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Pediatric Anesthesiology Fellows’ Perception of

Quality of Attending Supervision and Medical Errors


Hubert A. Benzon, MD, MPH,* John Hajduk, BS,* Gildasio De Oliveira Jr, MD, MSCI, MBA,†
Santhanam Suresh, MD,* Sarah L. Nizamuddin, MD,‡ Robert McCarthy, PharmD,† and
Narasimhan Jagannathan, MD*

BACKGROUND: Appropriate supervision has been shown to reduce medical errors in anesthe-
siology residents and other trainees across various specialties. Nonetheless, supervision of
pediatric anesthesiology fellows has yet to be evaluated. The main objective of this survey inves-
tigation was to evaluate supervision of pediatric anesthesiology fellows in the United States. We
hypothesized that there was an indirect association between perceived quality of faculty supervi-
sion of pediatric anesthesiology fellow trainees and the frequency of medical errors reported.
METHODS: A survey of pediatric fellows from 53 pediatric anesthesiology fellowship programs
in the United States was performed. The primary outcome was the frequency of self-reported
errors by fellows, and the primary independent variable was supervision scores. Questions also
assessed barriers for effective faculty supervision.
RESULTS: One hundred seventy-six pediatric anesthesiology fellows were invited to participate,
and 104 (59%) responded to the survey. Nine of 103 (9%, 95% confidence interval [CI], 4%–16%)
respondents reported performing procedures, on >1 occasion, for which they were not properly
trained for. Thirteen of 101 (13%, 95% CI, 7%–21%) reported making >1 mistake with negative
consequence to patients, and 23 of 104 (22%, 95% CI, 15%–31%) reported >1 medication error
in the last year. There were no differences in median (interquartile range) supervision scores
between fellows who reported >1 medication error compared to those reporting ≤1 errors (3.4
[3.0–3.7] vs 3.4 [3.1–3.7]; median difference, 0; 99% CI, −0.3 to 0.3; P = .96). Similarly, there
were no differences in those who reported >1 mistake with negative patient consequences,
3.3 (3.0–3.7), compared with those who did not report mistakes with negative patient conse-
quences (3.4 [3.3–3.7]; median difference, 0.1; 99% CI, −0.2 to 0.6; P = .35).
CONCLUSIONS: We detected a high rate of self-reported medication errors in pediatric anes-
thesiology fellows in the United States. Interestingly, fellows’ perception of quality of faculty
supervision was not associated with the frequency of reported errors. The current results with
a narrow CI suggest the need to evaluate other potential factors that can be associated with
the high frequency of reported errors by pediatric fellows (eg, fatigue, burnout). The identifica-
tion of factors that lead to medical errors by pediatric anesthesiology fellows should be a main
research priority to improve both trainee education and best practices of pediatric anesthesia. 
(Anesth Analg 2017;XXX:00–00)

