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Univ. Sci. 2015, Vol.

20 (2): 261-278
doi: 10.11144/Javeriana.SC20-2.mdas
Freely available on line

original paper

Mitochondrial DNA analysis suggests a Chibchan


migration into Colombia
María Claudia Noguera-Santamaría1, 2, 5 , Carl Edlund Anderson3, Daniel Uricoechea2,
Clemencia Durán1, Ignacio Briceño-Balcázar1, 2, Jaime Bernal Villegas1, 4

Abstract
The characterization of mitochondrial DNA (mtDNA) allows the establishment of genetic structures and
phylogenetic relationships in human populations, tracing lineages far back in time. We analysed samples of
mtDNA from twenty (20) Native American populations (700 individuals) dispersed throughout Colombian
territory. Samples were collected during 1989-1993 in the context of the program Expedición Humana (“Human
Expedition”) and stored in the Biological Repository of the Institute of Human Genetics (IGH) at the Pontificia
Universidad Javeriana (Bogotá, Colombia). Haplogroups were determined by analysis of RFLPs. Most frequent
was haplogroup A, with 338 individuals (48.3%). Haplogroup A is also one of the most frequent haplogroups
in Mesoamerica, and we interpret our finding as supporting models that propose Chibchan-speaking groups
migrated to northern Colombia from Mesoamerica in prehistoric times. Haplogroup C was found in 199
individuals (28.4%), while less frequent were B and D, with 113 and 41 (16% and 6%) individuals, respectively.
The haplogroups of nine (9) individuals (1.3%) could not be determined due to the low quality of the samples of
DNA. Although all the sampled populations had genetic structures that fit broadly into the patterns that might
be expected for contemporary Central and South American indigenous groups, it was found that haplogroups A
and B were more frequent in northern Colombia, while haplogroups C and D were more frequent in southern
and south-western Colombia.
Keywords: mtDNA; Native Americans; human migrations; Colombia; South America; haplogroups, RFLP
Method - Restriction Fragment Length Polymorphism

Edited by Alberto Acosta & Juan Carlos Salcedo-Reyes


1. Instituto de Genética Humana, Facultad de Medicina, Pontificia
Universidad Javeriana. Bogotá, Colombia. Introduction
2. Grupo de Genética Humana, Facultad de Medicina, Universidad de
La Sabana. Chía, Colombia Traditionally, studies of the demographic history of
3. Department of Foreign Languages & Cultures, Universidad de La
Sabana. Chía, Colombia
human populations were based on archaeological
4. Universidad Tecnológica de Bolívar. Cartagena, Colombia records and historical documents. During the later
5. Facultad de Ciencias de la Salud. Grupo Gisafaco. Corporación 20th century, these approaches were supplemented by
Universitaria Remington. Medellín, Antioquia, Colombia. studies of classical genetic markers, such as ABO blood
Received: 20-10-2014 Accepted: 01-07-2015 groups and HLA loci. More recently, it has become
Published on line: 09-07-2015 possible to use the direct analysis of autosomal DNA,
Citation: Noguera-Santamaría MC, Anderson CE, Uricoechea D, the non-recombining portion of the Y chromosome
Durán C, Briceño-Balcázar I, Bernal-Villegas J (2015) Mitochondrial (NRY DNA), and mitochondrial DNA (mtDNA) to
DNA analysis suggests a Chibchan migration into Colombia. Universitas
Scientiarum 20(2): 261-278 doi: 10.11144/Javeriana.SC20-2.mdas study the genetic structure of human populations in
Funding: Institute of Human Genetics – Pontificia Universidad greater detail. mtDNA, inherited through the maternal
Javeriana. line, has certain properties that make it a valuable tool
Electronic supplementary material: Suppl. 1-3 for analysing variability among human populations

Universitas Scientiarum, Journal of the Faculty of Sciences, Pontificia Universidad Javeriana, is licensed under the Creative Commons 4.0 of Colombia: Attribution - Noncommercial - No Derivative Works.
262 Chibchan mitochondrial DNA

(Wallace et al. 1999, Ingman et al. 2000). Analysis of This scenario recalls Greenberg’s controversial
mtDNA haplogroups makes it possible to distinguish proposals (Greenberg et al. 1986, 1987, Greenberg &
particular maternal lineages within populations, Ruhlen 1992), which elaborated on an theory originally
offering new opportunities for the comparison of these developed by Sapir (1916) and which has since been
results with those from archaeological, anatomical, and sustained by Ruhlen (1994), that Native American
linguistic approaches. languages can be divided in three linguistic macro-
families: Amerind, Eskimo-Aleut, and Na Dene.
Peopling of the Americas This analysis has, however, been strongly criticized
on methodological grounds (Bolnick et al. 2004), and
It has long been understood that the Americas were the conservative consensus among contemporary
most likely populated by migration from Asia across linguists recognizes a large number of as-yet distinct
what is now the Bering Strait. Genetic, anatomical, American language families (Campbell 1997). South
and archaeological studies have proposed various America alone is understood to contain some 108
models regarding the origin and number of prehistoric separate language families and isolates (Campbell 2012,
migrations from Asia to the Americas (Stone & Muysken & O’Connor 2014). Although linguistic
Stoneking 1998). Some have proposed a single wave analysis can be a powerful tool to aid in reconstructing
of migration (Bonatto & Salzano 1997, Fagundes et al. human prehistory (Amorim et al. 2013), and there has
2008, Hooshiar Kashani et al. 2012), while others have accordingly been much recent interest in comparing
supported two (Torroni et al. 1992, Horai et al. 1993, linguistic and genetics studies, it is critical to represent
Pitblado 2011) or three (Greenberg et al. 1986, Reich patterns of both genetic and linguistic variation
et al. 2012) migratory waves. Moreover, previous work accurately if such work is to contribute usefully to our
has determined the presence of the four principal understanding (Szathmary 1984). Moreover, it must be
founding mtDNA haplogroups (A, B, C, and D; X is remembered that it is not uncommon for populations
also found in low frequencies) among contemporary to shift languages—or for ethnicity (and language)
Native Americans derived from Asian populations to be shared across populations of diverse genetic
(Schurr et al. 1990, Torroni et al. 1992, 1993a, 1994, heritage. In the case of American languages, analysis
Horai et al. 1993, Brown et al. 1998, Malhi et al. 2003, has long been hampered by poor and limited data, and
Lewis et al. 2005). Analysis of mtDNA sequences reassessment of higher-level relationships may need to
has provided not only a high level of resolution, await the collection of more and better information.
confirming the Asian origin of Native Americans, but Nevertheless, in recent decades considerable progress
also time estimates for migrations into the Americas has been made in clarifying the relationships between
from Asia (Luiselli et al. 2000, O’Rourke & Raff 2010, at least some American languages, offering fresh
Hooshiar Kashani et al. 2012). It now seems probable opportunities for comparison with the results of
that the first American populations left north-eastern archaeological, anatomical, and genetic studies.
Asia as much as 30,000 years before the present (ybp),
perhaps pausing in Beringia for some 15,000 years, Peopling of South America
during which time new mutations separated the New
World lineages from their Asian relations, before Regarding indigenous South American populations,
then moving into the Americas proper (Torroni et al. studies of autosomal microsatellite markers
1993a, 1993b, Forster et al. 1996, Tamm et al. 2007, have revealed a pattern of progressively reduced
Goebel et al. 2008, Hooshiar Kashani et al. 2012). It heterozygosity from north to south and from west to
is possible that two further migrational pulses from east (Wang et al. 2007). Most models for the peopling
Asia contributed to populations speaking Eskimo– of South America take one of two basic forms. One
Aleut languages and to the Canadian Chipewyan of these assumes that an initial migration into the
people, who speak a Na-Dene language (Goebel et al. continent progressed south from Mesoamerica along
2008, Reich et al. 2012). The remainder of the Native the Andes, thereafter expanding eastward at various
American population, however, would seem to be points. The other assumes that the initial migration
descended from the initial Asian migration. from Mesoamerica split into easterly and westerly

