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Ans. The Delhi Sultanate in India was established in 1206 A.D. It was the
result of a process that had begun with the campaigns of the Ghaznavids and
Mahmud of Ghazni; and Muizzuddin Muhammad Ghuri, which led to the
conquest of North India. However, the establishment of the empire was not
an easy process. In the first phase of its history, i.e., the Ilbari period (1206-
1290 A.D.), the territories over which the Muslims had actual control were
few, they faced stiff resistance, and there was no administrative structure in
place. Thus, this period was marked with the consolidation of Turkish rule in
India. In the course of this, a ruling class also emerged, which had a distinct
character and composition, and played a formative role in the nature of the
Sultanate.
The main sources for the study of the Sultanate period are the Persian
political chronicles, of which the most important are Minhaj-us-Siraj
Juzjani’s Tabaqat-i-Nasiri, which covers the period up to Balban; Zia-ud-
Din Barani’s Tarikh-i-Firozshahi and Fatawa-i-Jahandari which continues
the narrative till Firuzshah Tughluq’s period; and later works like Isami’s
Futuhus Salatin. But they all suffer from biases. Excessive use of religious
terminology, owing to the background of the writers, is another problem.
These accounts can be supplemented with the accounts of Arab travelers;
mystic or Sufi literature; and local, regional bardic literature, mainly Rajput,
which, though they too glorify Rajput resistance, courage and chivalry, yet
they give an insight into the period and provide a different point of view.
Texts can be used in correlation with archaeological evidence from
monuments, coins, inscriptions etc.
The ruling class comprised of four groups – the Sultan or the Crown;
the nobility or the umara; the ulama; and the local chieftains. The
relationship between all of them was one of conflict and tension, yet marked
by cooperation and co-dependence. The word ‘Sultan’ comes from ‘sult’,
meaning ‘power’. The nobility held a very powerful position in the state and
actually conducted the work of administration and governance. Minhaj
describes them as “Arakin-i-daulat wa, Sutun-i-sultanate”, meaning
‘members of the state and pillars of the Sultanate’. The word ‘ulama’ (sing.
alim) comes from ‘ilm’, meaning knowledge. It was not an organized group
and included anyone who was well-versed in religious learning and Islamic
Law. The local chieftains included the displaced political authority, as well
as chiefs at the regional, district and village level.
The Ilbari Period of the Delhi Sultanate saw the evolution and gradual
changes in the composition of the ruling class. The period was also marked
by tensions within the ruling class, especially between the Crown and the
nobility, so much so that Nigam has remarked that the “the history of the
sultanate period to a great extent is the history of the achievements and
failures of the Turkish Nobility”. But in order to understand these tensions,
as well as the development of the institutions of the Delhi Sultanate, one
must keep in view their background in Islamic history.
Since the very inception of Turkish rule in India the Turkish nobility
played an important role in carving out a strong empire as well as shaping
the government of the empire. Two terms mentioned in the sources are
relevant - khwaja-tash, implying that all nobles were equal in power, status
and privilege because they were slaves of the same master; and sultani,
meaning ‘slaves of the master who they have put on the throne’. This shows
that they had a say in matters of succession and came to play kingmakers.
Later, some of the Sultans emerged from among the nobility itself, e.g.
Balban. Thus, they wielded immense power. Many of the kings after
Iltutmish exercised only nominal authority; real power was in the hands of
the nobility.
However, the nobility was not one unified group. Traditional scholars
like Nizami and Nigam have presented the nobility as consisting of 2
monolithic groups – the Turks and the non-Turks of high lineage (Tajiks).
The nobility was undoubtedly dominated by Turkish ghulams. Tajiks were
men of Persian speech, mostly free-born. But recent scholarship by Hambly
and Sunil Kumar has argued that this is a simplistic representation, and there
was a more complex structure in place. We have evidence of the existence of
other groups like free-born Turks, Khaljis, Ghuris, Afghans, Mongols, black
African slaves (Habashi, literally ‘Abyssinian’), and later Indian converts
(shaikhzadas), who gradually became important and competed for power.
