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DCJack Veterinary telemedicine and telecare

the initial reactionto our teleconsultationsystemshow. A videooriginatingfromthe supervisingdoctor’s stationduring


request that was made almost as soon as the doctors sawthe the study), to find the best configurationfor each type of
system, especially those with previous experience with our ultrasound study.
teleradiology application, was to be able to include images
fromother modalities, such as digitized radiographs, DICOM
images and video. Acknowledgements: This work was funded by Portugal
One issuethat remains tobe investigatedwiththe systemis Telecom.
the image quality at the remote station. The qualityof the
remote video-streammust be achievedthrough a proper
balance betweenframe rate andimage quality. The frame rate References
inthe systemis variable, depending onimage content, and 1 Ribeiro R, Godinho A, Oliveira M, et al. Interact Sistema de
canvary from1 to 25 frames/s. The preliminary results we Telemedicina. In: Proceedings of BioEng ’96. SPEB Portuguese
have obtained reflect the doctors’ reaction to a system Society of Biomedical Engineering, 1996: IV3.1–IV 3.6
configuredwiththedefault settings for thevideoconferencing 2 Elford DR. Telemedicine innorthernNorway. Journal of Telemedicine
boards. These default settings, which seek the best balance and Telecare 1997;3:1–21
betweenframerate andimagequality, appear tobeunsuitable 3 Malone F, Athanassiou A, Nores J, D’Alton M. Effect of ISDN
bandwidth on image quality for telemedicine transmission of
for M-mode images. We will therefore experiment by obstetric ultrasonography. Telemedicine Journal 1998;4:161–5
changingthebalancebetweenframerateandimagequalityin 4 Wootton R, Dornan J, Fisk NM, et al. The effect of transmission
bothdirections, and reducing the video-streambetween the bandwidth on diagnostic accuracy in remote fetal ultrasound
stationstothat strictlynecessary(e.g. bytemporarilydisabling scanning. Journal of Telemedicine and Telecare 1997;3:209–14

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c The legal implications of veterinary


telemedicine and telecare
Douglas C Jack
Wilson, Jack &Grant, Fergus, Ontario, Canada

Summary
This paper presents an overviewof some legal implications of the application of telemedicine to veterinary medicine. As in
otherareasof medicine, veterinarypractitionersneedtobeawarethat remotepracticeor consultationrequiresadherenceto
the same professional standards as in normal clinical veterinary practice. Licensing, confidentiality and malpractice are
discussed.

Introduction
...............................................................................
to begin legal proceedings against the teleconsultant, the
forms of telconsultative agreements and various intellectual
property issues relating to ownership of software. However,
The seeming enthusiasmemerging for use of modern this paper will limit the discussionof the legal implications to
technology among veterinary practitioners gives rise to a three: licensing and the unlawful practice of veterinary
heightened need for the same practitioners to be mindful of medicine, patient/owner confidentiality and malpractice
some of the professional consequences of such use. As a theories. Whereappropriate, acomparativejurisdictionreview
regulatedprofessionthe veterinarycommunitymust be made of these issues will be presented.
aware of the legal implications and framework withinwhich
certaintechnologies and methods must be used. There are
many legal considerations of whichthe practitioner must be
aware, suchas thecollectionofaccounts bytheteleconsultant Licensing and unlawful practice
...............................................................................
inadifferent jurisdiction, determining the proper jurisdiction

Correspondence: Douglas CJack, Wilson, Jack &Grant, 265 Bridge Street, The regulation of the veterinary professionin NorthAmerica
POBox 128, Fergus, Ontario N1M2W7, Canada (Fax: +1 519 843 6888; is uniformin its requirement that veterinary services be
Email: d.jack@sympatico.ca) performed, withsome limited exceptions (including

