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CHAPTER 16

BEHAVIOR AND DEVELOPMENT AS A FUNCTION


OP THE TOTAL SITUATION
KURT LEWIN

If one wishes to use the facts concerning ever, that the effect of a given stimulus
development, personality, social relations, depends upon the stimulus constellation
cognition, and motivation which are dis- and upon the state of the particular per-
cussed in the various chapters of this book son at that time. The perceived form, size,
for the purpose of understanding, guiding, and color of a visual object corresponding
or predicting the behavior of the child, to the same retinal stimulus vary widely
these data will have to be linked in such a according to the visual background and
way that they become applicable to a par- the nature of the rest of the visual field
ticular child at a particular time. This (Gelb, 1938). The toys and other objects
chapter discusses procedures and concepts in a room may lead to very different reac-
which have been found to be instrumental tions of the year-old child when the mother
for this purpose. Some of the relevant is present and when she is not (MacDon-
methodological questions are considered ald, 1940). In general terms, behavior (B)
and certain problems of cognition, moti- is a function (F) of the person (P) and of
vation, and development are treated as ex- his environment (E), B = F(P,E). This
amples. Frequently, reference is made to statement is correct for emotional outbreaks
data which are discussed in more detail in as well as for "purposive" directed activ-
other chapters; but no attempt to achieve ities; for dreaming, wishing, and thinking,
completeness could be made within the as well as for talking and acting.
limitations of this chapter.
PERSON AND PSYCHOLOGICAL ENVIRONMENT
ANALYSIS, CONCEPTS, AND THEORY In this formula for behavior, the state
IN CHILD PSYCHOLOGY of the person (P) and that of his envi-
ronment (E) are not independent of each
The Psychological Field other. How a child sees a given physical
STIMULUS AND SITUATION: THE BASIC FOR- setting—for instance, whether the frozen
MULA FOR BEHAVIOR pond looks dangerous to him or not—de-
Scientific procedure is analytical in that pends upon the developmental state and
it tries to determine or to "isolate" the ef- the character of that child (Murray, 1938)
fect of the various factors. It studies, for and upon his ideology (Mead, 1928). The
instance, the effect on the child of different worlds in which the newborn, the one-year-
intensities of light) of different degrees of old child, and the ten-year-old child live
hunger (Irwin, 1930; Pratt, 1933), of fail- are different even in identical physical or
ure or praise. It is widely agreed, how- social surroundings. This holds also for the
792 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

same child when it is hungry or satiated, tors. We call the totality of these factors
full of energy or fatigued. In other words, the life space (LSp) of that individual, and
E = F(P). The reverse is also true: The write B = F(P,E)=F(LSp). The life
state of the person depends upon his envi- space, therefore, includes both the person
ronment, P = F(E). The state of the per- and his psychological environment. The
son after encouragement is different from task of explaining behavior then becomes
that after discouragement (Fajans, 1933), identical with (1) finding a scientific rep-
that in an area of sympathy or security resentation of the life space (LSp) and (2)
from that in an area of tension (Murphy, determining the function (F) which links
1937), that in a democratic group atmos- the behavior to the life space. This func-
phere from that in an autocratic atmos- tion F is what one usually calls a law.
phere (Lewin, Lippitt, and White, 1939).
The momentary intellectual ability of a GENERAL CHARACTERISTICS OP A PSYCHO-
child as measured by an intelligence test LOGICAL FIELD
(MA) is different in an atmosphere of The novelist who tells the story behind
good rapport with the examiner from what the behavior and development of an indi-
it is in one of poor rapport. In regard to vidual gives us detailed data about his
the effect of the environment upon devel- parents, his siblings, his character, his in-
opment there is a consensus that environ- telligence, his occupation, his friends, his
ment may change intelligence, although status. He gives us these data in their
opinion differs in regard to how much in- specific interrelation, that is, as part of a
telligence can be changed by environment total situation. Psychology has to fulfill
(terman, 1919; Welhnan, 1932-1933; the same task with scientific instead of
Stoddard and Wellman, 1934; Burks, 1940; poetic means. The method should be ana-
Goodenough, 1940). Certainly the ideol- lytical in that the different factors which
ogy, values, and attitudes of the growing influence behavior have to be specifically
individual depend greatly upon the culture distinguished. In science, these data have
in which he is reared (Mead, 1937; L. K. also to be represented in their particular
Frank, 1938) and upon his belonging to a setting within the specific situation. A to-
privileged or underprivileged group (Dol- tality of coexisting facts which are con-
lard, 1937; Lewin, 1940&). ceived of as mutually interdependent is
called a field (Einstein, 1933). Psychology
In summary, one can say that behavior has to view the life space, including the
and development1 depend upon the state person and his environment, as one field.
of the person and his environment, B = What means are most appropriate for
F(P, E). In this equation the person P analyzing and representing scientifically a
and his environment E have to be viewed psychological field have to be judged on the
as variables which are mutually dependent basis of their fruitfulness for explaining
upon each other. In other words, to un- behavior. In this respect, the following
derstand or to predict behavior, the person general points should be remembered:
and his environment have to be considered (1) A prerequisite for properly guiding
as one constellation of interdependent fac- a child or for the theoretical understanding
i The possibility of treating the factors deter- of his behavior is the distinction between
mining derelopment formally in the same way that situation which the teacher, the par-
as the factors determining behavior simplifies ents, or the experimenter sees and that sit-
psychological theory considerably. I owe this
idea to Donald K. Adams. uation which exists for the child as his life
THEORIES AND CONSTRUCTS: LAW AND THE INDIVIDUAL CASE 793

space. Objectivity in psychology demands ing what the "essence behind" this field is. 1
representing the field correctly as it exists Such a mathematical representation of the
for the individual in question at that par- psychological field and the equations ex-
ticular time. For this field the child's pressing the psychological laws are all that
friendships, conscious and "unconscious" have to be known for predicting behavior.
goals, dreams, ideals, and fears are at least
as essential as any physical setting. Since Theories and Constructs: Law
this field is different for every age and for and the Individual Case
every individual, the situation as charac-
terized by physics or sociology, which is T H E O R I E S ARE UNAVOIDABLE

the same for everybody, cannot be substi- Without theories it is impossible in psy-
tuted for it. It is important, however, to chology, as in any other science, to proceed
know the physical and social conditions be- beyond the mere collection and description
cause they limit, the variety of possible Me of facts which have no predictive value.
spaces—probably as boundary conditions It is impossible to handle problems of con-
(Lewin, 1936a) of the psychological field. ditions or effects without characterizing
(2) The social aspect of the psychologi- the dynamic properties behind the surface
cal situation is at least as important as the of the directly observable phenotypical
physical. This holds even for the very properties.
young child. The terms need, association, conditioned
(3) To characterize properly the psy- re Hex, excitatory tendency, gestalt, libido,
chological field, one has to take into ac- and super-ego are examples of theoretical
count such specific items as particular constructs with which various psychologi-
goals, stimuli, needs, social relations, as cal schools have attempted to characterize
well as such more general characteristics certain underlying dynamical or genotypi-
of the field as the atmosphere (for in- cal facts. It is important to distinguish
stance, the friendly, tense, or hostile at- those facts which are essential for predic-
mosphere) or the amount of freedom. tion and explanation from their various
These characteristics of the field as a whole symptoms. For instance, an emotional
are as important in psychology as, for in- state such as anger can lead to a variety
stance, the field of gravity for the expla- of very different symptoms (noisiness, as
nation of events in classical physics. Psy- well as extreme politeness [Dembo, 1931]);
chological atmospheres are empirical reali- tension can lead to aggressiveness as well
ties and are scientifically describable facts
as apathy (Lewin, Lippitt, and White,
(Lewin, Lippitt, and White, 1939).
1939). The same personality may mani-
(4) The concept of the psychological fest itself in practically opposite actions.
field as a determinant of behavior implies In other words, a given state of a person
that everything which affects behavior at corresponds to a variety of behavior and
a given time should be represented in the can, therefore, be inferred only from a
field existing at that time, and that only combined determination of overt behavior
those facts can affect behavior which are
and the situation. This is only another
part of the present field (Lewin, 1936a).
way of saying that behavior (B) is deter-
(5) To avoid unnecessary assumptions,
one can represent the psychological field i What here is called life tpaoe is more or leu
identical with or closely related to the concept
scientifically by the interrelation of its of brain field (K5hler, 1920) or regnaney (Mur-
parts in mathematical terms without ask- ray, 1938).
794 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

mined by the person and the environment cording to Karsten (1928) (see p. 825),
[JB = F(P,E)] and not by the person or with the degree to which the activity is
the environment alone. psychologically central (as against periph-
Psychology has never avoided, nor can eral). This proposition has the nature of
it avoid, theory (Reichenbach, 1928; Hull, a general law. If correct, it would explain
1930; Tolman, 1935; J. F. Brown, 1936; why both agreeable and disagreeable ac-
Lewin, 1938), but it can try to eliminate tivities are more quickly satiated than rel-
those speculative theories which are fre- atively neutral ones, and why fashions in
quently introduced without clear intent or women's clothes change faster than in
in a hidden way, and try instead to make men's clothes. By means of this law one
use of openly stated empirical theories. can account for variations in the speed of
The main desiderata for an efficient em- satiation exhibited by the same person in
pirical theory are: (1) constructs which different states. Certain activities, for ex-
(a) are linked to observable facts (symp- ample, are more central during menstruum
toms) by a so-called operational definition than during intermenstruum and,* in ac-
or by a number of operational definitions cordance with the general law, these activ-
corresponding to the possibilities of obser- ities are satiated more quickly during men-
vation under different circumstances; and struum. When applied to age differences
constructs which (b) have clearly defined the law would explain why the velocity of
conceptual properties. These properties satiation of certain activities is slower in
are coordinated to certain mathematical older than in younger children. Finally, it
(logical.) concepts. Such a coordination is would explain why certain types of prob-
a prerequisite for logically strict derivations lem children who are oversensitive reach
(Hull, 1930; J. F. Brown, 1936; Lewin, the satiation point more quickly than the
1938). (2) The laws (that is, the relation average child of that age.
between behavior, on the one hand, and the This example may show that problems
field characterized by certain constructs, of individual differences, of age levels, of
on the other, or between various factors personality, of specific situations, and of
determining the field) should be verified by general laws are closely interwoven. A
experiment. A law should be accepted as law is expressed in an equation which re-
valid only if it is not contradicted by data lates certain variables. Individual differ-
in any branch of psychology. In this sense, ences have to be conceived of as various
a law should always be general. specific values which these variables have
in a particular case. In other words, gen-
GENERAL LAWS AND INDIVIDUAL DIFFER- eral laws and individual differences are
ENCES merely two aspects of one problem; they
The problems of general laws and of in- are mutually dependent on each other and
dividual differences frequently appear to the study of the one cannot proceed with-
be unrelated questions which follow some- out the study of the other. This implies
what opposite lines. Any prediction, how- that the data about the various age levels
ever, presupposes a consideration of both provided by child psychology have practi-
types of questions. cal value for the understanding and guiding
To give just one example of the linkage of individual children only if these data are
between the study of general laws and of linked with the concrete situation which is
individual differences: The velocity with dominating the behavior of a given child
which an activity is satiated increases, ac- at a given time.
MICROSCOPIC AND MACROSCOPIC UNITS IN PSYCHOLOGY 795

LINKING THE VARIOUS PARTS OF 1938a), of a word in a sentence (3. F.


PSYCHOLOGY Brown, 193&-1937; 19386); it involves the
This example concerning psychological study of the importance of the sentence in
satiation illustrates also that laws should, the text of the paragraph (Johnson and
and usually can, be applied to all parts of Knott, 1937); the relation of this verbal
psychology. One of the main functions of expression to the immediate social situa-
theories and constructs is to bind together tion—speaking alone or to a small or large
all the various fields of psychology which audience (Porter, 1939; Barber, 1939); the
otherwise would tend to fall apart into a effect of the family's classification of the
number of unconnected disciplines. Child child as a stutterer (Gray, 1940); the in-
psychology, which necessarily has to deal dividual's position in his family—for in-
with such apparently divergent questions stance, his position in the rank order of
as nutrition, growth, emotions, perceptions, siblings (Rotter, 1939); his position within
culture, personalities, social relations, ac- the population at large (Travis, Johnson,
tions, and thought (L. K. Frank, 1938), and Shover, 1937); and the general atmos-
demands the synthetic ties offered by the- phere of his life space. In other words, it
ories and constructs probably more than is necessary to investigate units of action
any other branch of psychology and is a of widely different sizes and situations of
particularly good testing ground for their widely different scope, such as the "im-
validity. mediate situation" and the "situation at
large."
Microscopic and Macroscopic Units Dealing with units of different sizes is
in Psychology common in every science. Physics, for in-
stance, deals with the ion, the atom, the
A problem where prejudices have greatly molecule, and the so-called macroscopic
hampered progress of research is the treat- physical objects up to units of the size of
ment of units of different sizes. In child the stars. Each size of unit has to be ap-
psychology we want to know the develop- proached technically in a somewhat differ-
ment of, and conditions for, the move- ent way and has some characteristics of its
ment of the various fingers in the action own. However, there is no logical reason
of grasping (Halverson, 1931) or the move- to call one type of unit—for instance, the
ment of the tongue (Gesell et d., 1940), as smaller one—more real than the other.
well as the effect of the home background
upon the school work of a child, or the ef- In psychology, too, it is possible to ob-
fect of his childhood relations with his par- tain objective and reliable observations in
ents on his behavior as an adult. Child regard to units of any size if one uses
psychology is concerned with questions re- methods fitted to the various types (Ron-
garding time units of a fraction of a sec- ald Iippitt, 1940; Barker, Dembo, and
ond ("reaction of the eyelid, eye move- Lewin, 1941). The attempt to determine
ments in the act of reading") and with reliably large macroscopic units by observ-
time units of many years (problems of ing microscopic units, however, id bound to
life history, Dollard, 1935; Allport, 1937; fail (Thomas, 1932) in psychology as in
Btihler, 1939). other sciences. I t is technically impossi-
For instance, the investigation of stut- ble to describe the movement of the sun by
tering involves the study of the position of describing the movement of every ion cow-
a sound or syllable in a word (S. F. Brown, tained in it.
796 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

