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Exp Brain Res (2002) 142:418–424

DOI 10.1007/s00221-001-0951-2

R E S E A R C H A RT I C L E

C.M. Alexander · P.J. Harrison

The bilateral reflex control of the trapezius muscle in humans

Received: 18 June 2001 / Accepted: 15 October 2001 / Published online: 7 December 2001
© Springer-Verlag 2001

Abstract Electromyographic recordings were made Introduction


from the trapezius muscle in 18 healthy subjects using
surface electrodes placed bilaterally. A mechanical tap The trapezius muscles are axial and bilaterally located.
applied to the insertion of the lower fibres of trapezius The independent control of each of these two muscles is
evoked a reflex at 11.9±1.4 ms (mean ± SD) in the ipsi- necessary in the rotation and stability of the scapula dur-
lateral trapezius muscle. In addition and surprisingly, ing movements of each arm (Culham and Peat 1993;
short latency, facilitatory reflexes were also seen on the Peat 1986). However, both trapezii co-contract in move-
contralateral side at a latency of 14.3±1.7 ms. Electrical ments of the head and neck (Bernhardt et al. 1999;
stimulation of the afferent nerve to trapezius, the cervical Williams et al. 1989) and when acting as an accessory
nerve of C3/4, also evoked short latency, facilitatory re- muscle to respiration (Charlton et al. 1988). This bilater-
flexes from both the ipsilateral and contralateral mus- al control must demand close links between these two
cles. Since this nerve carries the Ia fibres from trapezius, trapezii. Indeed, it is probably the case that even when
this reflex would appear to be the equivalent of the H re- trapezius acts to move one arm, it needs to be closely
flex seen in the soleus muscle. The latency of this reflex linked to the contralateral muscle to help with postural
was 10.9±1.4 ms ipsilaterally and 11.9±1.5 ms contralat- alignment and maintenance of balance.
erally, the difference being only 1.0±0.7 ms. Voluntary Despite the requirement for both independent control
activity of the ipsilateral trapezius increased the ampli- and the co-ordination of the two muscles, the underlying
tude of both mechanically and electrically evoked ipsi- neural circuitry controlling trapezius is only partially un-
lateral and crossed reflexes, and vibration of the ipsilat- derstood. Short latency reflexes have been revealed by
eral trapezius decreased the amplitude of both reflexes. tapping spinous processes or the acromion (Lundh and
These results together suggest that the earliest parts of Rosen 1979; Shimizu et al. 1993). Similarly, tapping var-
both ipsilateral and crossed reflexes are monosynaptic in ious parts of the head and wrist evoke reflex activity in
origin. If the crossed reflex is, in part, due to a common trapezius which is altered in disorders such as stroke and
Ia presynaptic input, correlation of bilateral trapezius ac- Parkinson’s disease (Lisy 1989). All of these results have
tivity should produce a peak in the cross-correlogram. been interpreted in terms of afferent action on the ipsilat-
Indeed, cross-correlation of the bilateral trapezius activi- eral trapezius. On the other hand, the reflex control of
ty during elevation of the arms produced a short duration the contralateral trapezius and how the two trapezius
peak. Moreover, this was significantly larger when com- muscles are controlled together has not been explored.
pared to that constructed from activity of the upper and Thus, the purpose of this study was to investigate the
lower fibres of trapezius from one side. These results im- neural circuitry of the trapezius muscle with particular
ply that muscle spindle afferents from the ipsilateral attention to its bilateral control. Some of these results
trapezius monosynaptically activate motoneurones con- have been previously published in preliminary form
tralaterally. (Alexander and Harrison 1997).
Keywords H reflex · Crossed · Monosynaptic ·
Tendon jerk · Human
Materials and methods
C.M. Alexander (✉) · P.J. Harrison
Department of Physiology, University College London, Subjects
Gower Street, London WC1E 6BT, UK
e-mail: c.alexander@ucl.ac.uk Recordings were made, with local ethical approval and informed
Fax: +44-20-76791342 consent, from 18 healthy subjects aged between 20 and 51 years.
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Experimental procedures feedback of the EMG signal. Surface EMG recordings were col-
lected as detailed above and stored on a PC using CED Spike soft-
Reflex activity evoked by a mechanical tap to the trapezius muscle ware. Large amplitude spikes (approximately 3,700) were selected
from the EMG of both muscles using level detectors (Neuro-
Reflexes were evoked by: (a) tapping the lower fibres of trapezius log NL200) and these trigger pulses were also converted to a digi-
as they insert onto the medial end of the spine of the scapula and tal signal (CED 1401) and stored on the PC using Spike software.
