Professional Documents
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Grant sponsor: Wenner-Gren Foundation for Anthropological Grant sponsor: Emory Clinical Research Center; Grant number:
Research; Grant numbers: GR 5745, GR 5680, GR 5680-S, GR BR00039.
6077; Grant sponsor: The National Science Foundation; Grant *Correspondence to: Douglas C. Wallace, Center for Molecu-
number: 9414900; Grant sponsor: The Leakey Foundation; Grant lar Medicine, Emory University School of Medicine, 1462 Clifton
sponsor: Sigma Xi; Grant sponsor: INTAS; Grant number: 96– Road N.E., Atlanta, GA 30322.
1766; Grant sponsor: Russian Fund for Basic Research; Grant E-mail: dwallace@gmm.gen.emory.edu
number: 97–04–49816; Grant sponsor: J. Worley Brown Fellow- Received 20 May 1997; accepted 3 October 1998.
ship Fund; Grant sponsor: National Institutes of Health; Grant
numbers: GM49615, NS21328, HL45572, AG10130, AG13154;
In the past 10 years, we have conducted a American groups, it was argued that all of
number of studies in which the mitochon- these mtDNA lineages were brought to the
drial DNA (mtDNA) variation of aboriginal Americas in a single migratory wave (Bail-
populations in Siberia and the Americas was liet et al., 1994; Merriwether et al., 1994,
used to trace their origins and affinities 1995; Kolman et al., 1996).
(Wallace et al., 1985; Schurr et al., 1990; When the mtDNA variation in native Sibe-
Torroni et al., 1992, 1993a,b, 1994a,b; rian populations was initially surveyed, only
Sukernik et al., 1996; Starikovskaya et al., three of the four Asian mtDNA haplogroups
1998). These analyses showed that the (A, C, and D) were detected in these groups
mtDNAs observed in contemporary New (Torroni et al., 1993a). With only a few
World populations were a subset of Asian exceptions (Petrishchev et al., 1993;
haplotypes which consisted of primarily four Sukernik et al., 1996; Derenko and Shields,
1998), Siberian groups lacked haplogroup B
mtDNA lineages, or haplogroups, desig-
mtDNAs. Central-east Asian populations,
nated A, B, C, and D. Within these mtDNA
by contrast, had haplogroup B mtDNAs at
lineages, only a small number of haplotypes
polymorphic frequencies (Horai and Matsu-
were found to be shared between Asian and
naga, 1986; Ballinger et al., 1992; Harihara
Native American populations, suggesting et al., 1992; Kolman et al., 1996; Merri-
that a limited number of founders gave rise wether et al., 1996), suggesting that this
to ancestral Native American populations. mtDNA lineage arose in this area of Asia.
The sequence divergence values for the hap- The mtDNA data also revealed the presence
logroups present in Native Americans fur- of additional haplogroups in northern Asia
ther indicated that ancestral populations in the form of ‘‘Other’’ (non–haplogroup A–D)
bringing at least haplogroups A, C, and D haplotypes, which appeared in all native
arrived early in the New World, around Siberian groups except for the Siberian Eski-
35,000–25,000 years before present (YBP), mos (Torroni et al., 1993b; Sukernik et al.,
and that haplogroup B might represent a 1996). Some of these ‘‘Other’’ haplogroups
second, later migration which contributed appeared to be related to previously ob-
mtDNAs to the genetic stock of Amerindians served east Asian mtDNAs (Horai et al.,
(Torroni et al., 1992, 1993a, 1994a). 1984; Horai and Matsunaga, 1986; Ballinger
Other studies of mtDNA variation in Asian et al., 1992; Torroni et al., 1993b), whereas
and Native American populations are at the lineal associations of the remainder were
variance with some of these interpretations. unclear. Similarly, ‘‘Other’’ mtDNAs have
Ward et al. (1991) and Horai et al. (1993) been observed in Native American popula-
argued that extensive bottlenecks had not tions (Bailliet et al., 1994; Merriwether et
caused limited mtDNA variation among Na- al., 1995; Easton et al., 1996; Lorenz and
tive American groups since they observed Smith, 1996). However, it is unclear whether
control region (CR) sequence diversity within or not the Native American and Siberian
Native American tribes that was similar to ‘‘Other’’ mtDNAs are related to each other.
Because of the Kamchatka peninsula’s
levels found in Asian populations. They also
geographic proximity to the Bering Strait
detected four major clusters of CR sequences
region, the Aleutian Islands, and the Kurile
equivalent to haplogroups A–D, although
Islands and northern Japan, the aboriginal
Horai et al. (1993) claimed that each hap- populations inhabiting that peninsula may
logroup represented a separate migration be important for clarifying northern Asian
into the New World which came between prehistory and the colonization of the New
21,000 and 14,000 YBP. On the other hand, World. It was also possible that these popu-
Shields et al. (1993) proposed a late entry lations were genetically influenced by the
time (16,000–14,000 YBP) of ancestral Amer- hypothesized migration which brought hap-
indians into the New World, along with the logroup B mtDNAs to the Americas (Torroni
later expansion of northern populations in et al., 1992, 1993a,b). In addition, an analy-
the circumarctic region. Moreover, since hap- sis of Koryak and Itel’men mtDNA variation
logroups A–D are present in most Native might also delineate the origins and affini-
MTDNA VARIATION IN KORYAKS AND ITEL’MEN 3
ties of the ‘‘Other’’ haplotypes which had Petersburg, 1754]), the Koryaks were ‘‘di-
previously been observed in eastern Sibe- vided into two nations, one called the rein-
rian and Native American populations (Tor- deer Koryak, the other the settled Koryaks.’’
