Then, in 1852, Elisha only an estimated approximately 25 elevator-related deaths
Graves Otis invented an elevator safety brake which revolution- occurring each year within the United States (14). Unfortunately,
ized the elevator industry; in 1857, the first commercial passen- as with any mechanical device, especially one that involves
ger elevator was installed by Otis in a 5-story New York City extremely heavy moving parts and operates at great heights,
department store (6). Since then, elevators have become a promi- accidental severe injuries and deaths occasionally occur in asso-
nent part of the modern world. Without them, efficient personal ciation with elevators. More often, however, the mechanical
transportation in high-rise buildings would be nearly impossible safety devices that exist within modern elevators function to pre-
or at least impractical. vent catastrophic results. A particularly disturbing “near-miss”
scenario unfolded at the iconic 100-story building previously
known as the John Hancock Building in downtown Chicago on
Elevator Basics
November 16, 2018. Six passengers boarded an elevator on the
The following information is gleaned from several online 95th floor, and after the doors closed, they heard sudden noise
sources (7–13). As indicated above, an elevator is a mechanical and then the elevator car fell 84 floors after one of the “hoist
transportation device used to move people (or other items) verti- ropes” (cables) broke. The emergency braking system prevented
cally between different levels (floors) within a building or other any physical injuries, and it took emergency responders several
structure. The compartment within which people (or objects) are hours to rescue the passengers (15). Despite this horrific story
transported in an elevator is referred to as a “car” or a “cab,” with a happy ending, Hollywood has successfully conveyed the
with car doors that allow access into the car. The vertical space idea that, when elevator deaths occur, they tend to occur as a
within which the elevator car moves up and down is referred to result of elevator cars full of people suddenly plunging hundreds
as a “shaft” or “hoistway.” Two basic types of systems are used or thousands of feet downward. Despite this characterization,
to move the elevator car/cab up and down. Hydraulic elevators only one of the deaths in this report involved the sudden drop of
use hydraulic cylinders/pistons attached to a hydraulic pump that an elevator, and in that case, death was delayed by nine years.
extend to “push” cars upward from below, or retract to lower While falls down elevator shafts certainly occur, the usual cir-
them. Hydraulic systems are limited to operating in structures cumstance is that of an individual falling rather than the entire
with up to three or four floors only. The second type of elevator elevator car falling.
configuration is referred to as a traction (“pull”) elevator,
wherein a hoist motor (hoist machine) uses cables (steel ropes)
Injury Types
attached to the car and to counterweights to control the move-
ment of the car. The hoist motor, which is typically near the top A 2013 review by McCann of deaths and injuries involving
of the elevator shaft, often in an adjacent motor room, turns a elevators and escalators was collated from data obtained from
sheave (a grooved pulley-like cylinder), with the hoist cables the U.S. Bureau of Labor Statistics from 1992 to 2009 and the
8 JOURNAL OF FORENSIC SCIENCES