Lajvs usually are concerned with the re- (3) Potency refers to the weight which
lations between various parts of a situation a certain area of the life space has for a
and are independent of the absolute size to child relative to other areas. This con-
a high degree. Without this dependence of cept is particularly valuable in case of
laws upon structure rather than upon size, "overlapping situations," that is, when the
experimentation would be infinitely more belongingness to two groups or the involve-
difficult. ment in two or more activities at the same
time is pertinent.
Constructs Basic for Representing
the Psychological Field THE BEHAVIOR IN A GIVEN
PSYCHOLOGICAL FIELD
It seems to be possible to represent the
essential properties of the life space with Cognitive Structure of the Life Space
the help of relatively few (perhaps a dozen) T H E LITE SPACE AS A WHOLE DURING DE-
related constructs. To some degree it is a VELOPMENT
matter of convenience which of a group of
Differentiation of the Various Dimen-
interrelated constructs are to be considered
sions of the Life Space. An outstanding
the basic ones (Reichenbach, 1928). For
characteristic of the change of the life
the purpose of this representation we shall
space during development is an increasing
use mainly the following constructs: psy-
differentiation. The importance of this
chological force, psychological position, and
factor has been shown in regard to the de-
potency of a situation.
velopment of language (Gesell and Thomp-
(1) The concept of force in psychology
refers to phenomena which have been called son, 1934), knowledge (Tolman, 1932), so-
drive, excitatory tendency, or by any other cial interrelations (Murphy, 1937), emo-
name expressing "tendency to act in a cer- tions (Jersild, 1936), and actions (Fajans,
tain direction." The term force intends to 1933).
express this directed element, attributing The life space of the newborn child may
to it, in addition, a magnitude (strength be described as a field which has relatively
of force) and a point of application, with- few and only vaguely distinguishable areas
out assuming any additional implications (Koffka, 1928). The situation probably
(Lewin, 1938). corresponds to a general state of greater or
(2) The position of the person within less comfort. No definite objects or per-
the total psychological field and the posi- sons seem to be distinguished. No area
tion of the other parts of the field in re- called "my own body" exists. Future
lation to one another are of prime impor- events or expectations do not exist; the
tance. This holds for the relative position child is ruled by the situation immediately
of various areas of activities the child at hand.
might enter, the relative position of social Some of the first areas which get a defi-
groups to which the child belongs, or would nite character seem to be connected with
like to belong, and of areas of security and food and elimination. As early as three to
insecurity. Although it is not possible to- six days the child reacts to being prepared
day to measure psychological distance or for nursing (Marquis, 1931). A similar
direction quantitatively, it is possible to increase in size and differentiation of the
treat some problems of position by means life space occurs in other respects. The
of the qualitative geometry called topology. child studies his own body (Biihler, 1939)
COGNITIVE STRUCTURE OF THE LIFE SPACE 797

and his immediate physical surroundings. agination are less clearly distinguished than
Within the first few months, certain social in an older child (Piaget, 1932; Sliosberg,
relations develop. 1934; L. K. Frank, 1935). This is partly
The increase of the life space in regard due to the fact that the younger child has
to the psychological time dimension con- not yet developed that degree of differen-
tinues into adulthood. Plans extend far- tiation of the life space into levels of real-
ther into the future, and activities of in- ity and irreality which is characteristic of
creasingly longer duration are organized as the adult.
one unit. For instance, between two and The speed with which the life space in-
six years of age the duration of play units creases in scope and degree of differentia-
increases (Barker, Dembo, and Lewin, tion during development varies greatly. A
1941). close relation seems to exist between intel-
The differentiation of the life space also ligence or, more specifically, between men-
increases in the dimension of reality-irreal- tal age and the degree of differentiation of
ity. The different degrees of irreality cor- the person and the psychological environ-
respond to different degrees of fantasy. ment (Lewin, 1935; Kounin, 1939). If
They include both the positive wishes and this is correct, differences in IQ should be
the fears. Dynamically, the level of ir- considered as different rates of increasing
reality corresponds to a more fluid medium differentiation of the life space. Similar
(J. F. Brown, 1933; Erikson, 1940) and is considerations apply to motor develop-
more closely related to the central layers ment (McGraw, 1935) and to social de-
of the person. This fact is particularly velopment.
important for the psychology of dreams The growth of the life space has a differ-
(Freud, 1916; T. French, 1939). Play can ent rate at different times. Such differences
be understood as an action on the level of are particularly important for the so-called
reality closely related to the irreal level developmental crises, as in adolescence
(Sliosberg, 1934). The play technique (Dimock, 1937; Lewin, 1939).
(Homburger, 1937), in the study of per- Figure la and b represents schemati-
sonality, makes use of the fact that the ir- cally the scope and degree of differentia-
real level is closely related to the central tion of the life space as a whole at two
layers of the person. developmental stages. The differentiation
The level of irreality in the psychological concerns the psychological environment as
future corresponds to the wishes or fears well as the person. The increasing differ-
for the future; the level of reality, to what entiation of needs, for instance, can be rep-
is expected. The discrepancy between the resented as an increase in the differentia-
structure of the life space on the levels of tion of certain intrapersonal regions. The
irreality and of reality is important for main differences between these develop-
planning and for the productivity of the mental stages are: (1) an increase in the
child (Barker, Dembo, and Lewin, 1941). scope of the life space in regard to (a)
Hope corresponds to a sufficient similarity what is part of the psychological present;
between reality and irreality somewhere in (6) the time perspective in the direction
the psychological future; guilt to a certain of the psychological past and the psycho-
discrepancy between reality and irreality logical future; (c) the reality-irreality di-
in the psychological past. In the young mension; (2) an increasing differentiation
child, truth and lying, perception and im- of every level of the life space into a mul-
798 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

titude of social relations and areas of ac- tance for behavior and development of the
tivities; (3) an increasing organization; normal and abnormal child (Lewin, 1936a).
(4) a change in the general fluidity or Regression. A change of the life space
rigidity of the life space. as a whole in the direction opposite to
Not all the areas of this life space are that characteristic of development may be
accessible to the child. He sees older chil- called regression. Regression may include

ps.past ps. future


ps. present
a

more dist. more dist.


near
ps. past ps. Mure
ps. present
FIGXJBE 1. The life space at two developmental stages.
Figure l a represents the life space of a younger child. Figure 16 represents the higher degree
of differentiation of the life space of the older child in regard to the present situation, the reality-
irreality dimension, and the time perspective. C, child; R, level of reality; I, level of irreality ;
Pa Paat, psychological past; Pa Preaent, psychological present; Pa Future, psychological future.

dren engaged in certain activities, which he a decrease in time perspective, dedifferen-


would like to do himself, but into which he tiation or disorganization, leading to be-
finds he cannot enter because he is not havior more or less typical for children on
strong or clever enough. Additional limi- a younger age level.
tations of his space of free movements are Regression may be either permanent or
established by the prohibitions of the adult temporary. It is a common phenomenon
or by other social taboos. and may be due, for instance, to sickness
The relation between accessible and in- (Jersild, 1936), frustration (Barker, Dembo,
accessible regions in the life space, the size and Lewin, 1941), insecurity (Murphy,
of the space of free movement, and the 1937), or emotional tension (Dembo, 1931;
precision of boundary between accessible Jersild, 1936). Regression, in the sense of
and inaccessible areas are of great impor- a narrowing-down of the psychologically
COGNITIVE STRUCTURE OF THE LIFE SPACE 790

present area, may result from emotional T H E POSITION OF THE PERSON. BEING I N -
tension, for instance, if the child is too SIDE AND OUTSIDE A REGION
eager to overcome an obstacle (Kohler, Position, Neighboringness, and Locomo-
1925). tion. The determination of the position of
Regression may occur not only as a re- the person within the life space is the first
sult of such frustration in the immediate prerequisite for understanding behavior.
situation but also as the result of a back- His social position within or outside of

6.00

soo

</> 4 00

3 00

200

Z 1.00

I Z .3 4 .5 .6 .7 JB .» 10
POTENCY OF BACKGROUND OF FRUSTRATION
FIGXTRB 2.- Decrease in constructivenesB with a background of various degrees of frustration.
(From "Studies in Topoloffical and Vector Psychology: II. Frustration and Regression."
by R. Barker, T. Dembo, and K. Lewin. University of Ioioa Studies in Child Welfare, 1941,
18, 166. By permission of the publisher.)

ground of frustration. Barker, Dembo, and various groups should be known; his posi-
Lewin (1941) have shown that the con- tion in regard to various activities, in re-
structiveness of play of a five-and-one- gard to his goal regions, and in regard to
half-year-old child may regress to the level physical areas should be determined. This
of a three-and-one-half-year-old child as a is fundamental because the region in which
result of a background of frustration. This the person is located determines (1) the
is due to the fact that constructiveness of quality of his immediate surroundings, (2)
play is closely related to time perspective, what kinds of regions are adjacent to the
the degree of differentiation within an or- present region—that is, what possibilities
ganized unit of play, and the functional the individual has for his next step—and
relation between irreality and reality. The (3) what step has the meaning of an ac-
amount of regression increases with the tion toward his goal and what step corre-
potency of the background of frustration sponds to an action away from his goal.
(Figure 2). Most behavior can be conceived of as a
800 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

change of position—in other words, as a starting conversations about noneating top-


locomotion of the person. (The other ics). On the other hand, the adult fre-
cases of behavior are changes of struc- quently uses one of two methods of coer-
ture.) In turn, every behavior changes cion. He may lower the potency of the
the situation. We shall mention only a eating-situation (see later), and thus the
few examples of the effect of the region in resistance of the child, by "distracting his
which the person is located. attention" from the eating (that is, by
"Adaptation" to a Situation. A com- making the child enter a psychologically
mon phenomenon is what is usually called different region) and then slip in the food.
adaptation in the sense of "getting tuned Or he may heighten the potency of the
to the present atmosphere." H. Anderson eating-situation and of his own pressure,
(1939) found that children of preschool and in this way induce the child to eat.
age reacted to an aggressive approach with In the latter case he frequently uses the
aggression, to a friendly approach in a "step-by-step method": having the child
friendly manner. Ronald Lippitt's (1940) sit at the table, then putting the food on
study on democratic and autocratic atmos- the spoon, and so on.
pheres found similar adaptation of the chil- J. D. Frank (1944) has found, in an ex-
dren to the cultural atmosphere produced periment with college students, that the
by the leader. J. R. P. French, Jr. (1944) step-by-step method is more efficient in
found adaptation to group atmospheres in coercing the person to eat than the at-
experiments with college freshmen. There tempt to make him go the whole way at
are many indications from case studies that one step. The effectiveness of the step-
the tenseness of the mother easily affects by-step method seems to be based on the
the emotional state of the young child. gradual acceptance of the situation in
There are indications that this occurs even which the person finds himself so that he
during the first few months of life. It is resists less the making of the next step. A
a common observation that children who similar method is frequently used in do-
are learning bladder control may resume mestic and international politics. People
bed-wetting if exposed to the sound of run- who are ready to fight against being
ning water. pushed into a situation may accept the
The adaptation to the present region is fait accompli.
frequently employed to make a child do Group Belongingness. Most social goals
something "against his will." A child of a can be characterized as a wish to belong
few weeks may be induced to drink at the or not to belong to a certain group. This
breast when he does not like to by keeping group may be a group of friends, an ath-
his head pressed to the breast in the posi- letic organization, or a favorite subgroup
tion of feeding. Waring, Dwyer, and Jun- within a larger group. It may be a group
kin (1939) describe how the child and the of only two persons, as with the friendship
adult both commonly use this technique between mother and child. Belonging or
for their own purposes when they differ not belonging to the group is equivalent
about the desirability of eating a certain to having a position inside or outside this
food. The child tries to avoid the pressure group. This position determines the rights
of the adult by leaving the eating-situa- and duties of the individual and is decisive
tion (for instance, by going to the toilet) for the ideology of the individual.
or by making the adult leave the eating- The feeling of belonging to certain
situation psychologically (for instance, by groups is a crucial factor for the feeling
COGNITIVE STRUCTURE OF THE LIFE SPACE 801

of security in children of minorities (Dol- feeling of group belongingness (as ex-


lard, 1937; Lewin, 19406). MacDonald pressed, for instance, by the use of the
(1940) found that the security of the child term "we" instead of "I") is stronger in
is greatly increased by the presence of the democratic than in autocratic clubs. In
mother. The tendency to enter a certain the autocratic atmosphere the larger group
group and to keep certain children in and is actually composed of a number of sub-

FIGUBE 3. Subgrouping and potency of the group as a whole in (a) an autocratic and (b)
a democratic setting. (Derived from "Studies in Topological and Vector Psychology: I. An
Experimental Study of the Effect of Democratic and Authoritarian Group Atmospheres," by
Ronald Lippitt. University of Iowa Studies in Child Welfare, 1940, 16, 133-135. By permis-
sion of the publisher.)
In the autocratic situation two distinct social strata exist, a higher one containing the leader (L)
and a lower containing the children (C). (The social distance between these strata is indicated
by the heavy black circle.) In democracy the status differences are less marked (dotted line).
In the autocratic setting distinct subgroups of two exist containing one child and the leader.
Therefore, if the leader is taken away, no strong bond between the members remains. In democ-
racy the subgrouping is varying and less rigid. The potency of the group as a whole (OrP) is
higher there than in the autocratic setting where the potency of the individual goal (IP) and of
the subgroup {8uP) is relatively higher.

other children out of that group plays a groups containing the leader and one child
great role in the behavior of the nursery each, whereas in the democratic group the
school child (Murphy, 1937; Rosemary group as a whole has a greater potency
Lippitt, 1940). This tendency is impor- (Figure 3a and b). This is one of the rea-
tant for the children's gang (Shaw, 1933). sons why children in these autocracies are
Juveniles in the reformatory who have not more likely to be aggressive against their
fully accepted their belonging to the crimi- fellows although submissive to the leader.
nals have a tendency to name as their best M. E. Wright (1940) found that friendship
friends persons outside the reformatory between two children increases in certain
(Kephart, 1937). situations of frustration partly because
Ronald Lippitt (1940) found that the these situations favor a group structure in
802 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

which the children see themselves opposed in pattern without increase or decrease of
to the adult. differentiation.
Bavelas (1942a) found that the degree Detour. Insight. Restructuring of cer-
of cooperation between children in a day tain areas of the life space can be readily
camp increased after their adult leaders
were retrained from autocratic to demo-
cratic leadership techniques.
Moreno (1934) has developed a tech-
nique which permits an easy determination
of group structure and group belongingness
under certain circumstances. Other tech-
niques have been developed, for instance,
by Bogardus (1933) and by Ronald Lip-
pitt (1940).
The difference between being inside and
outside a region is basic not only for social
groups but for all goal-seeking activities,
and for the problem of frustration. Seek-
ing a certain goal is equivalent to a tend-
ency to enter a region outside of which one
is located. We shall take up this question
when discussing psychological forces.

