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Review Article

A Systematic Review of Theory of


Mind’s Precursors and Functions
Daniel G. Derksen,1,2 Michelle C. Hunsche,1 Megan E. Giroux,2 Deborah A. Connolly,2
and Daniel M. Bernstein1
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

1
Department of Psychology, Kwantlen Polytechnic University, Surrey, BC, Canada
This document is copyrighted by the American Psychological Association or one of its allied publishers.

2
Department of Psychology, Simon Fraser University, Burnaby, BC, Canada

Abstract: We conducted a systematic review of longitudinal theory of mind (ToM) studies, focusing on the precursors to and functional
outcomes of ToM in typically-developing samples. Our search yielded 87 longitudinal studies, all of which involved children and adolescents.
Early attention skills, executive function development, and the use of language are precursors to ToM development. Additionally, quality
interaction with parents and older siblings can foster early improvements in ToM. Healthy ToM development improves social relationships with
peers and produces greater desire to engage in prosocial behaviors. However, victimized individuals with highly-developed ToM may engage in
increased aggression. Future longitudinal research is needed to investigate the functional outcomes resulting from ToM changes in adulthood.

Keywords: theory of mind (ToM), ToM development, typically-developing samples, social cognition

Theory of mind (ToM) is the ability to understand our own facial expressions with certain emotions or indicating
and others’ mental states, including beliefs, desires, appropriate emotional responses to situations (Denham,
thoughts, intentions, and feelings (Wellman, Cross, & 1986; Pons, Harris, & de Rosnay, 2004). Some ToM tasks
Watson, 2001). We rely on ToM in social interactions. tap cognitive and affective ToM concurrently, though rea-
Take, for example, the awkwardness of a first date. soning about beliefs versus emotions has been shown to
We try to infer what our companion is thinking (cognitive activate different neural regions (Schlaffke et al., 2015).
ToM) and feeling (affective ToM), and try to present the Throughout our review, we use the term ToM in a general
best version of ourselves. To navigate such social situations, sense to describe both cognitive and affective ToM. We dis-
we must understand that people can hold beliefs and feel- tinguish between the two when it is theoretically important
ings that differ from our own, and that people can even to do so.
hold false beliefs about reality. Most ToM research has utilized a cross-sectional design.
Most ToM research has focused on cognitive ToM and This work reveals nascent ToM in infants, steep ToM
most of this work assesses how and when individuals improvements from preschool to adolescence, relatively
develop an understanding that people can hold false stable ToM from adolescence to middle adulthood, fol-
beliefs. A common way to evaluate false-belief understand- lowed by ToM declines in older adulthood (Henry, Phillips,
ing is via a change-in-location task (Wimmer & Perner, Ruffman, & Bailey, 2013; Onishi & Baillargeon, 2005;
1983). For instance, participants learn that a character Wellman et al., 2001). Alternatively, longitudinal studies
(e.g., Sally) leaves a wagon in the shed, but while Sally is provide unique insights into the lifespan theory of develop-
inside, another character (e.g., Anne) moves the wagon to ment, which assumes a developmental continuity from
the backyard. Thus, Sally holds a false belief about the infancy to old age, and continued change throughout the
wagon’s location. Participants must determine where entire lifespan (Baltes, Lindenberger, & Staudinger,
Sally will look for the wagon. If they report that Sally will 2006). Longitudinal studies of ToM contribute to the
look in the shed, they are demonstrating false-belief lifespan theory of development by examining both (1) pre-
understanding. cursors to ToM development and (2) functional outcomes
ToM also involves emotion understanding, or the ability of ToM development. To understand how ToM develops
to understand how another person feels. For example, across the lifespan, we provide the first systematic review
affective ToM measures could involve correctly matching of longitudinal ToM research.