(b) tapping the upper fibres as they attach onto the clavicle. A spe- Cross-correlograms were constructed from the spikes using a 1-ms
cially designed tapping device delivered a minimum of 20 taps at bin width and a recording period of 100 ms before and after the
constant amplitude and at a rate of between 0.33 and 1 Hz. Sub- triggered period. The size of any peak within the correlogram was
jects were seated and surface EMG was recorded using adhesive measured in terms of peak bin count divided by the mean bin
electrodes (Blue Sensor disposable electrodes) placed 3 cm apart count (κ), the number of extra bins above the mean divided by the
and positioned over the lower, and in some subjects, the upper mean (E/M) and the duration of the peak. To ensure an accurate
fibres of trapezius on both sides (Kleine et al. 2000). The EMG reflection of the mean, the mean bin count was measured away
was amplified (Digitimer NL824) and filtered (Neurolog NL125) from any central feature. The statistical significance of the peak
with a bandwidth of between 30 and 100 Hz to 3 kHz. (Usually was calculated using the criteria of (Davey et al. 1986). Any
the high pass filter was set at 30 Hz and was always set at this for difference between the three muscle pairs was analysed using a
the measurement of latencies. On occasion 100 Hz was used when single factor analysis of variance.
records were particularly noisy.) The data were converted from an
analogue to a digital signal at a sampling frequency of 4 kHz,
(CED 1401) and stored for later analysis by CED Signal software.
Maximum voluntary contraction (MVC) was determined and dur- Results
ing experiments particular levels of contraction were controlled
with the aid of a visual feedback device. The experiments were re- Reflex activity evoked by tapping trapezius
peated with two variations presented in a random order: (1) the
subject contracted the lower fibres of the ipsilateral trapezius by As might be expected, a homonymous, short latency
retracting and depressing the shoulder girdle at 10–20% of MVC
and (2) whilst the subject sat relaxed, vibration was applied to the stretch reflex was evoked in trapezius by a brief tap to
ipsilateral muscle at 100 Hz. The resulting reflexes were averaged. the muscle (see Fig. 1). A priori, one might expect this to
The amplitude (measured from peak to peak) and latency were be evoked monosynaptically. The latency of the upper
compared to the amplitude and latency of the reflex with the sub- trapezius reflex when tapping the upper fibres was
ject at rest. The latency was taken to be the first clear deflection
from baseline. It was often not possible to measure the latencies 12.2±1.1 ms (n=9); when tapping the lower fibres the
of the M response because of its close proximity to the stimulus latency of the lower trapezius reflex was 11.9±1.4 ms
artefact. Differences in amplitude were analysed using a paired (n=16). These latencies are compatible with a monosyn-
Student’s t-test. aptic reflex (see Discussion). In addition, and perhaps
surprisingly, a short latency reflex was also evoked in the
Reflex activity evoked by electrical stimulation contralateral trapezius (see Fig. 1). On tapping the upper
of the afferent nerve to trapezius fibres this crossed reflex was evoked at 13.5±1.3 ms
(n=9) and on tapping the lower fibres the latency of the
Reflex responses of trapezius were evoked by an electrical stimu- reflex in the contralateral lower fibres was 14.3±1.7 ms
lus applied to the cervical nerve of C3/4. The anode, a gauze cov-
ered metal plate, was positioned just below the clavicle and the (n=16), the crossed reflex latency being 1.3±1.4 and
cathode, a self-adhesive Ag/AgCl electrode, was positioned over 2.4±2.0 ms longer, respectively. The crossed reflex was
the cervical nerve of C3/4, which is superficially located on the more easily visualised by averaging the results of at least
anterior surface of the upper fibres of trapezius above the clavicle. ten stimuli. When tapping the upper fibres a reflex was
EMG recordings were collected as detailed above. A submaximal always evoked in the contralateral upper fibres (100%,
reflex was evoked. The data were converted from an analogue to a
digital signal at a sampling frequency of from 4 kHz (in prelimi- n=9) but not in the lower fibres of the ipsilateral muscle
nary experiments) to 20 kHz (in later experiments), processed by (77.8%, n=9). When tapping the lower fibres of trap-
the CED 1401 and stored on a personal computer for later analysis ezius, a reflex was always evoked in the upper fibres of
by CED Signal software. A series of at least ten stimuli were de- the ipsilateral muscle (100%, n=8) but not in the contra-
livered for each average. The EMG activity was averaged and the
latency and amplitude of the resulting reflex was measured. The
experiments were repeated with the two variations, voluntary
activity and vibration of the ipsilateral muscle, described above.
The reflex responses were analysed as detailed above.