C
linical supervision of anesthesiology trainees plays anesthesiology and medical errors leading to negative conse-
a major role in patient care and medical education. quences to patients during general anesthesiology residency.7
Trainees actively learn from attending physicians Pediatric anesthesiology fellows are more likely to be
who closely supervise and provide consistent education and covering higher acuity rooms that can include a more chal-
constructive feedback. Inadequate supervision may have lenging patient population such as high-risk neonates,
negative consequences to trainees and to patient care.1–3 patients with significant congenital cardiac lesions, or syn-
Medical errors are the third leading cause of all deaths and dromic patients with more challenging airways.8–10 While
are commonly reported in the anesthesiology specialty.4–6 practice patterns vary across institutions, these operating
It has recently been demonstrated that there is an associa- rooms likely require closer supervision from an attending
tion between perception of resident trainee supervision in physician.11 Nonetheless, quality of supervision for pediat-
ric anesthesiology fellows has yet to be evaluated. One may
From the *Ann & Robert H. Lurie Children’s Hospital of Chicago, Chicago, argue that supervision of anesthesiology fellows may signif-
Illinois; †Department of Anesthesiology, Northwestern University, Chicago,
Illinois; and ‡University of Chicago Medical Center, University of Chicago, icantly differ from supervision of anesthesiology residents.
Chicago, Illinois. The primary objective of this survey investigation was
Accepted for publication July 27, 2017. to evaluate supervision of pediatric anesthesiology fellows
Funding: This study was funded by the Department of Pediatric in the United States and medical errors reported by fellows.
Anesthesiology, Ann & Robert H. Lurie Children’s Hospital of Chicago,
Northwestern University, Chicago, Illinois. We hypothesized that there was an indirect association
The authors declare no conflicts of interest. between perceived quality of faculty supervision of pedi-
Reprints will not be available from the authors. atric anesthesiology fellow trainees and the frequency of
Address correspondence to Hubert A. Benzon, MD, MPH, Department of medical errors reported by the fellows.
Pediatric Anesthesiology, Ann & Robert H. Lurie Children’s Hospital of Chi-
cago, 225 E Chicago Ave, PO Box 19, Chicago, IL 60611. Address e-mail to
hbenzon@luriechildrens.org. METHODS
Copyright © 2017 International Anesthesia Research Society The study was approved by the institutional review board
DOI: 10.1213/ANE.0000000000002445 of Ann & Robert H. Lurie Children’s Hospital of Chicago.

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Pediatric Fellow Supervision and Medical Errors