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DC Jack Veterinary telemedicine andtelecare

veterinarycare providedbytheowner of ananimal), solelyby By comparison, the Ohio Revised Code appears specifically
apractitioner licensedtopractiseinthejurisdictionwherethe to contemplate the use of a ‘consultant’ in the delivery of
service is being performed. With the onset of telemedicine veterinaryservices. Under section4741.01oftheOhioRevised
techniques it is possible for the veterinary practitioner inone Code a ‘consultant’ is defined as a ‘veterinarian who is not
state or province to consult with another practitioner or licensedinthis stateandwhoprovides adviceandcounsel toa
specialistinanotherstate, provinceor evenadifferentcountry requesting veterinarian licensed in this state in regard to the
who is not licensed to practise in the jurisdiction of the treatment, diagnosis or healthcare of ananimal or animals in
general practitioner. It is without question that, froma a specific case’6. While similar provisions for the general
constitutional lawpoint of view, the ability of the state1 or licensingof apractitioner tothoseinOntarioappear toapply7
province2 to regulate the profession is apparent; what is less the Ohiostatute provides for the issuance of a ‘temporary
apparent though is whether or not a veterinary practitioner permit’ which ‘authorizes the permit holder to act as a
who is providing teleconsultative advice is requiredto be consultant or to provide veterinary medical services in this
licensed in the jurisdictionof the remote practitioner. A statefor aspecificanimal or animals’ for aperiodnotinexcess
division is erupting on this issues betweenpractitioners who of six months8. More recent amendments to this portionof
find the costs and administrative requirements for extra- the legislation dictate that, among other things, a consulting
jurisdictional licensing distasteful and the regulatory bodies temporary permit may be issued to a requesting licensed
who have the legitimate desire to control the activities of veterinarianto be held by himor her provided all of the
practitioners involvedina case withintheir state or province. particulars of both the resident practitioner and the
IntheProvinceof Ontariotheprofessionis governedbythe consultant are divulged and the requesting veterinarianis
provisions of the Veterinarians Act (‘VA’)3, which, among physically present during the consultation period. This latter
other things, provides for strict licensing requirements, not requirement does not, in my view, act to prohibit the
unlike many other jurisdictions. The ability to practise teleconsultation as the licensed practitioner in Ohio will, in
veterinarymedicineis restrictedto‘members’ oftheCollegeof most circumstances, be physically present inOhio during the
Veterinarians of Ontario, each of whommust meet the consultation.
licensing standards4. The regulations under the VA dictate What is evident fromthis comparativeviewisthat thereare
several forms of licences, themost appliedfor of whichis for a formal requirements that must be met by anout-of-jurisdic-
general licence requiring eachapplicant, among other things: tionveterinarian to be licensed in the region of the licensed
to be a Canadian citizen or permanent resident, to be able to veterinarian. Also, it is apparent that the notion of telecon-
comprehend English or French, to complete the prescribed sultation is not specifically contemplated by the regulatory
applicationform, to provide evidence of the previous practice statute; presumably, these notions can be properly addressed
of veterinary medicine by the applicant, to provide evidence only through specific amendment to the governing
that there has not beena finding of professional misconduct, legislation.
to pay the applicable applicationfee and to submit proof of Perhaps the broader issue is whether or not a veterinary
the granting of a degree in veterinary medicine froman consultant froma different jurisdictionis evenengagedinthe
approvedschool. Inaddition, asuccessful applicantmust have practice of veterinary medicine by reasonsolely of the
achieveda standardof at least 1.5 deviations above the mean teleconsultation. Once again, a reviewof the legislative
mark in both parts of the National Board Examination provisions inOntarioandOhioprovides a broaddefinitionto
Committee of the AmericanVeterinary Medical Association the term‘practice of veterinary medicine’; however, neither
and have been successful in a local examination4. The specificallycontemplates the concept of anout-of-jurisdiction
requirements for other types of licences in Ontario vary with consultation. InOntario, the term‘practice of veterinary
the type of licence sought; in our context a ‘short-term medicine’ is defined in inclusive terms of the practice of
licence’ can be issued by the College provided evidence of a dentistry, obstetrics, including ova and embryo transfer, and
veterinary degree is provided and the ‘local’ veterinarian surgery, inrelationtoan‘animal other thana humanbeing’9.
provides awrittenundertakingtothe Collegeconfirmingthat The Ohiolegislation is similarly broad but is provided in
he or she will ‘supervise’ the applicant for the short-term greater detail: ofsomeimport is thattheOhiocodeincludesin
engagement and be responsible for the continuation of thedefinitionanypersonwho‘uses anywords, letters, ortitles
veterinarycareafter theapplicant has left thejurisdiction5. All in suchconnection or in suchcircumstances as to induce the
servicesdeliveredbytheapplicantmustbecompletedwithina belief that the personusing themis engagedinthe practice of
periodwhichterminates onthedateset out inthelicence, the veterinary medicine’10. Presumably, this definition is broad
day the applicant leaves Ontario and30 days after the licence enough to capture any practitioner withinor beyond the
is issued. The granting of a short-termlicence is particularly jurisdiction who is merely referred to as ‘Dr’ or uses degree
germane to our discussionof the delivery of teleconsultative acknowledgements such as ‘DVM’ or ‘VMD’. To the extent
veterinary advice: does the consultant require licensing in that the ‘practice of veterinary medicine’ is restricted to only
Ontarioinorder topermit thelawful exchangeof information those properly licensed withinthe jurisdiction, then,
to a remote location? If so, is the consultant likely to seek a arguably, any teleconsultant is breaching the provincial or
short-termlicence for each consultation? Does the regulatory state lawof the jurisdictionwhere the consultative services
body evenrequire a newapplication? Is the local veterinarian are being provided.
going to be willing to provide the necessaryundertaking each Inhumanmedicine the threat of revocationof a licence or
time teleconsultative advice is provided by various veterinary prosecution for unauthorized practice has beenremoved in
experts? those states where medical teleconsultation is not only