Ó 2018 Hogrefe Publishing Zeitschrift für Psychologie (2018), 226(2), 87–97


https://doi.org/10.1027/2151-2604/a000325
88 D. G. Derksen et al., Precursors and Functions of ToM

Objectives are not cited in the review are also included in the supple-
mentary materials.
We reviewed factors that predict ToM development (ToM
precursors). We also examined how ToM affects social life
throughout the lifespan (ToM functions). ToM is often stud-
ied in atypical populations, especially people with Autism Results
Spectrum Disorders, because ToM is thought to be
impaired in these special populations (Baron-Cohen, Precursors to Theory of Mind
1989). However, our review focuses on typical development
Children begin to show proficiency in basic cognitive ToM
across the lifespan. Therefore, we excluded studies of atyp-
tasks between the age of 3 and 5 (Wellman et al., 2001). We
ical populations from our review.
begin our review by discussing how infants’ attentional
skills act as precursors to ToM development in the pre-
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This document is copyrighted by the American Psychological Association or one of its allied publishers.

school (3–5) years. We then consider early executive func-


Method tion and language abilities and how they relate to ToM
development. Finally, we discuss the association between
We conducted our search in July 2017 using the PsycINFO environmental factors, such as the parent-child relationship
database. Our initial search included the terms: [“theory of and sibling-child relationship on ToM development.
mind” and longitudinal or “false belief*”1 and longitudinal].
The terms ensured that the articles contained the word lon- Attention
gitudinal, while also containing theory of mind, false belief, or Attention in preverbal infancy may lay the groundwork for
both. In addition, we restricted search results to peer- later ToM development. Researchers measure infant atten-
reviewed articles published in or after 1978 (the date of tion using looking time (i.e., how long the infant looks at
the first ToM publication – Premack & Woodruff, 1978). different stimuli), gaze-following and point-following (i.e.,
This initial search yielded 261 articles. Then, we applied whether the infant can follow the gaze or pointing gesture
our inclusion criteria: (1) at least one typically-developing of an experimenter), or by other nonverbal behaviors
sample was present; (2) participants were tested over at (e.g., infant hands the experimenter a toy when prompted).
least two time points; (3) at least one month separated each Infants’ attention to an agent’s intentional action predicts
testing time point; and (4) the article was published in better ToM in preschool (e.g., Aschersleben, Hofer, &
English. Finally, we included longitudinal studies that had Jovanovic, 2008; Olineck & Poulin-Dubois, 2007;
been cited in the relevant articles identified in our search, Wellman, Phillips, Dunphy-Lelii, & LaLonde, 2004). For
and that fit our inclusion criteria. In total, we included 88 example, children’s anticipatory looking at 18 months pre-
longitudinal studies in our systematic review (studies dicts improved ToM at 48 months (Thoermer, Sodian,
included in our systematic review are preceded by “*” in Vuori, Perst, & Kristen, 2012). However, it is possible that
the References). Two overarching research questions mental-state talk, which develops after early attention skills,
guided our review: (1) which factors act as precursors to partially mediates the link between early attention skills
ToM development across the lifespan; and (2) what func- and ToM in preschool. Indeed, infants who successfully fol-
tion does ToM play in social development across the lifes- low an experimenter’s gaze show increased mental-state
pan? After organizing articles according to these two term usage at 2.5 years of age and better ToM at 4.5 years
research questions, we further categorized articles by topic. of age (Brooks & Meltzoff, 2015).
Precursor topics included: attention; executive function; Attention allows for coordinated joint engagement (infant
language; and the early social environment. Function topics acknowledges caregiver) and symbol-infused joint engage-
included: peer acceptance and prosocial behavior; aggres- ment (caregiver and infant attend to the same symbols
sion; and epistemology. and objects), both of which predict ToM performance in
In Table 1 in the Electronic Supplementary Material preschool (Charman et al., 2000; Nelson, Adamson, &
(ESM 1), we include the following information for each Bakeman, 2008; Sung & Hsu, 2014). During joint engage-
paper in our review: age at time of testing, sample size after ment, the infant and caregiver can both use pointing to
attrition, topic heading in our review, and ToM measures establish shared meaning (i.e., declarative pointing toward
used. References that meet our inclusion criteria but that an object) or to direct behavior (i.e., imperative pointing to

1
Our search yielded only one article investigating ToM in adults using a longitudinal design. The study showed increased emotion recognition and
changes to associated neural regions after a training regimen (Mascaro, Rilling, Negi, & Raison, 2013). Because age was not the primary factor of
interest in this study, we did not include this article in our systematic review. We cover adult ToM in the Discussion section.