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Noguera-Santamaría et al. 263

groups in the northern part of the continent, thereafter prominently characterized by haplogroup A (common
progressing southward separately (Bodner et al. 2012). in Mesoamerica) and moreover show strong genetic
There are also questions about the possibilities of later affinities with contemporary Mayan-speakers (Melton
population pulses (Lewis et al. 2007), as in the case et al. 2007). The secondary frequency of haplogroup
of Chibchan speakers (see below), who seem to have C distinguishes the Chibchan-speakers of Colombia’s
entered northern South America from Mesoamerica SNSM from Mesoamerican Chibchan-speakers, in
sometime during the Holocene (Constenla Umaña whom B is found at similar frequencies. Haplogroup
1995, Melton et al. 2007). Ultimately, no real consensus C is rare in other southern Mesoamerican populations
on how South America was initially peopled has (Kolman & Bermingham 1997) but common in other
been reached. Research using data from modern South American populations (Keyeux et al. 2002).
populations is complicated by the fact that, although Moreover, haplogroup D is common in northern
some populations (e.g. that of Venezuela) reveal South America (Lalueza-Fox 1996, Lalueza-Fox et al.
relatively high frequencies of indigenous haplogroups, 1997) though not amongst either Mesoamerican or
many indigenous South American populations have Colombian SNSM Chibchan-speakers.
been impacted by significant inflows of European and
African genes over the last 500 years (Salas et al. 2004,
Mendizabal et al. 2008, Catelli et al. 2011, Gómez- Indigenous populations of contemporary
Carballa et al. 2012). and prehistoric Colombia
In Colombia, recent estimates suggest that around
Chibchan-speaking populations of 68 indigenous American languages, classified into
13 language families and 8 language isolates, are still
Mesoamerica and northern South America spoken by perhaps some 700,000 people (Landaburu
2005). Presently, the state recognizes over 80 ethnic
Modern speakers of Chibchan languages are dispersed minority groups (including Afro-Colombian and
across lower Mesoamerica and northern South Romani-speaking groups), scattered throughout the
America. In recent decades, a sound understanding country in both rural and urban contexts (Rojas et al.
of the Chibchan language family has been established 2010). There is a considerable amount of variation in
(Constenla Umaña 1981, 1991, 2005, 2008, Quesada the scientific literature with regards to the nomenclature
2007) and complemented by archaeological studies for American languages and ethnic groups. The present
(Lange & Stone 1984, Bray 2003, Hoopes & Fonseca study uses (Spanish-language) names that align with
Z 2003, Hoopes 2005) that, taken together, indicate the labelling practices of the Biological Repository
Chibchan-speaking populations originated in of the Institute of Human Genetics (IGH) at the
Mesoamerica, spreading to northern South America Pontificia Universidad Javeriana (Bogotá, Colombia),
in prehistoric times. Studies of mtDNA diversity from which the samples used in the study were drawn.
amongst modern Mesoamerican Chibchan-speakers For guidance on correspondences between the names
have found they are characterized by high frequencies used in the present study and other common names
of haplogroup A (>65%), markedly lower frequencies frequently used to identify the same ethnic groups
of B (20–30%), very low frequencies of D, and in English-language publications in linguistics and
absence of C (Santos & Barrantes 1994, Torroni anthropology, see Supplementary material 3 (and,
et al. 1994, Batista et al. 1995, Kolman et al. 1995, further, Adelaar & Muysken 2004 p 66).
Kolman & Bermingham 1997). However, a study
by Melton et al. (2007) shows that although modern Since the 1980s, genetic and clinical studies of
Chibchan-speaking populations in Colombia’s molecular HLA antigens (Bernal et al. 1995), as well as
Sierra Nevada de Santa Marta (SNSM) likewise have of mtDNA and Y chromosomes (Keyeux et al. 2002,
high frequencies of haplogroup A (>65%), they Melton et al. 2007, Rondón et al. 2008, Noguera 2012,
also have moderate frequencies of C (<35%), and Noguera et al. 2014), have shed fresh light on the genetic
very low frequencies of B as well as D (<7.5%, if structures of Colombian populations, revealing a high
present). Thus, Chibchan populations seem most degree of admixture between populations of different