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DCJack Veterinary telemedicine and telecare

permissible but, in some instances, desirable11. These juris- cross-border transmissionof patient histories and other
dictions, similar toOntariolaw, require the local physicianto identifiable material suchas scans andbiological analyses can
make a specific request for such consultation and often place beproblematicfromthepointof viewof confidentiality, since
restrictions on the ability of the out-of-state practitioner to not all countries have developed uniformsystems of data
solicit patients in other states or prohibit the opening of an protection. International telemedical consultations therefore
office or receiving telephone calls in that state. It would raise particularly difficult problems for ensuring patient
appear that a test of the need for ‘direct patient contact’ may confidentiality.’17
be of assistance; that is, a radiologist fromout-of-state who In this context one must be particularly sensitive to
merelyprovides interpretiveadvicemight arguethat heor she avoidance strategies. The practitioner is well advised to seek
is not ‘practising veterinary medicine’ while the veterinary the unqualified consent of the client to the release of
dermatologistwhovideoconferences withtheclient andviews information into ‘cyberspace’. The prudent veterinarianwill
realtime images of the skin disorder will, in my view, have a ensure that adequate data-protection systems are in place.
more difficult task. InKansas, a regulationpassedby the state Each of these aspects will be addressed.
legislatureat therequest of theStateBoardofHealingArts and
knownas the ‘telemedicine regulation’ appears tobe the only
specificstatutetodeal withthe issues requiring anyphysician Client consent
who treats, prescribes, practices, or diagnoses a condition, Anabsolute defence to anallegation of breachof confidence
illness, ailment of an individual who is located in Kansas to against the veterinary practitioner is evidence that the client
obtain a Kansas medical licence12. This regulation effectively hadgrantedconsent tosuchdisclosure (as notedabove, client
prevents a non-Kansas physician fromtreating a patient consent represents one of the fewexceptions to the legal
located in Kansas without obtaining a Kansas licence. Maine obligation of confidentiality). ‘Consent to disclosure,
has provided for a similar regime; however, the proposed although usually express, can be impliedin circumstances
Maine code provides an exceptionfor ‘out-of-state consulta- suchas those withwhichweare concerned, where thepatient
tions’ whereinthe out-of-state physiciancannot furnish is inthe careof morethanoneperson. Insuchacaseapatient
services whichare the ‘primary provisionof care or the [owner] maybeassumedtoconsenttoanyrelevantthirdparty
primary interpretation of the diagnostic test’13. Similar as well as the teleconsulting doctors being properly informed
legislative initiatives are inprocess inOregonandColoradoin so as to carry out their obligations. The members of the
ahumanmedicinecontext; presumably, itwill not bedifficult telemedical ‘‘team’’ therefore, which would include all the
to adopt a newregime in a veterinary medical context. health-care providers at all stages of the telemedical line,
wouldbe deemedtoreceive the informationinconfidence.’18
Notwithstanding this assumption, it wouldbe better to
develop a specific ‘telemedical’ consent formwhich, among
Patient/owner conŽdentiality
...............................................................................
other things, addresses the issues of disclosure to telemedical
consultants throughelectronic media.