A mailing list for the 56 pediatric anesthesiology fellow- for the rate of reported errors were calculated using the
ship programs in the United States was obtained from the Pearson-Klopper method. Fellow-reported supervision
Accreditation Council for Graduate Medical Education, and scores were the independent variables of interest. The pri-
contact information was compiled from the Accreditation mary comparison of interest was the difference in supervi-
Council for Graduate Medical Education website. Of the 56 sion scores in fellows who reported >1 errors (performing
listed programs, 53 indicated they had at least 1 fellow. An a procedure for which they were not properly trained, mis-
e-mail list of current pediatric anesthesiology fellows was takes with negative consequences to the patient, or medica-
obtained from the respective program coordinators and/ tion errors) with those who reported ≤1 errors in the last
or fellowship directors, and a database (PostgreSQL ver- year. The independent variables were assessed for normal-
sion 9.4.1, PostgreSQL Global Development Group) was ity using the Shapiro-Wilk test and did not meet the crite-
constructed. We followed similar methods previously used ria for a normal distribution and were compared between
to evaluate supervision of general anesthesiology trainees.7 reported-error frequency groups using the Mann-Whitney
The survey was created using Survey Monkey software U test. To correct for multiple comparisons of supervision
(SurveyMonkey Inc, Portland, OR). To assure confidential- scores, a P <.01 was required to reject the null hypothesis.
ity of the participants, the survey was set up to delink the The median difference and 99% CI for the difference were
responses to the respondent’s e-mail address but retained the calculated using a 10,000-sample bootstrap.
Internet protocol address of the respondents. The software Secondary outcomes were the associations of supervision
uses an internal tracking system to allow only 1 response per scores with self-reported errors, fellow rating of perceived
survey invitation and generates a list of nonresponders. The barriers to effective supervision and responder, and program
participants who did not respond to the electronic question- characteristics assessed by examining nonparametric corre-
naire received 3 subsequent requests to complete the survey. lations using the Spearman’s Rho (ρ) coefficient. Differences
The questionnaire was divided into 4 parts and included in supervision scores among group characteristics of the
21 questions. Multiple-choice questions were used. Likert respondents were evaluated using the Kruskal-Wallis H test
scales were used to quantify respondents’ level of agree- or the Mann-Whitney U test. A P value <.05 was considered
ment with a statement. The first 5 questions were designed significant for secondary outcomes. Binomial and ordinal
to capture characteristics of the respondents, including data are presented as count (percent of total), continuous
age, gender, number of fellows in their class, and number data as median (interquartile range [IQR]). Statistical analy-
of hours worked per week. The second part of the survey sis was performed using Stata version 14 (College Station,
included all 9 questions from the de Oliveira Filho et al12 TX), RStudio version 1.0.143 (Integrated Development for
instrument specifically developed to examine anesthesiol- R. RStudio, Inc, Boston, MA; URL: http://www.rstudio.
ogy residents’ perception of quality of faculty supervision. com/), and R version 3.4.0, release date 4/21/2017 (The R
Each question represents a dimension of supervision. The Foundation for Statistical Computing, Vienna, Austria).
instrument uses a 4-point Likert scale (never = 1, rarely = 2, A convenience sample of all pediatric anesthesiology fel-
frequently = 3, and always = 4). The supervision score was lows in the United States was surveyed. Based on the finite
calculated as the average of the individual responses to the population size of 174 and a response rate of 59%, the mar-
9 questions. The instrument has been demonstrated to have gin of error for the survey was 6% at the 95% confidence
very good internal consistency of results (Cronbach α coef- level. A post hoc power analysis was performed for the pri-
ficient = .93; G and φ coefficients = .93).12 mary comparison of interest, the difference in supervision
The third part of the survey evaluated frequency of self- scores between the null hypothesis of 0 and the actual dif-
reported errors using 3 questions developed by previous ference of 0.5 between fellows who reported >1 error using
investigators and used in other medical specialties but with the Mann-Whitney U test at an α of .1 and standard devia-
applicable relevance to anesthesiology.13,14 Frequency was tion of 0.4. Based on the response rate of subjects reporting
evaluated using a 5-point Likert scale (5 = often, 4 = mul- performing a procedure for which they were not properly
tiple times, 3 = a couple of times, 2 = once, and 1 = never). trained, mistakes with negative consequences to the patient,
The 3 questions pertained to the following statements: “I and medication errors, the power for detecting a difference
perform procedures for which I am not properly trained,” in supervision scores was 0.74, 0.92, and 0.99 for each of
“I have made mistakes that have negative consequences the questions, respectively. Power analysis was performed
for the patient,” and “I have made medication errors (dose using PASS 14 (NCSS, LLC, Kaysville, UT).
or incorrect drug) in the last year.” The fourth part of the
survey represented the trainee’s level of agreement to RESULTS
causes that contribute to poor supervision from anesthesia Pediatric anesthesiology fellows from 37 of the 53 responded
attendings using a 5-point Likert scale (5 = strongly agree, to the survey between April and mid-June of 2016, with
4 = agree, 3 = neither agree nor disagree, 2 = disagree, and the median (IQR) number of fellows per institution being
1 = strongly disagree). Factors that contributed as a barrier 7 (4–9). One hundred seventy-six pediatric anesthesiology
to adequate supervision were assessed (lack of interest for fellows were invited to participate and 104 responded to
teaching, lack of emphasis on supervision by departmental the survey, resulting in a 59% response rate. Respondents
leadership, excessive supervisor clinical work, and lack of answered 2171 of the 2184 data elements (99.4%). Questions
capability of the attending to teach as factors contributing with missing responses were excluded from analysis.
to poor supervision). Among respondents, 47 (45%; 95% CI, 35%–55%) were men,
The primary outcome was the frequency of self-reported 76 (73%; 95% CI, 63%–81%) were younger than 35 years,
errors by the pediatric fellows. Confidence intervals (CIs) and 102 (98%; 95% CI, 93%–99%) worked ≤70 hours per