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D. G. Derksen et al., Precursors and Functions of ToM 89

request an object; Brinck, 2004). Understanding and be due to differences in task demands. Support for this
responding to imperative requests in infancy predicts later view comes from one study in which the researchers found
mental-state talk and better ToM in preschool (Colonnesi, no predictive association between EF and ToM in a pre-
Rieffe, Koops, & Perucchini, 2008; Kristen, Sodian, school sample re-tested with the same EF task 4 years later
Thoermer, & Perst, 2011). Declarative pointing also predicts (Devine, White, Ensor, & Hughes, 2016). The authors note,
ToM performance in preschool (Sodian & Kristen-Antonow, however, that ceiling effects and the long delay between
2015). time points may have masked longitudinal effects.
In sum, shared experiences and the skills that facilitate
such experiences aid ToM development. Although point- Language
following, gaze-following, understanding intention, and Before children perform well on ToM tasks, they begin to
joint-engagement capture infant attention in a narrow talk about mental states. From 24 to 36 months of age, chil-
sense, they uniquely predict ToM development. dren not only refer to their internal states but also try to
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manipulate others (Brown & Dunn, 1991; Newton, Reddy,


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Executive Function & Bull, 2000). At age 2, children increase their use of both
Executive Function (EF) is a cognitive control mechanism thinking terms and feeling terms, an effect that occurs cross-
responsible for shifting, monitoring, updating, and inhibiting culturally (Jenkins, Turrell, Kogushi, Lollis, & Ross, 2003;
information (Miyake et al., 2000). Strong and consistent Kristen, Sodian, Licata, Thoermer, & Poulin-Dubois,
correlations have been observed between EF and ToM in 2012). Between 4 and 5 years, children’s mental-state talk
children (Devine & Hughes, 2014). However, the precise continues to increase and relates to later ToM performance
role that EF plays in ToM remains unclear. The emergence (Hughes & Dunn, 1998). ToM performance at age 3 pre-
hypothesis considers EF to be a precursor to ToM develop- dicts mental-state talk used in conversations with a best
ment (Leslie & Polizzi, 1998). Conversely, the expression friend 3 years later (Hughes, Ensor, & Marks, 2010). Both
hypothesis states that overlapping task demands underlie the early emergence of mental-state talk and its increased
the EF-ToM correlation (Perner, Lang, & Kloo, 2002). usage alongside ToM development suggest a possible
According to the emergence view, normal ToM develop- developmental continuity. Children talk more about their
ment requires that children first develop EF. Initial longitu- own and other people’s thoughts shortly before developing
dinal assessments show preschoolers’ performance on EF proficiency in ToM tasks. This may reflect a nascent under-
tasks predicts improved performance on later ToM tasks standing of the mind.
(Carlson, Mandell, & Williams, 2004; Hughes, 1998). Early language ability, such as sentence complexity and
Further, EF development precedes ToM development grammar at 24 months and verbal intelligence at 48
(Flynn, O’Malley, & Wood, 2004; Müller, Liebermann- months, predicts ToM at 48 months (Farrar & Maag,
Finestone, Carpendale, Hammond, & Bibok, 2012). While 2002; Watson, Painter, & Bornstein, 2001). Moreover, early
some research suggests a bidirectional association between understanding of syntax predicts ToM between 3 and
EF and ToM in preschool (McAlister & Peterson, 2013), 4 years, although ToM does not predict understanding of
a large (N = 226) and diverse sample of 3- to 5-year-olds syntax (Astington & Jenkins 1999). Specifically, children
revealed a clear unidirectional EF?ToM link (Marcovitch require an understanding of false compliments before they
et al., 2015). understand false beliefs (e.g., “He thought he found his
Although the emergence account best describes the asso- ring, . . . but it was really a bottle cap. What did he think?”;
ciation between EF and ToM in preschoolers, by middle de Villiers & Pyers, 2002, p. 1043). However, this
childhood, there is evidence for the expression account. association may not exist across all languages (Tardif, So,
Between 6 and 11 years, aspects of EF, including working & Kaciroti, 2007).
memory and attention-shifting, share a bidirectional associ- Slade and Ruffman (2005) challenged the idea that the
ation with future ToM performance (Austin, Groppe, & association between language and ToM performance is uni-
Elsner, 2014). That is, EF predicts future ToM performance directional, arguing that language tasks are more robust
and ToM predicts future EF performance. The shift from a and sensitive than are ToM tasks (e.g., language tasks
unidirectional to a bidirectional association between EF and include many more items). After equating task sensitivity
ToM from preschool to middle childhood suggests a between language and ToM tasks, Slade and Ruffman
developmental shift from an emergence account to an observed a bidirectional association between language abil-
expression account that occurs sometime between pre- ity and ToM performance over time (see also, De Mulder,
school and early childhood. 2015). Thus, some understanding of grammar and syntax
However, it is worth noting that EF and ToM tasks used may be required to perform well on ToM tasks. Perhaps
in middle childhood often differ from those used in pre- task demands are similar across ToM and language tasks,
school. Thus, the change in association may, more simply, creating a bidirectional relationship. Measures of semantic