Cross-correlation of EMG from bilateral trapezii

Randomised, sequential recordings were made from trapezius


muscle pairs: the left and right lower fibres, left and right upper
fibres and the ipsilateral upper and lower fibres of trapezius. Sub-
jects were asked to maintain a weak contraction of trapezius by
abducting the arms to approximately 90°. This same task was used
for all combinations tested and in all subjects, in order to avoid
any task-dependent effects on the cross-correlograms. In order to Fig. 1 The ipsilateral (A) and crossed (B) trapezius reflex evoked
maintain uniformity, 20% of MVC was maintained when contract- by a mechanical tap to the insertion of the lower fibres. The up-
ing the bilateral muscle pairs. When comparing the upper to lower ward arrow marks the stimulus onset. The downward arrows indi-
fibres of trapezius, the activity of the lower fibres was also main- cate the onset of the H reflex for the purpose of latency measure-
tained at 20% of MVC. This was aided by visual and auditory ments. Each trace is the average of 30 reflexes
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Fig. 2 A The ipsilateral trapezius reflex evoked by electrical stim-


ulation of the cervical nerve of C3/4. B The ipsilateral trapezius
reflex with an earlier M response. C The crossed trapezius reflex.
The stimulus artefact marks the stimulus onset. Each trace is the
average of ten reflexes
Fig. 3 The crossed lower trapezius reflex in response to electrical
stimulation of the ipsilateral cervical nerve of C3/4. Each trace is a
lateral lower trapezius fibres (62.5%, n=8). In addition, response to a single stimulus
the reflexes of both the ipsilateral and contralateral lower
trapezius responded in a similar way under the two con-
ditions. The amplitude was significantly increased in While the amplitude of the reflex varied, it became clear
both ipsilateral and contralateral muscles (both P>0.001) that the latency of the reflex also varied with amplitude
with voluntary activity of the ipsilateral muscle (n=18) (see Fig. 4). An ipsilateral trapezius reflex of 23% of maxi-
and the amplitude was significantly decreased in both mal has an onset latency 1.2 ms longer (see Fig. 4). There-
ipsilateral and contralateral muscles by vibration of the fore, if the latency of the crossed reflex is normalised for
ipsilateral trapezius (both P<0.02, n=17). amplitude, the latency difference between the reflexes of
ipsilateral and contralateral trapezii is reduced by 1.2 ms.
This results in the adjusted crossed reflex being 0.2 ms
Electrical stimulation shorter than that of the ipsilateral reflex, which we do not
consider to be a significant difference. Thus, to all intents