Also, the Turkish slaves also had their own internal differences. There were
often differences between slaves of different Sultans. For instance, between
the slaves of Muizzuddin (Muizzi slaves), Aibek (Qutbi slaves), and
Iltutmish (Shamsi slaves), who owed allegiance only to their master. There
was also a conflict between senior and junior slaves of the same master.
Later, dissensions also developed between nobles at the centre (Delhi) and
provincial nobles, as is seen in the time of Raziya. Thus nobility consisted of
diverse elements, all in competition with each other. Sometimes the Sultan
would himself promote these divisions, in order to weaken the nobility and
strengthen his own position. The Turks aimed mainly for motives of
personal ambition or self-protection and united only in the face of common
danger from the non-Turkish faction.
Peter Jackson has done a comparative study between the mamluk
institution in Egypt and India. He points out that the bandagan was
distinguished by a hierarchy. Sunil Kumar has questioned the use of the
word “nobility”. He feels that rather than professional service, it was the
personal relationship that existed between a ghulam and his patron that led
to a close relationship between them, and their appointment to higher
positions. He refers to terms like parwarish (nourishing), parwardan
(upbringing) and tarbiyat (to pass on certain values and etiquettes), with
regard to the process of fostering the slaves.
The powers and position of the ulama in the state, and its relationship
with the rulers has been a matter of continuous debate. The ulama are
distinguished from the nobility by using the term ahl-i-saif (wielders of the
sword) for the latter, and ahl-i-qalam (wielders of the pen) for the former.
The sources refer to 2 categories of ulama – ulama-i-akharat/batini and
ulama-i-dunya/zahiri. The former were those scholars who devoted
themselves to religious learning and led a simple and austere life, e.g. the
Sufis. The latter were associated with the ruling elite and the state and got
employment in the government as mufti, qazi, imam etc. The newly-
converted Turks paid great deference to the clergy. But they kept effective
political control in their hands and confined them to deciding judicial cases,
religious matters and education.
There was a tacit relationship between the Sultan and the ulama; one of
interdependence. The ulama helped legitimize the actions of the Sultan. In
return, the state patronized them. In the initial stages of the establishment of
the Sultanate, this relationship was much stronger since the Sultan did not
have the support of the local groups and had to rely exclusively on their
Muslim support base. The ulama commanded considerable influence among
the Muslims and in various ways assisted the Delhi Sultans in consolidating
their authority. However, as the Sultanate began to establish close
relationships with the local groups, they moved further away from the
ulama.
The fourth components, i.e. the local intermediaries, were crucial for
the functioning of the state because they were responsible for land revenue
collection, on which the state was based. This was because, unlike the Turks,
they had a personal relationship with the peasantry and knowledge of the
local agrarian conditions and local languages. And though the state often had
to face military resistance from them, they depended on them for provincial
administration, as firstly the Turks were limited in number; and secondly the
newly-arrived Turks were unfamiliar with the details and problems of day-
to-day administration. The administration at the local level was not changed
and the Hindus continued to dominate the country-side as khuts,
muqaddams, chaudhuri, rana etc. Several defeated Hindu kings were also
made vassals of the Sultanate, on the condition of payment of a tribute.
However, this depended on the prestige and strength of the king, whose
suzerainty, in fact, had to be periodically enforced at the point of sword.
Iltutmish’s period was significant as it was during his reign that the
Sultanate acquired legitimacy. He received a letter of investiture from the
Abbasid Caliph in 1229, which formally recognized the independent status
of the Delhi Sultanate. A group of jurists like chief qazi Wazih-ud-din
Kashani led a challenge doubting the free status of Iltutmish, which he
cleverly met with a letter of manumission issued by his late master. This was
the first attempt by the ulama to assert their right to the choice of the
sovereign.