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90 D. G. Derksen et al., Precursors and Functions of ToM

and syntactic understanding are often correlated, and both various ToM tasks in preschool. Appropriate mind-related
measures appear to predict ToM (Ruffman, Slade, comments continue to predict better ToM performance in
Rowlandson, Rumsey, & Garnham, 2003). In fact, the childhood (Kirk et al., 2015). Finally, attachment security
association between language and ToM is possibly an arti- scores correlate with frequency of relevant mind-related
fact of the association between language and EF. Indeed, comments, which in turn predict better ToM (Meins
Hughes and Ensor (2007) note that prior studies (e.g., et al., 2002; Symons, Fossum, & Collins, 2006). Thus,
Astington & Jenkins, 1999; Watson et al., 2001) do not relevant mind-related comments appear to promote ToM
control for EF, and that language ability predicts EF rather development.
than ToM. Although EF may mediate the association The quality of the mother-child relationship also has
between ToM and some language measures, we are hesi- been investigated in terms of the mother’s emotional avail-
tant to stake this claim against all language measures. ability. Maternal emotional availability in infancy predicts
Given that language ability takes many forms (e.g., vocabu- ToM performance in preschool even after controlling for
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

lary, syntax, spatial language), as does EF (e.g., shifting, variance in maternal mental-state talk (Licata, Kristen, &
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monitoring, and updating), it is unclear where task Sodian, 2016). Simply responding positively to children’s
demands overlap among language ability, EF, and ToM. emotions may be enough to facilitate emotion understand-
Rather, a link between ToM and later language ability is ing in preschoolers (Denham, Zoller, & Couchoud, 1994).
consistent with the finding that ToM at age 4 predicts Regardless of the metric used, the quality of the parent-
reading comprehension at age 6 through the facilitation child relationship in infancy clearly fosters ToM develop-
of language development (Atkinson, Slade, Powell, & Levy, ment in preschoolers.
2017; Guajardo & Cartwright, 2016). Thus, ToM and Siblings may also play a role in ToM development. For
language develop together, and facilitate one another. instance, cooperation between 3-year-olds and their older
This should come as no surprise, considering how vital siblings predicts later ToM performance (Dunn, Brown,
ToM and language are to social understanding. Slomkowski, Tesla, & Youngblade, 1991). Specifically, role
enactment during pretend play facilitates ToM develop-
The Early Social Environment ment in young children, especially when they are engaged
The parent-child relationship relates to ToM development. with older siblings (Jenkins et al., 2003; Youngblade &
For example, maternal mental-state talk has been found to Dunn, 1995). This trend continues into the preschool years
promote ToM development in preschool (Adrián, (McAlister & Peterson, 2007).
Clemente, & Villanueva, 2007; Ensor & Hughes, 2008; A large scale (N = 385) study of 3-year-olds and their
Moore, Furrow, Chiasson, & Patriquin, 1994; Ruffman, siblings revealed that the association between having a sib-
Slade, & Crowe, 2002; Taumoepeau & Ruffman, 2006). ling and ToM may result from older siblings adjusting their
However, in one study, the effect of maternal mental-state behavior in response to their younger siblings’ needs
talk on ToM performance in a sample of 5-year-olds tested (Prime, Plamondon, Pauker, Perlman, & Jenkins, 2016).
again 1 year later was mediated fully by improvements in Having older siblings is especially predictive of ToM devel-
memory for false compliments and EF (Farrant, Maybery, opment because older siblings can facilitate their younger
& Fletcher, 2012). Still, exposure to parental mental-state sibling’s learning about the mind by restructuring interac-
talk improves ToM development. tions when needed. Thus, the positive effect of siblings on
Early work shows that compared to insecurely attached ToM development may stem from older siblings engaging
infants, securely attached infants perform better on ToM in relevant pretend play (e.g., role enactment), and doing
tasks when they reach preschool age (Fonagy, 1996; Meins, so in a manner that is sensitive to the younger sibling’s
Fernyhough, Russell, & Clark-Carter, 1998). Because these needs.
findings are difficult to replicate, attachment security may When we consider how parents and siblings affect ToM
relate only to specific ToM tasks or social contexts (Laranjo, development, the quality of social interaction is crucial.
Bernier, Meins, & Carlson, 2010; Symons & Clark, 2000). In the parent’s case, it is not simply the exposure to
Meins et al. (1998) suggest that the appropriateness of mind-related comments, but the appropriateness of these
parent-child interactions could explain the association comments. In the sibling’s case, it is not simply the relevant
between secure attachment and ToM development. Specif- pretend play, but rather the older sibling’s sensitivity to a
ically, Meins et al. consider appropriate mental-state talk to younger sibling’s needs within these social interactions.
(1) be congruent with the child’s desires/behavior; (2) be
related to similar events in time; or (3) direct the child to rel-
Functional ToM
evant stimuli. Indeed, Centifanti, Meins, and Fernyhough
(2016) show that appropriate maternal mind-related Our ability to understand the thoughts and feelings
comments in infancy predict improved performance on of others plays a functional role in our social lives.