CHANGE IN COGNITIVE ' STRUCTURE


The structure of the life space is the
positional relations of its parts. Struc-
ture may be expressed by the topology
of the life space. Locomotion of the per-
son, that is, the change of his position
from one region to another region, can be
viewed as one type of change in structure.
Other examples are those changes which
occur during "insight" or learning. The
infinite variety of changes in structure may
be classified roughly into (1) an increase
in differentiation of a region, that is, an
increase in the number of subregions; (2)
a combination of separated regions into one FIGURE 4. A simple detour problem as seen
differentiated region; (3) a decrease in dif- by the young child.
ferentiation, that is, a decrease in the num- observed in the solution of detour problems.
ber of subregions within a region; (4) a The basic questions can be illustrated by
breaking-up of a whole, that is, previously a simple example: A goal G (Figure 4)
connected subparts of a region are sepa- lies behind a U-shaped physical barrier B.
rated into relatively independent regions; The child C, of a mental age of one year
and (5) a restructuring, that is, a change (this may be a chronologically young child,
COGNITIVE" STRUCTURE OF THE LIFE SPACE

of aft older feeble-minded child) is likely force fAfO acting on the child in the di-
to try to reach the goal by an action to- rection from A toward G.)
ward the barrier along the path wAt G> A We can understand the difference in dif-
child of five years, under the same circum- ficulties if we consider what "direction to-
stances, will have no difficulty. It will ward G" means for both children. For the
young child the direction from A to G,
dAi a, is equal to the direction toward the
barrier B, (dAi a = dA> s). A movement
from A to D along the path V>A,D would
have, for this child, the meaning of going
away from G. In other words, the direc-
tion toward D, dAD, is opposite to the
direction toward G, dAO {dAtD — dA~^).
For the older child (Figure 5) the direc-
tion toward D, dAD, has not the charac-
ter of being opposite to the direction but
of being equal to the direction to G
(^A,D ~ d>A,a)> because the step from A
to D is seen by this child as a part of the
roundabout route w'A> a toward G. The
difference in the meaning of the direction
dA> a toward G is due mainly to two facts:
(1) For the younger child the immedi-
ate situation is less extended than for the
older one (this is but one result of the fact
that the life space of the younger child is
smaller in many aspects than that of the
older child). It includes only the regions
A, B, and G (Figure 4). For the older
child, a wider area is psychologically pres-
ent, including, for instance, the areas D
and F. As an effect of this difference in
scope of the present situation the younger
FIGURE 5. The detour problem represented child sees the areas A and G separated by
in Figure 4 as seen by the older child. the impassable barrier B. For the older
child, regions A and G are connected by
reach the goal by way of a roundabout way of passable regions D and F.
route along the path w'A> o (Figure 5).
What are the difficulties of the younger Directions in the psychological life space
child? Both children have the tendency are defined by certain paths as a whole.
to locomote from their present situation A The older child sees the step from A to D
toward the goal G. (As we shall see later, as a part of the path A, D, F, G toward G.
We can say there exists a psychological The young child sees the step A, D as a
part of the path A, E, that is, away from
i A fuller discussion of the problems of direc- G. The difference in the cognitive struc-
tion and path In pBfthblogj m&y be found In
beitth (IBS*). ture of the situation for the young and
804 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

older child leads, therefore, to a different narrowing-down of the psychologically ex-


meaning of the direction toward G and, isting area. A state of strong emotionality
accordingly, to a different locomotion re- should, therefore, be detrimental to finding
sulting from the same tendencies of both intellectual solutions (see p. 815). A dis-
children to reach G. tance sufficient to permit a survey of the
(2) For the young child, the path vfAi Q larger situation helps in the solution of in-
simply does not exist psychologically. For tellectual problems. Katona (1940) dis-
the older child two paths toward G exist cusses the effect of various settings upon
psychologically, namely, the roundabout the change of the cognitive structure and
route w'At Q and the blocked "direct" path the ability to find new solutions.
wA> Q. The "direct" direction toward G
can be interpreted, in this case, as the di-
rection of looking toward G; the less "di-
rect" direction as that of walking toward
G. For the young child, "direction toward
G" has not yet been differentiated into
these two directions. (This is an example
of the lesser degree of differentiation of the
life space of the younger child.)
A two-year-old child placed in the same
situation may at first have a cognitive
structure corresponding to that of the
younger child (Figure 4). After a few at-
tempts the structure of the situation may
change to that of the older child (Figure
5). These changes frequently occur as a FIGURE 6. Problem solving. A case of
sudden shift. They are an example of what change in cognitive structure.
has been called insight (Kohler, 1925).
The principles of change in cognitive
Insight can always be viewed as a change
structure discussed here are as applicable
in the cognitive structure of the situation.
to social and mathematical problems as to
It frequently includes differentiation and
restructuring in the sense of separating physical problems.
certain regions which have been connected Learning. Orientation. Learning is a
and connecting regions which have been popular term referring to such different
separated. For instance, to use a branch processes as learning to like spinach, learn-
of a tree as a stick (Kohler, 1925) for ing to walk, and learning French vocabu-
reaching a goal behind a fence (Figure 6) laries, that is, problems of changes of goals
it is necessary to see the branch br as a or needs, changes of posture and muscular
relatively separate unit instead of a part coordination, and changes in knowledge.
within the larger unit of the tree TV. In ad- Therefore, no one theory of learning is pos-
dition, it is necessary to connect this branch sible. Problems of change in goals will be
br with the goal G behind the fence. discussed later. Insight is an example of
From the theory of insight in detour learning in the sense of change of cogni-
problems certain conclusions in regard to tive structure. Learning, in this sense,
factors facilitating insight can be derived. usually involves several of those types of
Becoming emotional leads frequently to a structural changes which we have men-
FORCE AND FORCE FIELD 80$

tioned previously, combined with a change that of primitivation or degeneration.


in the degree of organization. These processes are typical of psycholog-
A change in the direction of greater dif- ical satiation and oversatiation.
ferentiation takes place, for instance, when
a child gets oriented in a new surround- Force and Force Field
ing. Being in an unknown surrounding
FORCE AND VALENCE
is equivalent to being in a region which
is unstructured in the double sense that Resultant Force, Locomotion, and Force
neither the quality nor the subparts of the Field. The structure of the life space de-
present region, nor the immediately neigh- termines what locomotions are possible at
boring regions, are determined. Orienta- a given time. What change actually occurs
tion means the structurization of the un- depends on the constellation of psycho-
structured region. In this way, direction logical forces. The construct force charac-
within the life space becomes determined terizes, for a given point of the life space,
(Lewin, 1938). Orientation is a process the direction and strength of the tendency
which, on a smaller scale, shows significant to change. This construct does not imply
parallels to the development of the life any additional assumptions as to the
space of the young child. "cause" of this tendency. The combina-
An unstructured region usually has the tion of a number of forces acting at the
same effect as an impassable obstacle. Be- same point at a given time is called the
ing in unstructured surroundings leads to resultant force. The relation between
uncertainty of behavior because it is not force and behavior can then be summed
clear whether a certain action will lead to up in the following way: Whenever a re-
or away from the goal. It is undeter- sultant force (different from zero) exists,
mined whether the neighboring regions are there is either a locomotion in the direc-
dangerous or friendly. Waring, Dwyer, tion of that force or a change in cognitive
and Junkin (1939) found that children structure equivalent to this locomotion.
during the meals of the first nursery school The reverse also holds; namely, whenever
day were more ready to acquiesce to the a locomotion or change of structure exists,
advice of the adult than later on when resultant forces exist in that direction.1
they felt themselves to be on better-known Psychological forces correspond to a re-
ground for resisting. lation between at least two regions of the
The problem of learning is treated in life space. A simple example is the force
detail in another chapter (Chapter 8). fA> Q acting on a child C in the direction
We shall add, therefore, but one remark toward a goal G (Figure 7). This force
about the relation between repetition and depends upon the state of the child C, par-
learning. Repetition of a certain activity ticularly upon the state of his needs, and
may lead to differentiation of a previously upon the nature of the region G. If the
undifferentiated region of the life space, region G (which may represent an activity,
and to unification of previously separated a social position, an object, or any other
activities. This is frequently the case in possible goal) is attractive to the person,
motor learning. However, if continued
t We are not discussing here the complicated
long enough, repetition may have the op- problems of the alien factors, that is, those phys-
posite effect, namely, a breaking-up of the ical and social factors which may be viewed as
larger units of actions, a dedifferentiation, the boundary conditions of the life space (Lewin,
1936a; 1848; 1944). We keep within the realm
unlearning, and disorganization similar to of psychology.
806 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

it is said to have a positive valence bend his head toward the goal. The older,
(Va(G)>0). more differentiated child is likely to react
Such a valence corresponds to a field of in a more "controlled" way with only a
forces which has the structure of a positive part of the body.
central field (Figure 7). If no other va- Strength of Force and Distance of Va-
lences existed, the person located in any lence. We shall discuss later what factors
region A, B, D, E . . . would always try determine a change of valence. First, let
to move in the direction toward G. In us ask what effect a given valence, or dis-
other words, the valence G corresponds to tribution of valences, has on behavior. The
a force fA> a, fB> a, fDt o, etc. The obser- strength of the force toward or away from
vation of behavior permits not only the a valence depends upon the strength of

FIGURE 7. A positive central field of forces FIGUBE 8. A negative central field of forces
corresponding to a positive valence. corresponding to a negative valence.

determination of conscious goals but also that valence and the psychological distance
of "unconscious goals," as Freud uses the (eA a) between the person and the valence
term.
If the person is repulsed, we speak of a Fajans (1933) found that the persist-
negative valence of G (Va(G)>0), cor- ence of children (ages 1 to 6 years) trying
responding to a negative central field (Fig- to reach a goal from various physical dis-
ure 8), which is composed of forces fAt _ o , tances (8 to 100 cm.) increases with de-
h, -a, 1D, -O> etc-» a w a Y f r o m O. creasing distance. This may mean that,
The effect of forces may be observed with increasing distance, either the force
from earliest infancy: Movements toward decreases or the child sees more quickly
or away from the breast during feeding that the barrier is insurmountable. If the
are noted in the first weeks of life. Look- first factor is dominant, emotional tension
ing toward an object (fixation) is another should decrease with distance (see p. 815).
example of directed action. Later on, there Fajans found this to be true only for the
is grasping. • More elaborate directed ac- infants. For the older children, the sec-
tions presuppose a correspondingly higher ond factor seems to be dominant, probably
differentiation of the life space. In a because these children view the obstacle as
young child a force is more likely to dependent upon the will of the experi-
affect directly every part of the child than menter rather than as physical distance.
it is at a later age. For instance, the child In some experiments with rats, the ve-
of six months reaching out for a toy may locity of running toward a goal was found
move both arms and legs in this direction to increase with decreasing distance (Hull,
(Figure 9). He may open his mouth and 1932). H. F. Wright (1937) found no
AND FORCE FIELD 807

consistent indication of such a speed gra- to having the goal in one's power, to being
dient in experiments where nursery school sure of it. This is probably the reason
children pulled the goal (a marble) toward for the slowing-down in the last section
themselves. This indicates that the rela- before the goal. This also explains the
tion between strength of force and bodily frequent "decrease of interest" after pos-
locomotion is rather complicated in psy- session, illustrated by the following exam-
chology and that physical and psycholog- pie. A nine-month-old child reaches out
ical distance may be related quite differ- for two rattles lying before him. When he
ently under different circumstances. gets one he does not begin to play but is
interested only in the rattle he does not
have.
An example of a decrease of the strength
of a force with the distance from the nega-
tive valence can be found in certain eating-
situations (Lewin, 1938, p. 117). For a
child who dislikes his spinach, the act of
eating might consist of a series of rela-
tively separate steps, such as putting the
hand on the table, taking the spoon, put-
ting food on the spoon, etc. (Figure 10a).
The strength of the force away from eat-
FIGURE 9. Action in the direction of a posi- ing the disagreeable food and, therefore,
tive valence. (From Dynamic Theory of the resistance against making the next step
Personality, by K. Lewin. New York: Mc- increases with the nearness of the step to
Graw-Hill, 1935, 82. By permission of the the actual eating (Re). After the child
publisher.) starts chewing, the structure of the situa-
tion in regard to this bite usually is fun-
As a particular example, the situation damentally changed, as shown in Figure
may be mentioned where the person 10b. Instead of resisting, the child tries
"nearly" reaches a goal. In animals (Hull, to finish the bite. This is an example of
1932), as in children (H. F. Wright, 1937), how the direction and strength of the
a marked slowing-down has been observed forces acting on the person depend upon
at the last section before the goal is the region in which the person is located.
reached. If the force were related simply
The change of the strength of the force
to the physical distance, there should be with the distance to the valence is dif-
no sudden drop in velocity at this point. ferent for positive and for negative va-
Obviously, after the individual is inside lences. The latter usually diminishes much
the goal region, the force fAj G can no faster (see later, Figure 15). The amount
longer have the direction "toward" the of decrease depends also upon the nature
goal region but changes to a force fG> G, of the region which has a positive or nega-
which properly has to be interpreted as a tive valence. It is different, for example,
tendency to resist being forced out of the in case of a dangerous animal which can
goal region (for details see Lewin, 1938). move about, from the amount in case of
Being in the goal region is frequently not an immovable unpleasant object.
equivalent to consumption of, or to bodily The effect of temporal distance on the
contact with, the goal, but it is equivalent strength of the force seems to parallel that
808 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

of physical distance in some respects. The restraining forces, just as the driv-
E. Katz (1938), in experiments with nurs- ing forces, are due to a relation between
ery school children, found that the fre- two regions of the hie space, namely, the
quency of resumption of interrupted tasks nature of the barrier region and the
increases with the nearness of the inter- "ability" of the individual. The same so-
ruption to the completion of the task, but cial or physical obstacle corresponds, there-
that it drops for interruptions very close fore, to different restraining forces for dif-
to the end. Institutionalized adolescents, ferent individuals.

sp fo

FIGTTRE 10. (c) Eating situation in case of disliked food. (6) Change of direction of forces
after the child started real eating. (From "The Conceptual Representation and Measure-
ment of Psychological Forces," by K. Lewin. Contributions to Psychological Theory, 1938, 1,
117. By permission of the Duke University Press, publisher.)
(a) C, child; Re, real eating; h, putting hand on table; sp, taking spoon; fo, putting food on
spoon; Tito, bring spoon halfway to mouth; m, bringing spoon to mouth ; i, taking food into mouth ;
ch, chewing; sw, swallowing. Eating has a negative valence; the force away from eating fc _Re
increases stepwise with the decrease of distance between C and Re.
(b) C, child; Re, real eating; St, struggle with adults; Fr, freedom; fc,Fr, force in the direc-
tion of freedom; fc _s< force away from struggle.

