Professional Documents
Culture Documents
To cite this article: Paolo Gardoni & David Rosowsky (2011) Seismic fragility increment functions for deteriorating reinforced
concrete bridges, Structure and Infrastructure Engineering: Maintenance, Management, Life-Cycle Design and Performance,
7:11, 869-879, DOI: 10.1080/15732470903071338
Taylor & Francis makes every effort to ensure the accuracy of all the information (the “Content”) contained
in the publications on our platform. However, Taylor & Francis, our agents, and our licensors make no
representations or warranties whatsoever as to the accuracy, completeness, or suitability for any purpose of the
Content. Any opinions and views expressed in this publication are the opinions and views of the authors, and
are not the views of or endorsed by Taylor & Francis. The accuracy of the Content should not be relied upon and
should be independently verified with primary sources of information. Taylor and Francis shall not be liable for
any losses, actions, claims, proceedings, demands, costs, expenses, damages, and other liabilities whatsoever
or howsoever caused arising directly or indirectly in connection with, in relation to or arising out of the use of
the Content.
This article may be used for research, teaching, and private study purposes. Any substantial or systematic
reproduction, redistribution, reselling, loan, sub-licensing, systematic supply, or distribution in any
form to anyone is expressly forbidden. Terms & Conditions of access and use can be found at http://
www.tandfonline.com/page/terms-and-conditions
Structure and Infrastructure Engineering
Vol. 7, No. 11, November 2011, 869–879
Fragility increment functions are developed to estimate the seismic fragility of reinforced concrete (RC) bridges
subject to deterioration due to the onset and progression of corrosion of the reinforcement. For each mode of failure
considered, the fragility at time t of a deteriorating bridge is obtained by multiplying the initial fragility of the
undeteriorated bridge by a corresponding increment function expressed in terms of the environmental conditions,
the original material properties, time, a measure of the seismic demand, and a set of unknown model parameters.
Downloaded by [Temple University Libraries] at 01:01 24 November 2014
The developed increment functions account for the effects on the fragility estimates of the loss of the reinforcement
and of the increasing uncertainty over time. As an application, the developed increment functions are used to
estimate the seismic fragility of an example RC bridge. The proposed fragility increment functions are useful to
estimate the fragility of deteriorating bridges without any extra reliability analysis once the fragility of the
undeteriorated bridge is known. In particular, the proposed fragility increment functions can be used to assess the
time-variant fragility of bridges for applications such as reliability-based design, life-cycle cost analysis, and risk
analysis.
Keywords: bridges; concrete; corrosion; degradation; fragility; seismic
This paper develops seismic fragility increment material properties that are representative of currently
functions, GF,k(t), that directly provide the fragility of constructed highway bridges in California (Caltrans
deteriorating bridges without requiring additional 1999). The fragilities estimated using GF,k(t) are in
reliability analyses given the fragility of the undeter- close agreement with those assessed by carrying out a
iorated structures. In this study, fragility is defined as traditional reliability analysis. Furthermore, the pro-
the conditional probability of attaining or exceeding a posed approach reduces the computational cost by
specified capacity level given a specified seismic providing the seismic fragility at any time of interest
measure, which is the spectral acceleration, Sa, here. without any additional reliability analysis once the
The GF,k(t) are defined for the deformation, k ¼ d, and initial fragility is known.
shear, k ¼ v, modes of failure as the ratio between the This paper has five sections. First, a general model
fragility of the deteriorating bridge at time t, Fk(t), and for GF,k(t) is developed. Then, the estimation of the
the fragility of the undeteriorated bridge at the time of model parameters and the model selection process are
construction, Fk(0). The same formulation is also used discussed. Next, the results for the developed GF,k(t)
to develop a bivariate fragility increment function that are presented. This is followed by a general discussion
considers both deformation and shear as possible on how the models can be updated using data from
Downloaded by [Temple University Libraries] at 01:01 24 November 2014
modes of failure. Using GF,k(t), the fragility of a field inspection. Finally, the developed GF,k(t) are used
deteriorating bridge can be obtained by multiplying the to estimate the seismic fragility of the example RC
initial fragility of the undeteriorated bridge by the bridge.