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264 Chibchan mitochondrial DNA

origins and a clear vision of antigenic diversity Guane represented descendants of an earlier non-
(Briceño et al. 1996). Some results from the analysis Chibchan-speaking population, characterized by high
of nucleotide diversity amongst these groups suggest proportions of haplogroup B, that had more recently
past population bottlenecks, followed by later recovery also received an influx of haplogroup A, perhaps from
(Mitchell et al. 2000). Post-bottleneck populations the neighboring Chibchan-speaking populations of
tend to reveal low genetic variability, and the original the Altiplano Cundiboyacense. The Guane are known
proportion of alleles in the general population may to have had trade relations with Chibchan-speaking
have changed considerably. There can be significant Muisca of the (pre )Colonial Altiplano (Langebaek
frequencies of African haplogroups within modern Rueda 1985, Lleras Pérez & Langebaek Rueda 1987,
Colombian indigenous populations, especially in areas Pérez 1990) and conceivably had other kinds of
bordering the Caribbean and Pacific coasts, and some relations with them as well.
effects of genetic isolation can be seen through high
frequencies of mtDNA haplogroup L, attributed to The present study
the results of the trans-Atlantic slave trade (Nuñez et Colombia occupies a pivotal juncture between
al. 2010). In contrast, northwestern Colombia reveals Central and South America, where peoples from the
a high frequency of European Y chromosomes Mesoamerican, Caribbean, Amazonian, and Andean
alongside a similarly high frequency of indigenous regions have all interacted (Constenla Umaña 1991).
mtDNA (Carvajal-Carmona et al. 2000). Other studies Despite an increased pace of research in recent
suggest that some individuals lacking specific markers decades, many questions remain about the form
for major South American haplogroups could belong and sequence of population movements, as well as
to haplogroup X, usually found in North American prehistoric cultural and linguistic shifts, in the region.
indigenous populations (Forster et al. 1996, Malhi & The present paper reports on a study that analyzed
Smith 2002, Malhi et al. 2003, Ribeiro-dos-Santos et restriction fragment length polymorphisms (RFLPs)
al. 2013). to identify the mtDNA haplogroups associated with
various indigenous Colombian groups in order to
Besides studies of modern populations, several establish their genetic structures and consider possible
studies of ancient Colombian DNA have recently relationships between haplogroup frequencies and
been conducted. Remains from 11 individuals interred linguistic affiliations, particularly to reexamine proposed
near Bogotá c. 2,000 ybp were found to belong relationships between the extent of the Chibchan
exclusively to haplogroup B (Silva et al. 2008). In language family and high frequencies of haplogroup
contrast, analysis of remains from 16 individuals from A. All results from this study were based only on the
a nearby location in southwestern Bogotá, but dating analysis of mtDNA haplogroups; haplotypes were
from the immediate pre-Colonial period (c. 400-1000 determined only as a quality control.
ybp), revealed a mix of haplotypes A and B (Jara et
al. 2010). Given the association of haplogroup A Materials and methods
with both Central and South American Chibchan-
speaking populations (Melton et al. 2007), this change Population samples
in haplogroup patterns over time within the same For this study, we analyzed mtDNA from twenty (20)
geographical area has been associated with an influx of Native American populations dispersed throughout
Chibchan speakers (Jara et al. 2010). In contrast, analysis Colombia (Figure 1), sampling 700 individuals. The
of comparably aged (c. 860 ybp) remains from 17 majority of the samples was collected during 1989-
individuals from the southern parts of the Department 1993 within the context of the Expedición Humana
of Santander associated with the Colonial-era Guane project and stored in the Human Biological Repository
people (of unknown linguistic affiliation) revealed of the Institute of Human Genetics (IHG), Pontificia
higher frequencies of haplogroup B (41%), slightly Universidad Javeriana (Bogotá, Colombia). Another
lower frequencies of haplogroup A (35%), and lower group of 282 samples had been collected separately
frequencies of haplogroup D (24%) (Casas-Vargas et from the Arsario, Coreguaje, Embera, Ijka, Kogui,
al. 2011). Accordingly, it may be that the (pre )Colonial and Wayuu populations by Ignacio Briceño in the

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Noguera-Santamaría et al. 265

context of his doctoral research (Briceño 1998), were obtained with informed consent and donated
but these samples are included within the context voluntarily. Data derived from samples collected in
of the Expedición Humana project (see Table 1 and Somalia were compiled using MITOMAP (Derbeneva
Supplementary material 3). All human samples et al. 2010, Lott et al. 2013).

Table 1. Native American populations included in the study. Note [1] to Table 1: Samples collected in Somalia were compiled using
MITOMAP (Derbeneva et al. 2010, Lott et al. 2013).

Department (of Colombia) or country


Native American group Number of sampled individuals Latitude and longitude
(for non-Colombian out-group)
11° 18′ 80.19″ N,
Arsario 50 Magdalena 73° 52′ 99.36″ W
6° 64′ 56.97″ N,
Butaregua 32 Santander 73° 19′ 50.67″ W
10° 54′ 74.61 N,
Chilmila 41 Magdalena 74° 14′ 96.33″ W
1° 10′ 59.11″ N,
Coreguaje 45 Caquetá 75° 40′ 82.47″ W
2° 83′ 44.97″ N,
Embera 45 Chocó 77° 52′ 04.47″ W
4° 43′ 39.36″ N,
Guahibo 49 Casanare, Arauca 71° 91′ 53.08″ W
2° 60′ 54.42″ N,
Guambiano 34 Cauca 72° 34′ 47.14″ W
6° 68′ 31.56″ N,
Guane 16 Santander 73° 24′ 99.72″ W
2° 85′ 94.03″ N,
Guayabero 40 Guaviare 72° 38′ 87.97″ W
0° 60′ 96.94″ N,
Huitoto 23 Putumayo 72° 38′ 87.97″ W
10° 46′ 65.72″ N,
Ijka 40 Magdalena 73° 58′ 34.44″ W
0° 28′ 20.11″ N,
Ingano 23 Putumayo 76° 99′ 63.08″ W
11° 05′ 59.75″ N,
Kogui 50 Cauca 73° 63′ 70.92″ W
0° 61′ 59.17″ N,
Murui-Muinane 18 Putumayo 72° 25′ 01.78″ W
2° 57′ 91.22″ N,
Páez 38 Cauca 75° 98′ 14.11″ W
0° 96′ 66.67″ N,
Pasto (Awá) 39 Nariño 77° 70′ 04.78″ W
1° 24′ 92.81″ N,
Tukano 17 Vaupés 70° 24′ 17.86″ W
11° 97′ 93.28″ N,
Wayuu 52 Guajira 72° 19′ 67.06″ W
10° 03′ 36.81″ N,
Yuco 61 César 73° 09′ 33.33″ W
10° 43′ 91.58″ N,
Zenú 15 Sucre 74° 91′ 22.08″ W
TOTAL SAMPLES 700
7° 01′ 16.39″ N,
Somalian [1] 100 Somalia 45° 25′ 78.11″ W