like other prisoners, may attempt to escape Induced Forces, Forces Corresponding
shortly before they are eligible for release." to Own Needs and Impersonal Forces.
Frequently they become rebellious (Far- Forces may correspond to a person's own
ber, 1944). Their emotional tension is needs. For instance, the child may wish to
heightened by the temporal nearness of go to the movie or to eat certain food.
the goal. Many psychological forces acting on a child
do not, however, correspond to his own
TYPE OF FORCES wishes but to the wish of another person,
Driving and Restraining Forces. The for instance, of the mother. These forces
forces toward a positive, or away from a in the life space of the child can be called
negative, valence can be called driving induced forces, and the corresponding posi-
forces. They lead to locomotion. These tive or negative valence "induced valence."
locomotions might be hindered by physical (A force acting on the child in the direc-
or social obstacles. Such barriers corre- tion to the goal G induced by the mother
spond to restraining forces (Lewin, 1938); M may be written iufCi a.)
Restraining forces, as such, do not lead to There are forces which psychologically
locomotion, but they do influence the effect correspond neither to the own wish of the
of driving forces. child nor the wish of another person, but
FORCE AND FORCE FIELD 809

have, for the child, the character of some- ple, between going on a picnic (Gl, Figure
thing "impersonal," a matter-of-fact de- lla) and playing ((?*) with his comrades.
mand. We call them impersonal forces. (Figure 11 and some of the later figures
It is of great importance for the reaction represent situations where the physical di-
of the child and for the atmosphere of the rections and distances are sufficiently im-
situation whether an impersonal request or portant psychologically to be used as
the personal will of another individual is frames of reference for the life space. One
dominant. can speak in these cases of quasi-physical
Point of Application. Forces may act fields.) An example of a child standing
on any part of the life space. Frequently, between two negative valences is a situa-
the point of application is that region "of tion in which punishment (G1) is threat-
the life space which corresponds to the ened if he does not do a certain disagree-
own person. The child may, however, ex- able task (G2, Figure 116). Figure l l a
perience that the "doll wants to go to bed," and b represents the corresponding force
fields. If the child is located at A and the
or that "another child wants a certain
strength of the valences are equal, he will
toy." In these cases the points of appli-
be exposed to forces which are equal in
cation of the forces are regions in the life
strength but opposite in direction. In the
space of a child other than his own per-
first example, the opposing forces fAt ol
son. Such cases are most common and an(
* JA, a2 are directed toward the picnic
play an important part, for instance, in and play. In the second example, the op-
the problems of altruism. posing forces fAt _ o 1 and fAt _a* are di-
CONFLICT SITUATIONS
rected away from the task and the punish-
ment.
Definition of Conflict. A conflict situa-
tion can be defined as a situation where From these force fields certain differ-
forces acting on the person are opposite in ences of behavior can be derived. In the
direction and about equal in strength. In case of two negative valences, there is a
regard to driving forces three cases are resultant force in the direction of 'leaving
possible: The person may be located be- the field" altogether. If the two negative
valences are very great, the child may run
tween two positive valences, between two
away from home, or try to avoid the issue.
negative valences, or a positive and nega-
To be effective, the threat of punishment
tive valence may lie in the same direction.
has to include the creation of a set-up
There may be, also, conflicts between driv-
which prohibits this avoidance (Lewin,
ing and restraining forces. Finally, there 1935), that is, the creation of a prisonlike
may be conflicts between own forces and situation, where barriers B prohibit leav-
various combinations of induced and im- ing the situation in any other way than by
personal forces. The effect and the devel- facing the task T or the punishment P
opment of conflicts vary with these dif- (Figure 12). If there is a choice between
ferent constellations, although all conflicts two positive valences, no force in the di-
have certain properties in common. rection of leaving the field exists. Instead,
Conflicts between Driving Forces. What the child will try to reach both goals if
ia usually called a choice means that a possible.
person is located between two positive or An example of a conflict due to the
negative valences which are mutually ex- presence of a negative and a positive va-
clusive. The child has to choose, for exam- lence is the promise of reward for -doing
810 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

a disagreeable task (Figure 13). Here a The necessity for setting up a barrier
conflict is brought about by the opposition around the reward indicates one of the dif-
of the force / ^ B toward the reward R and ferences between this method of making
the force fAt _ r away from the disagree- the child perform a disagreeable activity
able activity T. The structure of the sit- T and the methods which try to change
uation is similar to that characteristic of a the negative valence of T itself into a posi-

t 1
FIGURE 11. (a) Force field corresponding to two positive valences, (6) Force field corre-
sponding to two negative valences.

detour problem. Indeed, the child fre- tive one. A "change of interest" in T may
quently tries to reach the reward R along be brought about by imbedding the ac-
a roundabout route V)A)CtR without pass- tivity T (for instance, the disliked figur-
ing through the disagreeable activity. The ing) into a different setting (for instance,
reward will be effective only if all other into playing store), so that the meaning,
paths to R are blocked by an impassable and consequently the valence, of T is
barrier B which permits entrance to R changed for the child. Such a method
only by way of T. The barriers in this makes the creation of a barrier unneces-
case, as in the case of the threat of punish- sary and secures spontaneous actions of
ment (Figure 12), are usually social in na- the child toward the previously disliked
ture: The child knows that the adult will activity as a result of the newly created
prevent certain actions by social force. positive central field.
FQRCD AND FORCE FTKT.D Bll

Another example of a conflict between a more slowly with the distance. There
positive and a negative valence can be ob- exists, therefore, an equilibrium between
served in a setting where a child of three the opposing forces at point E where
years is trying to seize a toy swan S from their strengths are equal (JM.M ~ 1M. -W)>
the waves W on the seashore (Figure 14). The children may be observed wavering
Following the forces fOtg, the child will around this point of equilibrium until one
of these forces becomes dominant as a re-
sult of changes of circumstances or of a
decision. In this example the force field
corresponding to the swan is a positive cen-

FIGURE 12. Threat of punishment. (From FIGURE 13. Offer of a reward.


Dynamic Theory of Personality, by K.
Lewin. New York: McGraw-Hill, 1935, 91. tral field; the forces corresponding to the
By permission of the publisher.) waves have a direction perpendicular to the
T, disagreeable task; P, threat of punishment; shore.
C, child; B, barrier preventing the child from Conflicts betvteen Driving and Restrain-
leaving the situation through other regions than
T or P. ing Forces. A most common type of con-
flict arises when a child is prevented from
approach the swan. If, however, he comes reaching a goal G by a barrier B. Two
too close to the waves W, the force away basic cases may be distinguished: (1) the
from the waves fCt -w B W D e greater child is surrounded by a barrier with the
than those toward the swan. In this ease goal outside (Figure 12); (2) the goal is
the child will retreat. The force corre- surrounded by a barrier with the child out-
sponding to the negative valence of the side (Figure 16). The first case is a prispn-
waves decreases rather rapidly with the like situation which gives the child little
increasing distance because of the limited space of free movement. In the second
range of the effect of the waves (Figure case, the child is free except in regard to
15). The forces corresponding to the posi- the region G. Each pf these cases leads
tive valence of the swan diminish much to specific reactions (Lewin, 1935). We
812 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

shall now discuss in greater detail a se- barrier at first as a physical obstacle (as
quence of behavior typical of the second too great a physical distance). For the
case. children above two years, after some time
At first, a certain amount of change in the social aspect of the situation became
structure usually occurs: The child tries to clear and led to social approaches toward
investigate the nature of the obstacle with the goal (the children asked the adult for
the purpose offindinga sector « within the help).
barrier which will permit passage. Such a The barrier acquires a negative valence
STRENGTH OF
FORCE

DISTANCE TO
VALENCE
FIGURE 14. Force field in a conflict resulting
from a positive and negative valence. (From FIGUBE 15. Schematic representation of the
Dynamic Theory of Personality, by K. change of the strength of a force with the
Lewin. New York: McGraw-Hill, 1935, 92. distance to a positive and a negative valence.
By permission of the publisher.)
8, attractive toy; W, waves perceived as dan-
gerous ; P, point of equilibrium.

change in cognitive structure is similar to


that observed in detour problems. It is
very common for a child to be in situa-
tions where an obstacle could be overcome
with the help of an adult. In these situa-
tions the barrier is composed of at least
two sectors, one corresponding to the FIGUBE 16. Conflict between driving and re-
physical obstacle (ph, Figure 16), the straining forces in the case of a physical and
other to the social obstacle {si). In the social obstacle to a goaL
J
experiment of Fajans, mentioned above, A,Q' driving force; rf^, restraining
force; ph, physical sector of the barrier (B) ;
practically all children conceived of the el, social sector of the barrier.
FORCE AND FORCE FIELD 813

for the child after a number of unsuccess- Fajans (1933) has given a detailed re-
ful attempts to cross it. This change is port about the form and sequence of events
equivalent to a change in the force field in such a situation. Usually the child
from the structure represented in Figure leaves the field at first only temporarily.
17 to that of Figure 18. If the barrier is After some time, the forces toward the goal
an obstacle but has no negative valence, again become greater than the forces away
the corresponding force field does not reach from the barrier, and the child returns.
much beyond the barrier (Figure 17). The If the new attempts are still unsuccessful,

I— Jk*

FIGURE 17. Line of equilibrium between FIGURE 18. Line of equilibrium after the
driving and restraining forces in case of a barrier has acquired a negative valence.
circular barrier.
the negative valence increases again until
restraining forces r / ^ s merely hinder a the child leaves. On the average, these
locomotion in the direction of the force later attempts show less duration. Finally,
/c, B without driving the person away from the child leaves the field permanently; he
B. The line of equilibrium E between gives up. Barker, Dembo, and Lewin
driving and restraining forces lies, there- (1941) report similar sequences of behavior
fdre, close to the barrier region. If, after in children between two and six years in a
failure, the barrier acquires a negative va- slightly different setting of frustration.
lence, the corresponding negative central Active children, on the average, are more
force field will reach out farther (Figure persistent than passive ones (Fajans, 1933).
18) so that the line of equilibrium E be- Some active children, however, are par-
tween the force fo,a toward the goal and ticularly quick to leave the situation, prob-
the force fCi _JJ away from the barrier is ably because they decide soon that the
located at a greater distance. barrier is impassable. A state of equilib-
With increasing failure, the negative va- rium in such a conflict can lead to passive,
lence tends to increase. This enlarges the gesturelike action toward the goal: The
distance between the line of equilibrium child stays below the goal with his arm
and the barrier until the child leaves the erect but he makes no actual attempts to
field altogether. reach it. Children frequently leave the
814 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

field psychologically without leaving the A conflict between own and induced
room bodily. They may try to enter a forces always permits at least one other
different activity, may daydream, or start solution in addition to those discussed
self-manipulation with their clothes or their above: The child may attempt to under-
body (Fajans, 1933; Sliosberg, 1934; Mac- mine the power of the other person, at
Donald, 1940). least in the area of conflict. The tendency
A conflict between driving and restrain- of a conflict between own and induced
ing forces may also occur if the child is
prevented by an obstacle from leaving the
field of a negative valence. Such a situa-
tion exists, for instance, if a child is over-
satiated with an activity but prevented
from leaving it, or in any other prison-
like situation. The sequence of behavior
is, in many respects, similar to that dis-
cussed above. Attempts to leave are fol-
lowed by the giving-up of such attempts
as the result of "the relation between the
strength of the force fAt _ A away from the
region A and the increasing negative va-
lence of the barrier. Frequently a state
of high emotional tension results.
Conflicts between Own and Induced
Forces. Every one of the conflict situa-
tions discussed above might be due to the FIGUEB 19. Power field.
opposition of two forces corresponding to
P, stranger; O, child; O, activity having
the child's own needs, to the opposition of positive valence for the child and an induced
two induced forces, or to the opposition negative valence; fc _Oi own force away from
between an own and an induced force. O; *pfc.G, '<>rce induced by P in the direction
of G. , lines corresponding to equal
Many effects of conflict situations are in- strength of power field.
dependent of these differences. Certain
effects, however, are typical of conflicts forces to lead to fights has been observed
between own and induced forces. by Waring, Dwyer, and Junkin (1939) in
A force induced by a person P on a child nursery school children in an eating-situa-
C can be viewed as the result of the power tion. Dembo (1931) and J. D. Frank
field of that person over the child (Figure (1944) have observed similar tendencies in
19). The person having power over the students. M. E. Wright (1940) found an in-
child is able to induce positive and nega- creasing aggression against the experimenter
tive valences by giving orders. By a re- in pairs of nursery school children in a
straining command, he can change the char- setting of frustration induced by the ex-
acter of a region which would be passable perimenter. The children showed greater
according to the child's own ability into an cooperation among themselves. This might
impassable barrier. In other words, "the be interpreted as due partly to the tend-
power of P over C" means that P is able ency to increase their own power relative
to create induced driving or restraining to the power of the experimenter. Lewin,
forces Pfc, 4 which correspond to F$ wilL Lippitt, and White (1939) foind a strong
FOHCE AND FORCE FIELD 815

tendency toward aggression in autocratic The Form of Restless Movement. One


atmospheres which are dominated much of the simplest expressions of emotionality
more by induced forces than by forces cor- is restless movements, movements which
responding to the own needs of the chil- are not directed to a certain goal but are
dren. This aggressiveness, however, was merely an expression of tension. (Actu-
usually not directed against the supreme ally, all combinations of undirected expres-
powers of the leader but diverted toward sion, such as restlessness and purposeless
their fellows or toward material objects. behavior, occur [Dembo, 1931].) Irwin
If the suppressive power of the leader is (1932) found that general activity as meas-
too great, even this aggression ceases.

EMOTIONAL TENSION AND RESTLESSNESS


Emotional Tension and Strength of Con-
flict. If two opposing forces, fAi G and
JA, D (Figure 20a and b), are equal in
strength the resultant force will be zero,
independent of the absolute strength of the
a
forces. As far as changes in position are
concerned, therefore, no difference should
exist in the effect of conflicts between weak
and between strong forces. Actually, the
state of the person is quite different in a
weak and in a strong conflict. One of the
main differences is the intensity of emo-
tional tension (efc), which seems to be a FIGURE 20. Emotional tension in case of (a)
function of the strength of the opposing weak conflict and (6) strong conflict.
forces \_et = F(\fA> 6 | ) ] (Sears and Sears,
1940). As mentioned above, greater emo- ured by the stabilimeter increases in in-
tionality is found in infants if the distance fants with the time after the last feeding.
to an inaccessible goal is small than if it is This indicates that the amount of undi-
larger. This is one of the reasons why in- rected activity is a good measurement for
creasing incentives favor the solution of the state of tension accompanying hunger
detour and other intellectual problems only at that age level.
up to a certain intensity level. Above this Restless movements are usually perpen-
level, however, increasing the forces to the dicular to the direction of the force to the
goal makes the necessary restructurization goal, or, more generally, they proceed as
more difficult, partly because the person much as possible along the line of equilib-
has to move against stronger forces, partly rium. In the case of the six-month-old
because the resultant emotionality leads to child reaching to the goal (Figure 9), rest-
primitivation (regression). Barker,Dembo, less movements of his arms and legs occur
and Lewin (1941) found that the fre- perpendicular to the direction of the goal.
quency of negative emotional behavior in- Behind a U-shaped barrier (Figure 4), the
creased with the intensity of frustration. restless movements are parallel to the bar-
The same holds for the amount of regres- rier along the line rm. In a constellation
sion as measured by the constructiveness corresponding to Figure 17 or 18 the rest-
of play (Figure 2). less movements will follow the line E. This
816 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

is verified in a situation where a one-and- the nature of a steadily progressing action,


one-half-year-old child tries to reach a toy the second that of a repetition. The ve-
G behind a circular physical barrier B. locity of becoming satiated depends upon
The restless movements of the child take the relative potency of the repetitive aspect
the form of circling around that barrier. of the activity. Writing a letter, there-
(For details see Lewin, 1938.) fore, may lead more quickly to satiation
The restless movement can be under- in a child for whom writing is more diffi-
stood as a tendency to move away from cult. Similarly, walking or other activi-
the present situation, that is, as a move- ties which usually have very low potency
ment corresponding to a force JA, - A - for the adult may soon lead to satiation in
the child (see p. 825).
Overlapping Situations
DECISION
OVERLAPPING SITUATIONS DEFINED. RELA-
TIVE POTENCY A situation of choice can be viewed as
Frequently the person finds himself at an overlapping situation. The person be-
the same time in more than one situation.
The simplest example is that of divided
attention: A child in the classroom listens
to the teacher but also thinks about the
ball game after school. The amount to
which the child is involved in either of
these two situations, S1 and S 2 , is called
their relative potency, Po(Sx) and Po(S2).
The effect a situation has on behavior FIGTJBB 21. State of indecision.
depends upon the potency of that situa- 8l and £2, the two possibilities with the cor-
tion. In particular, the effect a force has responding goals <?i and O-; D, a region of
on behavior is proportional to the potency making a decision.
of the related situation.
ing in the process of making a decision D
OVERLAPPING ACTIVITIES (Figure 21) usually alternates between see-
Barker, Dembo, and Lewin (1941) speak ing himself in a future situation corre-
of secondary play, as distinguished from sponding to 1
the one and to the other pos-
primary play, when the child does not give sibility (S and S 2 ). In other words, the
his full attention to play. The construc- potency of the various possibilities fluctu-
tiveness of secondary play is decisively ates. When a decision is reached, one of
below that of primary play. In experi- these situations acquires the dominant po-
ments about psychological satiation (Kar- tency permanently. In a choice between
sten, 1928; Kounin, 1939), a person who activities of different degrees of difficulty,
is supposed to do an activity over and the decision is influenced by the proba-
over again tends to perform the repetition bility of success or failure on each task.
as a secondary activity on a peripheral Escalona (1940) has shown that this proba-
level. Activities such as writing may be bility is equivalent to the potency of the
considered as an overlapping of two ac- corresponding future situation.
tivities, namely, (1) conveying a certain The decision time increases also, the
meaning, (2) writing symbols. Thefirsthas more the opposing forces are equal in
OVERLAPPING SITUATIONS 817.