It is clear that veterinary practitioners throughout North


America are subject to maintaining strict confidence in their Data protection
relationships withpatients andclients; whether oneviews the One of the detractions fromthe introductionof full-scale
necessity of confidentiality as a legal consideration or an telemedicinesystems for theprivateveterinarianrelates tothe
ethical tenet, keepingveterinarymedical informationsecret is oft-told stories of ‘hackers’ breaking into computer networks
clearly required. ‘Telemedicine, like other forms of medicine, for the purpose of stealing personal information or altering
has the potential for breaches of confidentiality.’14 Particular the data in the hospital’s computer system. ‘Hackers have
care must be takenby the veterinary practitioner in that the penetrated hospital computer systems, altered patient data
‘click of a mouse’ can instantaneously transmit client and cause problems within the system. In 1988, hackers
information across state and provincial boundaries. accesseda computer systemat Barrow’s Neurological Institute
In general, practice regulationstatutes require the practi- of St. Joseph’s Hospital in Phoenix, Arizona. No patient
tioner to maintainstrict confidence: the veterinarianis under records were obtained, nor was any information stolen, but
a legal obligationnot to reveal any information about an the incident created some problems for the Institute in
animal or the treatment of ananimal to anypersonexcept to accessing the database.’19 One need not be particularly
the owner of the animal or another veterinarianinthe course creative to envisage rival equine owners seeking out medical
of the continued care of the animal15. In Ontario, exceptions information about the competitor’s horse before a race; dog
tothegeneral confidentialityruleexistinthreecircumstances: breeders mayseek a competitive edge armedwiththe medical
first, when the client consents to suchdisclosure; second, information provided by the veterinary practitioner.
whensuchdisclosure is required by law; third, to prevent, or Theveterinarycommunityandtheiradvisers mustbeaware
contribute informationfor the treatment of a disease, or that some formof data protection needs to be present in the
physical injury of a person16. Various states have similar transmissionof sensitiveandconfidential information. ‘Given
legislationor treat the issue of confidentiality as an ethical the newness of most telemedicine systems, the prospect of
issue the breach of whichgives rise to disciplinary sanctions. uniformconfidentiality/privacy guidelines for the national
The introduction of telecare techniques to the practice gives informationinfrastructure inthe near future is dim. However,
rise to unique problems for the veterinary professional. ‘The even though no security systemwill be completely immune

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DC Jack Veterinary telemedicine andtelecare

