Professional Documents
Culture Documents
OVERVIEW:
This lesson will provide various concepts and definitions of politics
and governance. This also includes the importance and different
approaches on how politics can be studied. It also presents the
characteristics of good governance and importance of politics in every
individual.
OBJECTIVES:
1. Describe the meaning of politics and governance
2. Cite the importance and value of politics for the individual.
3. Familiarize the origin and basic issues in politics.
4. Enumerate the characteristics of good governance and the three legs
of governance.
COURSE MATERIALS:
1. What is the origin of politics?
• Polis – city-state
• Polites –citizens
• Politikos – government officials
(Zalde, 1983)
2. What is politics?
- Is derived from the Greek word polis which means “city-state”, a
small independent self-contained political society.
- “The heart of Political Science”
- It is the activity of people where they create, preserve and amend
laws under which they live.
- It is therefore the study of POWER relationship among the people
in a given society as well those relationships among states in the
international community. (Lazo, 2009)
Politics is…
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Politics as power.
- Politics happens in all human interactions: within the family,
among friends, among officemates, etc.
- Politics can, therefore, be seen as struggle over scarce resources
and power can be seen as the means through which struggle is
conducted.
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3.2 Sovereignty
- It is the right of the government to rule and the right of a
government of leadership to exist.
- The right of a leader to rule and control not only his subjects
but also the territory over which the citizens live and prosper.
3.3 Authority
- It is the power of the leader to rule and the power to exact
obedience on his people. It is based on an acknowledged duty to
obey rather than on any form of coercion or manipulation.
- It exists when subordinates acknowledged the right of
superiors to give orders.
-Right to act rather than the power to do so.
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b. Behavioral Approach
o Focuses on the study of the individual ( voter, leader, party
leader, etc.) particularly the actors of the political system,
their emotions, biases and predispositions.
7. What is governance?
- The action of the government
- “The process of decision-making and the process by which
decisions are implemented.” (Sheng,UNESCAP)
- “A government’s ability to make and enforce rule and to deliver
services, regardless of whether the government is democratic or
not.” (Fukuyama, 2013)
- In the early Indian history, back to at least 400 B.C., governance
includes emphasizing justice, ethics and anti-autocratic
tendencies.
- Moreover, World Bank (2007) defines governance as the manner
in which public officials and institutions acquire and exercise the
authority to shape public policy and provide public goods and
services.
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ADDITIONAL READING:
PHILIPPINE POLITICS UNDER DUTERTE: A MIDTERM ASSESSMENT
David G. Timberman
January 10, 2019
INTRODUCTION
Within weeks of his inauguration as president of the Philippines in
June 2016, Rodrigo R. Duterte became the most internationally known
Filipino leader since Ferdinand Marcos, the country’s infamous dictator,
and Corazon Aquino, the iconic housewife-turned-president who
championed the restoration of democracy in 1986. A great deal of media
attention has been paid to Duterte’s murderous war on drugs as well as to
his often crass and controversial statements. His embrace of China and his
visceral disdain for the United States has garnered additional attention in
foreign policy circles, and he frequently is included in media reports and
scholarly articles on the rise of populism globally.
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Although the attention to Duterte and his brutal drug war is warranted,
much less attention has been paid to his administration’s broader policy
agenda, its approach to politics and governance, and its broader impact on
democratic institutions and norms. As a candidate, Duterte promised that
he would produce real and rapid improvements in the lives of Filipinos,
particularly by aggressively addressing crime and corruption. Two and a
half years into his presidency, it is both warranted and possible to assess
what has and has not changed under Duterte. The picture is a mixed one,
with elements of change, continuity, and regression.