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D. G. Derksen et al., Precursors and Functions of ToM 91

We examine functional outcomes of ToM related to peer ToM may enable more indirect aggression for those chil-
acceptance, prosocial behavior, and aggression. When pos- dren displaying fewer prosocial behaviors.
sible, we also examine how these factors influence ToM Social dominance, which relates to aggression, also
development. Finally, we examine how ToM changes how appears to predict later ToM performance. In a naturalistic
we think about the world. study over the course of two preschool terms, social domi-
nance in the fall predicted higher ToM scores in the spring
Peer Acceptance and Prosocial Behavior (Pellegrini et al., 2011). Because the researchers measured
Peer rejection can be traumatic and have lasting psycholog- ToM performance only at the second time point, it is
ical consequences (Lev-Wiesel, Nuttman-Shwartz, & difficult to interpret the nature of this link. It is possible that
Sternberg, 2006). Luckily, developing ToM skills may improved ToM fosters social dominance such that the abil-
reduce the risk of peer rejection. Particularly, early perfor- ity to understand others’ mental states puts children with
mance on ToM tasks predicts peer acceptance and more improved ToM at a social advantage. It is also possible that
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mutually reciprocated friendships in elementary school, social dominance precedes the development of ToM,
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as well as more prosocial behavior (Caputi, Lecce, Pagnin, though this seems less likely. Despite the somewhat
& Banerjee, 2012; Eggum et al., 2011; Fink, Begeer, complex association between ToM and aggressive behav-
Hunt, & de Rosnay, 2014; Fink, Begeer, Peterson, Slaugh- ior, a non-aggressive temperament may predict improved
ter, & de Rosnay 2015). Thus, prosocial behavior may ToM development.
mediate the effect of ToM task performance on peer For example, Wellman, Lane, LaBounty, and Olson
acceptance (Kuhnert, Begeer, Fink, & de Rosnay, 2017). (2011) tested children at age 3.5 and again at age 5.5 on a
Overall, better ToM understanding promotes prosocial battery of false-belief and behavioral measures. Results
behavior and peer acceptance. ToM may facilitate peer show that having a shy-withdrawn temperament or percep-
acceptance by allowing us to better understand social faux tually sensitive temperament (e.g., “Seems to notice par-
pas (Banerjee, Watling, & Caputi, 2011), preventing social ents’ facial expressions;” p. 321) at 3.5 years predicts
missteps. higher ToM scores 2 years later. Alternatively, having an
aggressive temperament predicts lower ToM scores. Simi-
Aggression larly, other work has shown that higher aggression toward
The association between performance on ToM tasks and an unborn sibling and continued aggression throughout
aggressive behavior may depend on social context. While the first year predicts lower ToM scores for the aggressor
victimized children with lower ToM scores interpret nonag- in preschool (Song, Volling, Lane, & Wellman, 2016).
gressive acts as aggressive, children with higher ToM scores Finally, although better cognitive and affective ToM perfor-
use aggressive manipulation if victimized. For example, one mance relates to lower reactive aggression, only affective
year after testing 5-year-olds’ ToM, Renouf et al. (2010) ToM performance predicts lower proactive aggression
collected teacher ratings of proactive aggression (e.g., (Austin, Bondü, & Elsner, 2017). While this might seem log-
“scares other children to get what he or she wants;” ical, the moderating role of EF is unclear. Indeed, the
p. 1114), reactive aggression (e.g., “reacted in aggressive negative association between ToM performance and
manner when teased or threatened;” p. 1114), and peer vic- aggression disappears after controlling for children’s effort-
timization (e.g., “was hit or pushed by other children;” ful control (Olson, Lopez-Duran, Lunkenheimer, Chang, &
p. 1114). Lower ToM scores in preschool correlated with Sameroff, 2011). Thus, it may be that deficits in EF result in
higher teacher-rated reactive aggression in kindergarten; both impaired ToM and increased aggression.
however, this was only true for children with higher In sum, aggression can have a functional role in ToM
teacher-rated peer-victimization scores. Further, higher development for victimized individuals. Early aggressive
ToM scores in preschool correlated with higher teacher-rated temperament, however, seems to hinder rather than help
proactive aggression in kindergarten, but again, only for ToM development in preschoolers. This is important in
those with higher teacher-rated peer-victimization scores. light of Shakoor et al.’s (2012) finding that poor ToM perfor-
Similarly, Renouf et al. (2009) tested 5-year-olds’ ToM mance at age 5 predicts increased propensity to bully and
performance and followed up 1 year later with measures be bullied in adolescence. As the authors note, this has
of indirect aggression (e.g., “said bad things behind others’ implications for behavioral interventions which aim to
backs;” p. 542), physical aggression (e.g., “got into fights;” reduce early aggression or foster early improvements in
p. 542), and prosocial behavior (e.g., “volunteered to clean ToM. Considering Olson et al.’s (2011) findings, another
up a mess that somebody else made;” p. 542). Children avenue may be fostering improved EF performance,
with better ToM scores had higher indirect aggression. particularly effortful control in early childhood. Such
However, this association only occurred for children with interventions may help reduce future bullying behavior
low to average prosocial behavior scores. Thus, a better and victimization.

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92 D. G. Derksen et al., Precursors and Functions of ToM