fromdiscontented insiders or determined hackers, health indeed, informed is of great significance in defending any
information managers should implement a systemwhich particular claimfor malpractice. This potential problemis one
ensures high levels of clinical access and utility while well served by telemedicine techniques.
maintaining secure and confidential patient information’20. In1995, the Kentucky TeleCare Network initiateda project
Technological safeguards include cryptography, whichis used of obtainingpatient consent ina humancontext throughthe
to encode data before they are transmitted (encryption), creationof avideo-tape. Thestudyinvolvedthepreparationof
and message authentication, whichrequires an electronic two videos, one with and one without the informed consent
signature or password. In any case, only authorized indivi- segment, whichwere distributedamongthe various sites from
duals should have access to the system. whichthe organizationconductedbusiness. Onthe dayof an
arrangedteleconsultation, patients were asked to watchthe
video-tape before signing the informed consent form. Site
coordinators thenasked the patients whether they had any
M alpractice
...............................................................................
specific questions about telemedicine; patients indicated a
high level of satisfaction and acceptance withthis method of
consultation23. As consumers of veterinary services become
Compared with other professionals, there are relatively few
more familiar with these technologies in their own homes,
lawsuits brought against veterinary practitioners for negli-
they have higher degrees of acceptance for the use of them;
gence or malpractice; however, as consumer demands and
some evenexpect such technologies to be used.
knowledge increase, the incidence of suchclaims is increas-
ing21. Clinical risk management will be deserving of more
attention as telemedical techniques are introduced into the
practice. Theuseofnewtechnologycomeswithnewlitigation
issues that the veterinary community should be mindful of. Veterinary practitioner–client/patient
relationships
Standard of care Before one considers the issue of whether or not particular
conduct was negligent, the client/plaintiff must establishthat
It is clear that the test for the determination of veterinary a veterinary practitioner–client/patient relationshipexists.
negligence is whether the conduct of the particular practi- Courts have found that the relationshipcanexist even inthe
tioner meets the standardof a reasonable practitioner in absence of payment for such service24. ‘Most telemedical
similar circumstances. Howdoestheuseof telemedicineaffect consultations would likely be viewedas establishing the
the determination of ‘reasonableness’? Some argue that the requisiterelationship. It isless certain, however, whether such
use of these technologies actually lowers liability as practi- arelationshipcanbeestablishedthroughother nontraditional
tioners have the opportunity to work together easily to means such as an emergency care hotline or an Internet
provide a more comprehensive examination of the animal; discussiongroup’25. One might expect that a practitioner in
access tomedical databases mayfind diagnosis andtreatment another jurisdiction would be somewhat surprised to be
enhanced, thusreducingtheriskof negligent conduct. Onthe named in a particular lawsuit in another jurisdiction arising
other hand, some argue that the use of telemedicine increases froma videoconference; however, both the local practitioner
the risk of malpractice claims as client expectations increase and the teleconsultant may be involved in situations giving
with the ability to consult withexperts inother jurisdictions. rise to liability for each. It is crucial that the terms of
One might even argue that the failure of the general engagement with a client be discussed and documentedprior
practitioner to access a teleconsultant or forward diagnostic to the consultation in order to avoid claims.
images for a secondopinion may, in itself, be negligent; this In Ontario, at least in connection with the dispensing of
will, of course, dependonwhether or not telecare becomes an drugs, the legislation details whena proper veterinary
‘accepted practice’. ‘Animportant component of any defence practitioner–client/patient relationship exists. Four factors
raised by hospitals or clinicians against litigation for mal- must be present: the practitioner must have assumed respon-
practice is whether or not the practice being questioned sibilityfor medical decisions relatingtothe care of the animal
accorded with what a responsible body of medical opinion with a demonstrated willingness of the owner to accept such
would consider accepted practice’22. As the costs for the advice; the practitioner must have sufficient knowledgeof the
telemedicine technology continue to be reduced and the historyof the animal through inquiry or physical examinationor
availability of cheap, reliable digital data transmission make medically appropriate visits to the place where the
increases then the notionof a newpractice standard comes animal is kept toreacha general or preliminarydiagnosis; the
into the foreground for consideration. practitioner mustbelievethatthedrugwill behelpful; andthe
practitioner must be readily available in the event of an
adverse reaction26.
Informed consent At first sight, it would appear that the actual physical
A closely related issue to malpractice is the obtaining of presence of the animal with the veterinarian is not necessary
informedconsent totreatment fromthe owner of the animal. inorder toestablishtheproper relationship, thus permittinga
Too oftenthe cliniciantreats the informedconsent process as teleconsultation. More difficulty is presented withthe
pedestrianand little or no evidence of consent is available. requirementtobereadilyavailableforfurthertreatmentinthe
Providing evidence of consent and that such consent was, event of adverse reactions.