Iltutmish also started the practice of nominating his successor, and for
sometime after his death, the Crown did remain in his family. But the period
was marked with great instability, as Sultans came to power in quick
succession and mostly for a brief period. Of the sovereigns, only Balban is
known with certainty to have died a natural death. Power was increasingly
being controlled by the Turkish nobility. Initially, Iltutmish had nominated
Raziya as he felt that none of his surviving sons was competent enough.
Later, though, he seems to have changed his mind in favour of his eldest
son, Ruknuddin Firuz Shah. His mother, Shah Turkan, wielded real power
during his 7-month reign, which was dominated by a revolt on the part of a
group among Iltutmish’s senior amirs, including the wazir. According to
Isami, Firuz tried to curtail the power and even physically eliminate
prominent Turkish slaves, and excessively relied upon Tajiks, whom the
Turks massacred in the course of the Sultan’s campaign against the rebel
Kabir Khan. So he was deposed and Raziya was enthroned in his place.
Raziya’s period is important for several reasons. Not only was she the
first and only female Sultan, but her period also saw the emergence of a new
kind of factionalism within the nobility – between the Delhi nobles and the
provincial nobles. She had come to power mainly with the support of the
former. This was resented by the latter, who felt that they too should be
consulted in matters of succession. As a result, she had to face many
rebellions in places like Bhatinda. Raziya resorted to creating divisions in
the hostile camp by cleverly turning them against each other. She also tried
to strictly implement the iqtadari regulations, which also made them
resentful. Her accession can be taken to show the indifference of the ulama,
as the elevation of a woman to royal authority was contrary to Islamic
practice. It can also be attributed to the Central Asian background of the
ruling class, where women enjoyed greater freedom. Also, perhaps the
nobles felt that being a women, she could be a puppet in their hands. Many
junior slaves of Iltutmish were promoted, e.g. Balban, who became the
amir-i-shikar (incharge of hunting expeditions). But Raziya soon began to
exercise independent authority and tried to break the Turkish nobles’
monopoly by introducing new elements in the nobility. A prominent Tajik,
Khwaja Muhazzuddin, was appointed the wazir. Her appointment of Yaqut,
an Abyssinian slave to the rank of chief of cavalry (amir-i-akhur) alienated
the Turks, in particular, the amir-hajib, Aitigen. She was then deposed in
favour of her brother Bahram Shah and was killed in 1240 in a vain bid to
recover the throne, despite entering into a matrimonial alliance with an
important noble Altunia.
Bahram Shah was involved in the conspiracy against Raziya. But his
elevation to the throne was conditional to his agreeing to create a new office,
the naib-i-mamlikat (regent) to whom he was made to delegate all his
powers by a written proclamation. Aitigen was appointed to this post,
Muhazzabuddin, was the wazir. But when Aitigen assumed some royal
prerogatives, like keeping an elephant and playing the naubat at his gate,
Bahram had him executed. Not only did he threaten the nobles, he also
became unpopular with the ulama, who participated in an abortive
conspiracy to dethrone him. Bahram Shah was overthrown in 1242 when,
under the influence of one of his courtiers, he contemplated the wholesale
removal of the Turkish slave officers. The fact that the ringleaders were not
punished but were in fact rewarded suggests that the new Sultan, Masud
Shah, was behind them.
Nasiruddin Mahmud, Iltutmish’s son, had a very long reign (20 years).
This was probably because by his time, most members of his family had
been eliminated. So the nobility had to continue with him. His was a
nominal rule; Ulugh Khan Balban wielded the real power. Balban’s daughter
married the Sultan in 1249 and soon he was appointed as the naib. All key
positions came to be held by his men. Minhaj speaks of Mahmud as a saintly
king, who devoted his life to religion. But he also had some political
ambitions. In 1253, he dismissed Balban and, in order to further reduce the
power of the Turkish nobility, redistributed other offices to important Tajiks.
He also appointed Imad-ud-din Raihan, an Indian convert, as his wakil-i-dar.