From Childhood to Adolescence – Rigid Absolutism of EF, and the use of language as possible precursors to
to Flexible Relativism ToM development. Additionally, parents’ and older sib-
ToM development may promote flexible thinking. For lings’ sensitivity to a child’s needs throughout infancy and
example, one study demonstrated that performance on childhood fosters early ToM improvements. Early ToM
ToM tasks predicted improvements in divergent thinking development is important considering the function ToM
from 3 to 5 years. Although divergent thinking did not pre- plays in aggression and peer acceptance in childhood and
dict ToM performance, children displayed significant adolescence. Indeed, healthy ToM development can lead
improvements in divergent thinking once they developed to improved social relationships and more prosocial
an understanding of false beliefs (Suddendorf & Fletcher- behaviors.
Flinn, 1999). Thus, the same cognitive functions associated ToM development may also have negative outcomes. For
with ToM tasks may also be instrumental in flexible and example, ToM performance predicts increased sensitivity to
divergent thinking. teacher criticism in elementary school, though this can fos-
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Divergent thinking and creativity may relate to both cog- ter academic achievement (Dunn, 1995; Lecce, Caputi, &
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nitive and affective ToM. Hughes and Dunn (2002) showed Hughes, 2011; Lecce, Caputi, & Pagnin 2014). Furthermore,
children pictures of faces expressing happiness, sadness, higher ToM scores predict more proactive and indirect
anger, or fear, and asked what kinds of things make them- aggression for victimized individuals. However, it is possi-
selves, their friends, and their mother feel that way. ble that this aggressive behavior buffers negative outcomes
Children were tested at age 4 and again 3 years later. for these victimized individuals. Regardless, ToM is a social
Not only did the diversity and creativity of responses tool which may be used positively or negatively.
increase over time, but this increase correlated with perfor- We must address two key developmental topics that were
mance on ToM measures. These instances of divergent not explicitly discussed in our review: imagination/pretense
thinking may indicate a fundamental shift in how children and counterfactual thinking. Although imagination and pre-
think about the world. In a longitudinal study from child- tense are subsumed in some of the topics covered in the
hood to adolescence, participants read vignettes in which current review (e.g., mother-child interactions, sibling inter-
two characters disagreed about an issue. The issue either actions, mental-state talk), there is one study that found
centered on objective fact, mixed objective/subjective com- direct evidence for the role of imagination in ToM develop-
ponents, or was based on entirely subjective opinion. Partic- ment. Dore and Lillard (2015) found that preschoolers who
ipants had to explain which of the characters was right, and believe in fantasy characters and prefer fantasy media show
why the characters might disagree. Despite individual dif- improvements in ToM 7 months later. Counterfactual rea-
ferences, participants transitioned from an absolutist (right soning, which requires considering alternatives to a known
and wrong is static and binary) to a relativist (right and truth, also relates to ToM (see Rafetseder & Perner, 2018).
wrong is fluid and contextual) epistemology between 10 Future longitudinal studies should focus on imagination