roni et al., 1993b). The sedentary (Maritime) Koryaks estab-
However, aside from the classical anthro- lished permanent settlements along rivers
pological surveys of aboriginal populations flowing into the Sea of Okhotsk and the
inhabiting eastern Siberia (Debets, 1951; Bering Sea and subsisted to varying degrees
Levin, 1958), few studies have attempted to on hunting small sea mammals, fishing, and
delineate the biological variation of Kam- gathering plant and animal species from the
chatkan groups. While some analyses of littoral zone (Jochelson, 1908; Antropova,
mtDNA variation in northeast Siberian 1964a; Krashenninnkov, 1972). Their popu-
groups have provided little conclusive evi- lation was traditionally subdivided into eight
dence for population affinities in this region territorial and dialectical subgroups whose
(Malyarchuk et al., 1994; Derenko and members spoke different dialects of Paleoasi-
Shields, 1998), our initial analysis of Sibe- atic, or Chukotko-Kamchatkan, languages
rian populations revealed the presence of (Skorik 1965; Krauss, 1988).
haplogroups A, C, and D in the Chukchi and At the turn of the seventeenth century,
‘‘Koryaks’’ (Torroni et al., 1993b), implying a Maritime Koryaks occupied northern Kam-
close linkage between them. However, no chatka and the northeastern Okhotsk Sea
additional associations could be made be- region (Jochelson, 1908; Antropova, 1964a).
cause the data were obtained through par- However, the expansion of the Evens along
tial haplotype analysis. In addition, few if the Okhotsk Sea coast in the seventeenth
any genetic studies of the Itel’men have and eighteenth centuries gradually reduced
been conducted, possibly due to their having the territory occupied by Maritime Koryaks
significant levels of nonnative admixture (Levin and Vasiliev, 1964) and forced those
with Russians. inhabiting this region to shift to reindeer
To further elucidate the genetic affinities breeding—hence a nomadic way of life (Joch-
of eastern Siberian populations and their elson, 1908; Levin and Vasiliev, 1964; Aruti-
role in the peopling of the New World, we unov, 1988). By the turn of the twentieth
conducted a detailed molecular analysis of century, these Reindeer Koryaks inhabited
the mtDNA variation in Koryaks and the forest tundra zone of northwestern Kam-
Itel’men groups from the Kamchatka penin- chatka and the Penzhina River basin and
sula. The data obtained through high resolu- the mountain tundras in the northeastern
tion restriction fragment length polymor- part of the Kamchatka mainland (Jochelson,
phism (RFLP) analyses and CR sequencing 1908; Antropova, 1964a). Interestingly, Rein-
were combined with similar data sets from deer Koryaks spoke a language that was
the Chukchi and Siberian Eskimos of nearly unintelligible to Maritime Koryaks,
Chukotka, the Nivkhs and Udegeys of the while Reindeer Koryak was close enough to
lower Amur–northern Sakhalin region, and Chukchi in vocabulary and morphology that
the Evenks of interior Siberia and subjected it was mutually intelligible to native Chuk-
to statistical and phylogenetic analyses. Our chi speakers (Antropova, 1964a; Krashenin-
results genetically reflect the recent immi- nikov, 1972; Vdovin, 1973; Arutiunov, 1988;
grations to Kamchatka of ancestral Paleoasi- Krauss, 1988).
atic populations from the Siberian mainland Today, the majority of Koryaks reside
and their nearly complete replacement of within the borders of the Koryak Autono-
the ancient Beringian populations which mous Region, which lies between 56° and
formerly inhabited this region. 65°N and 158° and 174°E in northeastern
POPULATIONS Siberia (Fig. 1). According to the 1989 All-
Union census, the total number of Koryaks
The Koryaks
in the Koryak Autonomous Region was 6,572,
As noted by Stepan Krasheninnkov (1972: with approximately half of these being Rein-
193–195) in Opisanie Zemli Kamchatki (De- deer Koryaks, whereas a century ago their
scription of the Land of Kamchatka [St. population numbered 7,284, of whom 2,913
4 T.G. SCHURR ET AL.
Fig. 1. A map of Kamchatka showing the locations of the villages in which fieldwork was conducted in
1993 and 1996 (with arrows) and other traditional settlements of Koryak and Itel’men, the majority of
which no longer exist. Inset: The traditional territories of the Koryaks (grey) and Itel’men (white) around
the beginning of the eighteenth century, with the geographic locations of the dialectic subgroups for each
population indicated on the Kamchatka peninsula.