The Duterte government’s track record regarding human rights and
democracy is undoubtedly disturbing. It has run roughshod over human
rights, its political opponents, and the country’s democratic institutions. The
combination of the Philippines’ powerful presidency and the malleability of
most of its political institutions is resulting in significant democratic
backsliding. But to focus only on Duterte fails to appreciate two other
important elements: the extent to which this degradation has happened
through nominally legal means, and the limited pushback to date by groups
and institutions opposed to strongman rule. This working paper takes an in-
depth look at the complex dynamics contributing to democratic backsliding
in the Philippines.
ANTECEDENTS
To begin to make sense of Duterte and his approach to politics and
governing, it is necessary to understand three aspects of contemporary
Philippine politics: the mixed record of elite democracy since 1986; the
successes and shortcomings of the Benigno Aquino III administration
(2010–2016); and the particularities of the 2016 presidential election.
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(GDP) over most of the past decade. But even observers who applaud the
post-1986 reforms have questioned if they have been broad and deep
enough to produce fundamental improvements in politics, governance, and
the economy.
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tickets. Had Mar Roxas and Senator Grace Poe, the two most like-minded
candidates, joined forces, they might have been able to defeat Duterte.
Third, Duterte ran a savvy and effective campaign. He announced his
candidacy late, so the media had little time to scrutinize his record as
mayor and his rivals had much less chance to attack him. His campaign
mobilized large numbers of volunteers and used social media well. Fourth,
all four of Duterte’s opponents had significant negatives. In contrast,
Duterte, because of his personality and message, was an attention-
grabbing and compelling candidate, who was able to tap into (and to some
extent manipulate) middle class frustrations and “latent anxiety,” particularly
about drugs and crime.10 Although the assertions of middle-class frustration
seem valid for anyone who has lived in Metro Manila, Cebu, or the handful
of other cities that are home to most of the Philippine middle class, the
extent to which this sense of frustration and anxiety was national in scope
is relatively less clear.
Duterte and Mindanao. Duterte is the first president from the southern
island of Mindanao, and his election was a significant political milestone for
the Philippines. Home to about 25 percent of the nation’s population,
Mindanao is a promising but vexing mix of economic opportunity and
underdevelopment, ethnic and religious diversity, and multiple forms of
armed conflict. Under Duterte, progress on the political and security front
has been mixed. This is in large measure due to the May 2017 occupation
of Marawi City, in Lanao del Sur province, by Islamist extremists affiliated
with the self-proclaimed Islamic State. It took five months of combat
operations for the Philippine military to regain control over the extensively
damaged city. In response to the Marawi crisis Duterte imposed island-
wide martial law, which remains in effect. The rehabilitation of the city is
expected to cost more than $1 billion.
But before Marawi exploded, the Duterte government had done little
either to revive the stalled effort to pass legislation providing for greater
Muslim autonomy or to adopt federalism, an approach that many in
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Mindanao consider important for the island’s future. The government had
entered into a series of on-again, off-again talks with the communist
insurgency, which still has a significant armed presence in eastern
Mindanao. Currently, the process has stalled and appears unlikely to
produce a breakthrough.
Over the past year, opposition to both the substance and process of
Cha-Cha has grown. Senators are elected in a nationwide constituency, so
many of them see federalism as a threat to their political influence and
ambitions. Others criticize the process for being tightly controlled and
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This loss of life is the most horrific and immediate consequence of the
drug war. But the drug war itself is a sign that the Philippine government
has abdicated its responsibility to protect human rights and respect the rule
of law. EJKs violate both the Philippine Constitution and the International
Covenant on Civil and Political Rights (to which the Philippines is a
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Since the early 2000s, there has been a growing awareness of the
problem of narco-politics, mostly involving mayors and other local officials
thought to be complicit in the drug trade.23 However, it would be an
exaggeration to assert that the Philippines is becoming a narco-state,
where state institutions have been penetrated by the power and wealth of
drug lords and the economy depends heavily on the production or
distribution of illegal drugs. Nevertheless, Duterte sees it differently.
Although he was not the first presidential candidate to run against drugs
and crime, he was the first to frame drugs as an existential threat and to be
explicit about the brutal approach he would use to solve the problem.