and 16 years of age (Mansfield & Clinchy, 2002). and counterfactual reasoning in relation to ToM
This shift in epistemology may result from good ToM. development.
Relativist thinking requires viewing the same object or situ-
ation differently depending on the context. Although chil-
dren master a basic understanding of false beliefs in ToM From a Lifespan Theory
preschool, it may take until adolescence for relativist think-
of Development
ing to emerge (Miller, 2012). This change in epistemology
may also play into the development of humor. Bosacki The unique challenges that each person faces in life depend
(2013) observed that ToM at age 8 related to more frequent on social and environmental context just as much as biolog-
use of humor when describing oneself and situations at ical changes in development. For example, the ToM
age 10. Thus, ToM can have a dramatic effect on many required to navigate peer-group interactions in childhood
areas of our social life by altering the way we see the world. and adolescence may differ from the ToM required to
navigate preschool. Unfortunately, after middle childhood,
longitudinal study of ToM declines, despite there being
important developmental periods (i.e., puberty) which may
Discussion further elucidate ToM development. Adult samples are also
understudied longitudinally. While we uncovered only one
The current review of longitudinal ToM research can be longitudinal ToM study on typically-developing adult
divided into two major themes: (1) precursors to ToM samples, cross-sectional studies suggest that ToM continues
development and (2) functional outcomes of ToM develop- to develop as we age (Henry et al., 2013). Although adults
ment. We identified early attention skills, the development clearly outperform children on ToM tasks, adults are still

Zeitschrift für Psychologie (2018), 226(2), 87–97 Ó 2018 Hogrefe Publishing


D. G. Derksen et al., Precursors and Functions of ToM 93

vulnerable to error when trying to understand the mental adulthood could clarify how age-related declines in ToM
states of others (Low, Apperly, Butterfill, & Rakoczy, affect aggression in typically-developing adults.
2016). This is especially true when adults are under cogni- Despite the holes in the literature, longitudinal studies to
tive load (Newton & de Villiers, 2007). With age comes fur- date have provided relevant information beyond their
ther declines in ToM performance (particularly after age 65) cross-sectional counterparts, specifically in relation to the
that persist regardless of task format (i.e., visual or verbal) lifespan theory of development. By studying individual dif-
and type of ToM (i.e., cognitive or affective ToM; Duval, ferences longitudinally, researchers can evaluate contextual
Piolino, Bejanin, Eustache, & Desgranges, 2011). Further- and environmental factors during any developmental per-
more, external demands on cognitive resources are signifi- iod. Importantly, researchers can build predictive models.
cantly more detrimental to older than to younger adults’ Further, researchers can identify risk factors, and develop
ToM performance (German & Hehman, 2006). intervention and training programs where necessary. How-
Considering the lack of longitudinal assessment of ToM ever, future research (both longitudinal and cross-sectional)
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

development in adulthood, it is unclear how individual dif- of ToM should adopt tasks suitable for use across the
This document is copyrighted by the American Psychological Association or one of its allied publishers.

