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Neurobehavioral
Examination
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The goal of this chapter is to provide a how-to guide for the admin-
istration and interpretation of one variation of a neurobehavioral
examination. We begin with historical background to put the exam-
ination in the proper context. A brief review of scientific evidence is
also included, although a comprehensive review is not the primary
goal of this chapter. We hope that by the end of this chapter, readers
will have a basic understanding of the examination and will then
perfect their knowledge and interpretation with experience.
The theoretical guidance and procedures in our interpretation
and use of the neurobehavioral examination were inspired by the
pioneers of the qualitative approach to neuropsychology, Alexander
Luria and Edith Kaplan. Luria was a Russian neuropsychologist
(1902–1977) who through his clinical and scientific work developed
a set of procedures to elicit manifestations of brain dysfunction. The
theoretical underpinnings and practical guidance for the procedures
are outlined in his book, “The Highest Cortical Functions of Man”
(Luria, 2008). In preparing to write this chapter, one of the authors
http://dx.doi.org/10.1037/14339-003
Clinical Neuropsychology: A Pocket Handbook for Assessment, Third Edition,
Michael W. Parsons and Thomas A. Hammeke (Editors)
Copyright © 2014 by the American Psychological Association. All
rights reserved.
31
direction, guidance, and structure from the examiner can mask the
existing deficit. We elaborate on this point throughout the chapter.
Luria believed that the neurobehavioral examination should
consist of tasks that are easily achievable by all healthy individuals
regardless of level of education. The examination may begin with
standardized procedures to “orient” the examiner to the patient’s
deficits. Subsequently, the nature of the examination becomes
dynamic as the examiner begins to tease out different elements of
poorly performed tasks, varying task difficulty to elicit the core defi-
cit. This is the “creative” and “individualized” part of the examina-
tion, requiring curiosity and ingenuity on the part of the examiner.
He acknowledged that, because of its qualitative nature, the inter-
pretation and administration of the exam requires experience and
knowledge about brain function on the part of the examiner.
Around the same time, Edith Kaplan (1924–2009) and her col-
leagues developed the Boston process approach “based on a desire
to understand the qualitative nature of behavior assessed by clinical
psychometric instruments” (Milberg, Hebben, & Kaplan, 1996).
Milberg et al. (1996) developed new procedures or changed existing
ones to elucidate the quality and process by which patients arrive at
a given quantitative test score. The methods and philosophy of the
Boston process approach have had a strong influence on the practice
of neuropsychology and on the nature of the neurobehavioral
examination as we use it.
In the following sections, we present the procedures for con-
ducting the neurobehavioral examination in a step-by-step fashion,
and the Finger Oscillation test (Halstead, 1947) for fine motor facil-
itation and speed, observing asymmetry without using the formal
measures is indicative of more prominent difference in strength that
is more likely to be functionally meaningful for patients. In other
words, if examiners cannot detect a difference in grip strength by
having patients squeeze their fingers, it may be too subtle to be
functionally meaningful. Finally, it is important to keep in mind
that people tend to perform slightly worse with their nondominant
hand but not notably so.
behavior is performed.
With each of these three tasks, examiners are typically assess-
ing the integrity of the primary motor cortex, the corticospinal tract,
or in some cases the basal ganglia. If performance is noticeably and
consistently asymmetrical, this suggests possible dysfunction in the
contralateral motor pathways in the brain.
Additional motor tasks include the finger-to-nose test to check
for dysmetria and intention tremor resulting from cerebellar dysfunc-
tion. The finger-to-nose test involves asking patients to touch their
nose and then touch the examiner’s finger. The examiner may move
the position of the finger to make the task more challenging. An
apraxia examination may be warranted to examine the patient’s abil-
ity to perform skilled purposeful movements (Heilman & Gonzalez-
Rothi, 2012).
2. GO/NO-GO
Immediately after the motor sequencing, examiners should
assess behavioral inhibition with a go/no-go procedure. The reason
for this is that both tasks involve movements of the hand, and this
allows a better opportunity to observe intrusions from one task
to another. There are different versions of the go/no-go task. Examiners
are partial to telling patients that they will hit the table hard or soft
and having the patients do the opposite. (i.e., the examiner says,
“When I hit the table hard, you hit it soft and when I hit the table
soft, you hit it hard.” As the examiner is explaining this, he or she is
demonstrating a hard and a soft hit for the patient.) It may be neces-
sary to ask the patient to demonstrate soft and hard hits so that the
examiner can tell the difference. It is important to perform an ade-
quate number of trials with each hand (at least 10). As with the
motor sequencing, the go/no-go procedure is performed bilaterally,
and the examiner watches for asymmetry in performance. Poor per-
formance on the go/no go procedure is usually characterized by the
patient being pulled to the stimulus presented by the examiner and
imitating it rather than inhibiting the response in favor of the correct
one. Stimulus-bound patients often hit the table the same way as the
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while the examiner lightly touches the dorsal surface of the patient’s
hand and asks him or her to identify which hand is being touched.