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week (Table 1). There was no difference in the program size scores were negatively correlated with the Likert response
of respondents, median (IQR) of 7 (3–9), compared to the to the questions regarding faculty barriers for supervision
program size of nonrespondents 7 (4–9; P = .47), suggest- (Table 3).
ing the absence of response bias (Figure). There was also
no difference in the size of programs between respondents DISCUSSION
and nonrespondents with a similar response rate between The most important finding of the current study was the
regions: Northeast = 37%, Midwest = 56%, West = 46%, and lack of association between the perceived supervision by
South = 42%. pediatric anesthesiology fellows and reported medical
The median (IQR) of supervision scores for the sam- errors. Furthermore, there was no association between the
ple was 3.4 (3.0–3.7) (between frequent and always). perceived supervision by pediatric anesthesiology fellows
Examination of univariate analysis did not demonstrate and reported mistakes with significant negative conse-
any association between supervision scores and program or quences to patient care. This is in contrast to the findings
respondent characteristics (Table 1). observed in anesthesiology residents where a significant
association occurred between lower perceived supervision
Primary Outcome and greater incidence of medical errors with negative con-
Nine of 103 (9%; 95% CI, 4%–15%) of the respondents sequences to patients.7 The data in the current study suggest
reported performing procedures for which they were not that perceived supervision reported by pediatric fellows is
properly trained for on >1 occasion, and 13 of 101 (13%; likely independent of the frequency of reported error occur-
95% CI, 7%–21%) reported >1 mistake with negative conse- rences when compared with the association observed in
quences to patients. Twenty-three (22%; 95% CI, 15%–32%) resident physicians.
reported >1 medication error in the last year. There were no There are several possible explanations that may have
differences in median supervision scores between fellows contributed to the results of the current study. First, pedi-
who reported >1 error (performing a procedure for which atric anesthesiology fellows are more likely to cover higher
they were not properly trained, mistakes with negative con- acuity patients undergoing more complex surgical and
sequences to the patient, or medication errors) with those medical procedures.15,16 Second, due to anatomical and
who reported ≤1 errors in the last year (Table 2). physiological differences in children and adults, it is likely
that the general pediatric population undergoing surgery
Secondary Outcomes and anesthesia are at high risk for the development of rapid
Supervision scores were not correlated with the Likert complications (eg, laryngospasm, oxygen desaturations)
response for the questions of performing procedures for when compared with adults and thus may require greater
which trainees were not adequately trained (ρ = .02; 95% CI, active participation by the supervising attending with the
−0.19 to 0.25; P = .82), negative mistakes with consequences fellow trainee.17,18 Finally, pediatric cases are more likely
to patients (ρ = .03; 95% CI, −0.17 to 0.24; P = .73), and medi- to have 1-on-1 coverage (anesthesia attending to anesthe-
cation errors within the last year (ρ = .00; 95% CI, −0.19 to sia fellow trainee) versus 2 sites concurrently supervised
0.19; P = .99). by the same attending in adult anesthesia practice in the
The most frequently cited (Likert 4 or 5) barriers to fel- United States. Given that staffing models in the United
low supervision were a lack of interest in teaching by the States are complex and dependent on a number of variable
faculty, 26 of 104 (25%; 95% CI, 17%–34%) respondents, factors (number of attendings and trainees, surgical proce-
and lack of ability of the anesthesia attending to teach, 20 dure, acuity of patient’s medical problems, etc), our results
of 104 (19%; 95% CI, 12%–18%) respondents. Supervision should not be used to alter current staffing models. Since

Table 1.   Characteristics of Survey Respondents and Correlation With Supervision Scores
Number of Respondents (n = 104) Supervision Scores P Correlation With Supervision Score, ρ (95% CI)
Age (y) (−0.22 to 0.22)
 25–29 2 (2) 3.7 (3.5–3.7)
 30–34 74 (71) 3.4 (3.0–3.7)
 35–40 20 (19) 3.4 (2.9–3.7) .27
 >40 8 (8) 3.5 (3.1–3.9)
Gender 0.01 (−0.18 to 0.20)
 Male 47 (45) 3.4 (3.0–3.7) .91
 Female 57 (55) 3.4 (3.0–3.7)
Fellow class size −0.14 (−0.31 to 0.06)
 <4 23 (22) 3.6 (3.2–3.8)
 4–7 34 (32) 3.3 (3.0–2.6) .14
 8–9 23 (22) 3.4 (3.1–3.9)
 >9 24 (23) 3.3 (3.0–3.7)
Weekly hours −0.02 (−0.19 to 0.16)
 <50 16 (15) 3.4 (3.1–3.6)
 51–60 67 (64) 3.3 (3.0–3.7) .74
 61–70 19 (18) 3.3 (3.0–3.7)
 >70 2 (3) 3.6 (3.5–3.6)
Data presented as n (%) or median interquartile range.
Abbreviation: CI, confidence interval.