ferences in development predict declines in ToM perfor- lifespan (see Bernstein, Coolin, Fischer, Thornton, &
mance. It is also unclear what long-term functional Sommerville, 2017). In short, we hope that our review stim-
outcomes these declines have on adult social relationships. ulates ToM research from a lifespan perspective.
For example, one could speculate that given the epistemic We must acknowledge a limitation of our inclusion crite-
shift from absolutism to relativism and the increase in ria. Researchers often study ToM without referring to it as
divergent thinking that occurs between childhood and ado- such. For example, there is a diverse literature on mentaliz-
lescence, declines in ToM performance in older adults may ing and social cognition. Although some of these studies
lead to more rigid, absolutist ways of thinking. Indeed, mention false belief, and would thus fall under our inclu-
cross-sectional research suggests that younger adults out- sion criteria, some studies may have been excluded due
perform older adults in the domains of divergent and con- to differing terminologies for similar constructs. Also, using
vergent creativity (Simon & Bock, 2016). Longitudinal false belief in our search criteria likely biased results toward
assessment of both ToM performance and creativity in cognitive ToM. Future reviews may consider including
older adulthood could provide clarification. more diverse terms in their inclusion criteria.
The effect of ToM performance on aggression across the
lifespan is also unclear. Longitudinal assessment reveals
that ToM performance predicts higher proactive aggression
and lower reactive aggression (but only for victimized indi- Conclusion
viduals), while a lower aggressive temperament predicts
higher ToM scores. It is unclear whether a decline in Understanding our own and others’ thoughts and feelings
ToM performance, or a situation which promotes victimiza- pervades social development. From our first childhood
tion, produces higher aggression. Wellman et al. (2011) sug- friendships to our awkward first dates, to enduring relation-
gest that aggressive temperament may only affect ToM ships, ToM is indispensable. Thus far, longitudinal assess-
during the earliest stage of ToM development (3–5 years ment of typically-developing individuals has focused
of age). However, cross-sectional studies of children and predominantly on infant, preschool, and childhood popula-
preadolescents reveal a continued association between tions. Given the documented changes in ToM performance
aggression and ToM; though aggression relates positively in adulthood (from cross-sectional research), longitudinal
to ToM in childhood, the reverse occurs in preadolescence assessment of adults and older adults is the crucial next
(Kokkinos, Voulgaridou, Mandrali, & Parousidou, 2016). If step in investigating how ToM affects our lifelong social
one assumes relative stability of ToM performance from functioning.
adolescence to adulthood, it is probable that the negative
correlation between ToM performance and aggression also Acknowledgments
remains stable. What happens, however, when ToM decli- This work was supported by grants to Megan E. Giroux
nes in older adulthood? It is well documented that fron- from the Social Sciences and Humanities Research Council
totemporal dementia and Alzheimer’s disease often relate Vanier Canada Graduate Scholarship, to Deborah A.
to impaired ToM performance (Bora, Walterfang, & Connolly from the Social Sciences and Humanities
Velakoulis, 2015). An increase in aggression has also been Research Council of Canada (435-2013-0291), and to
documented in these cases, though other probable causes Daniel M. Bernstein from the Canada Research Chairs
have been identified over and above impaired ToM skills Program (950-228407) and Social Sciences and Humanities
(Talerico, Evans, & Strumpf, 2002). Longitudinal assess- Research Council of Canada (435-2015-0721).
ment of aggression and ToM from adulthood to older The action editor for this article was Edgar Erdfelder.

Ó 2018 Hogrefe Publishing Zeitschrift für Psychologie (2018), 226(2), 87–97


94 D. G. Derksen et al., Precursors and Functions of ToM

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