corresponding increment function. The proposed
fragility increment functions are expressed as a
function of the environmental conditions, the original 2. Formulation of seismic fragility increment functions
material properties, t and Sa, and a set of unknown The fragility of an RC bridge at t years and a given Sa
model parameters. The unknown parameters in the is represented as GF,k(t), where k ¼ d indicates the
models are estimated by a Bayesian approach. A model deformation failure mode and k ¼ v indicates the
selection process based on the Akaike information shear failure mode. The formulation in Gardoni et al.
criterion (AIC) (Akaike 1978a,b) and the Bayesian (2003) is used to assess the fragility at t ¼ 0 and the
information criterion (BIC) (Schwarz 1978) is used to formulation in Choe et al. (2009) is used to assess the
develop accurate and parsimonious models for GF,k(t). fragility at t 4 0. The fragility increment function for
Parameter estimation and model selection are carried the kth failure mode is then defined as:
out using a set of fragility data obtained by a
traditional predictive reliability analysis (Gardoni
et al. 2002). Probabilistic capacity and demand models Fk ðtÞ
GF;k ¼ ; k ¼ d; v: ð1Þ
for corroding RC columns (Choe et al. 2008, 2009) are Fk ð0Þ
used to generate the fragility data.
The developed GF,k(t) is applicable to various This section develops a probabilistic model for GF,k
environmental conditions and material properties. that can be used to estimate Fk(t) given Fk(0). The
The inputs required to estimate Fk(t) using GF,k(t) are model for the fragility increment function for the kth
Fk(0), the environmental conditions, and the original failure mode is generally expressed as:
material properties of the bridge. The proposed GF,k(t)
captures the loss of the reinforcement diameter due to GF;k ¼ GF;k ðx0 ; t; Sa ; Hk Þ; k ¼ d; v; ð2Þ
corrosion, which leads to a mean capacity degradation
and a mean demand increase. Furthermore, GF,k(t)
also accounts for the effects of the increasing un- where x0 is a vector of basic variables (i.e. geometry,
certainty over time in the probabilistic models for the material properties at the time of construction and
corrosion initiation and the time-dependent corrosion environmental conditions); Sa is the given demand
rate, which is reflected in the capacity and demand level; and Hk are the sets of the unknown para-
models. In the case of a bridge that has already been meters introduced to fit the proposed models to
built, additional information is typically available from fragility data.
a field inspection. This paper also describes how data In assessing the unknown parameters, Hk, the
from a field inspection at time tinsp can be used to model needs to satisfy the homoskedasticity and
update the fragility of a bridge at time t 4 tinsp. normality assumptions. That is, the model standard
As an application, fragility estimates for an deviation needs to be independent of x0, t and Sa, and
example bridge are obtained using the developed the model error needs to have a normal distribution.
functions, GF,k(t). For this illustration, a highway A suitable transformation can be used to approxi-
overpass RC bridge is selected with geometry and mately satisfy these assumptions. Box and Cox (1964)
Structure and Infrastructure Engineering 871
suggested the following parameterised family of where sk represents the standard deviation of the
transformations: model error ske; e is a normal random variable with
zero mean and unit variance; and ĜF,k models Fk(t)/
l Fk(0), and can be written as the ratio between the
GF;k l1 2 1
y¼ ; l2 6¼ 0; models for the fragility of the deteriorating and of
l2 ð3Þ the original bridge, Fˆk(t)/Fˆk(0). In Equation (4), the
y ¼ log GF;k l1 ; l2 ¼ 0: unknown parameters Hk are partitioned into a vector
of unknown model parameters hk and the unknown
As a specific case, l2 ¼ 0 specifies the logarithmic standard deviation sk.
transformation, l2 ¼ 1/2 the square-root transforma- Choe et al. (2007a) developed a fragility increment
tion and l2 ¼ 1 the linear transformation. After function for a given shear or deformation demand. The
investigating the possible transformations and the same model form is used here for ĜF,k given Sa.
corresponding diagnostic plots (Rao and Toutenburg Accordingly, ĜF,k is written as:
1997), the transformation in Equation (3) defined by
l1 ¼ 1 and l2 ¼ 0 is selected. G^F;k ðx8
0 ; t; Sa ; hk Þ
Downloaded by [Temple University Libraries] at 01:01 24 November 2014
1
F^k ð0Þ ¼ : ð6Þ
1 þ ðsk =Sa Þnk
Figure 2. Illustration of the effects on the fragility estimates of (a) the mean capacity degradation and the mean demand
increase and of (b) the uncertainty increase.