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Pediatric Fellow Supervision and Medical Errors

Figure . Scatter plot of program size versus response rate.

Table 2.   Association of Supervision Scores With Reported Errors


Reported Frequency
≤1 Time >1 Time Difference (99% CI of Difference) P
Perform a procedure for which they are not properly trained 3.4 (3.0–3.7) 3.1 (2.9–3.8) −0.3 (−0.6 to 0.6) .83
Made a mistake with negative consequences to the patient 3.3 (3.0–3.7) 3.4 (3.3–3.7) 0.1 (−0.2 to 0.6) .35
Made a medication error 3.4 (3.0–3.7) 3.4 (3.1–3.7) 0 (−0.3 to 0.3) .96
Data presented as median interquartile range or median difference (99% CI of the difference).
Abbreviation: CI, confidence interval.

in complications during emergency airway management


Table 3.   Correlations Between Supervision Scores
and Faculty Barriers for Supervision when performed by trainees. Survey tools have been used
Correlation With and validated across different specialties in anesthesiology,
Supervision Scores, but none have specifically focused on pediatric fellows.20,21
ρ (95% CI) P To our knowledge, this is the first study evaluating the
Lack of interest of teaching by −0.33 (−0.51 to −0.13) .001 relationship between attending supervision and anesthesia
attending
training at the fellowship level in the field anesthesiology.
Lack of emphasis on supervision −0.29 (−0.47 to −0.10) .003
by department leadership
Future studies should evaluate the importance and qual-
Lack of time due to excessive −0.21 (−0.39 to −0.03) .04 ity of supervision of anesthesiology trainees, particularly
clinical work toward the evaluation of different fellowships (eg, critical
Lack of anesthesia attending’s −0.29 (−0.46 to −0.07) .003 care, pain medicine).
capability to teach The current study should only be interpreted within the
Abbreviation: CI, confidence interval. context of its limitations. The responses were subjective
and reflected the perception of supervision by anesthesi-
we did not find an association between errors and super- ology fellows. The perception of quantity and quality of
vision, future studies regarding staffing models of fellows supervision is subject to opinion and variable among fel-
may help determine the optimal staffing models of pediatric low trainees, which may have influenced the results. This
fellows in the United States. study only evaluated the perception of supervision and not
Another important finding of the current investigation actual supervision (1-to-1 coverage versus 2-to-1 coverage,
was the percentage of fellow respondents stating they were the amount of time the attending anesthesiologist is actually
performing procedures for which they were not properly present in the room with the trainee, if the attending was
trained. This reported percentage (9%) is greater than what present during medication administration, etc). We only
has been reported in anesthesiology residents (7.5%).7 It is examined pediatric anesthesiology fellows, and therefore,
possible that fellow trainees have been given more indepen- we cannot generalize our findings to different anesthesiol-
dence to perform invasive procedures or that the attending ogy fellowships. Finally, it is possible that an examination of
anesthesiologist was unavailable. Additionally, 13% of the advance pediatric anesthesiology training in other countries
fellow trainees also had experienced >1 medical error with may result in different findings.
negative consequences during their fellowship, compared We detected a higher rate of self-reported errors in pedi-
to 3% of the residents. Given the fragile patient population atric anesthesiology fellows in the United States than previ-
and the reduced margin of safety in children, it is conceiv- ously reported in anesthesiology residents. This difference
able that mistakes occurring at pediatric centers could lead may reflect the perception of supervision between the 2
to more severe consequences compared to adults. populations. Interestingly, fellows’ perception of quality of
Few studies have addressed the role of supervision in faculty supervision was not associated with the frequency
anesthesiology training in general. Schmidt et al19 observed of reported errors. Nevertheless, the inverse associations
that close supervision of anesthesiology residents by of supervisions scores with perceived barriers to faculty
attending anesthesiologists was associated with a reduction supervision were similar among resident and pediatric