Consumer Product Safety Commission from 1997 to 2010 (14). intoxicating substances. Therefore, the completion and interpreta-
Between the years 1992 and 2009, there were a total of 263 tion of toxicology results in context with the death scene investi-
deaths related to work on or near elevators; the causes of death gation and postmortem examination findings may provide
based on injury type, and listed from most common to least additional insight of the decedent’s actions, which may help the
common, were as follows: falls, caught in/between, struck by forensic pathologist opine the manner of death. It should be
object, collapses (of the elevator), and other (14). McCann’s noted that the present study includes toxicology results from
report also relates data collected from the National Institute for multiple jurisdictions, with considerable variation regarding the
Occupational Safety and Health’s (NIOSH) Fatality Assessment extent of substances tested for within various toxicology test
and Control Evaluation (FACE) reports (http://www.cdc.gov/ panels.
niosh/face/) (14). From this source, 45 elevator-related deaths
occurred from 1982 to 2010 and included 25 falls down elevator
Preventive Strategies
shafts; eight deaths involving being struck by an elevator car,
caught in an elevator mechanism, or struck by a counterweight; The McCann report also provides recommendations regarding
four deaths from elevators collapsing with a worker in or on the preventive strategies for avoiding elevator- (and escalator-)re-
elevator; three electrocutions; and two “other” causes, including lated deaths (14). Many work-related elevator deaths are related
one explosion and one related to falling material (14). to failure to ensure that elevator parts cannot move during main-
Although our study uses slightly different categories, they tenance or repair, or a failure to de-energize elevator electrical
more-or-less align with those presented by McCann. Our data circuits (14). As such, adequate lockout/tagout procedures should
included 16 fall-related deaths, 13 nonfall-related blunt force be implemented whenever elevator work is required (14). Failure
trauma deaths, 14 cases of traumatic/crush/pressure asphyxia to implement this commonsense strategy resulted in many of the
deaths, two drownings, and two electrocutions. deaths presented in the current series of cases.
Another commonsense strategy for preventing elevator-related
deaths is ensuring adequate fall protection (14). About three-
Activities at Time of Injury/death
fifths of the deaths during work in or near elevators reported by
A portion of the McCann report focuses on worker-related McCann resulted from falls to a lower level. Fall protection
deaths and describes three subcategories of activities within a devices, such as scaffolding, guardrails in front of open shafts,
group of 263 worker-related deaths: 1) installing or repairing ele- and personal fall protection systems such as harnesses, should be
vators—110 of the 263 deaths; 2) working in elevator shafts/cars employed to prevent falls down elevator shafts (14). Our current
—46 of the 263 deaths; and 3) working near elevator shafts/cars series of cases also contains numerous examples of cases where
—107 of the 263 deaths (14). A variety of specific activities are such preventive strategies might have saved lives.
described, including various maintenance activities, and mention A third recommendation in the McCann report is that elevator
is also made of attempts at recovering keys or other objects from shafts should be treated as confined spaces (14). In more than a
within elevator shafts (14). quarter of the work-related elevator deaths reported by McCann,
A different part of the McCann report focuses on elevator pas- death occurred when workers entered elevator shafts to repair or
senger deaths. From the years 1992 to 2009, there were 89 per- maintain elevators, or to perform other activities, such as clean-
sons who were at work and using elevators when they died (14). ing, welding, or retrieving fallen objects. Treating something as
Of these 89 cases, 52 involved falls, 24 involved being caught “a confined space” requires workers to understand the nature of
in/between, five involved being struck by an object, and eight every potential hazard involved in the space, as well as the nec-
were classified as “other,” including six elevator collapses (14). essary precautions to be taken to avoid the hazards (14). Indeed,
Many of the caught in/between and struck cases involved per- this safety precaution might have prevented many of the deaths
sons getting caught in elevator doors or between the elevator presented in our series.
and door or shaft (14). Similar data were also collated for a dif- Two additional recommendations regarding preventive strate-
ferent time frame (1997-2010) involving elevator passenger gies in the McCann report are: providing adequate maintenance
deaths while not at work, with a total of 91 deaths in the times- and inspections for all elevators, and only using qualified per-
pan, 51 involving falls, 33 involving caught in/between scenar- sonnel for repairs and maintenance of elevators (14). While not
ios, and seven “other” cases (14). as commonly described in our series, these two preventive strate-
gies might also have prevented some of the deaths reported.
The presented case series serves to highlight several important
Toxicology
strategies for preventing injury and death related to elevators.
As indicated in the results section, toxicology findings were For construction and maintenance workers, as well as for mem-
not considered to be significant or potentially contributory to the bers of the general public, elevators, elevator shafts, counter-
circumstances of elevator-related death in a majority of cases; weights, and all of the mechanical and electrical components
however, it may be argued that intoxication may have played a related to them, must always be recognized as potentially dan-
role in at least 8 cases. The most obvious case was the single gerous. This is especially true when elevators are under con-
suicide case (the man who intentionally crushed himself between struction, being repaired, or when they are not functioning
the home elevator cab and ceiling), who had elevated tramadol normally. As such, constant vigilance and awareness of potential
levels in postmortem blood samples. Six cases were positive for dangers is absolutely essential when riding on or working on or
ethanol alone, at varying levels. Except in the decomposed case around elevators. Likewise, proper implementation of appropriate
where ethanol was detected (and likely a product of decomposi- safety devices and protocols is necessary to avoid potentially
tion), it may be argued that the actions of the other decedents life-threatening accidents.
may have been affected by being under the influence of ethanol. Suggested strategies for elevator passengers to avoid injury
Likewise, in the case with ethanol and cocaine, and the case and death include the following: do not use malfunctioning ele-
with THC, the decedents’ actions may have been affected by the vators; report such elevators immediately; do not pry elevator
PRAHLOW ET AL. . ELEVATOR DEATHS 9