872 P. Gardoni and D. Rosowsky
Table 1. Variables for the single-bent bridge at t ¼ 0. in Gardoni et al. (2003) are used to estimate the seismic
Value/ demand of undeteriorated RC bridges, and the models
Description Parameter distribution in Choe et al. (2009) are used for the deteriorating RC
bridges. The corresponding shear and deformation
Span length (right and left) L (mm) 18,300 capacities of RC bridge columns are estimated using
Span-to-column height L/H 2.4
ratio the probabilistic models in Gardoni et al. (2002) and
Column-to-superstructure D/Ds 0.75 Choe et al. (2007b) for undeteriorated bridges and in
dimension ratio Choe et al. (2008) for the deteriorating bridges.
Concrete nominal strength f’c (MPa) LN (27.6, 2.76) Following Gardoni et al. (2002), predictive fragility
Reinforcement nominal fy (MPa) LN (448.2, 22.4)
yield strength estimates are computed as:
Initial longitudinal rl0 2.0% Z
reinforcement ratio of
column F~k ðtÞ ¼ Fk ðt; Kk ÞfK ðKk ÞdKk ; ð11Þ
Initial transverse rs0 0.7%
reinforcement ratio of
column where the epistemic uncertainty in the model para-
Downloaded by [Temple University Libraries] at 01:01 24 November 2014
the information in the observations captured in section provides a general discussion on how the
L(HkjGk). The mean vector, MH, and covariance models can be updated using data from field inspec-
matrix, RHH, can be obtained once the posterior tion. In addition, as an illustration of the proposed
distribution of Hk is known. Since no prior informa- fragility increment functions, the final section com-
tion is available about Hk, a non-informative prior pares the predictive seismic fragility estimates for an
distribution is used in this paper. example RC bridge typical of California’s current
construction with those computed using the proposed
increment functions.
3.3. Model selection
The objective is to develop fragility increment func-
tions GF,k(x0, t, Sa, Hk) that are accurate, unbiased, 4.1. Deformation failure mode
and easily implementable in practice. To facilitate their For the deformation mode of failure, the estimated
use in practice, ĜF,k(x0, t, Sa, hk ) needs to have as few parameters for Fˆ(0) are nd ¼ 2.17 and sd ¼ 2.73. The
parameters hk as possible. Also from a statistical most parsimonious model selected based on the AIC,
standpoint, a parsimonious model (with as few model BIC and MAPE is written as:
Downloaded by [Temple University Libraries] at 01:01 24 November 2014
MAPE ¼
NS i¼1 Gk;i Table 3. Posterior statistics of the parameters in GF,d.
100: ð17Þ Correlation coefficient
Standard
Parameter Mean deviation yd3 yd4 sd
4. Results yd3 0.848 0.025 1 0.04 70.08
This section presents the results of the parameter yd4 0.850 0.009 0.04 1 0.08
sd 0.161 0.008 70.08 0.08 1
estimation and the model selection process. The next
Structure and Infrastructure Engineering 875
Table 4 lists the posterior statistics of Hv ¼ (yv6, sv). 1 þ ðsdv =Sa Þndv
G^F;dv ðt; Sa Þ ¼ n ; ð22Þ
The parameter yv5 is found to be strongly correlated 1 þ sdv Rs;dv ðtÞ =Sa dv
with yv6 and is expressed by its linear regression on yv6
Downloaded by [Temple University Libraries] at 01:01 24 November 2014
as ^
yv5 ¼ 0:041 0:057yv6 . The positive mean estimates where ndv ¼ 2.12, sdv ¼ 2.65 and
of yv5 and yv6 indicate that the increase in uncertainty
over time shown in the right chart of Figure 2 has to be 1 w=c ydv3
Rs; dv ðtÞ ¼ ydv1 t T^corr : ð23Þ
accounted for when modelling Fv(t). Therefore, Fˆv(0) d
underestimates Fv(t) for small probabilities and over-
estimates Fv(t) for probabilities closer to 1. Further- Table 5 lists the posterior statistics of Hdv ¼ (ydv3, sdv).