strength (Barker, 1942). B . A. Wright The decision time is longer in choices be-
(1942a, 19426) found, in a study of altru- tween two negative than between two posi-
istic and egoistic choices, that eight-year- tive valences (Barker, 1942). This latter
old children whose choices were all either fact derives from the different equilibria
altruistic or egoistic arrived at a decision existing in the different constellations of
more quickly than those who made some- forces (Lewin, 1938). Decision time shows
times the one type of choice and some- great individual variations. Extreme deci-

GMUP
FHDWWPGROUP A

fJ ¥ L D EGKt OF GOCWfcl

FIGURE 22. Time of decision in various degrees of conflict. (Derived from "Altruism in
Children and the Perceived Conduct of Others." by B. A. Wright. Journal of Abnormal
and Social Psychology, 1942, 37, 218-233.)

times the other (Figure 22). Cartwright sion-retardation is typical of certain types
(1941), in experiments on discrimination of depression (Escalona, 1940; Deri, 1943).
of figures or of meaning, found the deci-
sion time to be longest if the forces in op- IMMEDIATE SITUATION AND BACKGROUND
posite directions were equal. Recently the The influence which the background of
theory has been elaborated and quantified a situation has on behavior can be under-
by Cartwright and Festinger (1943). stood as an overlapping of an immediate
Decision time also increases with the situation and of the situation at large
importance of the decision (the valence of (Barker, Dembo, Lewin, 1941). A back-
the goals). Jucknat (1937), in a study of ground of frustration decreases construc-
the level of aspiration with children, and tiveness of play even if the play itself is
Barker (1942), in a study of choices be- not hampered from the outside. The
tween more or less agreeable or disagree- amount of regression increases with in-
able foods, found that the choice time in- creasing potency of the background of
creases with the intensity of the conflict. frustration (Figure 2).
818 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

Sheffield (1937) and others report cases timidity (Lj=win, 1939). The degree to
where school work was greatly changed by which such adolescent behavior is shown
a change of the home background. depends upon the degree to which children
and adolescents are treated as separate
T H E EFFECT OF THE GROUP ON THE INDI- groups in that culture (Benedict, 1934;
VIDUAL. T H E MARGINAL CHILD Reuter, 1937).
The effect of group belongingness on the A similar effect of marginality can be
behavior of an individual can be viewed as observed in regard to other types of
the result of an overlapping situation: One groups. Emotional tension is high in in-
situation corresponds to the child's own mates of reformatory schools as a result of
needs and goals; the other, to the goals, the marginal position of these children be-
rules, and values which exist for him as a tween the criminal and the "honest citi-
group member. Adaptation of an indi- zen" (Kephart, 1937). Emotional tension
vidual to the group depends upon the diminishes when the child accepts his be-
avoidance of too great a conflict between longingness to a definite group. A decrease
the two sets of forces (Lewin, 1938). in emotionality was observed in those in-
A child usually belongs to a great num- mates who accepted their belonging to the
ber of groups, such as his family, the criminal class. Marginality is an important
school, the church, friends. Within the problem for the crippled or the otherwise
family he may belong to a subgroup con- handicapped child (Bartos, 1932; Dresd-
taining him and his closest sibling. The ner, 1933). Shaw et al. (1929) have shown
effect of the various groups, particularly the influence of residing in marginal sec-
whether or not the child is ruled by the tions of a city on criminality of children.
ideology and values of the one or the other, Marginality raises important problems for
depends on the relative potency of these children belonging to minority groups, such
groups at that time. Schanck (1932) has as Negroes or Jews (Lewin, 19406; Frazier,
found that the influence of public or pri- 1940). The effect, in many respects, is
vate morale is different at home and in similar to that typical of the adolescent.
the church. In school children, the tend-
ency to cheat changes with the social set- FACTORS DETERMINING THE FIELD
ting (Hartshorne and May, 1929). AND ITS CHANGE
Many conflicts in childhood are due to
forces corresponding to the various groups In the preceding section we have dis-
to which the child belongs. Such conflicts cussed the results of the cognitive struc-
are particularly important for children in ture and of certain constellations of forces
marginal positions, that is, for children on behavior. We shall now discuss factors
who are standing on the boundary between which determine the constellation of forces.
two groups. One example is the adoles- This second problem is equivalent to the
cent who no longer wants to belong to the question of how one part or aspect of the
children's group but who is not yet fully life space depends upon other parts or
accepted by the adults. Uncertainty of aspects. Of course, both problems are in-
the ground on which the child stands leads terrelated since any behavior resulting from
to an alternation between the values of the a certain situation alters the situation to
one and of the other group, to a state of some degree. We shall here limit our dis-
emotional tension, and to a frequent fluctu- cussion to problems related to needs. They
ation between overaggreesiveness and over- refer to the relation between the state of
NEED, FORCE FIELDS, AND COGNITIVE STRUCTURE 810

that region in the life space which repre- when the need is satiated acquire a positive
sents the person and the psychological valence. The hungrier person is usually
environment. satisfied with poorer food (D. Katz, 1937).
The valence of an activity is related to
Need, Force Fields, and Cognitive its consummatory value for satisfying the
Structure need. Not all activities, however, which
have positive valence also have satisfaction
NEED AND VALENCE
value in case of consumption; on the other
During the development of the child, hand, activities with no or even negative
needs are constantly changing in intensity valence may have satisfaction value. Va-
and degree of differentiation. The so-called lence and satisfaction value should, there-
crises of development are periods of par- fore, be clearly distinguished. It is sur-
ticularly important or particularly quick prising how frequently valence and value
changes in needs (Dimock, 1937; Biihler, actually go hand in hand. D. Katz (1937)
1939). In addition, there is a change of reported an increase in the valence of foods
needs in briefer periods corresponding to which contain minerals for which deficien-
the states of hunger, satiation, and over- cies had been established in chickens.
satiation. When the deficiency was removed the
Needs have the character of "organizing" valence again decreased. Similar results
behavior. One can distinguish a hierarchy have been claimed for children. Experi-
of needs (Allport, 1937; Murray, 1938; ence may change the valence as well as
Barker, Dembo, Lewin, 1941). One need the meaning which an activity has for the
or a combination of several needs may set child. The child has to make many im-
up derived needs (quasi-needs) equivalent portant decisions (for instance, in regard
to specific intentions. to occupation) on the basis of the valence
Needs are closely related to valences. of an activity rather than on the basis of
What valence a certain object or activity clear knowledge of its satisfaction value.
[Fo(G)] lias depends partly upon the na-
ture of that activity (O), and partly upon NEED AND COGNITIVE STRUCTURE
the state of the needs [£((?)] of the per- The cognitive structure of the life space
son at that time [Va(G) = F(G,t(G))}. is influenced by the state of the needs.
An increase in the intensity of need (for Murray (1938) found that faces of other
instance, the need for recreation) leads
people appear more malicious to children
to an increase of the positive valence of
in a state of fear than normally. Stern
certain activities (such as going to the
and MacDonald (1937) found that pictures
movies or reading a book) and to an in-
without definite meanings will be seen ac-
crease in the negative valence of certain
cording to the mood of the child.
other activities (such as doing hard work).
Any statement regarding change of needs The effect which a need has on the struc-
can be expressed by a statement about cer- ture of the life space depends upon the
tain positive and negative valences. intensity of the need and upon the fluidity
As a result of the increase in positive of the related areas of the life space.
valence which accompanies the state of Dembo (1931) found hallucination-like wish
hunger of a particular need, areas of activ- fulfillment^ in highly emotional situations.
ities which are negative or on a ?ero level If the visual field is sufficiently fluid, its
820 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

structure may be considerably changed by Satisfying a Need


intention (quasi-need) (Gottschaldt, 1926;
A need may be satisfied either by reach-
Lewin, 1935). Levels of irreality, being
ing the desired goal or by reaching a sub-
more fluid than the level of reality, are,
stitute goal.
consequently, more easily influenced by
both wishes and fears. This is the reason THE EFFECT OF SATISFIED AND UNSATIS-
why dreams and daydreams mirror the FIED NEEDS. SATISFACTION THROUGH
needs of the child. This also explains why, REACHING THE ORIGINAL GOAL
in fantasy and dreams, needs may come The intention to carry out a certain ac-
into the open which are kept from "public tion is equivalent to the creation of a
life" by social taboos. quasi-need (Lewin, 1935). As long as that
Sliosberg (1934) has shown that the need is not satisfied, a force corresponding
meaning of objects and events is more fluid to the valence of the goal region should
in play than in nonplay situations. The exist and lead to an action in the direction
so-called play technique (Homburger, 1937; of that goal (Lewin, 1940a).
Erikson, 1940) and other projective meth- Ovsiankina (1928) studied the resump-
ods (Murray, 1938) make use of this tion of interrupted activities. She found
greater flexibility of play to study the a high tendency to resume the task (about
deeper desires and suppressed wishes of 80 per cent) if the inner goal of the per-
children. (It should be mentioned, how- son was not reached. In some cases, after
ever, that play frequently mirrors the ac- resumption, the person stopped as soon as
tual home situation rather than the wishes a substitute satisfaction was reached. The
and fears of the child.) frequency of resumption depends upon the
Needs affect the cognitive structure not nature of the task (it is high for tasks
only of the psychological present but, even with a definite end as against continuous
more, of the psychological future and tasks) and upon the attitude (need) of the
past. This is particularly important for subject. Children between nine and eleven
the level of aspiration (see p. 830). If the showed a percentage of resumption (86
effect of the needs on the psychological per cent) similar to that of adults. Chil-
future is particularly great, one speaks of dren who had the attitude of being exam-
an unrealistic person. One form of the in- ined and of strict obedience showed little
fluence of needs on the structure of the resumption owing to the lack of involve-
psychological past is called rationalization; ment; they were governed mainly by in-
other forms are repression and lying. The duced forces (see p. 808). E. Katz
lying of the child in the first years of life (1938), in a study of resumption of inter-
seems frequently to have the nature of an rupted activities on nursery school chil-
actual change- of the psychological past in dren, found practically the same frequency
line with the child's needs. of resumption as Ovsiankina (88 per cent).
There are great individual differences Differences of intelligence, within the nor-
(Davidson and Klopfer, 1938) in the way mal range, did not affect the resumption
in which a child sees ink blots (Rorschach significantly.
test). Unstable problem children are more The tendency to resume is not dimin-
likely to be carried away by wishes and ished if the unfinished work is out of sight
fears than the average child as a result of (Ovsiankina, 1928). On the other hand,
their greater fluidity. the presence of uncompleted work of an-
SATISFYING A NEED S21

other person does not lead (or extremely low one. The findings of Marrow and
seldom leads) to spontaneous completion in Zeigarnik show that the decisive factor for
adults (Ovsiankina, 1928) or in children the release of the need tension is the reach-
(Adler and Kounin, 1939). Both results ing of the individual's goal rather than the
indicate that the state of the need of the finishing of the work as such. Experi-
child is decisive for resumption. Such a ments by Schlote (1930), Sandvoss (1933),
need might be instigated if the child be- and Pachauri (1935) generally substantiate
comes sufficiently involved through watch- Zeigarnik's findings.
ing another person doing the work. (The Rosenzweig (1933) studied the Zeigarnik
results of Rosenzweig [1933] with children quotient under conditions where the inter-
of various ages differ somewhat from those ruption created a feeling of failure. Some
of E. Katz and Adler and Kounin. These children recollected more unfinished, others
differences are probably due to factors pe- more finished, tasks. The latter children
culiar to his situation.) had a higher average rating on pride. In
The forces in the direction of the goal Rosenzweig's setting, the force in the direc-
which correspond to a need can be ob- tion of recalling a task, which is due to the
served in thinking as well as in action. need tension, is counteracted by a force
Zeigarnik (1927) studied the effect of quasi- away from this task, which is due to the
needs on the tendency to recall. She found negative valence of failure. For the chil-
the quotient of the recollection of uncom- dren who show a high rating in pride, this
pleted to completed tasks to be 1.9 for negative valence should be higher, thus
adults and 2.5 for children between five producing Rosenzweig's results.
and ten years old. This quotient, like the
frequency of resumption, depends on the SUBSTITUTE SATISFACTION
degree of involvement of the subject. The The term substitution has been intro-
difference between children and adults is duced into psychology by Freud (1916).
probably due to a greater involvement of Frequently one activity is called a substi-
the children in the particular type of ac- tute for another if they show similarity.
tivity and to a more immediate dependence However, as any two types of behavior
of thinking upon the valences. Zeigarnik show some kind of similarity, this ter-
found that certain types of unintelligent minology is misleading. Functionally, sub-
children are particularly persistent in their stitution can be linked either to the valence
tendency to come back to the unfinished of an activity or to its satisfaction value.
tasks, whereas easily distractable children Substitute Value, Similarity, and Degree
show a low quotient. of Difficulty. Lissner (1933) studied the
Marrow (1938) investigated the effect value which one activity has for satisfying
of praise and condemnation in a competi- a need originally directed toward another
tive situation on the Zeigarnik quotient. activity by a technique of resumption.
He found that in both cases it rises. This The substitute value is measured by the
indicates that the strength of the force in amount of decrease in resumption of the
the direction of spontaneous recollection is interrupted original activity after a sub-
a function of the intensity of the need. stitute activity has been completed. The
When the subject was told that he would substitute value increases (1) with the de-
be interrupted as soon as the experimenter gree of similarity between the original and
saw that he could complete the activity the substitute activity and (2) with the
successfully, the quotient was slightly be- degree of difficulty of the substitute ac-
822 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