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266 Chibchan mitochondrial DNA

DNA extraction polymerase chain reaction (choice of template


DNA, enzyme, dNTPs, magnesium chloride, and the
DNA from the population samples was extracted necessary concentrations of each) were standardized.
through the phenol-chloroform method. Salting out Hypervariable region I (HVR-I) was analyzed by
was used for the extraction of the control samples, sequencing DNA randomly for a small percentage
due to the ease of implementation, low toxicity of (5%) as quality control. These samples were analyzed
reagents, and facility of visualizing the DNA (Miller using primers based on Prieto et al. (2011) (see Table
et al. 1988). 2).
RFLP analysis defined existing haplogroups (the
mtDNA analysis four founding haplogroups, A–D), according to three
mtDNA was analyzed by RFLPs using primers based restriction sites, and a deletion in intergenic region
on Stone & Stoneking (1998) to identify haplogroups 5. We analyzed the markers that define the founding
A, B, C, and D. In the present study, conditions for Amerindian haplogroups as follows:

Table 2. Polymorphic sites hypervariable region I, HVR-I (random sequencing of 15 samples). Note [1] to Table 2: This table was
prepared using MitoTool (Fan & Yao 2011, 2013).

Individuals Hg 16114 16189 16217 16223 16290 16298 16319 16325 16327 16362
Butaregua 11 A C→T G→A T→C
Butaregua 13 B T→C T→C
Butaregua 19 B T→C T→C
Butaregua 2-33 A C→T G→A T→C
Butaregua 2-39 D C→T T→C
Guane 2-20 A2 C→T G→A T→C
Guane 21 A2 C→T G→A T→C
Guane 2-14 A2 C→T G→A T→C
Guane 19 C1 T→C T→C C→T
Pasto 175 B T→C T→C
Pasto 1-X A C→T G→A T→C
Pasto 234 C1 T→C T→C C→T
Pasto 247 A C→T G→A C→T
Pasto 44 A C→T C→T G→A
Pasto 232 D C→T T→C T→C

Name Variants Haplogroup Possible Sub Haplogroups


16290T, A1, A2, A2b, A2c, A2d, A2d1, A2d2, A2ao, A2f, A2f3, A2g, A2g1, A2h, A2j, A2j1, A2k, A2k1, A2k1a, A2l,
Butaregua11 16319A, A A2n, A2o, A2t, A2w, A2x, A2ag, A2ah, A2ak, A2an, A2r, A2r1, A6, A6a, A6b, A13, A14, A15, A15a, A15c,
16362C A15c1, A17, A18, A20, A21, A22,
B4, B4b'd'e'j, B4b, B2, B2a, B2a1, B2a1a, B2a1a1, B2a1b, B2a2, B2a3, B2a4, B2a4a, B2b, B2b3, B2c, B2c1,
16189C,
Butaregua13 B B2c1a, B2c1b, B2c1c, B2c2, B2d, B2e, B2f, B2g, B2g2, B2h, B2i, B2i2, B2i2b, B2k, B2l, B2n, B2o, B2p, B2q,
16217C
B2r, B4d, B4d1'2'3, B4d1, B4d1a, B4d2, B4e, B4c, B4c1, B4c1a'b, B4c1a, B4c1a2, B4c1a2a, B4c1c
B4, B4b'd'e'j, B4b, B2, B2a, B2a1, B2a1a, B2a1a1, B2a1b, B2a2, B2a3, B2a4, B2a4a, B2b, B2b3, B2c, B2c1,
16189C,
Butaregua19 B B2c1a, B2c1b, B2c1c, B2c2, B2d, B2e, B2f, B2g, B2g2, B2h, B2i, B2i2, B2i2b, B2k, B2l, B2n, B2o, B2p, B2q,
16217C
B2r, B4d, B4d1'2'3, B4d1, B4d1a, B4d2, B4e, B4c, B4c1, B4c1a'b, B4c1a, B4c1a2, B4c1a2a, B4c1c

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Noguera-Santamaría et al. 267

