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1177/0956462416665989
Deborah Vitalis
Abstract
Barriers to antiretroviral therapy (ART) adherence among pregnant women are varied and complex. This study explored
the constructs of a theoretical model, the Health Belief Model (HBM) to understand and predict ART adherence among
pregnant women in Guyana. A cross-sectional study surveyed 108 pregnant women attending 11 primary care clinics.
ART adherence ranging from the past weekend to three months was assessed through self-reports, and health beliefs
with the Adherence Determinants Questionnaire (ADQ). Constructs with sufficient variation in responses were tested
for association with the level of adherence using Spearman’s rank correlation coefficient and test. Sixty-seven per cent
(72) of the women reported being always adherent. Although there was positive endorsement of ART treatment and
adherence, the HBM did not help in understanding or predicting ART adherence in this population. Only one item from
the perceived susceptibility construct was significantly associated (p ¼ 0.009) with adherence. Interventions are war-
ranted to address ART adherence in this population, as 19% of the women were recently non-adherent. Although the
ADQ did not contribute to a deeper understanding or provide insight into pathways that can be targeted for interven-
tion, theoretical models can play a key role in identifying these pathways.
Keywords
ART, adherence, pregnant women, HIV, Caribbean
theory for HIV and AIDS prevention can assist in iden- period validates the use of the HBM as a tool for inter-
tifying characteristics that play a role in predicting and preting persons’ decisions on health matters. However,
understanding behaviour. Theory-based interventions they posited that more research needs to be done to
can provide the tools for reducing risky behaviour streamline the instruments used to measure its constructs.
and maintaining healthy habits.7,8 A literature search for Caribbean studies of ART
The Health Belief Model (HBM) was selected as the adherence on PubMed and the HIV Gateway database
theoretical model for this study, since it is one of the most of Caribbean HIV research25 yielded 15 peer-reviewed
widely used frameworks in health behaviour research for journal articles and abstracts presented at international
understanding and predicting adherence behaviour to conferences.18,19,26–38 None focused on ART adherence
health advice.9,10 The HBM which dates back to the in pregnancy, none were from Guyana, and none
1950s11 has been used to explain and guide interventions included a theoretical framework (Table 1). Factors
to change health behaviour including adherence in found to be associated with ART adherence included:
chronic health diseases such as HIV,12–15 and emphasizes support from family, friends or healthcare providers;
the role of several factors: (1) perceived severity of a dis- being married or co-habiting; satisfaction with the
ease; (2) perceived susceptibility of an individual to that health system; and adherence counselling. Barriers to
disease or susceptibility to disease progression; (3) per- adherence included: medication side effects; alcohol
ceived benefits linked with health behaviour to combat use; mental health issues such as depression; stigma;
the disease; (4) perceived barriers to practicing the health lack of food; and being away from home.
behaviour; (5) cues to action; and (6) self-efficacy. This study was conducted to explore the constructs
Perceived severity deals with a person’s belief about the of the HBM to understand and predict adherence to
medical, clinical, and social consequences of contracting ART among pregnant women in Guyana, and to the
an illness or leaving it untreated; perceived susceptibility author’s knowledge is the first study to examine the
refers to a person’s belief that s/he is at risk of contracting HBM among HIV-positive pregnant women in general
an illness or worsening of the condition; perceived benefits and Guyana specifically.
address a person’s beliefs about the efficacy and feasibility
of a particular action for treating or preventing illness;
perceived barriers refer to a person’s beliefs about the Methods
problems s/he may face while trying to perform a health
Study setting
behaviour and weighing the benefits against the negatives;
cues are either internal or external triggers resulting in a The study was conducted at 11 sites (West Demerara
course of action; and self-efficacy refers to a person’s con- Regional Hospital, Campbellville Health Centre,
fidence in his/her ability to successfully execute the action. Dorothy Bailey Health Centre, Georgetown Public
The HBM constructs can help to predict the rationale Hospital Corporation, Beterverwagting Health Centre,
for prevention and control of ill health. It is based on the East La Penitence Health Centre, Davis Memorial
assumption that persons will change their behaviour if Hospital, Mercy Hospital, New Amsterdam Health
they believe that their health is at risk and their actions Centre, Cumberland Health Centre and Bohemia Health
could lead to adverse consequences.6,9,11 In terms of Centre) within three of the ten Administrative Regions of
adherence to HIV medication, the HBM predicts that Guyana – regions 3, 4 and 6. Region 4 is the most heavily
adherence is more likely to occur if the individual under- populated region, with 41.3% of the population, and the
stands the gravity of their illness, the possibility of three regions contribute to 71.6% of the total population
advanced HIV disease, the benefits of ARV treatment and 88.2% of reported HIV cases.2 All study sites provide
and the negative consequences of prematurely disconti- HIV treatment and care services free-of-charge, and also
nuing treatment.9,16 Although many studies on ART provide primary health care to the general population.