This shows that the Indian element in the nobility, though small, was
becoming important. Indian converts were considered even more dangerous
as they could get local support. So the Turkish amirs, though jealous of
Balban’s power, now rallied around him in order to protect their interests,
although there were some who also joined Raihan. The Sultan compromised
and Balban was reappointed. This amounted to a virtual surrender of royal
authority to Balban and his clique. Barani even says that Balban was given
the royal chatr. It is not known how Mahmud’s reign came to an end, for
Minhaj died before the event and Barani’s account opens with Balban’s
accession. It is not clear whether he was poisoned by Balban as mentioned in
the 14th century accounts of Ibn Battuta and Isami, or died a natural death. It
is also unclear what became of his sons.
Balban assumed power in 1266 A.D. This did not evoke a very strong
reaction from the nobility as in the case of Kishli Khan, because by now
Balban had built up a sizeable support base for himself in the nobility.
Moreover, he was also been related to Iltutmish’s family, having married his
daughter. He also claimed to be from the ruling line of khans of Iltutmish’s
own clans. His reign is significant for several reasons – the consolidation of
the Sultanate, as opposed to expansion; his theory of kingship; further
development of administrative institutions like the iqtadari system; and his
tackling of the Mongol problem by building a strong defence on the north-
west frontier.
Balban had been a part of the powerful nobility himself and knew the
extent of their influence and authority. Barani describes their attitude as “tu
keeste keh man na am, wa tu ke baashee ke man nabaash am”, which meant
‘what are you that I am not and what have you been that I have not been’.
This implies again that they saw themselves equal in status. So, to curtail
their power and assert royal authority, he developed a theory of kingship. He
associated divinity with kingship and adopted titles like niyabat-i-khudai
(vice-regent of God). This was to show that the king derived his authority
from God, not the nobles, and was above them in position. According to
Barani, he also maintained a distinction based on birth, and kept distance
from the masses. However, Peter Hardy has shown that these views may
well be those of Barani himself, found in his Fatawa-i-Jahandari. He sought
to increase personal prestige by claiming descent from the mythical Turkish
hero, Afrasiyab. He also re-organized the court etiquette and insisted on the
sijda and the paibos (prostration and kissing the monarch's feet). He
displayed the grandeur of his court to inspire awe among nobles.
Balban also faced many rebellions in this period. In dealing with these,
for the first time, we also hear of the use of Afghan military commanders.
Although they were confined to the lower levels, there is now evidence of
their involvement in administration as well. Towards the latter half of his
reign, he also faced a rebellion from his iqtadar in Bengal, Tughril Khan,
who declared independence in 1275. This was a serious challenge to the
king’s authority. Balban sent 2-3 expeditions to bring him to submission.
However, all were defeated. Balban led the fourth expedition personally.
This was successful and the rebel was killed. Bughra Khan, his son, was
appointed to the province and also warned him of the consequences of
rebellion against Delhi.
Thus, we see that Balban was able to consolidate the Sultanate and
resolve the conflict between the Crown and the nobility during his reign.
However, the solution had no permanent basis. In his time he faced no
serious challenge from the nobility. But after his death, the problem returned
again and the disintegration of the empire began. Moreover, it is said that his
extreme racialism led him to make the Sultanate an exclusively Turkish
concern. On one occasion, he revoked the selection of a native Muslim,
Kamal-i-Mahyar, for a clerical post in Amroha. Yet the number of pure-born
Turks was steadily declining due to the Mongols severing Delhi’s contact
with Turkestan. So it was impossible for them to maintain predominance.
The composition of the ruling class certainly broadened under Balban. The
kotwal of Delhi, Fakhruddin, was a Tajik. There was an influx of Mongol
notables in this period. He also had to recruit the Khaljis under Jalaluddin
Khalji to fight the Mongols. We also hear that his servitors included a
certain Hatya Paik, presumably a Hindu aristocrat. After a campaign in the
Salt Range, Balban brought back with him two sons of their Raja, who
adopted Islam. The appearance of these princes, together with Kamal-i-
Mahyar, among the maliks of his successor, can be seen to show the rise of
an Indian Muslim aristocracy, even prior to the Khalji era, with which it is
traditionally associated.
1.