Why has Duterte made illegal drugs his signature issue? In addition
to viewing drugs as a cancer on society, there is an ugly political logic.
Combating drugs and crime was central to his reputation as an effective
mayor of Davao City. Moreover, public acceptance of the Davao Death
Squad, a shadowy group that specifically targeted suspected drug dealers,
petty criminals, and homeless youth, showed the low cost and high returns
of mounting an extra-legal war on drugs and crime.24 As president,
Duterte’s nationwide war on drugs continues to play well across most
socioeconomic segments of society, particularly as long as the principal
victims are the urban poor.
The drug war also offers a potent and useful political narrative in
which Duterte alone possesses the moral authority to rescue the country
from the dangers posed by drug pushers and other criminals. As Peter
Kreuzer, a German researcher, has observed:
Duterte not only successfully established crime as the most pressing
problem, but also made the unconditional fight against this threat into a
hallmark of a comprehensive “we” group. Given the assumed absoluteness
of the evil to be combated, any criticism of the president has been silenced.
Detractors are suspected of being supporters of the criminal threat to
society, and any reference to due process can be ignored.25
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Duterte’s drug war), to exercise control over local officials, and to frame the
motivation of the Islamic extremists who took over Marawi City26
Public attitudes about the war on drugs. Most Filipinos believe that
Duterte’s war on alleged drug users and pushers is a draconian but
necessary response to a serious social problem. Survey data have shown
strong but softening support for it: in December 2016, 85 percent of those
surveyed voiced satisfaction, though by June 2018, only 78 percent were
satisfied.27 At the same time, almost three out of four Filipinos (73 percent)
believe that EJKs happen, almost as many are concerned that they might
be a victim of an EJK, and a large majority think that it is important for the
police to capture suspects alive.28
Why is there such strong public support for the drug war? One
explanation offered is that it reflects widespread disillusionment with the
Philippine justice system. Certainly, rich and powerful Filipinos enjoy near-
total impunity while many poor and middle-class Filipinos see the system’s
high costs, delays, partiality, and corruption. However, the degree of
alienation should not be overstated: few Filipinos ever go to court, and
surveys indicate that the judiciary and the police both enjoy moderately
high approval ratings.
A third explanation is that the drug war, despite its excesses, is seen
as a welcome example of government responsiveness. It is rare for multiple
government authorities—including the PNP, national government agencies,
and local government officials—to work together to address pressing social
issues. This whole-of-government approach appears to have produced
results. According to the PNP, the national crime rate (excluding murders)
has declined more than 20 percent over the past two years, and surveys
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suggest that Filipinos feel more secure. In a June 2018 Pulse Asia survey,
69 percent said that the Duterte administration’s efforts to eradicate the
drugs is his most important accomplishment, with the fight against
criminality ranking second.29
The drug war’s impact on the Philippine National Police. The PNP is
the government institution most deeply involved in implementing the drug
war—known locally as Oplan Double Barrel or Oplan Tokhang—and
therefore most directly affected by it.30 The involvement of PNP elements in
EJKs is well documented and beyond dispute.31 Some broader
consequences of the PNP’s involvement are worth examining in greater
detail.
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Impact on the justice system. The war on drugs has further stressed
the Philippines’ overburdened justice system. The volume of cases to be
investigated, prosecuted, and tried, as well as the number of alleged
offenders awaiting trial in detention facilities, has increased dramatically. A
comprehensive picture of the impact on the justice system is beyond the
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scope of this working paper, but some of the available data point to these
burdens. In 2016, there were 28,000 drug arrests—a 44 percent increase
over 2015—and more than 47,300 drug-related cases were filed.35 During
the first 10 months of 2017, the Philippine Drug Enforcement Agency
conducted 34,744 drug enforcement operations, with 66,672 arrests.36 In
2017, about 70,700 drug-related cases were filed in court, and about
21,400 were reviewed.37 According to the Supreme Court, as of 2017 more
than 289,000 drug cases had been filed in the country’s lower courts.38
Ultimately, the legal dimensions of the war on drugs will test not only
the capacity of the justice system, but also the jurisprudence, values, and
autonomy of the Philippine judiciary. In November 2018, a Regional Trial
Court issued the first legal judgment against the PNP, finding three
policemen guilty of murdering Kian Delos Santos, a seventeen-year-old the
policemen claimed was a drug runner who resisted arrest. Currently, there
is one case before the Supreme Court challenging the constitutionality of
the PNP’s official plan for eradicating illegal drugs.
