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Polymer Testing
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A R T I C LE I N FO A B S T R A C T
Keywords: Using glycerin as a plasticizer, polylactic acid (PLA) and titanium dioxide (TiO2) were blended and granulated
Dyeing force using a twin-screw extruder to obtain a biodegradable white color masterbatch. The rheological properties of the
Masterbatch masterbatch were characterized by a torque rheometer and a melt flow rate (MFR) tester. The dyeing force of the
Opacifying ability sample was characterized by measuring its whiteness index, lightness index, and yellowness index using a color
Polylactic acid
meter, while the opacifying ability of the sample was characterized by measuring its light transmittance with a
Regression equation
Response surface methodology
haze meter. Temperature sensors were set up in each zone of the extruder screws to measure their temperatures
in real time. By using quadratic orthogonal rotation combination design, and in conjunction with a response
surface methodology (RSM), the effects of processing conditions, such as screw shear speed, processing tem-
perature, and glycerin content, on the opacifying ability of white PLA masterbatch were studied. In addition,
Design-Expert software was used to simulate the relationship between various processing conditions and the
opacifying ability of white PLA masterbatch. The experimental results showed that, when the glycerin content
was 1%, the whiteness index of the masterbatch was highest and its color was brightest. When the glycerin
content was 3.22%, the light transmittance of the masterbatch was lowest and its opacifying ability was
strongest. This paper was the first to use response surface methodology to study optimization of the preparation
process for biodegradable masterbatches.
∗
Corresponding author. School of Material and Mechanical Engineering, Beijing Technology and Business University, Beijing, 100048, China.
E-mail address: wyxuan@th.btbu.edu.cn (Y.-x. Weng).
https://doi.org/10.1016/j.polymertesting.2018.08.011
Received 30 May 2018; Received in revised form 22 July 2018; Accepted 11 August 2018
Available online 11 August 2018
0142-9418/ © 2018 Published by Elsevier Ltd.
C.-y. Chen et al. Polymer Testing 70 (2018) 526–532
rapidly increases, which reduces the processability of the material [10] Table 1
and requires the use of a plasticizer to adjust the viscosity of the system. Process formulations of the masterbatches.
Sarazin et al. [11] used glycerin as a plasticizer for PLA/TPS composites PLA (Wt%) GI (Wt%) TiO2 (Wt%)
and found that the effect of plasticization was significant. Because of
the significant impact of the process parameters on the properties of the 70 0 30
70 1 30
composite [12], the type of plasticizer, toner content, screw shear rate,
70 3 30
and processing temperature all influence color masterbatch processing 70 5 30
and coloring performance. Therefore, in order to optimize the effects of 70 7 30
various processing conditions on the use performance of biodegradable
masterbatches, it is particularly important to find a method that can
optimize their preparation process. carrier, and plasticizer. The carrier was PLA, the colorant was titanium
Using polylactic acid as the carrier for color masterbatches, TiO2 as dioxide, and the plasticizer was glycerin. The specific formulations are
the pigment toner and glycerin as the plasticizer, an optimized method listed in Table 1.
for the preparation of biodegradable masterbatches with high opaci- PLA and TiO2 were placed into a high-speed mixer and mixed at
fying ability was developed. The biodegradable resin, plasticizer, and 100 °C for 20 min, followed by the addition of glycerin. After even
pigment were placed into a twin-screw extruder for granulation. In mixing, the mixture was placed into a twin-screw extruder to produce
addition, temperature sensors were set up in each zone of the extruder granules. For the twin screws, the temperature from the inlet to the
screws to automatically collect temperatures and other process para- screw head was 120–155 °C, and the screw movement frequency was
meters during processing. Furthermore, response surface methodology 30 Hz.
(RSM) was used in conjunction with a three-variable quadratic re-
gression equation and orthogonal rotation experiments to analyze the 2.3.2. Preparation of thin films
preparation processes and study the factors affecting the opacifying PLA resin was premixed with the masterbatch described in section
ability of the biodegradable masterbatch during extrusion granulation. 2.3.1 (the content of TiO2 in the pigmented resin was 1%) and put into
RSM is an optimization method combining experimental design the extruder/film blower. The temperatures for the three stages of film
with statistics [13]. It includes numerous methods, such as experi- blowing were 165 °C, 175 °C, and 180 °C.