more, the fact that the term Rs,v(t) is not needed in the As with the deformation fragility increment function,
reduced model indicates that the increase in the the parameter ydv1 is found to be strongly correlated
fragility due to the loss of the reinforcement diameter with ydv3, and is expressed by its linear regression on
is negligible for the shear mode of failure. ydv3 as ^ydv1 ¼ 0:171 0:269ydv3 . The model form for
Similar to Figure 5, Figure 6 shows a com- the deformation-shear fragility increment function is
parison between the values of F~v(t)/F~v(0) and the
Figure 5. Comparison between the values of F~d(t)/F~d(0) and Figure 6. Comparison between the values of F~v(t)/F~v(0) and
the corresponding values predicted using the proposed the corresponding values predicted using the proposed
ĜF,d(t,Sa). ĜF,v(t,Sa).
Table 4. Posterior statistics of the parameters in GF,v. Table 5. Posterior statistics of the parameters in GF,dv.
Correlation coefficient Correlation coefficient
Standard Standard
Parameter Mean deviation yv6 sv Parameter Mean deviation ydv3 sdv
yv6 0.524 1.00 1 70.58 ydv3 0.409 0.032 1 0.00
sv 0.059 0.006 70.58 1 sdv 0.128 0.007 0.00 1
876 P. Gardoni and D. Rosowsky
similar to the one for the deformation fragility considered range. For the deformation-shear model,
increment function. This should be expected because, MAPE ¼ 2.51%.
consistently with the displacement-based capacity de-
sign approach used by Caltrans, the deformation mode
of failure dominates the bivariate deformation-shear 5. Model updating based on data from field inspections
fragility (Gardoni et al. 2003). Figure 7 shows a The developed models are valuable to account for the
comparison between the values of F~dv(t)/F~dv(0) and the deterioration of bridges over time when conducting a
corresponding values predicted using the proposed reliability-based design, life-cycle cost analysis, or risk
ĜF,dv(t, Sa). It can be seen that the proposed model is analysis before the actual construction of a bridge.
unbiased and accurately predicts F~dv(t)/F~dv(0) over the However, in the case of a bridge that has already been
built, additional information is typically available from
field inspections. This section describes how data from
a field inspection at time tinsp can be used to update the
fragility estimates at t 4 tinsp.
First, the information from a field inspection can be
Downloaded by [Temple University Libraries] at 01:01 24 November 2014
slow down the deterioration process modelled by shifting the time and adjusting the rate), then the
ĜF,k(x0,tinsp,Sa) so that the corresponding fragility fragility at a time t following the inspection can be
estimate matches the one based on xinsp, that is estimated as:
Fˆk(teq,k) ¼ ĜF,k(x0,teq,k,Sa) 6 F~k(x0) F~k(xinsp). It is
noted that because the deterioration process might ^ ^ teq;k
Fk ðtÞ ¼ GF;k x0 ; teq;k þ Dt ; Sa
have different effects on the deformation and shear tinsp
modes of failure, in general, teq,d 6¼ teq,v.
F~k ðx0 Þ; t > tinsp : ð25Þ
In case the accelerated or slower estimated dete-
rioration is believed to be due to an inaccurate estimate
of tcorr, the fragility at a time t following the inspection In this case teq,k is used not only to shift ĜF,k along the
can be estimated using teq,k as: t-axis but also to contract or dilate the t-axis to
account for a difference in the deterioration rate.
F^k ðtÞ ¼ G^F;k x0 ; teq;k þ Dt ; Sa
F~k ðx0 Þ; t > tinsp ; ð24Þ 6. Fragility estimates for an example bridge
Downloaded by [Temple University Libraries] at 01:01 24 November 2014
Figure 9. Fragility estimates for the example submerged bridge considering w/c ¼ 0.5, curing time 1 day and many humid-dry
cycles.