Impact on public health. The government’s punitive approach to reducing
drug use also has important consequences for public health. It has
overwhelmed the country’s paltry rehabilitation capacity and is having a
negative effect on drug-linked diseases. As of mid-2017, the Philippines
had only forty-eight drug rehabilitation facilities and only about fifty medical
personnel trained in addiction medicine.40 According to the Philippine Drug
Enforcement Agency, close to 990,000 “drug personalities” voluntarily
surrendered in 2016, and by May 2017 that number had grown to
1.2 million people.
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[A] crucial goal of drug policy should be to enhance public health and
limit the spread of diseases linked to drug use. The worst possible policy is
to push addicts into the shadows, ostracize them, and increase the chance
of overdoses as well as a rapid spread of HIV/AIDS, drug-resistant
tuberculosis, and hepatitis. In prisons, users will not get adequate treatment
for either their addiction or their communicable disease. . . . Even prior to
the [sic] Duterte’s brutal war on drugs, the rate of HIV infections in the
Philippines has been soaring due to inadequate awareness and failure to
support safe sex practices. . . . Duterte’s war on drugs will only intensify
these worrisome trends among drug users.41
At the local level, the drug war has changed the way barangays [the
smallest LGUs] spend their funds. . . . Traditional social services such as
medical clinics or feeding programs for malnourished children are no longer
budget priorities. Through a number of policy incentives as well as strict
supervision by the DILG, the priority at the barangay level has now become
the monitoring and surveillance of drug suspects and the rehabilitation of
drug users who have surrendered.42
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There also is a darker dimension to the drug war at the local level.
Peter Kreuzer notes the pressure and intimidation experienced by local
officials:
It has become highly problematic for local political elites to evade the
president’s injunction to participate in the anti-crime killing spree that is
engulfing the Philippines. . . . The various reshuffles are placing more hard-
line police officers in command positions. Furthermore, these officers are
well aware that results measured in dead bodies are expected of them. In
addition, police officers and politicians alike have been publicly denounced
as supporting and profiting from drug crimes and thus threatened not only
with being indicted, but also with becoming victims of extrajudicial
executions themselves. Most officials then choose to fall in line with the
president.43
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As president, Duterte has repeatedly expressed his disdain for those who
oppose his policies, and has taken numerous steps to silence his critics
and weaken institutional checks:
• Led by Solicitor General Jose Calida, the government has
weaponized the legal system to attack political opponents. This
began in early 2017 when opposition Senator Leila de Lima was
imprisoned on nonbailable drug-related charges.46 Groups allied with
Duterte, as well as some leftist organizations, have filed multiple
lawsuits against former president Aquino and former budget secretary
Florencio “Butch” Abad, a longtime leader of the Liberal Party. Most
recently, in September 2018 the government arrested Senator
Antonio Trillanes IV, a vocal critic of Duterte. The government
claimed that a presidential pardon granted to Trillanes by Benigno
Aquino in 2011 was invalid, therefore making Trillanes ineligible to
serve as senator.47
• Duterte has repeatedly disparaged or threatened the leaders of key
accountability institutions like the chairman of the Commission on
Human Rights, the chief justice of the Supreme Court, and the
chairwoman of the Office of the Ombudsman. Followers of Duterte
threatened to seek the impeachment of Ombudsman Conchita
Carpio-Morales, but her term ended in July 2018. Most disturbingly, in
March 2018 Solicitor General Calida filed a quo warranto petition
against then chief justice Maria Lourdes Sereno, and in May 2018,
the Supreme Court—which currently is dominated by Macapagal
Arroyo appointees and in time will be dominated by Duterte
appointees—took the unprecedented and arguably unconstitutional
step of removing its own chief justice.48
• The government has threatened the mainstream media with lawsuits
and nonrenewal of franchises.49 These threats have been directed at
media owners like the Rufino-Prieto family, which owns the Philippine
Daily Inquirer, and the Lopez family, which owns ABS-CBN, the
country’s largest TV network. In January 2018, the Securities and
Exchange Commission revoked the operating license of the highly
respected news website Rappler, alleging that it has foreign
owners and therefore is in violation of the constitution. In November,
the Department of Justice said that it had grounds to indict both
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Rappler and its founder Maria Ressa for tax evasion and failure to file
tax returns.50 Meanwhile, on social media, critics of the government
are routinely harassed and threatened.
