as intrusive and unwarranted. Or parents may want their daughter to become
more respectful to them, but the daughter is only interested in better relationships with her peers at school. At times, parents, adolescents, and psychologists also may all have differing goals. For example, the parents may want their son to stay out of trouble with the police, the son wants to get his parents off his back, and the psychologist 40 ethical dilemmas in psychotherapy believes that the adolescent has a rather serious but unacknowledged depression that needs treatment. Sometimes mixed agreement and disagreement on goals exist: The parents want their son to do better in school and excel in athletics, even though the son agrees with doing better in school but has little interest in athletics. Questions of how to balance the needs of, and obligations to, all the members of the family do not have simple answers. However, psychologists often can serve their patients best by avoiding dichotomizing goals and by facilitating better communication among family members and helping them to reach mutually acceptable solutions. Robbins et al. (2006) found that the alliance between parents and psychologists and the alliance between adolescents and psychologists predicted dropout rate; that is, psychologists may encounter treatment failure unless they are able to build alliances with both adolescents and parents. One of the goals of therapy may be to get parents and adolescents to understand the effect of their behavior on each other. Psychologists should neither blindly acquiesce to, nor dismiss, the concerns of parents or adolescents. Principle-based ethics does not always mean immediately trumping principles as much as it means balancing them. There is a lot to be said for listening carefully to patients’ concerns. For example, when asked about how they felt about their encounters with psychiatrists, children responded that they appreciated when the psychiatrists listened, asked questions, and actively exchanged ideas with them (Hartzell, Seikkula, & von Knorring, 2009). More detailed interviewing may result in the development of mutually compatible goals. That is, although parents and children initially may disagree on what the presenting problem is, it may be possible to develop common areas of agreement. For example, children initially may agree that the goal of “getting my parents off my back” is something they would be willing to work on, and that may lead to actions on their part that may indirectly address some legitimate concerns of the parents. This perspective is consistent with the idea of ethical gradualism or ethical incrementing proposed by Francis (2009). According to this perspective, a psychologist does not always have to take an uncompromising moral stance on every ethical issue that arises. Although there can be no compromise on some basic issues, at times, psychologists can balance overarching ethical principles gradually or incrementally, according to the patient’s needs. Boundaries of Competence Similar balancing occurs with other standards. For example, psychologists may provide services to patients in emergencies, even if they lack the expertise that would ordinarily be needed to help those patients (Standard 2.02). In an emergency, psychologists may be unable to help patients (fulfilling the overarching principle of beneficence) without risking the ethical decision-making model 41 harm (offending the overarching principle of nonmaleficence), but the APA Ethics Code allows psychologists the option of having beneficence temporarily trump nonmaleficence. However, psychologists should try to minimize harm to the offended principle by referring patients to appropriate services as soon as practically possible. In Chapter 3, we discuss in more detail the importance of anticipating problems. In emergencies and other similar situations, psychologists have little time to think through a detailed response as would occur with System 2 thinking. Ideally, however, psychologists would have considered these types of dilemmas ahead of time and could be more prepared to respond appropriately and quickly, as needed. Ethical Dilemmas Outside of the Enforceable Standards Sometimes psychologists encounter situations for which the APA Ethics Code provides no direction. For example, the 1992 APA Ethics Code did not anticipate the widespread use of electronic media and was silent on how psychologists should respond to those new technologies. Until APA released its guidelines on telecommunications (APA, 2013), psychologists had to rely primarily on peer-reviewed articles and their own discretion regarding how or when to apply these technologies. Another example deals with hate-filled speech. 1 Psychologists typically encourage patients to express opinions freely, thereby promoting the overarching ethical principle of respecting patient autonomy. However, some patients may express opinions that disparage members of ethnic or sexual minorities, or other marginalized groups. It could be argued that psychologists should challenge hateful speech on the basis of general beneficence, because such speech creates an atmosphere that permits, encourages, or condones victimization of certain groups. Also, the quality of life in society, in general, diminishes when any one group becomes marginalized or a victim of unfair discrimination. This is an example in which the relevant overarching ethical principles could overlap because an argument also could be made that the hate-filled language offended the ethical principle of justice to the extent that psychologists have an obligation to ensure that people are treated fairly. Although psychologists may not be engaging in the unjust act themselves, they could be seen as complicit by accepting an environment that condones injustices and harm to marginalized people. We discuss this issue in more detail in Chapter 9. 1Portions of this section are adapted from “How Should Psychologists Respond to Hate-Filled Comments?” by S. Knapp, 2011, Pennsylvania Psychologist, October 2011, p. 7. Copyright 2011 by the Pennsylvania Psychological Association. Adapted with permission. 42 ethical dilemmas in psychotherapy Conflicts Between Overarching Ethical Principles and Organizational Policies or Laws2 If the APA Ethics Code conflicts with an organizational policy, then psychologists are required to “make known their commitment to the Ethics Code, and take reasonable steps to resolve the conflict consistent with the General Principles and Ethical Standards of the Ethics Code” (Standard 1.03). However, the Code does not permit obedience to an organization policy that involves violations of basic human rights.3 The APA Ethics Code— appropriately, we believe—adopts a middle position. On one hand, it does not permit psychologists to follow unethical practices of an organization blindly and without protest. On the other hand, the Code does not require psychologists to resign their positions; rather, it requires them to make a reasonable effort to address the problem. As a practical matter, it is too difficult for any ethics code to prescribe appropriate and detailed actions when what constitutes a “reasonable” action usually depends on circumstances and available options. Consider this example: An Indignant Psychologist A psychologist at a public facility was told that he had to start treating older adults, even though he had little training or experience with this population. The psychologist immediately went into his supervisor’s office with a copy of the APA Ethics Code and highlighted the various standards that he thought he would violate if he were to follow the supervisor’s instructions. He pounded his fist on the desk, described all of the violated standards, and uttered the refrain “You are unethical” with ever woow
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