878 P. Gardoni and D. Rosowsky
for the considered bridge system are listed in Table 1. developed to update the fragility of a bridge using
To compute the fragility at time t using ĜF,k(x0,t, data from field inspections. As an application, the
Sa,Hk), the required inputs are Fk(0), the environ- developed increment functions are used to estimate the
mental conditions and the original material properties seismic fragility of an example RC bridge representa-
of the bridge. In this example, to estimate the corrosion tive of current construction in California. The pro-
initiation and propagation it is assumed that the bridge posed fragility increment functions provide a close
is constructed in a splash zone with a water-to- match with the fragility estimates computed using
cement ratio of the concrete material equal to 0.5, 1 traditional reliability analysis. The proposed fragility
day curing time, and that the zone is subjected to many increment functions are a useful tool in applications
humid-dry cycles. These are among the most severe such as reliability-based design, life-cycle cost analysis
conditions for corrosion. The predictive fragility and risk analysis.
estimate F~k(0) is obtained by a reliability analysis
following Gardoni et al. (2003). The fragility estimates Acknowledgements
at time t are obtained as Fˆk(t) ¼ ĜF,k(x0,t,Sa,Hk)6 The authors wish to thank Dr Do-Eun Choe for helpful
F~k(0). discussions and suggestions and her help in carrying out
Downloaded by [Temple University Libraries] at 01:01 24 November 2014
Figure 9 shows the fragility estimates for the some of the analyses presented in this paper.
example bridge versus Sa for the deformation, shear
and combined deformation-shear failure modes. In References
each subplot, the dashed line indicates F~k(0); for Akaike, H., 1978a. A new look at the Bayes procedure.
comparison, the dotted line indicates the predictive Biometrika, 65, 53–59.
fragility F~k(t ¼ 150 year) obtained by a reliability Akaike, H., 1978b. A Bayesian analysis of the minimum AIC
analysis following Choe et al. (2009), and the solid line procedure. Annals of the Institute of Statistical Mathe-
matics, 30, 9–14.
indicates Fˆk(t ¼ 150 year). Overall, the estimates using Aktan, A.E., Helmicki, A.J., and Hunt, V.J., 1996. Issues
the proposed fragility increment functions are close to related to intelligent bridge monitoring. In: Proceedings
the predictive fragility estimates and only marginal of Structures Congress XIV, S.K. Ghosh and J. Moham-
differences can be noticed. In particular, both the madi, eds., ASCE, 750–757.
deformation and the most useful deformation-shear Armaghani, J.M. and Bloomquist, D.G., 1993. Durability
specification and ratings for concrete. In: R.K. Dhir
fragility estimates are almost identical for low demand and M.R. Jones, eds. Concrete 2000. London: E&FN
values, which is the range of interest for civil Spon.
engineering applications. Babei, K. and Hawkins, N.M., 1988. Evaluation of bridge
deck protective strategies. Concrete International, 10 (12),
56–66.
7. Conclusions Berkeley, K.G.C. and Pathmanaban, S., 1990. Cathodic
protection of reinforcement steel in concrete. London:
Seismic fragility increment functions are developed to Butterworths.
compute the deformation, shear and deformation- Box, G.E.P. and Cox, D.R., 1964. An analysis of transfor-
shear fragility estimates of deteriorating RC bridges mations. Journal of the Royal Statistical Society, Series B,
without conducting a traditional reliability analysis. 26, 211–246.
Box, G.E.P. and Tiao, G.C., 1992. Bayesian inference in
For each mode of failure considered, the fragility at statistical analysis. New York: Wiley.
time t of a deteriorating bridge is obtained by California Department of Transport (Caltrans), 1999.
multiplying the initial fragility of the undeteriorated Seismic design criteria, ed. 1.1. Caltrans.
bridge by the corresponding increment function. The Choe, D., Gardoni, P., and Rosowsky, D., 2007a. Fragility
only inputs required to determine the fragility incre- increment functions for deteriorating reinforced concrete
bridge columns. ASCE Journal of Engineering Mechanics
ment functions are the environmental conditions and (under review).
the original material properties of a bridge. The Choe, D., Gardoni, P., and Rosowsky, D., 2007b. Closed-
developed increment functions reflect the effects of form fragility estimates, parameter sensitivity and Baye-
capacity degradation, change of seismic demand and sian updating for RC columns. ASCE Journal of
the increase in uncertainty in the deterioration process Engineering Mechanics, 133 (7), 833–843.