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As is thecasewithmost litigationwhether inCanadaor the Through the development of a standardprotocol and


USA, theplaintiff inanyactionislikelytoinitiateproceedings candid, open discussion with clients, the veterinary profes-
againstall partieswhichhadanyinvolvementinthenegligent sional can take preventive steps to avoidsome legal pitfalls.
conduct (could the Internet service provider also be joined
inan appropriate action?). The teleconsultant should
define the relationship at the outset. Appropriate insurance
coverages and judgement proofing techniques should be Conclusion
...............................................................................
implemented in all jurisdictions where advice is being
provided. Theuseof telemedicineandtelecareexpandsthegeographical
Given the anticipatedincreased use of technology the boundaries of clinical veterinary practice andmay enhance
prudent practitioner would be well advised to be aware of the professional aspects of the delivery of veterinary services.
these litigation issues. Veterinary practitioners may be just as ‘The [vetri]medicolegal implications of telemedicine are
liable for not using the technology available as they are for currently unclear, and are currently based upon conjecture
applying the technology inappropriately. because there is noclear bodyof legal judgement uponwhich
todetermineprecedent’28. Theprudent veterinarypractitioner
andhis or her professional advisers will becomeawareof these
emerging issues and take preventive steps to avoid negative
A suggested protocol
...............................................................................
consequences.

There is no doubt that the legal issues arising fromveterinary References


telemedical techniquesareinastateofflux. Itwill behelpful if 1 Under thepolicepower thestateispermittedtoregulateintheUSA
a standardprotocol couldbe introducedintoaclinical setting 2 Under section 92 of the BritishNorth America Act the province is
permitted to regulate in Canada
so as to avoid some negative legal consequences. In this 3 RSO1990, c. V-3
manner someof theuncertaintyrelatingtotheseissues canbe 4 Ontario Regulation1093, section 3
addressed. 5 Ibid., section 8
Once again, in a human medicine context some protocols 6 Ohio Revised Code, paragraph 4741.02(J)
have been suggested27 whichare adopted here withsome 7 Ibid., paragraph 4741.09(A)(B)
amendment for consideration (these suggestions are particu- 8 Ibid., paragraph 4741.14
9 See Veterinarians Act (Ontario), section1(1)
larly apt for videoconferencing but can be adapted for other 10 See Ohio Revised Code, paragraph 4741(B)(4)
techniques). A 10-point planis as follows: 11 Website of Arent, Fox, Attorneys, WashingtonDC, http://
www.arentfox.com
12 Ibid.
(1) Explaintotheclient/owner what isgoingtohappenand 13 Ibid.
obtain consent to the use of the method and the costs 14 Stanberry B. The legal and ethical aspects of telemedicine. 1:
associated withit. Indicate the possibility of the loss of Confidentiality and the patient’s rights of access. Journal of
confidentiality and obtain consent to disclosure to the Telemedicine and Telecare 1998;4:179–87
15 Ontario Regulation1093, section 17(1)6
teleconsultant. 16 Ibid., section 17(1)6
(2) Establishcontact withthe teleconsultant and define the 17 Stanberry B (op. cit. ref. 14): 179
relationshipof the teleconsultant withthe client/owner, 18 Ibid.: 181.
ensuring that the local practitioner will have carriage of 19 Arent Fox (op. cit. ref. 11): 6
the case. 20 Ibid.: 7
(3) Summarize the problemin plain language, making 21 See Proceedings of the AmericanVeterinary Medical Law
reference to appropriate history and presenting Association, 1995, Pittsburgh, Pennsylvania
22 Darkins A. The management of clinical risk intelemedicine
complaints. applications. Journal of Telemedicine and Telecare 1996;2:179–84
(4) Conduct the physical examination by teleconference, 23 Burton DC, Huston JL. Use of video in the informed consent
describing the physical findings sufficiently for the process. Journal of Telemedicine and Telecare 1998;4(suppl. 1):38–40
teleconsultant to understand. 24 Arent Fox (op. cit. ref. 11): 1, ‘Taming Liability of Telemedical
(5) Reviewany laboratory test results. Transactions’, Lynn Frendt Shotwell
(6) Discuss the diagnosis. 25 Ibid.
26 Ontario Regulation1093, section 33
(7) Discuss the treatment planandmanagement of thecase. 27 Tachakra S, Mullett STH, Freij R, Sivakumar A. Confidentiality and
(8) Discuss the needfor referral or follow-upteleconference. ethics in telemedicine. Journal of Telemedicine and Telecare 1996;2
(9) Complete any clinical notes for permanent records. (suppl. 1):68–71
(10) Note any subsequent follow-up with client/owner. 28 Darkins A (op. cit. ref. 22): 183

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