mental design, modeling, testing, model suitability, and searching for
the best combination of conditions. Through regression fitting and re- 2.3.3. Preparation of sample plates
sponse surface analysis, the response value at the level of each factor PLA resin was premixed with the masterbatch described in section
can be easily calculated [14]. RSM is widely used in the preparation of 2.3.1 (the content of TiO2 in the pigmented resin was 1%) and put into
composite materials and optimization of process variables [15–17], but the torque rheometer. After further mixing, the mixture was pressed
its use in masterbatch preparation has not been reported. into plates. The temperature of the torque rheometer was set to 170 °C,
175 °C, or 180 °C. The rotation speed was 60 rpm, and the processing
2. Experimental time was 8 min. The press temperature was 190 °C.
PLA (4032D, NatureWorks, USA): vitrification temperature of (1) Design of experiments based on a CCD [18,19] model.
55–60 °C, melt index of 7 g/10 min, and peak melting temperature of
155–170 °C; The experimental design was based on a two-level factorial design
TiO2 (Shanghai Sinopharm Group): relative density of approxi- plus the extreme points and the center point. Usually, the experimental
mately 4.0; table was coded and then converted into actual operating values. In
Glycerin (AR, Shanghai Sinopharm Group): boiling point 290 °C. general, the values were 0, ± 1, and ± α, where ± 1 were the cubic
points and were also called the corner points. There were a total of 2k
2.2. Principal equipment used corner points. The value of 0 was the center point, and α was the axial
point, whose value was given by the formula α= F (1/4) , where F was the
Twin-screw extrusion granulator, DT-20, Screw diameter: 20 mm, number of experiments for the factorial design. F= 2k , and k was the
L/D: 44, Nanjing Dingtian Machinery Manufacturing Co., Ltd. number of factors.
Twin-screw film blower, XSS-300, Shanghai Kechuang Rubber and In this experiment, a combination design of ternary quadratic re-
Plastic Machinery Equipment Co., Ltd. gression and orthogonal rotation was used to obtain the following va-
Torque rheometer, XSS-300, Shanghai Kechuang Rubber and Plastic lues: k = 3, F = 8, and α = 1.68. Based on these values, a group of 20
Machinery Equipment Co., Ltd. experiments was designed, of which the number of factorial experi-
Electric thermostatic blast drying oven, DHG-9245A, Shanghai ments was 8 and the number of star points was 6, while 6 center point
Yiheng Technology Co., Ltd.; repetitions were performed to ensure uniform precision.
High speed mixer, SHR-10A, Suzhou Shengguang Plastic Machinery Three factors, i.e., glycerin content (A), twin-screw frequency (B),
Co., Ltd.; and maximum temperature of twin screw processing (C), were selected
Melt flow rate (MFR) tester, XNR-400, Jinjian Detection Instrument as independent variables, and 5 levels were assigned for each factor and
Co., Ltd.; coded as 0, ± 1, and ± 1.68, respectively. The light transmittance of
Digital haze meter, NDH-20D, Feng Cheng Power Equipment Co., the masterbatch was used as the response value to design a 3-factor, 5-
Ltd.; level test. The specific experimental factors and level design are shown
Automatic color meter, SC-80C, Beijing Kangguang Instrument Co., in Table 2.
Ltd.
(2) According to the experimental conditions specified in Table 3, the
2.3. Sample preparation masterbatch was prepared by twin-screw extrusion and granula-
tion.
2.3.1. Masterbatch preparation (3) Using the masterbatch prepared in Table 3, films and sample plates
The masterbatch used for testing consisted of three parts: colorant, were prepared according to 1.3.2 and 1.3.3.
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C.-y. Chen et al. Polymer Testing 70 (2018) 526–532
−1.68 −1 0 +1 +1.68 T - the measured value of the light transmittance of the film;
Dstandard - the standard thickness of the film (0.02 mm);
A: Glycerin content 1% 2.2% 4% 5.8% 7% D – the measured thickness of the film, unit: mm
B: Screw frequency (Hz) 25 26 27.5 29 30
C: Temperature (°C) 130 134 140 146 150
2.4.3. Test of rheological performance
A torque rheometer was used to measure 50 g of the masterbatch
Table 3 sample at a temperature of 150 °C and a rotation speed of 60 rpm. The
Experimental table for the combination of ternary quadratic regression and test was continued for 8 min to measure the rheological properties of
orthogonal rotation. the masterbatch.