Choe, D., et al., 2008. Probabilistic capacity models and
over time. The formulation satisfies the mathematical fragility estimates for corroding reinforced concrete
properties and boundary conditions required by a columns. Reliability Engineering and System Safety, 93,
fragility function. The proposed increment functions 383–393.
are assessed using a set of fragility data obtained by Choe, D., et al., 2009. Seismic fragility estimates for
traditional predictive reliability analysis. A model reinforced concrete bridges subject to corrosion. Struc-
tural Safety, 31, 275–283.
selection is also conducted using the AIC and BIC, Clinton, W.J. and Gore, A. Jr, 1993. Technology for
to construct accurate and parsimonious fragility America’s economic growth: a new direction to build
increment functions. In addition, an approach is economic growth. Policy Statement, 22 February 1993.
Structure and Infrastructure Engineering 879
Dunker, K.R. and Rabbat, B.G., 1993. Why America’s Marcotte, T.D., Hansson, C.M., and Hope, B.B., 1999a. The
bridges are crumbling. Scientific American, March, 66–72. effect of electrochemical chloride extraction treatment on
DuraCrete, 2000. Statistical quantification of the variables in steel-reinforced mortar, part II – microstructural char-
the limit state functions. The European Union Brite acterization. Cement and Concrete Research, 29 (10),
EuRam 3 contract BRPR-CT950-132, Project BE951- 1561–1568.
347, Report no BE951-347/R7. Marcotte, T.D., Hansson, C.M., and Hope, B.B., 1999b. The
Enright, M.P. and Frangopol, D.M., 1998a. Service-life effect of electrochemical chloride extraction treatment on
prediction of deteriorating concrete bridges. Journal of steel-reinforced mortar, part I – electrochemical mea-
Structural Engineering, 124 (3), 309–317. surements. Cement and Concrete Research, 29 (10),
Enright, M.P. and Frangopol, D.M., 1998b. Probabilistic 1555–1560.
analysis of resistance degradation of reinforced concrete Mori, Y. and Ellingwood, B., 1993. Reliability-based service-
bridge beams under corrosion. Engineering Structures, 20 life assessment of aging concrete structures. Journal of
(11), 960–971. Structural Engineering, 199 (5), 1600–1621.
Gardoni, P., Der Kiureghian, A., and Mosalam, K.M., 2002. National Earthquake Hazards Reduction Program
Probabilistic capacity models and fragility estimates for (NEHRP), 1997a. FEMA-273, Guidelines for the seismic
RC columns based on experimental observations. ASCE rehabilitation of buildings. Washington, DC: Federal
Journal of Engineering Mechanics, 128 (10), 1024–1038. Emergency Management Agency.
Gardoni, P., Mosalam, K.M., and Der Kiureghian, A., 2003. National Earthquake Hazards Reduction Program
Downloaded by [Temple University Libraries] at 01:01 24 November 2014
Probabilistic seismic demand models and fragility esti- (NEHRP), 1997b. FEMA-274, Commentary on the
mates for RC bridges. Journal of Earthquake Engineering, guidelines for the seismic rehabilitation of buildings.
7, 79–106. Washington, DC: Federal Emergency Management
Ihekwaba, N.M., Hope, B.B., and Hansson, C.M., 1996. Agency.
Carbonation and electrochemical chloride extraction Rao, C.R. and Toutenburg, H., 1997. Linear models, least
from concrete. Cement and Concrete Research, 26 (7), squares and alternatives. New York, NY: Springer.
1095–1107. Schwarz, G., 1978. Estimating the dimension of a model.
Koch, G.H., et al., 2001. Corrosion costs and preventive Annals of Statistics, 6 (2), 461–464.
strategies in the United States. Federal Highway Admin- Stewart, M.G. and Rosowsky, D.V., 1998. Structural safety
istration, FHWA-RD-01-156. and serviceability of concrete bridges subject to corro-
Li, C.Q. and Melchers, R.E., 2005. Time-dependent risk sion. Journal of Infrastructure Systems, 4 (4), 146–155.
assessment of structural deterioration caused by reinfor- Yunovich, M., et al., 2006. Highway bridges. Available from:
cement corrosion. ACI Structural Journal, 102 (5), http://www.corrosioncost.com/infrastructure/highway/
754–762. index.htm4 [Accessed 23 October 2007].