Name Variants Haplogroup Possible Sub Haplogroups


16290T, A1, A2, A2b, A2c, A2d, A2d1, A2d2, A2ao, A2f, A2f3, A2g, A2g1, A2h, A2j, A2j1, A2k, A2k1, A2k1a, A2l,
Butaregua2-33 16319A, A A2n, A2o, A2t, A2w, A2x, A2ag, A2ah, A2ak, A2an, A2r, A2r1, A6, A6a, A6b, A13, A14, A15, A15a, A15c,
16362C A15c1, A17, A18, A20, A21, A22,
D, D4, D4b, D4b2, D4b2a, D4b2a2, D4b2a2b, D4b2b, D4b2b1, D4b2b1a, D4b2b1b, D4b2b1c, D4b2b1d,
D4b2b2, D4b2b2a, D4b2b2a1, D4b2b3, D4b2b4, D4b2b5, D4b2b6, D4e, D4e1'3, D4e1, D4e1a, D4e1a2,
16362C, D4e1a2a, D4e1a3, D4e1c, D4e3, D4e2, D4e2a, D4e2b, D4e2c, D4e2d, D4e4, D4e4a, D4e4b, D4f, D4f1,
Butaregua2-39 D
16223T D4g, D4g2, D4g2b, D4g2b1, D4g2b1a, D4h, D4h4, D4j, D4j1, D4j1a, D4j1a1, D4j1a1a, D4j1a1b, D4j1b,
D4j1b2, D4j4, D4j5, D4j6, D4j13, D4j7, D4j7a, D4j9, D4j10, D4j12, D4j15, D4j16, D4p, D4p1, D4l, D4l1,
D4l2, D4l2a, D4l2b, D4m, D4m2, D4s, D4t
16290T, A1, A2, A2b, A2c, A2d, A2d1, A2d2, A2ao, A2f, A2f3, A2g, A2g1, A2h, A2j, A2j1, A2k, A2k1, A2k1a, A2l,
Guane2-20 16319A, A2 A2n, A2o, A2t, A2w, A2x, A2ag, A2ah, A2ak, A2an, A2r, A2r1, A6, A6a, A6b, A13, A14, A15, A15a, A15c,
16362C A15c1, A17, A18, A20, A21, A22, R7
16290T, A1, A2, A2b, A2c, A2d, A2d1, A2d2, A2ao, A2f, A2f3, A2g, A2g1, A2h, A2j, A2j1, A2k, A2k1, A2k1a, A2l,
Guane21 16319A, A2 A2n, A2o, A2t, A2w, A2x, A2ag, A2ah, A2ak, A2an, A2r, A2r1, A6, A6a, A6b, A13, A14, A15, A15a, A15c,
16362C A15c1, A17, A18, A20, A21, A22, R7
16290T, A1, A2, A2b, A2c, A2d, A2d1, A2d2, A2ao, A2f, A2f3, A2g, A2g1, A2h, A2j, A2j1, A2k, A2k1, A2k1a, A2l,
Guane2-14 16319A, A2 A2n, A2o, A2t, A2w, A2x, A2ag, A2ah, A2ak, A2an, A2r, A2r1, A6, A6a, A6b, A13, A14, A15, A15a, A15c,
16362C A15c1, A17, A18, A20, A21, A22, R7
16298C, C1, C1b, C1b1, C1b2, C1b3, C1b5, C1b5a, C1b9, C1b12, C1b13, C1b13a, C1b13a1, C1b13b, C1b13c,
Guane19 16325C, C1 C1b13c1, C1b13d, C1b13e, C1c, C1c1, C1c1a, C1c1b, C1c2, C1c5, C1d, C1d1, C1d1a, C1d1a1, C1d1b,
16327T C1d1b1, C1d2, C1f
B4, B4b'd'e'j, B4b, B2, B2a, B2a1, B2a1a, B2a1a1, B2a1b, B2a2, B2a3, B2a4, B2a4a, B2b, B2b3, B2c, B2c1,
16189C,
Pasto175 B B2c1a, B2c1b, B2c1c, B2c2, B2d, B2e, B2f, B2g, B2g2, B2h, B2i, B2i2, B2i2b, B2k, B2l, B2n, B2o, B2p, B2q,
16217C
B2r, B4d, B4d1'2'3, B4d1, B4d1a, B4d2, B4e, B4c, B4c1, B4c1a'b, B4c1a, B4c1a2, B4c1a2a, B4c1c
16290T, A1, A2, A2b, A2c, A2d, A2d1, A2d2, A2ao, A2f, A2f3, A2g, A2g1, A2h, A2j, A2j1, A2k, A2k1, A2k1a, A2l,
Pasto1X 16319A, A A2n, A2o, A2t, A2w, A2x, A2ag, A2ah, A2ak, A2an, A2r, A2r1, A6, A6a, A6b, A13, A14, A15, A15a, A15c,
16362C A15c1, A17, A18, A20, A21, A22
16325C, C1, C1b, C1b1, C1b2, C1b3, C1b5, C1b5a, C1b9, C1b12, C1b13, C1b13a, C1b13a1, C1b13b, C1b13c,
Pasto234 16298C, C1 C1b13c1, C1b13d, C1b13e, C1c, C1c1, C1c1a, C1c1b, C1c2, C1c5, C1d, C1d1, C1d1a, C1d1a1, C1d1b,
16327T C1d1b1, C1d2, C1f
16290T,
Pasto247 A A, A3, A3a, A9, A5, A5b
16319A
16114T,
Pasto44 16290T, A A, A3, A3a, A9, A5, A5b
16319A
16290T,
D1, D1a, D1a2, D1b, D1c, D1d, D1d1, D1d2, D1e, D1g4, D1i, D1i1, D1i2, D1k, D1n, D4o,
Pasto232 16325C, D
D4o2
16362C

Haplogroup A. i) Restriction enzyme Hae III. ii) Site The amplification reaction to 700 samples had a
gain in nt663 and formation of fragments of 121, 66, final volume of 20 μL, with 18.5 μL of a master mix
38, and 17 base pairs (bp). (Green Master Mix, Promega, 0.5 μM of each primer
(1μL), and 1.5 μL of sample. DNA amplification
Haplogroup B. i) 9-deletion base pairs [bp] in COII/
conditions proceeded in an initial denaturation at 94
tRNALys. °C for 15 minutes, followed by denaturation at 94 °C
Haplogroup C. i) Restriction enzyme Hinc II. ii) DNA for 60 seconds, annealing at 51 °C for 60 seconds in
fragment of 181 base pair (bp), a loss of a HincII site haplogroup A, 54.3 °C for haplogroups B, C and D,
at position 13259, and formation of fragments of 155 and extension at 72 °C for 60 seconds. Final extension
and 26 bp. at 72 °C for 5 minutes was included. Each region
was independently examined. PCR products were
Haplogroup D. i) Restriction enzyme Alu I. ii) DNA separated by electrophoresis in polyacrylamide gels
fragment of 183 base pair (bp) present cleavage site and detected by ultraviolet irradiation after staining
loss Alu site, position 5,176. with ethidium bromide.

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268 Chibchan mitochondrial DNA

Data Analysis ll. 284-286). We constructed a dendrogram outlining


phylogeny or evolutionary kinship between the
F-statistics (Fst distances), were calculated using the populations studied and in comparison to an African
Arlequin 3.5.1.2 software (Excoffier et al. 2005); see (Somali) population. This tree was constructed with
Supplementary material 1 and 2. An inter-analysis, the unweighted pair group method using arithmetic
based on the parameters of haplogroup diversity, averages (UPGMA) (see, for example, Sneath &
was performed between each of the pairs of groups Sokal 1973), one of the most widely used methods
(individuals and/or populations) based on the of clustering of taxa or populations. Percentages of
methods of Tajima (1989) and Nei & Kumar (2000, different mitochondrial haplogroups (see Figure 1)

Fig. 1. Map of Colombia showing geographic location of the Native American populations considered in this study and their mtDNA
haplogroups.

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Noguera-Santamaría et al. 269

and Fst values for twenty (20) Colombian indigenous Alignment of sequences
populations were calculated (see Table 3 and
Supplementary material 3). Sequences were aligned with the revised Cambridge
Reference Sequence (rCRS) (Anderson et al. 1981,

Table 3. Genetic distances among the 20 sampled populations (pairwise Fst).