tivity. The latter factor seemed to be re- tion. This was accepted more readily by
lated to the higher level of aspiration cor- children than by adults.
responding to a more difficult task. Substitute Value and Cognition. Adler
Substitution on Fantasy Level. If reach- (1939) studied the relation between certain
ing the original goal (for instance, that of cognitive processes and substitute value at
attacking another person) is hindered, fre- three age levels (seven to ten years chrono-
quently a substitute action on the level of logical age). After interruption of the
fantasy or talk can be observed (Doob and original task, the child had to finish a
Sears, 1939). Freud views the dream in second task which was physically identical
part as such a substitute activity. Have to the interrupted one. For the younger
these substitute activities substitute value? children, building a house for Mary had no
Mahler (1933), using as her subjects chil- substitute value for building a like house
dren six to ten years old, has studied the for Johnny, although these children were
substitute value of finishing an interrupted able to see the similarity of the two ac-
tivities. For older children, too, the sub-
activity by talking or thinking instead of
stitute value was low in a situation which
acting. She, too, measured substitute value
favored the "concrete attitude" (that is,
by the decrease of the frequency of re-
viewing each hoUse as specifically related
sumption. On the average, the substitute
to Mary or Johnny). If, however, a cate-
value (2.3) for finishing by action was con- gorical attitude (that is, if house-building
siderably higher than for finishing by talk- as such) was stressed, the two activities
ing (1.2). (Little difference was found showed considerable substitute value in the
between children and adults.) For some older children. For the younger children,
activities, such as figuring, however, finish- the substitute value was low even in the
ing by talking had a high substitute value. "categorical" situation.
According to Mahler, the same factor
Theoretically, the substitute value of one
which determines the substitute value of
activity for another depends upon a com-
actions is decisive for the substitute value
munication between the two underlying
of talking, namely, whether or not the in-
need systems in such a way that satisfying
dividual's goal is reached. For problem
the one also satisfies the other. The results
tasks the intellectual solution is decisive; of Lissner, Mahler, and Adler indicate that
therefore, talking can have a very high this communication depends partly on the
substitute value. For realization tasks the cognitive similarity of the activities, and
building of a material object (such as mak- this in turn on the nature of the situation
ing a box) is the goal; therefore, talking and the developmental state of the person.
has practically no substitute value. Think- These results are in line with the findings
ing through an activity had no measurable that the more primitive person is more con-
substitute value for realization or problem crete-minded (Gelb and Goldstein's [1924]
tasks. This finding indicates that fre- work on patients with brain lesions; H.
quently a condition for satisfaction value Werner's [1940a, 19406] findings con-
is the creation of a social fact (letting cerning the increase of "objectivation and
another person know). "Magic" solutions abstraction" during development; Weigl's
performed in a "make-believe" manner [1941] experiments on children; common
seemed to have a certain amount of sub- observations of feeble-minded). They sup-
stitute value, but only if the subject had port Vigotsky's (1934) theory that "situ»-
accepted the magical nature of the situa- tional" thinking precedes the "abstract,
CHANGES OF NEEDS AND GOALS
conceptual" thinking in the development (some of them even started to chew the
of the child. The relatively high age (ten chocolate cardboard). If the make-believe
years) at which the "categorical situation" object was introduced without relation to
became effective in Adler's experiment in- the particular play at hand, the percentage
dicates, in addition, that the mere ability of acceptance decreased slightly to 75. The
to see abstract Bimilarities does not neces- child was less ready to accept the substi-
sarily have sufficient weight to establish tute object if the related need was in a
substitute value for needs. state of greater hunger.
Important for the acceptance or refusal
SUBSTITUTE VALENCE IN PLAY AND NON- of a substitute is the plasticity of the
PLAY SITUATION meaning of the object and of the situation.
If reaching a goal, that is, satisfying a A toy animal has a more fixed meaning
need in a particular way, is hindered, than a pebble or a piece of plasticene and
spontaneous substitute goals may arise. is, therefore, less likely to be accepted as
Students who were unsuccessful in their a substitute for something else. The ac-
attempts to throw rings over a bottle were ceptability of substitutes depends more on
found to throw them over near-by hooks the plasticity of meaning of the substitute
(Dembo, 1931). Such spontaneous substi- object than on that of the original object.
tute actions, according to Dembo, have That substitutes are more readily accepted
frequently no permanent substitute value. in play is due to greater plasticity of play
Instead of satisfying, they seem only to in respect to social roles, to the child's own
heighten the emotional state. This indi- position and goals, and to the meaning of
cates that activities which appeal as sub- objects.
stitutes, that is, which have substitute
valence, do not need to have satisfaction Changes of Needs and Goals
value. We have mentioned a similar dis-
crepancy between valence and value in or- The emergence of a substitute valence
dinary consumption. can be viewed as one example of a change
Sliosberg (1934) studied substitute va- of needs or valences. How needs arise in
lence with children between three and six the long-range history of a person and in
years in play and in a serious situation. momentary situations is one of the basic
In a serious situation, children would not problems of child psychology. New needs,
accept make-believe candy (cardboard) for or, more correctly, a change in needs, may
a piece of chocolate if the make-believe result from a great variety of circum-
candy was offered after they had started stances (Murray, 1938). A child may find
to use real chocolate. If the make-believe out that his friend thinks highly of certain
candy was offered from the beginning, 17 actions and he then comes to value them
per cent of three- and four-year-old chil- himself. A change in a social setting, such
dren accepted it and treated it in a gesture- as attending a children's party, may sig-
like way as real candy. Also, make-believe nificantly change the needs of the child in
scissors were accepted (in 15 per cent of regard to his table manners. Reaching a
the cases) for real ones only if they were goal, as well as not reaching it, may change
offered before the real ones. the valences in a momentary or perma-
In a play situation, the children ac- nent way. During development, new needs
cepted the make-believe chocolate or scis- may arise by way of differentiation from
sors in almost 100 per cent of the cases the previous ones. Behavior in a specific
824 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

situation usually results from a combina- accessibility becomes a "matter of fact," he


tion of several needs; in this way, a "de- is no longer in a state of frustration or
rived need" for this behavior may arise. conflict.
Such a derived need may be kept de- What is usually called persistence is an
pendent upon »the source needs or may expression of how quickly goals change
become functionally autonomous (Allport, when the individual encounters obstacles.
1937). Some needs seem to die gradually
in various periods of the life history of
the individual. 140
Generally speaking, needs may be /

changed by changes in any part of the


psychological environment, by changes of 120 /

the inner-personal regions, by changes on


the reality level as well as on the irreality
level (for instance, by a change in hope), £ 100 /

and by changes in the cognitive structure 90


of the psychological future and of the
psychological past (Lewin, 1942). This is 80
1
well in line with the fact that the total 70
life space of a person has to be considered
as one connected field. The problem of 60
emergence of needs lies at the crossroad of 50
cultural anthropology, developmental psy-
40
chology, and the psychology of motivation.
Its investigation has been hampered by
premature .speculative attempts to system- 1 . 2 3
atize needs into a few categories. In the Experiment
following pages we shall discuss a few of FIGURE 23. The effect of success, encourage-
the related questions. ment, substitution, and failure upon persist-
ency. , success with concomitant en-
couragement; , success; , substi-
RESTRAINING FORCES AFFECTING NEEDS
tute success; + + + + , failure. (From Dy-
Giving Up. Persistence. We have seen namic Theory 0/ Personality, by K. Lewin.
(p. 813) that a failure to reach a certain New York: McGraw-Hill, 1935, 253. By
goal may increase the negative valence of permission of the publisher.)
the obstacle until the constellation of forces
is changed in such a way that a person Fajans (1933) found previous failure to
will withdraw temporarily or finally. This decrease persistence in one- to six-year-old
withdrawal Is frequently accompanied by children when they were again confronted
an open or concealed conflict which may with the same type of difficulty. Success
show itself in aggressiveness. The with- led to a relative increase in persistence
drawal can, however, go hand in hand with (Figure 23). When the same task was re-
a full acceptance of the inaccessibility of peated, a combination of success and praise
the goal. This is equivalent to an actual increased persistence 48 per cent, a success
giving-up: The inaccessible region ceases alone 25 per cent; a substitute success led
to be an effective part of the life space. to a decrease of 6 per cent, failure to a
If the child reaches a state where the in- decrease of 48 per cent. Similar effects of
CHANGES OF NEEDS AND GOALS 825

praise and failure were found by Wolf spond to a positive, a neutral, and a nega-
(1938). We have seen that such a change tive valence of the activity regions which
in goals depends on the change in the cog- are related to a particular need. Karsten
nitive structure and on individual differ- (1928), in experiments with college stu-
ences (Wolf, 1938) which can be observed dents, has studied the effect of repeating
even in the infant (Fajans, 1933). These over and over again such activities as
experiments indicate that the velocity with reading a poem, writing letters, drawing,
which these goals change depends, in ad- and turning a wheel. She found the main
dition, upon the psychological past and symptoms of satiation to be (1) small
the social atmosphere. Jack (1934) and variations; (2) large variations; (3) the
Keister (1936) found that it is possible to breaking-up of larger units of actions into
change the reaction of nursery school chil- smaller parts, loss of meaning; (4) mis-
dren to failure through proper training. takes, unlearning; (5) fatigue and similar
The increase of persistence and the de- "bodily" symptoms.
crease of rationalization and of emotional These results provide one more reason
and destructive reactions showed a certain for revising the older theories which ex-
amount of transfer to different areas of plain the genesis of larger units of actions
activity. in terms of associations between smaller
Difficulties Intensifying Needs. H. F. units established through repetition. Repe-
Wright (1937) has shown in experiments tition may lead to the combining of smaller
with adults and children that a difficulty units of action into larger ones, but suffi-
may increase the need for an object behind cient repetition will break up larger units.
a barrier. Children, like adults, will prefer This involves, in case of meaningful mate-
a goal which is more difficult to reach, pro- rial such as poems or sentences, a destruc-
vided that the barrier is not too strong tion of the meaning. A similar disintegra-
and that both goal objects are not fully tion may also occur for the situation as a
identical. This preference is observed if whole.
the object itself has the nature of a goal, Satiation occurs only if the activity has,
but not if it is merely a means. For in- psychologically, the character of an actual
stance, the child will prefer (everything repetition, of marking time as opposed to
else being equal) a toy which is slightly making progress. If the character of mak-
more difficult to reach. If, however, he ing progress can be maintained, the usual
has to choose between two tools with symptoms of satiation will not appear.
which to get the same object, he will pre- Psychological satiation frequently leads
fer that tool which is easier to reach. to muscular fatigue or such bodily symp-
Wright's investigations indicate that the toms as hoarseness. It is frequently the
so-called law of parsimony (using the main cause of "fatigue" in children. Like
easiest way) holds only for psychological hysterical symptoms, these bodily symp-
means, but not for ends. This latter fact toms cannot be eliminated by voluntary
is closely related to the problem of the effort, although they are caused by psy-
level of aspiration (see p. 830). chological factors and may disappear with
the transition to other activities even
PSYCHOLOGICAL SATIATION though the new activity makes use of the
One can distinguish in regard to all or same muscles in practically the same way.
most needs a state of hunger, of satiation, Imbedding an activity in a different psy-
and of oversatiation. These states corre- chological whole so that its meaning is
826 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

changed has practically the same effect in in an activity with their whole person.
satiation as shifting to a different activity. The velocity of satiation should, therefore,
The superiority of the method of learning vary inversely with mental age. Experi-
to read and write whole sentences or words mental results seem to confirm this expec-
rather than single letters is based partly tation, although they are not univocal
on the fact that the former method is less (Lewin, 1935; Wolf, 1938). The apparent
likely to lead to satiation. The good divergence of findings is probably due to
primer is careful to repeat the same words the fact that child psychology treats the
in such a way that they are imbedded in problems of satiation under the title of
somewhat different wholes, and that a
persisting or perseverant behavior and that
"progress of meaning" rather than actual
repetition occurs. the term persistence is used to refer to
dynamically rather different situations (for
Repetition not only changes the needs instance, persistence in overcoming an ob-
related to the activity which is carried out,
stacle and persistence in carrying on an
but usually also affects the needs related
to psychologically similar activities, by activity without an obstacle). Shacter
way of cosatiation. (1933) found satiation time to be longer
The velocity of satiation (that is, how for a complex task than for a simpler one,
quickly repetition leads to a change in without much age difference between
needs) depends, according to Karsten, three-, four-, and five-year-old children.
mainly upon (1) the nature of the activity Wolf (1938) studied satiation in situa-
(particularly the size of its units of ac- tions of praise, competition, and of no in-
tion), (2) the degree of centrality, and (3) centive with children of four and six years,
the individual character and state of the making a careful analysis of the individual
person. Pleasant as well as unpleasant cases. She found the individual goal of
activities are more quickly satiated than the child to be of primary importance and
neutral activities which in other respects this goal to depend upon the level of
are equivalent. Giving more attention to aspiration (see p. 830).
an activity (without changing its meaning)
Kounin (1939) compared the satiation
seems merely to quicken satiation. Freund
(1930) found that the velocity of satiation and cosatiation of normal 7-year-old chil-
of minute tasks is greater during men- dren with 12- and 30- to 40-year-old
struum. All three results can be inter- feeble-minded persons of the same mental
preted as indicating that the velocity of age. He found (Figure 24) that the veloc-
satiation increases with the centrality of ity of satiation (drawings of different pat-
the activity. Frequently a person tries to terns) decreased with increasing age. The
avoid satiation by doing the activity in a younger child shows greater cosatiation in
peripheral manner. Automatic activities spite of the small number of repetitions
such as breathing or walking do not be- required for satiating an activity. In other
come satiated if they are not carried out words, the velocity of satiation and the
consciously as mere repetition. The effect degree of cosatiation decrease with chrono-
of primary and secondary aspects of an logical age even if mental age is kept con-
activity can be handled with the concept stant. Kounin (1939) and Seashore and
of relative potency (see p. 816). Bavelas (1942) found about the same
Children, in line with their lesser degree symptoms of satiation in children which
of differentiation, are likely to be involved Karsten has described with adult*.
CHANGES OF NEEDS AND GOALS 827

The phenomena of satiation indicate (1) into a negative one. As a result of this
that there is a close relation between ac- consumption the valence of "similar activi-
tivities and needs, and (2) that an activity ties" also becomes negative, whereas cer-
can be viewed as a consumption which tain different types of activities acquire an
changes the underlying need and, there- increasingly positive valence.
fore, the positive valence of the activity A satiated or oversatiated need, after a