No. A: Glycerin content B: Screw frequency C: Temperature
2.4.4. Melt index
% Hz °C
An XNR-400 melt flow rate meter was used to measure the melt
1 2.22 26.01 134.05 index. In brief, the meter was warmed up to 190 °C, after which ap-
2 5.78 26.01 134.05 proximately 5 g of the test material was put into the tester and kept
3 2.22 28.99 134.05 warm for 1 min. After the resin was completely melted, the amount of
4 5.78 28.99 134.05
resin flowing out of the tester in 30 s was measured under a force of
5 2.22 26.01 145.95
6 5.78 26.01 145.95
2160 g. A total of 5 measurements were averaged, and this value was
7 2.22 28.99 145.95 used to calculate the amount of resin flowing out of the tester in 10 min,
8 5.78 28.99 145.95 which was considered as the melt index of the sample.
9 1.00 27.50 140.00
10 7.00 27.50 140.00
11 4.00 25.00 140.00 3. Results and discussion
12 4.00 30.00 140.00
13 4.00 27.50 130.00 3.1. The effect of glycerin content on the coloring properties of PLA/TiO2
14 4.00 27.50 150.00
masterbatch
15 4.00 27.50 140.00
16 4.00 27.50 140.00
17 4.00 27.50 140.00 Table 4 shows the dyeing force of masterbatches with varying gly-
18 4.00 27.50 140.00 cerin content. Colored PLA plate are shown in Fig. 1.
19 4.00 27.50 140.00 The dyeing force of masterbatch on plastics can be characterized by
20 4.00 27.50 140.00
the whiteness index of the masterbatch coloring plate. The higher the
whiteness(W), the stronger the coloration. The lightness index(L) in-
2.4. Characterization and material properties testing dicates the brightness of the template, and its value is related to the
degree of light reflection from the sample plate. The higher the light-
2.4.1. Dyeing force testing ness, the brighter the sample and the higher the degree of light re-
The whiteness index, lightness index, and yellowness index of the flection. As shown in Table 4, the whiteness and lightness of the mas-
sample plates produced by masterbatch injection were measured using terbatch increased first and then decreased at the content of glycerin
a color meter. The color values were represented by the CIE1964 uni- increased, while the yellowness of the masterbatch decreased first and
form color space system of L*, a* and b* [20]. According to the CIE then increased. When the content of glycerin was 1%, the whiteness of
1964 standard color system, the dyeing force of TiO2 on plastics can be the masterbatch was 5.79 higher than that of the masterbatch con-
characterized by the whiteness index of the masterbatch coloring plate. taining no glycerin, while the lightness of the masterbatch increased by
The higher the whiteness (W), the stronger the coloration. In addition, 1.28, indicating that when the glycerin content was 1%, the dyeing
lightness (L) indicates the brightness of the sample plate, and its value is force of masterbatch was best.
related to the degree of light reflection from the sample plate. The Opacifying ability is an important application property of a mas-
higher the lightness, the brighter the sample and the higher the degree terbatch, and light transmittance is directly related to opacifying
of light reflection. If value a is positive, the color of the sample plate is ability. When the film thickness is fixed, the ability of the pigment
reddish, otherwise the color of the sample plate is greenish. If value b is particles to block and absorb light is directly related to the opacifying
positive, the color of the sample plate is yellowish, otherwise the color ability of the film [21]. PLA film colored by masterbatch are shown in
of the sample plate is bluish. Finally, yellowness (Y) is the yellow index Fig. 2. As shown in Table 5, the light transmittance of the masterbatch
of the sample plate. was decreased to a certain extent after the addition of glycerin. This
indicate that glycerol is not only a plasticizer in the PLA/TiO2 system,
but also increases the compatibility between PLA and TiO2, so that the
2.4.2. Opacifying ability testing
Three pieces approximately 50 mm in size were randomly chosen Table 4
and cut from the film. The thickness of each sample was then measured Dyeing force of masterbatches with varying glycerin content.