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fellow respondents. The current results suggest the need to errors and anesthesia trainee supervision: a survey of United
evaluate other potential factors that can be associated with States anesthesiology residents-in-training. Anesth Analg.
2013;116:892–897.
the high frequency of reported errors by pediatric fellows 8. Braden A, Maani C, Nagy C. Anesthetic management of an
(eg, fatigue, burnout). The identification of root-cause fac- ex utero intrapartum treatment procedure: a novel balanced
tors that lead to medical errors by pediatric fellows should approach. J Clin Anesth. 2016;31:60–63.
be a main research priority to improve both trainee educa- 9. Goonasekera C, Ali K, Hickey A, et al. Mortality following
tion and best practices of pediatric anesthesia. E congenital diaphragmatic hernia repair: the role of anesthesia.
Paediatr Anaesth. 2016;26:1197–1201.
10. Rajan S, Khanna A, Argalious M, et al. Comparison of 2 resident
DISCLOSURES learning tools-interactive screen-based simulated case scenar-
Name: Hubert A. Benzon, MD, MPH. ios versus problem-based learning discussions: a prospective
Contribution: This author helped design and conduct the study, quasi-crossover cohort study. J Clin Anesth. 2016;28:4–11.
and prepare the manuscript. 11. Daverio M, Fino G, Luca B, et al. Failure mode and effective
Name: John Hajduk, BS. analysis ameliorate awareness of medical errors: a 4-year pro-
Contribution: This author helped design and conduct the study, spective observational study in critically ill children. Paediatr
and prepare the manuscript. Anaesth. 2015;25:1227–1234.
Name: Gildasio De Oliveira Jr, MD, MSCI, MBA. 12. de Oliveira Filho GR, Dal Mago AJ, Garcia JH, Goldschmidt R.
Contribution: This author helped design and conduct the study, An instrument designed for faculty supervision evaluation by
and prepare the manuscript. anesthesia residents and its psychometric properties. Anesth
Name: Santhanam Suresh, MD. Analg. 2008;107:1316–1322.
Contribution: This author helped design and conduct the study, 13. West CP, Huschka MM, Novotny PJ, et al. Association of per-
and prepare the manuscript. ceived medical errors with resident distress and empathy: a
Name: Sarah L. Nizamuddin, MD. prospective longitudinal study. JAMA. 2006;296:1071–1078.
Contribution: This author helped design the study and prepare the 14. Prins JT, van der Heijden FM, Hoekstra-Weebers JE, et al.

manuscript. Burnout, engagement and resident physicians’ self-reported
Name: Robert McCarthy, PharmD. errors. Psychol Health Med. 2009;14:654–666.
Contribution: This author helped contribute the statistical analysis 15. Saettele AK, Christensen JL, Chilson KL, Murray DJ. Children
and revise the manuscript. with heart disease: risk stratification for non-cardiac surgery.
Name: Narasimhan Jagannathan, MD. J Clin Anesth. 2016;35:479–484.
Contribution: This author helped design and conduct the study, 16. Bairdain S, Dodson B, Zurakowski D, Waisel DB, Jennings RW,
and prepare the manuscript. Boretsky KR. Paravertebral nerve block catheters using chlo-
This manuscript was handled by: Edward C. Nemergut, MD. roprocaine in infants with prolonged mechanical ventilation
for treatment of long-gap esophageal atresia. Paediatr Anaesth.
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