Wayuu
Butaregua

Butaregua

0.00077
Zenu

0.04462 -0.00381
Zenu
Coreguaje

Coreguaje

0.05315 -0.00179 0.03129


Guambiano

Guambiano

0.07382 -0.00122 0.03579 -0.0068


Tukano

Tukano

0.01204 -0.01665 0.04423 0.00744 -0.00609


Huitoto

Huitoto

0.01413 -0.00852 0.03796 0.03729 0.01439 -0.05698


Pasto

0.04997 0.05438 0.09623 0.14494 0.11123 0.02452 -0.00586


Pasto
Ingano

Ingano

-0.00184 0.01631 0.02902 0.10205 0.09921 0.01782 -0.00729 -0.00468


Kogui

Kogui

0.08181 0.10878 0.07426 0.21119 0.21112 0.14751 0.10574 0.06442 0.00185


Arsario

Arsario

0.11213 0.15609 0.13503 0.26716 0.26634 0.19299 0.14573 0.07683 0.02239 -0.01272
Paez

0.10158 0.17557 0.21319 0.29123 0.29044 0.18169 0.14069 0.05904 0.0342 0.04893 0.02623
Paez
Chimila

Chimila

0.27875 0.39301 0.48139 0.5 0.5077 0.42392 0.3855 0.22873 0.23825 0.22752 0.1798 0.05265
Ijka

0.37637 0.4914 0.60426 0.58642 0.59535 0.55367 0.5123 0.30064 0.3401 0.26126 0.20026 0.12609 0.06812
Ijka
Guahibo

Guahibo

0.31562 0.42237 0.49844 0.52668 0.53182 0.46296 0.4164 0.2385 0.25466 0.2031 0.14606 0.06388 0.02004 -0.00737
Guane

Guane

0.0322 0.1181 0.19784 0.22863 0.24158 0.12339 0.10572 0.06167 0.02459 0.09628 0.09229 0.00038 0.11351 0.30892 0.19909
Yuco

Yuco

0.18717 0.30197 0.39457 0.39869 0.41575 0.30995 0.29221 0.20443 0.19435 0.2548 0.23498 0.09106 0.09474 0.27506 0.20543 0.01098
Murui Muinane

Murui Muinane

-0.00883 0.03031 0.12266 0.09873 0.10301 -0.0056 -0.00648 0.01692 0.00614 0.13177 0.1544 0.08445 0.27727 0.44113 0.34502 0.00062 0.1345
Guayabero

Guayabero

0.1193 0.22574 0.34294 0.32881 0.34496 0.22422 0.21592 0.15919 0.14445 0.24281 0.23699 0.09364 0.16531 0.40456 0.29507 -0.02155 -0.02035 0.05684
Embera

Embera

0.06262 0.14356 0.23822 0.22729 0.24155 0.12512 0.11985 0.0968 0.08273 0.18486 0.18723 0.08018 0.18058 0.33452 0.26434 -0.01809 0.03548 -0.00259 -0.01551
Somalie

0.28657 0.292 0.35389 0.34236 0.32151 0.26933 0.2676 0.2625 0.28879 0.3673 0.37852 0.3362 0.43088 0.49331 0.46088 0.2924 0.37148 0.24427 0.32212 0.28511

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270 Chibchan mitochondrial DNA

Andrews et al. 1999) using MitoTool (Fan & Yao Colombia, and higher frequencies of haplogroups C
2011, 2013). For each of the samples, changes were and D in populations from southern Colombia (Figure
determined relative to the rCRS. 1). We constructed a phylogenetic tree to show the
genetic distances between populations (Figure 2). The
Results and discussion cladogram reveals four (4) genetically defined branches.
Haplogroups, origins and affiliations of The first of these groups is characterized by the
indigenous Colombia populations predominance of haplogroup C. It includes the Wayuu
Results of the analysis of mitochondrial DNA (see population (Arawakan-speaking), the Koreguaje
Table 2 and Figure 1) show that haplogroup A was most and Tukano populations (Tucanoan-speaking),
frequent, found in 338 individuals (48.3%), followed the Guambiano population (Barbacoan-speaking),
by haplogroup C, found in 199 individuals (28.4%). the Huitoto population (speaking a Bora–Huitoto
Less frequent were haplogroups B and D, found in language), the Butaregua population (self-identified
113 and 41 (16% and 6%) individuals, respectively. as descendants of the extinct Guane, whose language
The haplogroups of nine (9) individuals (1.3%) could was of unknown affiliation), and the Zenú population
not be determined due to the low quality of the DNA. (language extinct and of unknown affiliation). Here, it
We found higher frequencies of haplogroups A and is significant to note the high frequency of C within
B in populations from northern (and mid-western) the Arawakan-speaking Wayuu population, despite
their close geographic proximity to the Chibchan-
speaking populations of the SNSM (consisting of
the Ijka, Kogui, and Arsario) in which haplogroup A
predominates (Melton et al. 2007). The prevalence of
C amongst the Wayuu may also support the notion
that they share genetic affinity with other indigenous
groups from the Amazonian region, where haplogroup
C likewise predominates and in (or near) which the
Arawakan languages are thought to have originated
(Aikhenvald 1999, 2006; Walker & Ribeiro 2011).

The second group is characterized by the


predominance of haplogroup A. It includes the
Pasto (whose language is extinct, but thought to have
probably belonged to the Barbacoan family) and
Ingano populations (Quechuan-speaking), as well
as the Ijka, Kogui, Arsario, and Chimila populations
(all Chibchan-speaking), the Páez (Nasa Yuwe)
population (speaking a language isolate), and the
Guahibo population (speaking a Guahiban language).
The Pasto population, located in southern Colombia,
is characterized by higher frequencies of haplogroups
A and C (38% and 28% respectively), as well as lower
frequencies of haplogroups D and B (21% and 3%,
respectively). The Pasto also appear to be genetically
closest to the Huitoto population (of the first,
C-dominated group), with a genetic distance of 0.006,
and to the Ingano population, with a genetic distance
Fig. 2. UPGMA cladogram + majority rule consensus tree in of 0.007. The Pasto samples present a greater genetic
the populations studied. distance from Ijka, Chimila, and Guahibo populations,