• Finally, Duterte has periodically raised the specter of declaring martial
law nationwide or forming a revolutionary government that would no
longer be bound by the constitution. Declaring martial law would be
constitutional, at least initially, but would be extremely polarizing
politically. However, declaring a revolutionary government would be
an extra-constitutional act. It seems likely that these statements are
intended as trial balloons to gauge public and elite reactions.
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Duterte has increased spending for social programs and some of the
government’s policies, such as higher salaries for government employees,
free irrigation, and tertiary public education, can be viewed as populist. But
to date his core fiscal and macroeconomic policies are more neoliberal than
populist. However, if Duterte’s popularity declines, there is a risk that his
government will adopt economic policies that are more statist and populist.
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With the challenges currently facing liberal democracy in the United States
and elsewhere, the concept of democratic backsliding has taken on new
saliency. According to Nancy Bermeo, backsliding, in its broadest sense, is
“state-led debilitation or elimination of any of the political institutions that
sustain existing democracy” (emphasis added).61 A 2015 study on
democratic backsliding, written by Ellen Lust and David Waldner for the
U.S. Agency for International Development (USAID), suggests that
backsliding is best conceived as a change in a combination of competitive
electoral procedures, civil and political liberties, and accountability, and that
backsliding occurs through a series of discrete changes in the rules and
informal procedures that shape those elections, rights and accountability.
These discrete changes take place over time, separated by months or even
years, and the end result is not predetermined: backsliding may result in
democratic breakdown, or it may not, and can occur within both democratic
and authoritarian regimes.62
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This observation is highly relevant for the Philippines under Duterte. Two
and a half years into his presidency—with the very important exception of
EJKs—his government still operates largely within the bounds of the
constitution. He has not muzzled the media, outlawed the political
opposition, or canceled elections. Despite his threats, he has not declared
nationwide martial law or created a revolutionary government.
Nevertheless, the extent to which he has used the powers of the
presidency to run roughshod over human rights and weaken democratic
checks and balances is unprecedented.
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But even where there is backsliding, there may be grounds for optimism
that it can be reversed. As Bermeo notes:
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relations to move closer to China and pullback from the United States, the
United Nations, and the liberal norms espoused by the international
community. Finally, the possibility of constitutional changes, up to and
including federalism, would be highly significant for the Philippines.