A short latency reflex in the ipsilateral lower trapezius and purposes, the two reflexes have the same latency.
muscle was evoked using electrical stimulation of the Like the mechanically evoked reflexes, both ipsilater-
cervical nerve of C3/4, i.e. this reflex would appear to be al and contralateral H reflexes significantly increased in
the equivalent of the H reflex seen in the soleus muscle amplitude with voluntary activity of the ipsilateral mus-
(Pierrot-Deseilligny and Mazevet 2000; see Fig. 2A). On cle (n=10, P<0.02 and 0.03, respectively) and signifi-
some occasions an M response was also evoked (see cantly decreased in amplitude with vibration of the ipsi-
Fig. 2B). The average latency (n=15) of the reflex to the lateral muscle (n=7, P<0.03 and 0.04, respectively).
lower fibres was 10.9±1.4 ms. The response from the up-
per fibres of trapezius was impossible to analyse as the
stimulation site was adjacent to the recording electrodes Cross-correlation analysis
and this led to a large, long-lasting stimulus artefact.
A crossed H reflex was evoked electrically in the lower Cross-correlograms were constructed between multiunit
fibres of trapezius, with the average latency being spike trains of the left and right upper fibres of trapezius
11.9±1.5 ms, 1.0±0.7 ms later than the ipsilateral reflex (11 subjects), left and right lower fibres of trapezius
(see Fig. 2C). The amplitude of the crossed reflex aver- (7 subjects) and the upper and lower fibres of trapezius
aged 23.6±13.1% of the ipsilateral trapezius reflex and on the same side (15 subjects). Examples of these are
was strong enough to be seen easily with single stimuli, shown in Fig. 5. Significant short duration peaks were
i.e. without averaging (see Fig. 3). A crossed H reflex seen in 85% of the correlograms. The strength (κ and
was also evoked in the upper fibres (n=9) with an aver- E/M) and duration of the peak has been summarised for
age latency of 12.2±1.7 ms. each muscle pair in Table 1.
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Table 1 Characteristics of cross-correlograms from muscle pairs. Values for peak bin count divided by the mean bin count (κ), the num-
ber of extra bins above the mean divided by the mean (E/M) and duration are given as mean ± SD

Trapezius fibres Number of subjects Synchrony present κ E/M Duration (ms)

Upper/upper 11 9/11 1.7±0.5 3.8±3.0 12.7±9.5


Lower/lower 7 7/7 1.8±0.3 2.7±0.9 5.6±1.6
Upper/lower 15 12/15 1.5±0.2 1.8±1.1 8.2±7.9

Fig. 5 Cross-correlograms constructed from one subject between


multiunit spike trains generated from (A) the bilateral upper fibres
of trapezius, (B) the bilateral lower fibres of trapezius and (C) the
ipsilateral upper and lower fibres of trapezius during abduction of
the arms