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Noguera-Santamaría et al. 271

despite likewise exhibiting a higher frequency of and no incidence of D). However, they are distinct
haplogroup A (possibly as a result of genetic influence from the Chibchan-speaking Kuna [Cuna] (Batista et
from prehistoric Chibchan-speaking immigrants to the al. 1995) and Chimila to their west, which in contrast
region). The Chibchan-speaking Chimila presented both present modest frequencies of haplogroup
a high frequency of A (80%) with somewhat lower B (28% and 20%, respectively) but no incidence of
frequencies of B (20%) and no incidence of C or D, C (or D). The Wayuu, northeast of the SNSM, also
very similar to the results obtained by Batista et al. present significant frequencies of A and C, though
(1995) for the Chibchan-speaking Kuna [Cuna] of the they were distinguished from the Chibchan-speaking
Panamanian-Colombian border region (approximately SNSM populations by a somewhat higher frequency
72% A, 28 % B, with no C or D). (23%) of haplogroup B (similar to the frequencies
of that haplotype in the Chimila and Cuna [Kuna]).
A third group is comprised of populations The nearby Cariban-speaking Yuco population,
containing three or four founding haplogroups, and southeast of the SNSM near the Venezuelan border,
includes the Murui and Huitoto Muinane populations has an even higher frequency (43%) of haplotype B.
(speaking Bora–Huitoto languages), a modern self- Archaeological and linguistic analysis suggests that
identified Guane population, the Embera population Cariban languages may have spread both northwest
(speaking a Chocoan language), the Guayabero and southeast from the Orinoco River delta in
population (Guajiboan-speaking) and the Yuco relatively late prehistory, perhaps from the thirteenth
population (Cariban-speaking). Interestingly, the century AD (Muysken 2012). The Yuco language
Guayabero population, living in the departments of seems to represent part of a spread of Cariban inland
Meta and Guaviare, speak a language of the same from the Caribbean coast in prehistoric times (Adelaar
family as the neighboring Guahibo population, but & Muysken 2004), presumably at the expense of other
their genetic profile, showing a high frequency of languages, possibly including Chibchan. The Wayuu
haplogroup B, is completely different from that of population also shows a genetic resemblance to
the Guahibo, who belong to the A-dominated second Amazonian populations, many of which are likewise
group identified in this study. Arawakan-speaking. Archaeological and linguistic
analyses suggest that the Arawakan languages, like the
Finally, the dendrogram shows the distinct Somali Cariban languages but in an earlier period, may have
African population. It was chosen for comparative spread from a place of origin in the Amazon down
purposes as it is genetically very distant from the Orinoco valley to the Caribbean coast and into the
Colombian indigenous populations. Caribbean islands by 2,500 byp (Heckenberger 2013).
Additionally, we present the mutational changes
(polymorphic sites of the mtDNA) of hypervariable The close association between high frequencies
region I at different positions in the sequence to of haplogroup A and Chibchan linguistic affiliation
determine founding haplogroups. These changes found in previous studies (Melton et al. 2007)
are compared (see Table 3) to the rCRS (Anderson suggests Colombian indigenous populations with
et al. 1981, Andrews et al. 1999). We found that all elevated frequencies of haplogroup A may have
individuals show the same haplogroups as determined been influenced by Chibchan-speaking populations
by both methods. Using HVR-I allowed identification or may have themselves shifted from Chibchan
of haplotypes A2, B2, and C1 within a small subsample to other languages. Alternatively, as haplogroup
of individuals (5%) as a quality control; these are all A is moreover associated with Central American
specific haplotypes found in indigenous American populations generally, the possibility that speakers
populations but not in Asian or European populations. of other unknown Mesoamerican language families
migrated into Colombia in prehistoric times cannot
The Chibchan-speaking populations of be completely ruled out. In any event, the Guahibo
Colombia’s SNSM (Ijka, Kogui, and Arsario) share present a high frequency of haplogroup A (86%),
similar profiles, with high frequencies of haplogroups while in contrast their close geographical and
A and C (and very low frequencies of B, if present, linguistic neighbors the Guayabero have a markedly

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272 Chibchan mitochondrial DNA

lower frequency of haplogroup A (48%). These data common in varying proportions in many modern
suggest a considerable genetic distance separates the Colombian indigenous populations. The modern
two groups, and could support the hypothesis that the Guane population likewise contrasts with the ancient
ancestors of the (now Guahiboan-speaking) Guahibo Guane in having a modest but marked frequency of
population had Mesoamerican and/or Chibchan- haplogroup C. A further contrast between the modern
speaking origins or influences. Besides the strong Guane and both the ancient Guane and their modern
genetic similarity of the Guahibo with Colombian Butaregua neighbors is the complete absence of
Chibchan-speakers (particularly the Ijka of the Sierra haplogroup D. Clearly, the specific genetic histories
Nevada de Santa Marta), it is noted that Guahibo of the modern Butaregua and Guane populations
inhabit a different habitat (savannah) than the must differ significantly, despite both groups’ claims
Guayabero (jungle). We interpret the high frequency of common descent from the ancient Guane. It is
of haplogroup A in Guahibos as result of a founder likely both modern populations have been impacted
effect among other possible mechanisms. by genetic drift, founder effects, and/or population
bottlenecks.
Samples from the Zenú population of the
Department of Sucre, whose now extinct language Amongst the Pasto, from the department of
is of unknown affiliation, revealed no presence of Nariño, haplogroup A was most frequent (38%), with
haplogroup B (comparable with the extremely low somewhat lower frequencies of haplogroups C (28%)
levels in the Chibchan-speakers of the Sierra Nevada and D (21%). Although the Pasto language is extinct, it
de Santa Marta) and a lower (in comparison with is thought very likely to have belonged to the Barbacoan
those Chibchan-speakers) though still considerable family, which has more typological similarities with
proportion of haplogroup A (33%), but a relatively the central Andean sphere characterized by Quechuan
high proportion of haplogroup C (67%). This than with the northern Colombian Chibchan sphere
situation could result of a population bottleneck, as is (Constenla Umaña 1991). Quechuan influence was
the case in other groups revealing a high frequencies strong in this region during immediate pre-Colonial
of haplogroup A, with low genetic diversity (i.e. times (after c. 1400 AD), but it is not clear whether
Chibchan-speaking populations; Melton et al. 2007). the Andean affinities of Barbacoan hint at a deeper
It should be noted that the Zenú samples’ pattern of relationship with Quechuan or simply an earlier
high frequencies of C and somewhat lower frequencies period of areal interaction (Adelaar & Muysken 2004).
of A sets them apart from their Chibchan-speaking Nevertheless, it seems likely that the ancestors of the
neighbors in northern Colombia or in southern modern Pasto were poised, both linguistically and
Panama (Batista et al. 1995). genetically, between the wider Andean/Quechuan and
Chibchan spheres.
The populations identified in this study as Butaregua
(a settlement name) and Guane are both from near Conclusions
the town of Barichara in rural Santander. Moreover,
both self-designate as indigenous descendants of the The results of the present study show that
(pre) Colonial Guane population, though they are haplogroups A and B are more frequent in northern
certainly admixed. Neither population has official Colombia, while haplogroups C and D are more
state recognition as an ethnic minority. Samples from frequent in southern Colombia. This broadly supports
the modern Butaregua population reveal a particular the findings of previous studies (Lalueza-Fox 1996,
combination of haplogroups A, B, and D (the most Lalueza-Fox et al. 1997, Keyeux et al. 2002, Melton et
northerly extension of D found in our samples) al. 2007) that have found frequencies of haplogroup
reminiscent of (though not identical to) that found D approaching 100% in the Southern Cone of South
in ancient remains associated with the prehistoric America, while haplogroup A is very frequent in
Guane (A: 35%; B: 41%; D: 24%; Casas-Vargas et al. Central America (where D is relatively uncommon).
2011). However, the Butaregua also reveal a significant Likewise, we conclude that the higher frequencies
frequency (52%) of haplogroup C, which is absent of haplogroup A in northern Colombia may be best
from the ancient Guane samples but otherwise explained as the result of prehistoric immigrations