adherence have been conducted worldwide,17–21 few
research studies have incorporated the HBM as a theor-
Sampling
etical framework for ART adherence, and none have
been conducted in Guyana and the wider Caribbean The study sites in Regions 3, 4 and 6 were the sites with
region.10,12–14 Despite its strength, some deficiencies of the highest numbers of the study population during the
the HBM include its emphasis on individual perceptions data collection period, and it is thought that most eli-
without consideration of behavioural skills and social gible women attending there in the period were
or environmental factors.9,22,60 Notwithstanding these recruited to the study, providing a broadly representa-
criticisms, the HBM has been used to predict patient tive sample of the study population. Eligibility
adherence.9,23,24 In a review of studies utilizing the included: being at least 16 years of age; initiating
HBM over a 10-year period (1974–1984), Janz and ART prior to or in the current pregnancy; and being
Becker9 indicated that research conducted during that capable of giving consent. The author was facilitated by
1 Harvey et al.18a Jamaica PLHIV None 54.8% 95% Adherent; Being away from home;
37.5% 80–84% adher- sleeping through dose
ent; 7.7% < 80% time; forgetting; and
out of pills
2 Allen et al.19a Antigua and Barbuda; PLHIV None 70% with 95% Alcohol use; side effects
Grenada; Trinidad Adherence;
and Tobago Counselling increased
adherence
3 Malow et al.34a Haiti PLHIV None 85% Reported perfect Depression; negative atti-
adherence tudes about ART
4 Saxena et al.26 Haiti PLHIV None 83% Reported perfect Anxiety, concerns about
adherence; females ART, contributed to
more non-adherent non-adherence
than males
5 Beckford-Jarrett et al.27 Jamaica PLHIV None Not available PTSD had adverse effect
on adherence
6 Abreu Perez et al.28 Dominican PLHIV None Married or co-habitation 66% Non-adherent to
Republic contributed to ART; difficult to take
adherence ART in the morning
7 Benitez et al.29 Dominican PLHIV None 35% Completely adherent Not available
Republic to ART; family support
enhanced adherence
8 Aragones et al.36a Cuba PLHIV None 71% High adherence; Not available
good relationship with
doctor; self-efficacy;
confidence in health
system was associated
with high adherence
9 Smith30 Bahamas PLHIV None Not available Access to clinic and phar-
macy; ART schedule
and side effects; stigma;
lack of food contribu-
ted to non-adherence
10 Harris et al.36a Dominican Republic PLHIV None 76% Reported high Heavy alcohol use; having
adherence children; perceptions of
less social support
contributed to non-
adherence
11 Aragones Lopez et al.31 Cuba PLHIV None 63% Perfect adherence; Not available
relationship with
doctor and support
from family, friends and
co-workers contribu-
ted to adherence
12 Smith et al.32 Guyana PLHIV None 83% with 95% Depression had adverse
Adherence effect on adherence
13 Harvey et al.33a Jamaica PLHIV None 55% with 95% Being away from home;
Adherence sleeping through dose
time; forgetting; run-
ning out of pills; no
food; side effects con-
tributed to non-
adherence
(continued)
Table 1. Continued.
14 Williams et al.37a Jamaica PLHIV None 58% Adherent to ART Leaving tabs at home; for-
getting; duration of
ART
15 Duke et al.38 Trinidad and PLHIV None Not available 64.8% K103 mutation;
Tobago 75.6% M184 mutation;
62% resistant to
tenofovir
ART: antiretroviral therapy; PLHIV: people living with HIV.
a
Published journal articles.