Mean Satiation Times

45
|^~| Old feeble-minded
40 yy\ Young feeble-minded
| Young normal
35

30
Mean of
12 Cases
"~ Completing

0
TASK :
No. OF
5uejecT»: 17 17 17
Fiaoas 34. Velocity of satiation and cosatiation with individual* of different chronological
age and the same mental age. (From Experimental Studies of Rigidity as a Function of
Age and FMbiemmdedneeti by J. S. Kounin. Unpublished PhD. Dissertation, University
of fewa, lttfc)
828 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

lapse of time, frequently changes back into pendence, the need becomes a part of a
a state of hunger. The conditions of these more inclusive need system.
changes need investigation. We have discussed the effect of comple-
tion and noncompletion in regard to sat-
INTENTION isfying or not satisfying the need behind
The effect of an intention can be viewed an action. We shall discuss now the effect
as the setting-up of a quasi-need (Lewin, of those actions on the setting-up of new
1935). A quasi-need is dynamically equiva- goals.
lent to other needs in that it tends to Maturity of Aspiration. To a child of
create actions in the direction of satisfying six months, lying on his stomach and try-
the need with or without the presence of ing to reach a rattle, it seems to make no
a corresponding goal object. Intentions difference whether he finally reaches the
are made, as a result of a given time per- rattle as the result of his own effort or
spective, to secure a certain behavior in whether the rattle is brought within his
the future which is expected to bring nearer reach by someone else. The child will be
the fulfillment of one or of several needs. satisfied both ways. A child of three, try-
The newly established quasi-need usually ing to jump down from the third step, may
remains dependent on these source needs. refuse help. He will not be content unless
he has reached certain results by his own
Experiments of Birenbaum (1930) show
effort. The very young child seems to
that the tension level of such a quasi-need know only satisfaction and dissatisfaction
depends upon the tension level of the more but not success and failure. In other
inclusive set of needs of which this quasi- words, he has needs and goals but not yet
need is a part. An intention will be "for- a level of aspiration.
gotten," that is, not carried out, if these
We speak of aspiration in regard to an
source needs have been satisfied in the
action if the result of this action is seen
meantime, or if the state of the person as
as an achievement reflecting one's own
a whole has become one of high general
ability; if, in addition, different degrees of
satisfaction. difficulty can be distinguished, we speak of
a level of aspiration. The level of aspira-
NEEDS AS PART OP MORE INCLUSIVE NEEDS.
tion is of basic importance for the conduct
GOAL STRUCTURE
of human beings and influences most of
It has been stated that goals or other their goal-seeking. In this, connection we
valences are closely related to needs. have the paradox that the individual may
Changes of goals depend largely upon the prefer something more difficult to some-
interdependence of needs. Needs may be thing more easy.
interdependent in different ways. (a) Fales (C. Anderson, 1940) has studied
Two or more needs can be in communica- the development, over a period of six
tion so that their need tensions vary con- months, of aspiration in two- to three-
comitantly. As we have seen, such rela- year-old children. She observed such ac-
tion is important for the problem of sub- tivities as putting on and removing snow
stitution. (6) The interdependence be- suits. Refusing help is probably the best
tween needs can be one of ruling and being behavioral symptom for the existence of
ruled. For instance, quasi-needs which an aspiration in regard to an activity.
correspond to intentions are induced by Such insistence on independence indicates
ruling needs. In both cases of interde- that one's own action has become a part
CHANGES OF NEEDS AND GOALS 839

of the goal. Observing manipulations of grees of "maturity of aspiration," corre-


various degrees of difficulty (such as open- sponding to different types of goals and
ing the zipper, getting an arm out of the procedures in attaining them at various
coat, hanging the cap on the hook), she age levels. C. Anderson (1940) developed
found that children at this age have an a scale of maturity of aspiration for chil-
aspiration only in regard to particular ac- dren between two and eight years, using

100

FIGURE 25. Development of aspiration as a function of difficulty of task, training, and praise.
(From an incomplete study by Fales, quoted in The Development of a Level of Aspiration
in Young Children, by C. Anderson. Unpublished PhJD. Dissertation, University of Iowa,
1940.)
Ordinate refers to per cent of refusal of help, Numbers on abscissa refer to degrees of difficulty
of task.

tivities. One of the determining factors is activities such as throwing a series of rings
the ability of the child; he will not refuse over a stick and knocking down tenpins
help for activities definitely beyond his with a ball. A child of eight will consider
reach. As he becomes older or is better the series of five throws as one unit and
trained (Figure 25) an aspiration develops will not, therefore, rethrow single rings
in regard to the more difficult actions. which miss the stick before counting his
Fales also found that social situations or score. Children of the youngest group
praise (Figure 25) facilitate the rise of an (three years old) always pick up the single
aspiration. This indicates that a social rings after missing the stick and rethrow
component is important for aspiration them or place them directly on the stick
from its earliest development. (Figure 26). The youngest children do
It is possible to distinguish different de- not hold to the rule of standing behind a
830 BEHArVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

given place. These and other symptoms gree of difficulty of that task chosen as a
indicate that the development of a level of goal for the next action. One may distin-
aspiration, the choosing of a goal of a par- guish two main problems: (1) under what
ticular degree of difficulty, presupposes condition the individual experiences success
(1) that a number of goals are seen as or failure and (2) what factors influence
subgoals within a larger goal structure, (2) the level of aspiration.
that the action itself is conceived as a part Conditions for the experience of success
of the goal, and (3) that the child under- or failure. The experience of success or
failure depends on the level of perform-
ance within a frame of reference (Lewin,
Dembo, Festinger, and Sears, 1944). This
frame of reference can be the level of
aspiration (that is, the goal which has been
set for that action), the past performance,
or the standards of a group. A feeling of
success will prevail if a certain level, re-
lated to the dominant frame of reference,
is reached. What frame of reference will
YouneesT tniDOL€ OLO€ST be dominant depends upon a number of
$HOUP 6B0UP CROUP
factors, one of which is the tendency to
[f'lllllll nonrawwKD
•1 | MWWO
avoid the feeling of failure.
FIGURE 26. Maturity of aspiration at three
It has been shown (Gould, 1939; P. Sears,
age levels and amount of regression in case
of social pressure (reward situation). (From 1940; Festinger, 1942) that to avoid the
The Development of a Level of Aspiration feeling of failure after a poor performance
in Young Children, by C. Anderson. Un- the frame of reference is frequently shifted.
published PhJD. Dissertation, University of Other ways to avoid failure are various
Iowa, 1940.) forms of rationalization (Hoppe, 1930;
The frequency with which the child places Gould, 1939), such as blaming a poor in-
the missed ring on a stick or rethrows the single strument for the shortcomings of the per-
ring instead of finishing the series of rings is
indicated. formance. In this way the link between
performance and one's own ability is cut,
stands the meaning of rules and is ready to which is, as we have seen, one of the con-
keep them. ditions for the phenomenon of aspiration.
If pressure is brought to bear on a child Jucknat (1937) distinguishes different
by offering a reward, the level of aspira- intensities of the feeling of success and
tion (that is, the degree of difficulty failure. They are to be related to the
chosen) will decrease. If a lowering of amount of discrepancy between goal and
the level of aspiration is made impossible, performance. This holds, however, only
the maturity of aspiration may regress within the range of difficulties which is
(Figure 26); that is, a procedure is used close to the boundary level of ability.
which is characteristic of a younger age "Too easy" and "too difficult" tasks do not
level. Regression of the maturity of as- lead to feelings of success and failure.
piration can be observed in adults in emo- This may be the reason why rivalry among
tional situations. siblings is less frequent when there are
Level of Aspiration. Level of aspiration relatively great differences of age among
has been denned (Hoppe, 1930) as the de- them (Sewall, 1990).
CHANGES OF NEEDS AND GOALS 881

The relation between the feeling of suc- discrepancy between aspiration and per-
cess and failure, on the one hand, and the formance increases toward a higher level
boundary of ability, on the other, is opera- of aspiration if the person learns that his
tive only if other frames of reference, such performance is below the standard of his
as certain group standards, do not become
dominant. The mentally retarded child 10
might have permanently the feeling of 8-
romm Dtcrmt*
failure in a group of children of high umn
ability even though the tasks were actually 6-
far beyond the limit of his own ability.
4
Case studies (Kanner, 1935) and experi-
mental data (Fajans, 1933) show that
Reaction to Success
change in group status (for instance, gain-
ing recognition or love or being rejected vsS S sS vsS S sS \nS
by an individual or a larger group) is, in
many respects, equivalent to success or 10
failure.
Factor* determining the level of aspira- 8
tion. After the experience of success or 6-
failure the person may either quit or con-
tinue with a higher, equal, or lower level 4-
of aspiration. The difference between the
level of aspiration for the new action and 2\ Reaction to Failure
the level of past performance is called the 0
"discrepancy" between level of aspiration F SF F sF vsF F sF
and performance. (For details see Lewin, low medium high
Dembo, Festinger, and Sears, 1944.) Level of Aspiration
The factors determining a change in the FIGURE 27. Change in the level of aspiration
level of aspiration are manifold. Jucknat as a function of (a) strength of the feeling
(1937) found that with children from nine of success and failure; (b) the relative diffi-
to fifteen and with adults the direction and culty of the previous level of performance.
the amount of the change in the level of (From "Performance, Level of Aspiration
aspiration depend upon the degree of suc- and Self-consciouaneflB," by M. Jucknat.
cess and failure (Figure 27). In addition, Psychologische Forschung, 1937, 22, 102. By
within a given series of tasks, the discrep- permission of the publisher.)
ancy is smaller for the same amount of 8, success; $8, •Btrong success; v$8, very
success and greater for the same amount of strong success; F, failure; »F, strong failure;
vsF, very strong faUure. Ordinate refers to
failure the closer the previous level of per- degrees of difficulty of task.
formance comes to the extreme of the series
of difficulties. own group or of a group which he con-
The level of aspiration is much influ- siders to be lower. The discrepancy de-
enced by social factors. In a situation of creases if the opposite conditions obtain.
competition it might be increased (J. D. The level of aspiration is affected also by
Frank, 1935). The knowledge of group the degree of realistic Judgment about one's
standards may affect the level of aspira- own ability (J. D. Frank, 1935). P. Sean
tion (Festinger, 1942). For instance, the (1940) found the average positive discrep-
832 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

ancy (that is, the amount by which the affected, also, by the ideology and conduct
level of aspiration exceeds past perform- of those groups to which he would like to
ance) to be greater in children after failure belong or from which he would like to be
than after success, indicating a greater de- set apart. The effects of the advice of the
gree of realism after success than after mother, of the demand of a fellow child,
failure. or of what the psychoanalyst calls super-
For the same individual, the direction ego, all are closely interwoven with socially
and amount of discrepancy seem to be con- induced needs. We have seen that the
stant to a certain degree for a number of level of aspiration is related to social facts.
activities (J. D. Frank, 1935; P. Sears, We may state more generally that the cul-
19*0; Gardner, 1939). P. Sears (1940) and ture in which a child grows affects prac-
Jucknat (1937) found the discrepancy to be tically every need and all his behavior and
greater in children of poor standing than that the problem of acculturation is one of
in children of good standing in school. The the foremost in child psychology.
degree to which the level of aspiration in One can distinguish three types of cases
one activity affects the level of aspiration in where needs pertain to social relations: (1)
another activity depends upon their simi- the action of the individual may be per-
larity and upon how well previous experi- formed for the benefit of someone else (in
ence has stabilized the level of aspiration the manner of an altruistic act); (2) needs
in these activities (Jucknat, 1937). The may be induced by the power field of an-
influence of success in one activity on the other person or group (as a weaker per-
level of aspiration in another is slight if son's obedience of a more powerful one);
the child has clearly found out his ability (3) needs may be created by belonging to
in the latter. a group and adhering to its goals. Ac-
The level of aspiration is closely related tually, these three types are closely inter-
to the time perspective with respect to woven.
both the psychological past and the psy- Sources of Ideology. The frequency
chological future. According to Escalona with which children named the teacher as
(1940), the level of aspiration at a given a source for praise or scolding of behavior
time depends upon the strength of the in school remained relatively constant from
valence of success and failure and upon the fourth to the eighth grade in certain
the probability of success at that time. schools (Bavelas, 19426). An individual
By representing this probability as the po- classmate (as distinguished from the con-
tency of the future success or failure situa- cept "children") was frequently named as
tion, the basic facts concerning the level
source for evaluation of behavior at the
of aspiration can be understood (see Lewin,
fourth grade (Figure 28); this frequency
Dembo, Festinger, and Sears, 1944).
declined to zero at the eighth grade. The
INDUCED NEEDS. GROUP GOALS AND INDI-
school superintendent was practically never
VIDUAL GOALS
named as source at the fourth grade (Fig-
ure 28); he was named with increasing
The needs of the individual are, to a
frequency later on, mainly as a source for
very high degree, determined by social fac-
scolding.
tors. The needs of the growing child are
changed and new needs induced as a result Kalhorn (1944) compared positive and
of the many small and large social groups negative values (Figure 29a) and sources
to which he belongs. His needs are much of values (Figure 296) in Mennonite and
CHANGES OF NEEDS AND GOALS 833

non-Mennonite children in rural areas. She ages of two and three were asked to share
found differences in the emphasis on such orange juice with a companion who was
values as individual achievement and re- seated beside the subject. Her results
ligion. In both groups the parents are in- show wide individual differences and no
dicated by the children to have the most correlation with the degree to which the
dominant influence as a source of values. child respects the rights of others as deter-
mined by other methods. Hartshorne and
70 t 1
1 1 May (1929) studied test situations in
which service (altruism, cooperation) of
60 -- the children could be observed. They
Praise claim that the tendency to serve is "spe-
Scold cific" rather than "general" in children be-
50 - tween ten and fourteen years (for a discus-
Individual sion of the problem of generality of traits
child J see Allport, 1937). McGrath (1923), using
40 -
\ a questionnaire technique, reports that an
altruistic response to a hypothetical situa-
30 - tion increases with age. Piaget (1932)
orders his findings on the moral develop-

20 -
t ment of children in terms of two psycho-
logically different moralities which are an
' Principal \
outgrowth of two types of social relations:
/ up to seven or eight years, there exists a
10 - social relation of unilateral respect in which
the child is subjected to adult authority.
1 ""1 —r^* Gradually a relationship of mutual respect
5 6 8 is set up in which each member has a more
Grade equal part of the control.
FIG. 28. Frequency with which an individual B. Wright (1941, 1942a, 19426) studied
child and the school principal are given as children in a situation where they had a
source for praise or scolding of school con-
duct at different grades. (From "A Method choice of keeping a preferred toy or giving
for Investigating Individual and Group it to someone else. The other child (who
Ideology," by A. Bavelas. Sociometry, 1942, was not present) was either someone un-
6, 376. By permission of the publisher.) known or a best friend. The five-year-old
child was practically always egoistic; the
The same conduct may have different psy- eight-year-old child showed considerable
chological meaning in different cultures. altruism, and more so toward the stranger
For instance, going to church is linked with
(58 per cent generous choices) than to the
God as the source of approval by the Men-
friend (23 per cent generous choices).
nonite children, with everyone by the non-
When acting as an umpire between a friend
Mennonite children. This indicates that
and a strange child in distributing the toys,
church-going is primarily a religious affair
the five-year-old child favored the friend
with the former, a social affair with the
more frequently than the stranger. The
latter.
eight-year-old favored the' stranger more
Egoism and Altruism. In an experiment
frequently than the friend.
by Moore (1931), children between the
834 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