ences between the muscle pairs exist for E/M and dura-
tion of peak. The E/M and duration of peak for the left
and right upper fibres of trapezius muscle was greater
than the left and right lower fibres of trapezius muscle,
which was greater than the upper and lower fibres of
trapezius on one side (P<0.01 and 0.03, respectively).
There was no significant difference of the value for κ be-
tween the groups.
Fig. 4 The relationship between amplitude of the electrically
evoked ipsilateral trapezius reflex and its latency. The two points
selected on the ordinate reveal the increase in latency expected by Discussion
a reflex of 23% of the ipsilateral reflex
A novel result of this study was that a short latency, ipsilat-
eral trapezius reflex can be evoked by electrically stimulat-
In the cross-correlograms constructed between both ing the cervical nerve of C3/4 and by tapping the muscle
the ipsilateral and contralateral upper parts of trapezius as it inserts onto the medial edge of the spine of the scapu-
and the ipsilateral and contralateral lower parts of trap- la. More surprising was that: (a) a reflex in the contralater-
ezius, the peak was centred around time zero. However, al trapezius was evoked when these stimuli were applied
in the cross-correlograms constructed between the ipsi- ipsilaterally and (b) cross-correlation of motor unit activity
lateral upper and lower parts of trapezius the peak was between the two trapezii was stronger than that between
offset by an average of 3.8±3.5 ms (see Fig. 5). There the upper and lower motor units within one muscle.
may be several explanations for this offset, though this
may be most easily explained on the basis of the differ-
ence in conduction distance between the upper and lower Ipsilateral reflex
parts of trapezius.
In five subjects, complete results were obtained for all With a mean latency of the electrically evoked reflex at
three muscle pairs. In these subjects significant differ- 10.9 ms, we might consider that at least the earliest part
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of this reflex is monosynaptic. This can be tested if the cle, the point is made that larger amplitude reflexes will
length of the conduction pathway is known together with occur at shorter latencies. Thus, the latency of the reflex-
an estimate of the conduction velocity. This calculation es in the contralateral muscle is sufficiently short to sug-
is complicated by the unusual and varying nerve supply gest that these crossed reflexes are also monosynaptical-
to trapezius. Unlike other peripheral nerves the afferent ly mediated. Other considerations also indicate that this
and efferent pathways are, in the main, separate. The is not an oligosynaptic connection. With an oligosynap-
efferent pathway is mainly via the spinal accessory nerve tic connection, one might expect a much greater attenua-
with the afferent supply via the cervical nerves of C3/4 tion of the size of the crossed reflex such that a large
(Soo et al. 1993; Stacey et al. 1996). Therefore, the number of sweeps needs to be averaged. However, the
reflex latency can be estimated by the addition of the contralateral H reflex was visible on single sweeps and
afferent conduction time, the efferent conduction time the tap evoked reflex needed only ten sweeps before a
and time for the synaptic delays. Taking measurements discernible reflex was evident. In addition, one might
from four cadavers, the afferent pathway from the site of also expect oligosynaptic reflexes to behave differently
stimulation was found to be 7 cm, and the efferent path- from monosynaptic reflexes when tested under the same
way was found to be 39 cm. Afferent Ia conduction ve- conditions. In fact, both the crossed and the ipsilateral
locity has been estimated in man at 65 m/s (Burke et al. reflexes behave similarly with varying activity and with
1983) and the efferent conduction velocity of the spinal vibration of the ipsilateral muscle, both of which are
accessory nerve has been measured in man at 54 m/s conditions known to alter the amplitude of monosynaptic
(Priori et al. 1991). If 1 ms is added for each synaptic de- reflexes (Desmedt and Godaux 1978; Dindar and Verrier
lay, then the earliest time for a monosynaptic reflex can 1975; Gottlieb and Agarwal 1973a, b).
be estimated at 10.3 ms. This is remarkably similar to Further evidence was sought to test the hypothesis
the actual average latency of 10.9 ms and therefore that the crossed reflexes were of monosynaptic Ia ori-
suggests that the latency of the earliest part of the electri- gin. If the crossed reflex is mediated, at least in part,
cally evoked response is consistent with a monosynaptic monosynaptically, one might expect that cross-correla-
reflex (Burke et al. 1984). tion of activity between the trapezius muscle pairs
The ipsilateral trapezius reflex was present sometimes would reveal a short duration peak suggestive of com-
with and sometimes without an M response. This may be mon, last-order presynaptic input (Sears and Stagg