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When the State Department was headed by Rex Tillerson and was
itself in turmoil, the U.S. government was largely silent regarding the drug
war and human rights abuses. In August 2017, when Tillerson met with
Duterte at the ASEAN summit in Manila, their discussion focused on the
Marawi crisis and terrorism and did not include the human rights violations
associated with the drug war. The State Department’s 2017 human rights
report on the Philippines acknowledged that “extrajudicial killings have
been the chief human rights concern in the country for many years and,
after a sharp rise with the onset of the antidrug campaign in 2016, they
continued in 2017. . . . Concerns about police impunity increased
significantly following the sharp increase in police killings.” However, it
seemed to suggest that the drug-related EJKs were not all that different
from other human rights abuses in the Philippines.72
In June 2018, the United States joined thirty-seven other members (out of
forty-seven total) of the United Nations Human Rights Council to sign a
statement on human rights in the Philippines issued by the government of
Iceland:
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The U.S. Congress expressed some initial concern over the situation
in the Philippines, but has not taken any meaningful action. In May 2017,
senators Ben Cardin and Marco Rubio introduced a bill, the Philippines
Human Rights Accountability and Counter Narcotics Act of 2017 (S 1055),
which would restrict arms sales to the PNP and provide up to $25 million in
fiscal years 2017 and 2018 to support human rights groups and assist the
Philippines in dealing with its drug problem. The bill was referred to the
Foreign Relations Committee and has languished there since. In the House
of Representatives, in July 2017 the Tom Lantos Human Rights
Commission held a hearing on “The Human Rights Consequences of the
War on Drugs in the Philippines” that was highly critical of Duterte’s war on
drugs. But there has been no subsequent action.
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Still, the United States has a unique historical relationship with the
Philippines, one that needs to be considered alongside purely strategic
considerations. The Philippines’ political system is modeled after
America’s, and for more than a century the Philippine elite’s attitudes and
behavior have been shaped by America’s influence on the country’s
educational system, economy, and politics. The U.S. government has long
and influential relations with the AFP and, to a lesser extent, the Philippine
police. And when Philippine leaders have shown a commitment to
democratic politics and governance, the U.S. government has been quick
to proclaim solidarity. Therefore, at a time when human rights and
democracy are under attack in the Philippines, the U.S. government and
American NGOs ought to support Filipino-led efforts to defend human
rights and democracy. Doing so would have the added benefit of showing
Filipinos that the U.S.-Philippine relationship is not only about advancing
U.S. security and economic interests.
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Duterte’s efforts to weaken checks on his power, there are civil society,
media, religious, and educational organizations—and even some members
of the business elite— that are committed to defending democracy. Like
Trump in the United States, Duterte has become a catalyst for a struggle
between vastly different visions of what kind of country the Philippines can
and should be. This is a contest Filipino democrats need to win; but in
doing so, they will need to offer something better than just a return to the
pre-Duterte status quo.
Naturally, there are no quick or easy fixes. The goal of more robust
American support for democracy in the Philippines should be twofold: first
and most immediately, to promote greater solidarity among “small-d”
democrats in the Philippines, the United States, and around the world, and
second, to improve and expand the sharing of ideas and strategies for how
to defend and strengthen democratic institutions and norms. Illustratively, in
the near term, the United States could support Filipino efforts on the
following fronts:
• improve understanding in the Philippines of effective approaches to
countering illegal drugs;
• develop effective responses to the Duterte government’s anti–human
rights narrative and broaden the community of human rights
supporters and activists; and
• promote solidarity and sharing lessons for defending human rights
and democracy by supporting visits to the Philippines of human rights
advocates, democratic political leaders, and scholars on democracy.
Longer term, Americans and Filipinos should work together to address
common challenges to preserving and improving democracy. This could
include joint efforts to:
• improve the role of media/social media in democracy;
• reform political finance and strengthen political parties;
• strengthen school-based and civic education on human rights and
democracy; and
• build university-to-university ties, including scholarly collaboration on
key aspects of Philippine politics and society (such as poverty and
inequality, criminality and the illicit economy, Supreme Court
decisionmaking, and the political role of the middle class).
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LEARNING MATERIALS IN
PHILIPPINE POLITICS, GOVERNANCE AND CITIZENSHIP
Prof. Cherry de Leon-Generoso
REFERENCE:
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