doors open; do not forcibly enter or exit an elevator; do not For maintenance and construction workers, recognizing the
enter or exit a “stuck” or stalled elevator; do not attempt to potential dangers of elevators is equally important, since working
repair a malfunctioning elevator; never enter an elevator shaft; in and around elevators puts such persons at great risk of injury
do not “play” on elevators or in elevator shafts; and avoid risk- and death. Those responsible to maintain elevators and buildings
taking behavior in and/or around elevators. Many persons have with elevators should ensure that access doors to elevator shafts
seen elevators with glass shafts in hotels or other facilities; the and mechanical rooms are secured in order to prevent unautho-
elevator cars and counterweights tend to appear incredibly rized access. When working on elevators, the use of appropriate
smooth and quick-moving, perhaps creating the false impression safety devices, protocols, and precautions will help to avoid
that they are not dangerous; however, this is far from the truth. injury and death. Examples of safety strategies include the use
Counterweights (and elevator cars themselves) can weigh several of fall-prevention protocols, as discussed previously; treating ele-
tons and can cause tremendous injury in very short order. vator shafts as “confined spaces,” as described above; shutting
Employees who work in buildings with elevators, or those down elevator function (lockout/tagout procedures; sometimes
whose job or daily living encompasses frequent elevator use, referred to as placing the elevator in “service” mode) while
may develop an almost cavalier attitude toward elevator use. working on, above, below, or near elevators, including in an ele-
Since elevators are so easy to use and typically cause no safety vator shaft; de-energizing elevator electrical circuits; ensuring
concerns, they are not recognized as potentially dangerous. adequate maintenance and inspections of elevators; ensuring that
Familiarity may breed carelessness, thoughtlessness, or even only qualified persons work on elevators; and following all other
ignorance regarding elevator safety. industry safety regulations and codes. More information is avail-
Home/residential elevators have additional safety concerns. able via the National Elevator Industry, Inc. (NEII), an organiza-
A recent media article highlighted the increased risk of injury tion that advocates for advanced elevator (and escalator) safety,
and death of children in home/residential elevators (16). The including the American Society of Mechanical Engineers
article claims that an estimated 300,000 to 500,000 U.S. (ASME) Safety Code for Elevators and Escalators, AASME
homes and other buildings have “residential” elevators. Many A17.1/CSA B44, which is used by every jurisdiction in the Uni-
of these have an outer swing-type door and an interior accor- ted States and Canada (17). Table 5 provides a synopsis of pre-
dion or gate door, with a several inch “gap” between the two- ventive strategies for avoiding elevator-related deaths.
door mechanisms that represents a major safety hazard, as the
space is large enough for a small child to become entrapped
Death Investigation Issues
between the two doors, with subsequent serious injury or
death possible from entrapment, crushing, or falls (16). While elevator deaths are rare, the circumstances, thorough
Although elevator codes were changed in 2017 to address this death scene investigation, and external and internal postmortem
serious safety hazard, the standard only applies to new instal- examination with ancillary studies (toxicology) are critical to
lations; therefore, hundreds of thousands of existing elevators complete before determining a cause of death and opining a
represent a continued danger, something that, according to manner of death. This review similarly highlights the causes,
elevator experts, could be addressed with a relatively mechanisms, and circumstances of elevator-related deaths as dis-
inexpensive space guard (16). cussed by McCann. However, this review also briefly discusses

TABLE 5––Prevention strategies for avoiding elevator-related deaths.

At-risk population Risk factors Preventive strategies


General (everyone) Being unaware of potential elevator dangers Education and awareness
Elevator in disrepair Do not use
Malfunctioning elevator Elevator inspections
Do not use
Regular maintenance
Report malfunctioning elevators immediately
Unauthorized access to shafts and/or other areas Do not enter shaft
Do not enter other areas
Secure all access doors
Home elevators Be aware that home elevators may be more dangerous
Freight elevators Be aware that freight elevators tend to be more dangerous
Intoxication Avoid using elevators when Intoxicated
Watch out for intoxicated persons on and around elevators
Risk-taking behavior Avoid horseplay, vandalism, illegal behaviors in and around elevators
Those working Untrained workers Use only qualified workers
in or around elevators Failure to shut down elevator during repair or shaft access Always put elevator in “service mode” when working on or around
elevator or in shaft
Risk of falls from heights Fall-prevention strategies (harnesses, scaffolding, etc.)
Risks inherent to being in confined space of shaft Recognize all potential risks and employ strategies to avoid injury
Electrocution hazards De-energize electrical circuits prior to working on or around them
Passengers Malfunctioning elevator Do not use
Report immediately
Prying elevator doors open Do not pry elevator doors open
Forcibly entering or exiting an elevator Do not forcibly enter or exit an elevator
Attempting to enter or exit a stalled elevator Do not enter or exit a stalled elevator
Use emergency alarm or phone to call for help
Overloading an elevator Do not overload an elevator
10 JOURNAL OF FORENSIC SCIENCES

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