Praised Conduct
Mennom te Non-Mennom te

Ghe
ch
So mo

Ob

Char
VJvrk

Source for Praise

Mennomte A/on- Men noru te


M-F M-F

Auth

FIGUBB 29. (a) Praised conduct, (b) Source for praise. (From "Studies in Topological and
Vector Psychology: III. Values and Sources of Authority among Rural Children," by J.
Kalhorn. University of Iowa Studies in Child Welfare, 1945, 20. By permission of the
publisher.)
(a) W, work area (work ; Ch, chore; lie, intensive work; Wpa, work for parents); £fa social
area (Co ch, care of other children; Ghe, generalized help); M, morality area (So mo, social
morality; Rel, religion and virtues; Ob, obedience); I, individual area (Char, character; Ach, Indi-
vidual achievement; Clt, cleanliness).
(ft) P, parents (Mo, mother; Pa, father; M-F, mother and father; P«, parents) ; A, authority
(De, deity; Auth, authority); 8, society (Ev, everybody; An-ch, another child; Pe-affA person
affected; Fam, family).
CHANGES OF NEEDS AND GOALS
Theoretically, the altruistic or the ego- between psychological forces and psycho-
istic choice can be viewed as the result of logical needs we can also speak of induced
the relative strength of forces acting on needs. The relation between two persons
different regions of the life space and of might be that of friends or that of enemies;
the potency of various situations. In the the need of each would depend greatly on
life space of child C (Figure 30), a force the power field of the other.
f0Cf acts on his own person in the direc- Wiehe (Lewin, 1935) observed children
tion to a goal G. In addition, a force between two and four years of age when
fSt, a exists in his life space, acting on the a stranger entered the child's room. He
other child, Ot, in the direction of the same found the strength of the power field of
goal. (The situation permits only one per-
son to obtain the goal.) This second force,
fot,o> corresponds to the need of the
other child as perceived by the child whose
life space is represented and the readiness
of the child C to back the goal of the child
Ot. Formalistically speaking, the altruistic
or egoistic choice depends on the relative
strength of these two forces. According to
Wright, the need of the other child is not
perceived by the very young child. This
may be the reason for the absence of co- FIGUBE 30. The situation of altruism. (De-
operative play in the young child. With rived from The Development of the Ideology
increasing age, the potency of the per- of Altruism and Fairness in Children, by
ceived need of the other child increases. B. A. Wright. Unpublished PhD. Disserta-
Similarly, the potency of the outgroup in- tion, University of Iowa, 1942.)
creases relative to the potency of the in-
group (friend). the stranger at a given moment to be in*
fluenced by the physical position of both
The greater altruism toward the stranger persons. The effect of the power field on
than toward the friend seems to be due the child increases with decreasing distance
partly to the fact that the child sees him-
(see Figure 19). It is very high if the
self in the position of a host toward the
child is placed on the adult's lap. The
stranger, but not toward the friend, and
that his ideology requires that he be hos- power field is weaker back of the stranger,
pitable. The children judged other people or where the child cannot be seen, than in
to be altruistic or egoistic to the same de- front of the stranger. In other words, the
gree as they themselves were. A prelimi- strength of the power field of one person
nary study seems to indicate that adults in on another differs for different areas. J. D.
a similar setting are more egoistic than the Frank (1944), in experiments with stu-
eight-year-old child. dents, and Waring, Dwyer, and Junkin
Obedience and Social Pressure. In dis- (1939) in experiments with nursery school
cussing problems of conflicts we have seen children at the dinner table, also found the
that the force acting on a person in the effectiveness of the power field for creating
direction of a goal might be counteracted induced forces to be greater if the distance
by induced forces corresponding to the wUl between the persons is smaller,
of another pnaoa. In view of the relation Lippitt and White (1943), in expert-
836 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

mente with ten-year-old children, tested somewhat. Negative commands were more
the effect of induced needs during the pres- damaging than positive commands, and
ence and the absence of the inducing power vague commands more damaging than spe-
field. They found that the amount of cific ones.
work output in an autocratic group atmos- Induced needs which are opposite to own
phere dropped very decisively within a few needs may lead to a permanent state of
minutes when the leader left the room. conflict which is more or less concealed.
This was in contrast to a democratic group If such a conflict cannot be resolved by
breaking the dominant power field (see p.
814), the child may become aggressive to-
ward less powerful persons. Lewin, Lip-
pitt, and White (1939) found that, on sev-
eral occasions, one of the children was at-
tacked as a scapegoat in the autocratic
group (Figure 32).
Taking Over Foreign Goals. An induced
need may slowly change its character in
the direction of an own need. In other
words, the person not only will follow or-
ders but also "accept" them (in the mean-
After Afltr After After
Before fr
{rsr Second Third Fourth ing of taking them over). Waring, Dwyer,
Commands Command Command Command Command and Junkin (1939) have observed changes
FIGUHE 31. The effect of conflicting authori- in this direction with nursery school chil-
ties on constructiveness. (From "Studies in dren.
Topological and Vector Psychology: III. Duncker (1938) studied changes in food
The Effect of Conflicting Authority on the preferences of children from two to five
Child," by C. E. Meyers. University of
Iowa Studies in Child Welfare, 1944. By years of age, as affected by a story in
permission of the publisher.) which the hero abhorred one and enthusi-
astically relished the other of two kinds of
atmosphere, where the work had been food. After the story, the children pre-
chosen and planned by the group itself, ferred the hero's favorite food, although
and where the work output was unchanged previously it had been unattractive to
when the leader left. C. E. Meyers (1944) them. This effect decreased with time, but
studied the effect of conflicting adult au- could still be detected after six days.
thority on children of nursery school age. Thompson (1940) studied the effect of
He found that the opposing orders lower prejudicial leadership on ten-year-old chil-
the children's constructiveness of play very dren. The leader set up an underprivi-
considerably (from 4% to 2% on his con- leged minority within a group of children
structiveness scale) (Figure 31). The child who originally had equal status. After a
may stop action altogether (aside from self- number of club meetings the children of
manipulation similar to that described by the privileged majority continued to treat
MacDonald, 1940) if he does not find a the rest of the children as underprivileged
way to follow the orders of both authori- even when the leader left the room. This
ties. Even if the orders of both adults discrimination, however, was not so strong
agree, too frequent interference with the as in the presence of the leader. This
child's play lowers bis constructiveness shows both that the presence off the power
CHANGES OF NEEDS AND GOALS

field of the leader has some influence and values." Children who follow boy values
that the induced goals have been taken are more sociable among themselves but
over in some measure. less obedient at school.
Iippitt and White (1943), in a study Horowitz (1936) found no prejudices
of autocratic, democratic, and laissez-faire against Negroes in white children under
40

35 Tom
Joe
30
! Jack
Harry

i
A Sarah
25
Ray
Sue
20

15
\ i\\ 1
1
i
,.

/
j
\
\

10
^ r V,
1
1
If
/

t '/_
1 / , \
1 >
<S
Meeting 1 2 4 5 6 7 8 9 1 01 1 1 2 4 5 6 7 8 9 1 0 1 1
Authoritarian Democratic
FIGURE 32. The emergence of scapegoats. (From "Studies in Topological and Vector Psy-
chology: I. An Experimental Study of the Effect of Democratic and Authoritarian Group
Atmospheres," by Ronald Lippitt. University of Iowa Studies in Child Welfare, 1940, 16,
165. By permission of the publisher.)
The curves indicate that the amount of dominating behavior directed against the various indi-
viduals was much greater in autocracy than in democracy. In autocracy two individuals (Tom
and Joe) were treated as scapegoats (at the fifth and ninth meetings, respectively).
groups, have found that the readiness of three years. The prejudices increased be-
an individual to accept autocracy in the tween four and six years. This increase
club depends partly upon the home back- was as great in New York as in the South.
ground. A combination of a firm and It was independent of the degree of ac-
warm home atmosphere seems to be most quaintance of the children with Negro chil-
favorable to that end; that is, an atmos- dren, and of the actual status of the Negro
phere of relative autocracy which, never- child in the class which the white child
theless, by its warmness, prohibits the attended. The prejudices are, however, re-
child from becoming independent of the lated to the attitude of the parents of the
family. These children are nicely to ad- white child. This indicates that the preju-
here to "adult values" rather than "boy dices against the Negroes are due to an
838 BEHAVIOR AND DEVELOPMENT A6 A FUNCTION OF TOTAL SITUATION

induction and gradual taking-over of the corresponding to a group goal is more like
culture of the parents by the child. an own need than an induced need. This
A phenomenon which is probably partly problem is closely related to the differ-
due to the acceptance of originally induced ence between "we"-feeling and 'T'-feeling.
needs and partly to the problems of group Lewin, Lippitt, and White (1939) found
belongingness (see p. 800) is the hatred "we"-feeling, as measured by the verbal
against one's own group in persons belong- expression and the attitude toward the
ing to an underprivileged group. This work, to be greater in the democratic
hatred against the own group is frequent group than in the autocratic group where
among the bodily handicapped and among an egocentric attitude prevailed.
socially underprivileged groups (Davis and One can consider two factors to be basic
Dollard, 1940; Lewin, 19406). It means for the kind and degree of influence which
that the values and prejudices of the privi- group goals have for the goals of the indi-
leged group have been taken over by the vidual: (1) the degree of dependence of
members of the socially lower group even the person on the group; (2) the character
if they are directed against their own group. of enmity or friendship of this dependence.
This hatred of one's own group may lead According to Ronald Lippitt (1940), the
to self-hatred. It is augmented by the power fields of enemies weaken each other
need of the individual to raise his status in areas where they overlap, whereas the
and, therefore, to separate himself from power fields of friends strengthen each
the underprivileged group. other. In addition, friendship as distin-
Whether or not an induced need has guished from enmity includes the readiness
changed its character and has become an to accept and to back up the intention of
own need is frequently difficult to decide. the other person. According to M. E.
Lippitt and White (1943) distinguished Wright (1940), both characteristics can be
two types of reaction to an autocratic at- expressed by the degree of accessibility of
mosphere: one called aggressive autocracy, one's own power field to the power field of
and the other apathetic autocracy. In the the other person.
latter case the children seem to work will-
ingly. Signs of discontent or obstruction Individual Differences
may be entirely absent. Particularly strict
obedience may have the appearance of a We have seen that it is not possible to
voluntary action. This holds also for the determine the specific characteristics of in-
behavior of children in institutions. Never- dividuals by classifying them according to
theless, the effect of the removal of the their overt behavior. Instead, one has to
leader in the experiment shows how great look for factors which can be inserted as
the actual difference in both situations is constant values into the variables of the
for the child. equations which represent psychological
Needs of a Child as a Group Member. laws. In this way also the variability of
As mentioned above, the children in the behavior, that is, the difference in behavior
democratic group studied by Lippitt and of the same individual in different situa-
White did not decrease the intensity of tions, becomes susceptible to treatment.
their work if the leader left. The plan This variability does not mean merely that
for this work had been decided upon by the absolute frequency or intensity of a
majority vote after consideration. This certain type of behavior depends upon the
shows that under these conditions a need situation. Actually, the rank-harder of in-
INDIVIDUAL DIFFERENCES

dividuals in regard to a certain trait may ness is characterized by the fact that these
also be different in different situations. For individuals show at the same level of dif-
instance, Lewin, Lippitt, and White (1939) ferentiation (the same mental age) less
found in clubs of ten-year-old boys that, plasticity (Lewin, 1935). If this theory k
in regard to some "traits," such as "de- correct, one should expect less cosatiation
manding attention from other club mem- in feeble-minded persons than in normal
bers" and "out-of-field conversation," the persons of the same mental age. Kounin
rank-order of the individual in different at- (1939) demonstrated this with individuals
mospheres remains rather constant (r = .85 whose chronological ages were 7, 12, or 30,
and r = .78). In other traits, such as "de- all having a mental age of 7 (see p. 826).
pendence upon leader," there is scarcely One can derive from the same set of prem-
any consistency of rank-order (r = .02). ises that feeble-minded individuals should
There are more extreme changes in the be less able to tolerate overlapping situa-
rank-order in "work-mindedness" than in tions. One should expect, therefore, that
"aggressiveness." The changes seem to be the feeble-minded person would make fewer
linked to the differences of meaning of the mistakes in case of change of habits under
particular atmospheres to the particular certain conditions, that he would show
children. greater difference in speed of performance
The attempts to link positively problems between overlapping and nonoverlapping
of individual differences and of general situations, and that he would be less able
laws are relatively new in psychology. We to change the cognitive structure in a test
shall mention but one example, which is requiring several classifications of the same
related to differences in age, intelligence, group of objects. Kounin's experiments
and rigidity of the person. Lewin (1935) substantiate all these derivations. The re-
has outlined a theory according to which sults of Koepke (Lewin, 1935) and of Gott-
differences in mental age are closely related schaldt (1926) indicate that the readiness
to the degree of differentiation of the per- of the feeble-minded person to accept or
son. The variety of states which an or- to refuse a substitute is either very small
ganism can assume, and the corresponding or very great, according to the specific
variety of patterns of behavior, must log- situation. This is in line with what should
ically be conceived of (Barker, Dembo, be expected from a relatively rigid indi-
and Lewin, 1941) as a function of the de- vidual. #

gree of the differentiation of that organism. The coordination of certain individual


Therefore, with increasing mental age, the differences with differences in the degree of
individual should show an increasing flexi- differentiation and rigidity of the person
bility, in the sense of richness, of behavior. makes it possible to link behavior in quite
This is in line with empirical observations a variety of fields, such as cognition, stub-
of individuals of different mental age and bornness, substitution, and satiation, and
with the peculiar pedantry and stubborn- to understand apparent contradictions of
ness of the young child. behavior. A greater rigidity of the feeble-
The increase of flexibility with increas- minded person also explains why his de-
ing mental age is somewhat counteracted velopment is slower than that of the nor-
by e> decrease in plasticity which seems to mal child (that is, the relative constancy
go hand in hand with chronological age of the IQ) and why he reaches his peak of
and which seems to be important for development earlier.
senility. A certain type of feeble-minded- I t can be expected that all problemi of
840 BEHAVIOR AND DEVELOPMENT AS A FUNCTION OF TOTAL SITUATION

individual differences will be linked more BROWN, J. F. 1936. Psychology and the social
order. New York-: McGraw-HllL
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