at three locations using a film thickness gauge, and the average value
L∗ a∗ b∗ W (whiteness) Y (yellowness)
was calculated. Subsequently, the light transmittance of each sample
was also measured at three locations using a digital haze meter and Pure PLA 65.21 0.31 4.26 25.27 16.87
averaged. The measured light transmittance was then converted into PLA/TiO2 83.15 −0.16 5.43 46.40 17.47
the light transmittance of a film with the standard thickness of PLA/TiO2/GI-1% 84.43 −0.41 4.66 52.19 15.81
PLA/TiO2/GI-3% 80.96 0.07 6.60 36.55 19.83
0.02 mm. Finally, the measured light transmittance of all three samples
PLA/TiO2/GI- 5% 71.61 0.69 6.73 21.48 21.76
was averaged to obtain the light transmittance result of the experiment. PLA/TiO2/GI-7% 80.12 0.17 8.33 28.20 22.93
The conversion formula for standard transmittance is as follows:
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C.-y. Chen et al. Polymer Testing 70 (2018) 526–532
Fig. 1. Colored PLA plate: a) PLA/TiO2; b) PLA/TiO2/GI-1%; c) PLA/TiO2/GI-3%; d) PLA/TiO2/GI- 5%; d) PLA/TiO2/GI-7%.
Table 6
Experimental design and results of masterbatch process optimization based on
opacifying ability.
No. A: Glycerin B: Screw C: Temperature Y: Light
content frequency transmittance
% Hz °C %
corrected value was 0.9540, indicating that the model accounted for
TiO2 was better dispersed in the PLA carrier, therefore, the addition of 95.4% of the change in the response. The lack of fit had a P value
glycerin enhanced the opacifying ability of white PLA masterbatch, and of > 0.05, indicating that there was no significant difference in terms of
the opacifying ability was greatest when the glycerin content was 5%. lack of fit, and the model was adequately fitted to the experiments with
However, there was no regular pattern in the change of light trans- minimal experimental error. Linear items A and B, quadratic items A2,
mittance values at different glycerin contents, indicating that the gly- B2 and C2, and cross-term AB each exerted an extremely significant
cerin content was not the main factor affecting the opacifying ability of influence on the test results, and their significance level reached 0.01.
PLA/TiO2 masterbatch. Therefore, RSM was used to explore the factors Linear item C exerted a significant influence on the test results, and its
affecting the opacifying ability of PLA/TiO2 masterbatch. significance level reached 0.05. Cross-terms AC and BC showed no
obvious effect. According to the regression coefficients of the linear
3.2. Optimization of the PLA/TiO2/GI masterbatch extrusion process using items, the influence exerted by each factor on the test results was
RSM based on opacifying ability ranked as follows (strongest to weakest): B-screw frequency > A-gly-
cerin content > C-temperature.
Table 6 shows the experimental design and results of masterbatch After removing insignificant terms, the regression equation between
process optimization based on opacifying ability. Regression analysis each factor and the indicator is:
was performed for the data shown in Table 6 using Design-Expert 8.05
software. The results of the regression analysis are shown in Table 7. Y= 844.0585 − 8.765 × A− 14.215 × B− 7.621 × C+ 0.2546 × AB
The results of the analysis of variance shown in Table 7 indicate that + 0.2754 × A2 + 0.2605 × B2 + 0.0283 × C 2 (1)
the P value of the regression model was < 0.0001, showing that the
model was highly significant, and the differences between different where: Y is the light transmittance;
treatments were also significant. The value of R2 was 0.9837, and the
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C.-y. Chen et al. Polymer Testing 70 (2018) 526–532
Table 7
Variance analysis of the experimental results.
Source of variance Sum of squares Degree of freedom Mean square F value P value Significance
Note: ** significance level reached 0.01; * significant level reached 0.05; - not significant.
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C.-y. Chen et al. Polymer Testing 70 (2018) 526–532
Table 9 As shown in Table 10, after the addition of TiO2, the melting index
Color data of PLA/TiO2/GI masterbatch prepared using the extrusion process of the masterbatch with no glycerin was low, and the flowability of the
under optimal conditions. mixture was poor. After the addition of glycerin, the melt index of the
L∗ a∗ b∗ W (whiteness) Y (yellowness) masterbatch increased. When the glycerin content was 3.22%, the melt
flow of the masterbatch was too dilute and its melt index could not be
PLA/TiO2/GI-1% 84.43 −0.41 4.66 52.19 15.81 measured. Therefore, glycerin can improve the melt fluidity of a mas-
PLA/TiO2/GI- 5% 71.61 0.69 6.73 21.48 21.76
terbatch.
PLA/TiO2/GI-3.22% 80.42 0.05 5.81 39.88 18.61
4. Conclusion
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