Although extinctions are classically associated with lesions in the
contralateral parietal lobe, they have also been reported following
damage in other areas, such as the cingulate gyrus, frontal lobes,
thalamus, and the basal ganglia (Tucker & Bigler, 1989). We find
that extinctions are sometimes easier to detect with habituation: if
the affected hand is stimulated several times in a row, followed by
simultaneous stimulation of both hands, it is possible to detect reli-
able extinctions that were not detected by simple bilateral stimula-
tion without prior habituation. The habituation procedure can be
done with the simple touch and with directional stimulation.
However, sometimes this may lead to bilateral extinctions. In other
words, the patient will be pulled to the most salient stimuli regard-
less of the side. Thus, if the examiner touches the right hand twice
and then both hands and the patient extinguishes to the right, the
examiner might think that there is a lesion on the left. However, if
the examiner touches the left hand twice and then both hands and
the patient extinguishes to the left, this may represent stimulus-
bound responding, as on each occasion the patient is pulled to the
most recent new stimuli. There have been other perspectives and
methods proposed in the literature regarding the effects of priming
the affected side. For example, Birch, Belmont, and Karp (1967) pro-
posed that delayed information processing in the affected hemi-
sphere plays a role in the expression of extinctions.
to look for right versus left hemisphere signs. For example, construc-
tions lacking in details and grasping mainly the gestalt of the design
can be associated with left hemisphere dysfunction, whereas detailed
but slavish and disorganized constructions are typically associated
with right hemisphere damage (Farah & Epstein, 2012).
figures drawn on the skin (Bender, Stacy, & Cohen, 1982). The task
is usually performed by asking patients to close their eyes while the
examiner draws a letter or a number on the ventral or dorsal surface
of their hand and asks the patients to identify it. Bender et al. (1982)
found that all patients who had impaired perception of directional
stimulation also had agraphesthesia. The condition has been fre-
quently reported in individuals with corticobasal degeneration in
association with unilateral apraxia (Drago, Foster, Edward, Wargovich,
& Heilman, 2010).
F. Language
Language screening should consist of assessing various aspects of
language that follow the typical behavioral neurological assessment
for aphasia (Benson, 1993). These aspects include observation of
spontaneous speech, measures of auditory comprehension, naming,
repetition, reading, and writing. The measures used to assess differ-
ent areas of language have been outlined in the widely used aphasia
assessments (e.g., Boston Diagnostic Aphasia Examination [BDAE];
Goodglass & Kaplan, 1983). For the purpose of the neurobehavioral
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and vary the complexity to easier items, such as “purple” and “It’s
six o’clock,” to more complex items, such as “The spy fled to Greece”
or “The Chinese fan had a rare emerald”). The BDAE has many good
items that are sensitive to these deficits with repetition. Deficits in
repetition are typically associated with the disruption of the arcuate
fasciculus, which is a white matter tract connecting posterior and
anterior language areas. To assess naming, the examiner may point
to different items in the room. The items should vary in difficulty
and frequency of use (e.g., glasses, thermostat). Localization of nam-
ing deficits is more complex but typically includes anterior temporal
or posterior inferior temporal regions. Reading can be assessed by ask-
ing the patient to read out loud signs in the room or an excerpt from
a nearby newspaper or magazine. Finally, writing can be assessed by
asking the patient to write any spontaneous sentence. If this is
unsuccessful, the examiner can ask the patient to write letters to
dictation and copy letters or a sentence to further define the nature
of the deficit. Reading and writing deficits are typically associated
with dysfunction in the posterior temporal–occipital-parietal areas
such as the occipital lobe, including the splenium of the corpus cal-
losum for reading and the angular gyrus for writing. As a guideline,
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H. Memory
The neurobehavioral exam should include a brief memory screening,
unless patients are undergoing a full neuropsychological evaluation.
This screening can be done simply by giving patients three words
to remember (e.g., “apple, table, penny”; “car, tree, bed”), having
patients repeat the words to ensure registration, and asking them to
recall the words several minutes later. Although this can be done by
another professional, neuropsychologists have a distinct set of skills
to explore the nature of the memory impairment if it exists. For exam-
ple, if after 5 minutes the patient can spontaneously recall only one
of three words, the neuropsychologist can devise a cuing-and-recog-
nition procedure. For example, if the patient could not remember the
word table, the examiner could prompt by providing a semantic cue:
It was a piece of furniture. If the patient provides an incorrect response
or no response, the examiner can provide multiple choices, such as
couch, table, or chair, or a forced choice, such as table or chair. This test
will help determine in which part of the memory process (encoding,
consolidation, or recognition) the deficit may lie. It is possible to give
more words to challenge the memory capacity. It is also advisable to
ask individuals to recall the words two or three times during the
examination to establish whether they are able to benefit from repeti-
tion and whether they consolidate the information. Research indi-
cates that the recall of only one of three words after 5 to 10 minutes
BIBLIOGRAPHY
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