due to the variation in the nerve supply to trapezius. In a 1976). Indeed, this was the case. However, while these
proportion of the population, the cervical nerve of C3/4 results could add to the evidence for a monosynaptic
carries afferent and some efferent information, in others crossed reflex, they might also be explicable on the
it is purely afferent (Soo et al. 1993). Thus, stimulation basis that descending pathways provide bilateral inputs
of the cervical nerve evokes, in some individuals, both upon the two motoneurone pools. Bilateral connections
an M response and an H reflex and in others just an H from the ventral, corticospinal tract might provide a
reflex. pathway for this bilateral input, which has been de-
scribed for other axial muscle pairs (Carr et al. 1994).
However, while Berardelli et al. (1991) generated mo-
Crossed reflex tor-evoked potentials in the contralateral trapezius using
transcranial magnetic stimulation over the ipsilateral
The average latency of the mechanically evoked crossed motor cortex, they were unable to generate any response
reflex in the lower fibres of trapezius was 14.3 ms, i.e. in the ipsilateral trapezius suggesting that bilateral corti-
2.4 ms longer than the ipsilateral reflex. By comparison, cospinal innervation to trapezius does not exist. Thus,
the difference in latency in the lower fibres of trapezius the origin of the common presynaptic input is less likely
using the more synchronous afferent barrage of electrical to be of descending origin and therefore more likely to
stimulation was less, the crossed H reflex being evoked be of peripheral origin.
on average 1.0 ms later than the ipsilateral H reflex. A further result of the cross-correlation experiments
Bearing in mind that large reflexes were generally of is that the cross-correlation of activity between trapezii
shorter latency (see Fig. 4) and that crossed reflexes av- is stronger than the cross-correlation of activity between
eraged only 23% of the ipsilateral reflex, then it is to be the upper and lower parts within the same muscle. This
expected that the reflex latencies would be more compa- should be taken together with the finding that tapping the
rable when normalised for amplitude. upper fibres evokes a reflex more frequently in the
Indeed, from Fig. 4, decreasing the amplitude of an crossed upper fibres than the lower fibres of the same
ipsilateral reflex by 77% reduced the latency by 1.2 ms, side. The simplest explanation of these two observations
therefore obliterating any significant difference in laten- is that the Ia afferents from the upper fibres of one side
cy between the two reflexes. This presumes that the re- project more strongly to motoneurones of the upper
cruitment patterns of motoneurones of the contralateral fibres contralaterally than to the motoneurones of the
side in response to stimulating the ipsilateral side is the lower fibres ipsilaterally.
same as for the ipsilateral motor units. Nevertheless, The control of bilateral muscle pairs has been previ-
while the precise mathematical relationship in Fig. 4 ously reported. Control mechanisms between the erector
might not be exactly followed in the contralateral mus- spinae (Dimitrijevic et al. 1980; Zedka et al. 1998) and
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the intercostal muscles (Sears and Stagg 1976) suggest a Finally, that these close connections exist emphasises
dual motor function. Crossed monosynaptic reflexes the functional importance of these axial muscles co-
have also been reported in both animals and humans. For contracting during their functional tasks. As outlined in
example, in the cat, crossed, monosynaptic pathways the Introduction, while the two trapezii need to contract
have been demonstrated from group I muscle afferents to independently in certain situations, it is clear in other
motoneurones controlling the contralateral tail muscula- situations, such as movement of the head and neck, that
ture (Curtis et al. 1958; Wada and Shikaki 1999). In the two trapezii co-contract. Such bilateral control de-
man, crossed monosynaptic pathways have been pro- mands close links between the two trapezii. The reflexes
posed to exist in another axial muscle group, rectus ab- described here undoubtedly contribute to this close
dominis (Myriknas et al. 2000). In terms of mechanisms, linkage.
crossed monosynaptic reflexes may be a consequence of
any one of three possible mechanisms: (1) the primary Acknowledgements This work was supported by the Wellcome
afferents may cross the midline to synapse with the con- Trust, grant number 054895. C.M.A. is a recipient of a postgradu-
ate training bursary from the Arthritis Research Campaign. The
tralateral motoneurone pool (Matsushita and Tanami assistance of Rui Zheng and the Department of Anatomy and
1983; Morgan et al. 1981; Ritz et al. 1991), (2) dendrites Developmental Biology, UCL is acknowledged.
of motoneurones may cross the midline and synapse
with afferents on the other side (Ritz et al. 1991; Rose
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