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Noguera-Santamaría et al. 273

from Central America. Such migrations would have Acknowledgment


included at least a significant proportion of Chibchan
The Authors acknowledge to Institute of Human Genetics
speakers (as no other linguistic community of Central – Pontificia Universidad Javeriana for financing this study.
American origin has been shown to have expanded
into northern South America). Although the genetic Conflict of interest
structures of most indigenous Colombian populations
seem to fall broadly into the described northern A-B There are no conflicts of interest with funding sources or
institutions.
and southern C-D patterns, the Guahibo and Ijka
populations present particularly high frequencies of
haplogroup A (86% and 92%, respectively), suggesting References
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278 Chibchan mitochondrial DNA

Análisis mitocondrial de ADN sugiere uma migración Análise de DNA mitocondrial sugere uma migração
Chibcha a Colombia Chibchan à Colômbia
Resumen. La caracterización del DNA mitocondrial (mtDNA) Resumo. A caracterização de DNA mitocondrial (mtDNA)
permite el estudio de estructuras genéticas y de relaciones permite o estabelecimento de estruturas genéticas e relações
filogenéticas en poblaciones humanas, al rastrear linajes hacia muy filogenéticas em populações humanas, rastreando linhagens ao
atrás en el tiempo. Analizamos muestras de mtDNA de veinte (20) longo do tempo. Nós analisamos amostras de mtDNA de vinte
poblaciones nativas americanas (700 individuos) dispersas por toda (20) populações Nativas Americanas (700 indivíduos) distribuídas
Colombia. Las muestras se obtuvieron entre 1989-1993 como parte ao longo do território colombiano. Amostras foram coletadas
del programa Expedición Humana y se almacenaron en el Banco durante 1989-1993 dentro do contexto do programa Expedição
Biológico del Instituto de Genética Humana (IGH) de la Pontifica Humana (“Expedición Humana”) e armazenados no Repositório
Universidad Javeriana (Bogotá, Colombia). Los haplogrupos se Biológico do Instituto de Genética Humana (IGH) da Pontificia
determinaron mediante análisis de RFLPs. El más frecuente fue Universidad Javeriana (Bogotá, Colômbia). Haplogrupos foram
el haplogrupo A, con 338 individuos (48.3%). El haplogrupo A determinados por análise do polimorfismo no comprimento
es también uno de los más frecuentes en Mesoamérica, y nosotros de fragmentos de restrição (RFLPs). O haplogrupo mais
interpretamos nuestro hallazgo como una evidencia en favor de frequente foi o haplogrupo A, com 338 indivíduos (48,3%). Esse
los modelos según los cuales los grupos que hablaban chibcha haplogrupo também é um dos mais frequentes em Mesoamérica,
migraron al norte de Colombia desde Mesoamérica en tiempos e interpretamos nossos resultados como um modelo de suporte
prehistóricos. El haplogrupo C se encontró en 199 individuos que propõe que grupos que falam Chibchan migraram ao
(28.4%), mientras que los menos frecuentes fueron B y D con Norte de Colômbia a partir da Mesoamérica ainda em tempos
113 y 41 individuos (16 y 6% respectivamente). No se pudieron pré-históricos. Halogrupo C foi encontrado em 199 indivíduos
determinar los haplogrupos de nueve (9) individuos (1.3%) (28,4%), enquanto que os menos frequentes foram B e D, com
debido a la baja calidad de las muestras de DNA. Aunque todas 113 e 41 (16% e 6%) indivíduos, respectivamente. Os haplogrupos
las poblaciones muestreadas tienen estructuras genéticas que se de nove (9) indivíduos (1,3%) não puderam ser determinados
ajustan en líneas generales a los patrones que se podrían esperar devido à baixa qualidade das amostras de DNA. Embora todas
para grupos indígenas contemporáneos de Centro y Suramérica, as populações amostradas tinham estruturas genéticas que cabem
encontramos que los haplogrupos A y B eran más frecuentes en amplamente nos padrões esperados para os grupos indígenas
el norte de Colombia, mientras los haplogrupos C y D eran más contemporâneos da América Central e do Sul, foi observado
frecuentes en el sur y suroccidente del país. que os haplogrupos A e B foram mais frequente no Norte da
Colômbia, enquanto que os haplogrupos C e D foram mais
frequentes no Sul e Sudoeste da Colômbia.

Palabras clave: mtDNA; nativos americanos; migraciones Palavras-chave: mtDNA; Nativos Americanos; migração
humanas; Colombia; Suramérica; haplogrupos, Método RFLP; humana; Colômbia; América do Sul; haplogrupos, Método RLFP;
Fragmentos de Restricción de Longitud Polimórfica Polimorfismo no Comprimento de Fragmentos de Restrição

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