the nurse supervisor to identify patients typical of the illness progression; subjective norms (beliefs that family
target group. and friends support adherence to treatment plan);
intentions to comply with treatment; and support/bar-
riers to adherence. The ADQ perceived susceptibility
Data collection
subscale comprised three questions such as ‘No
A cross-sectional survey was conducted with data being matter what I do, there’s a good chance of my HIV
collected between August 2012 and August 2013 getting worse’. The perceived severity subscale con-
using interviewer-administered questionnaires. Ethical sisted of four questions which included ‘There are
approval was obtained from University College London many diseases more severe than HIV’. The perceived
Research Ethics Committee in the United Kingdom, and benefits construct comprised four questions measuring
the Guyana Ministry of Health Institutional Review benefits of ARV treatment such as ‘The benefits of my
Board. Written informed consent was obtained from all treatment plan outweigh any problems I might have in
participants. following it’. Perceived barriers consisted of four ques-
tions such as ‘Lots of things get in the way of following
my treatment plan’. Items were reverse-scored where
Measures appropriate to produce a total score, where higher
Adherence. The ART adherence measure was based on scores were indicative of greater perceptions. The inter-
an adaptation of the Adult AIDS Clinical Trials Group nal consistency reliability coefficient for the full seven
adherence instrument by Chesney and colleagues.40 subscales was a ¼ 0.48, with alphas of 0.5, 0.3, 0.1 and
Questions queried both recent non-adherence (past 0.4 for perceived susceptibility, perceived severity, per-
four days, weekend) and distal adherence (past three ceived benefits and perceived barriers respectively.
months). Self-reports were used to measure adher- To facilitate comparison among the subscales, scores
ence based on three ordered categories: recent non- were linearly transformed to a 0–100 scale. The HBM
adherence (persons who missed doses in the past four constructs of perceived susceptibility, perceived bar-
days or weekend); recent adherence, but distal non- riers, perceived benefits and perceived severity were
adherence (persons who did not miss doses in the past assessed with the other three constructs from the ADQ.
four days or at the weekend but missed from the past
week to three months); and always adherent (persons Other measures. Additional data were collected on
who had never missed any doses in the past week, week- socio-demographic and clinical characteristics includ-
end or three months). ing age, race, religion, education, marital status,
income, treatment regimen and CD4 T cell count.
Health beliefs. The adherence determinants question-
naire (ADQ) was first developed and validated to
assess factors related to cancer control by DiMatteo
Statistical analyses
et al.41 It consists of seven subscales and a total of 38 Data were analysed using Stata IC13.42 The original five-
Likert scale statements varying from 1 (strongly dis- point Likert scale ranging from ‘strongly disagree’ (1) to
agree) to 5 (strongly agree). The seven subscales ‘strongly agree’ (5) was regrouped into three response
include: interpersonal care and relationship with categories of ‘Disagree’, ‘Neither’, and ‘Agree’ because
healthcare providers; perceived utility of treatment; of the small numbers within the various response cate-
perceived severity of illness; perceived susceptibility to gories. Spearman’s rank correlation coefficient and test
Perceived susceptibility
D1. Expect to be free of HIV in the future Disagree 20 (1) 0 (0) 80 (4) rs ¼ 0.10,
p ¼ 0.31
Neither 42 (5) 8 (1) 50 (6)
Agree 15 (14) 16 (15) 68 (62)
D2. Good chance of HIV getting worse Disagree 16 (15) 15 (14) 69 (66) rs ¼ 0.16
p ¼ 0.10
Neither 71 (5) 14 (1) 14 (1)
Agree 0 (0) 17 (1) 83 (5)
D3. Body will fight off HIV in the future Disagree 30 (3) 20 (2) 50 (5) rs ¼ 0.25,
p ¼ 0.009*
Neither 43 (6) 14 (2) 43 (6)
Agree 13 (11) 14 (12) 73 (61)
Perceived severity
C1. Many diseases more severe than HIV Disagree 14 (3) 9 (2) 77 (17) rs ¼ 0.15
p ¼ 0.11
Neither 13 (1) 0 (0) 88 (7)
Agree 21 (16) 18 (14) 62 (48)
C2. HIV is not as bad as people say Disagree 15 (8) 19 (10) 67 (36) rs ¼ 0.05
p ¼ 0.64
Neither 11 (1) 11 (1) 78 (7)
Agree 24 (11) 11 (5) 64 (29)
C3. HIV is a terrible disease Disagree 17 (6) 25 (9) 58 (21) rs ¼ 0.09
p ¼ 0.35
Neither 29 (2) 0 (0) 71 (5)
Agree 18 (12) 11 (7) 71 (46)
C4. Little hope for people with HIV Disagree 20 (18) 16 (14) 64 (56) rs ¼ 0.13
p ¼ 0.18
Neither 0 (0) 0 (0) 100 (3)
Agree 12 (2) 12 (2) 76 (13)
a
Spearman’s rank correlation coefficient and test; *statistically significant test.
However, the fact that 19% of the women in the the theories of reasoned action and planned behav-
survey were recently non-adherent is a worrying finding iour.5,43 Fishbein argues that this framework can be
as this action not only compromises their own health used to explain all types of behaviours and includes
but also that of the child. Moreover, as this was a cross- the constructs of intentions, environmental constraints
sectional survey, this proportion may not truly reflect and skills/abilities. This model includes the construct of
adherence behaviour, as adherence levels could have environmental constraints which is one of the deficien-
fluctuated with the possibility that many more women cies of the HBM. The construct of self-efficacy which
were non-adherent at other times in the pregnancy, imply- originates from Bandura’s Social Cognitive theory is
ing that levels of non-adherence may be underestimated described as a key component for both initiating and
and could be much higher in this group. Longitudinal maintaining behaviour change, as it measures the abil-
studies are warranted to determine the magnitude of ity to successfully achieve an outcome.44,45 Self-efficacy
these issues, followed by appropriate interventions. (not measured in this study) was not originally a con-
The HBM was selected as the theoretical framework struct of the four original HBM components, but was
in this study to gain an understanding of and predict later added on to the model.9,22 It is also a component
adherence to ART medication among pregnant women. of other health behaviour models, such as the IM dis-
However, these HBM constructs as operationalised by cussed above. Several studies have identified a relation-
the ADQ did not seem to provide much insight into ship between self-efficacy and adherence, whereby
ART adherence, although overall the women indicated higher self-efficacy predicted better adherence.46–48 As
positive endorsement of treatment and adherence. such, the role that this construct plays in the adherence
Although the HBM has been used in other populations behaviour of this population warrants some attention.
and settings, this study is the first of its kind among While the Caribbean literature to date has identified
HIV-positive pregnant women. Only one item from the environmental and skills factors (mental health, forget-
perceived susceptibility construct, D3 ‘Body will fight ting, medication side effects, lack of self-efficacy and
off HIV in the future’ was significantly associated with food insecurity) adversely impacting adherence, the
adherence. However, due to the number of statistical use of appropriate interventions guided by randomised
tests performed on the data, this association might be control trials (RCTs) have not been undertaken.
attributed to chance. Evidence from RCTs and observational studies, pri-
The HBM has had mixed reviews in terms of pre- marily conducted in resource-limited settings in
dicting treatment adherence. Barclay et al.14 examined Africa, provide support for simple or low-cost interven-
the use of the HBM to predict adherence among 185 tions such as use of mobile phone short messaging
HIV-positive adults with the HBM components of the system, reminder phone calls, counselling and educa-
ADQ. Their findings indicated that perceived suscepti- tion, and peer treatment supporters.49–54 The use of
bility and perceived severity were unrelated to adher- theory to inform this type of research can only
ence in adults over 50 years. However, perceived strengthen the work already documented via the epi-
benefits predicted poor adherence within the younger demiological approach to yield additional benefits in
cohort. Another study by Turner et al.15 on predictors understanding health behaviour, given the unique cul-
of adherence among 89 veterans with multiple sclerosis tural, socio-economic, and health system factors con-
using four HBM constructs found that only perceived fronting the Caribbean region.
benefits predicted adherence. Gao et al.’s10 study on Further research work is needed to validate screen-
health beliefs, disease severity, and adherence among ing tools for adherence and mental health issues, par-
72 HIV-positive participants found two constructs (per- ticularly depression, given what has been highlighted in
ceived susceptibility, perceived barriers) significantly this study and other Caribbean literature.
related to ART adherence.
One of the criticisms of the HBM is that there is no
Strengths and limitations
standard tool to measure the constructs, and all of the
studies highlighted in the discussion section used differ- One of the strengths of this study is that this was
ent measures of analysis. Blackwell16 and Munro the first time the constructs of the HBM were used to
et al.22 contend that the HBM is not a reliable tool examine ART adherence in a pregnant HIV-positive
for predicting adherence as it produces inconsistent population in Guyana, as well as a low-middle
results when used in risk-reduction behaviours ‘linked income country.
to more socially determined or unconscious behaviours As this was a cross-sectional study, the associations
(Blackwell,16 p.165). identified among the variables can only be considered
Another model worth considering in understanding correlations and may not be causal. The small number
the women’s adherence is Fishbein’s integrative model of responses (<10) for some questions of the ADQ may
(IM) for behavioural prediction, an updated model for have limited the ability to detect possible associations
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