6 T.G. SCHURR ET AL.
down to the village of Uka on the Ukinskaya on these genealogical data, we estimated
Inlet. However, they now live in the villages that approximately half of the Koryaks and
of Ossora and Karaga. Although no longer in most of the Itel’men are of mixed Russian-
existence, some of these traditional villages Koryak or Russian-Itel’men ancestry, respec-
(including Ivashka and Uka) were once occu- tively, and consider themselves Koryak or
pied by Itel’men, who apparently merged Itel’men by nationality primarily because of
with the Karagin Koryaks by the middle of their maternal ancestry.
the nineteenth century (Antropova, 1964a;
Vdovin, 1973; Krushanov, 1993). METHODS
In June 1996, blood samples were ob-
tained from 51 Koryak and 47 Itel’men Blood sample processing
residing in the villages of Voyampolka and All blood samples were processed at Emory
Kovran, which are located in the Tigil’skiy University at the Clinical Research Center.
District of the Koryak Autonomous Region. Two 10 ml tubes of blood from each indi-
The Voyampolka sample was comprised of vidual were separated into their constituent
persons having mixed Maritime and Rein- cellular fractions through low-speed centrifu-
deer Koryak origins but who could be consid- gation. Lymphocytes were separated from
ered to belong to the Palan subgroup (Krash- the cellular fraction, and the residual plate-
enninnkov, 1972; Vdovin, 1973; Krushanov, let-rich plasmas from the centrifuged speci-
1993). The Palan Koryaks traditionally lived mens were subsequently centrifuged in 15
in several settlements scattered along the
ml Corning (Corning, NY) tubes at 5,000
Okhotsk Sea coast of the peninsula between
rpm and 10°C for 20 min to precipitate the
Voyampolka in the south and Lesnaya in the
platelets, which were subsequently extracted
north but now reside mostly in these two
for mtDNAs (Torroni et al., 1992).
villages.
The Itel’men samples were obtained from
individuals living in Kovran. All of these High resolution restriction analysis
persons were born in or derived from one of a All Koryak and Itel’men DNA samples
number of traditional settlements scattered were subjected to high resolution restriction
along the Okhotsk Sea coast between Sopoch- analysis. The entire mtDNAs of these
noye in the south and Tigil’ in the north, samples were polymerase chain reaction
including the villages of Kovran, Napaná, (PCR) amplified in nine partially overlap-
Utkholok, Moroshechnoye, Belogolovoye, and ping segments using standard oligonucleo-
Verkhneye Kharyuzovo. With the exception tide primers and PCR conditions (Torroni et
of Kovran and Verkhneye Kharyuzovo, none al., 1992, 1993a). Each PCR segment was
of these former Itel’men villages exist today subsequently digested with 14 restriction
(Fig. 1).
enzymes (AluI, AvaII, BamHI, DdeI, HaeII,
Blood samples were collected from each
HaeIII, HhaI, HincII, HinfI, HpaI, HpaII,
participant with informed consent in two
MboI, RsaI, and TaqI) to screen approxi-
sets of 10 ml ACD anti-coagulant tubes and
kept refrigerated in the local hospitals until mately 20% of the mtDNA sequence per
shipped or brought back to Atlanta for mo- individual. The resulting restriction frag-
lecular genetic analysis. All individuals who ments were resolved by electrophoresis in
participated in these studies were inter- 1–2.5% NuSieve plus 1.0% SeaKem agarose
viewed about their family histories, which in (FMC BioProducts, Rockland, ME) gels and
turn were verified by senior members of the visualized by ethidium bromide staining.
community for accuracy. Only those persons The restriction fragment length polymor-
who lacked maternal and paternal Russian phisms (RFLPs) detected by this analysis
or nonrelated ancestry through three genera- were mapped by the sequence comparison
tions were selected for the collection of blood method (Johnson et al., 1983; Cann et al.,
samples, although samples were also ob- 1984), with the combination of all RFLPs
tained from four Evens who were the mari- identified in a mtDNA defining its complete
tal partners of Koryak participants. Based haplotype.
MTDNA VARIATION IN KORYAKS AND ITEL’MEN 7
excess primers and dNTPs. The purified where n is the total number of haplotypes
ds-PCR fragments were sequenced with the and x1 and x2 are the frequencies of any two
Taq DyeDeoxy Termination Cycle Sequence unique haplotype within a population. In
KitTM (Perkin Elmer, Oak Brook, IL) using addition, the relative genetic similarity of
primers complementary to the light (np Siberian populations was assessed by esti-
15978–16000, 58-ACCATTAGCACCCAAAG- mating the probability of identity (p) be-
CTA-38; np 16225–16244, 58-CAACTATCA- tween them using the formula
CACATCAACTG-38) and heavy (np 16421– n
16402, 58-TGATTTCACGGAGGATGGT-38)
strands. The excess of DyeDeoxyTM termina-
p⫽ 兺x
i,j
i ⭈ xj
tors was removed from the completed se-
quencing reactions by using Centri-SepTM where xi and xj are the frequencies of a
columns (Princeton Separations, Adelphi, shared mtDNA haplotype in populations i
NJ), which were then run on 4% polyacryl- and j summed over the n haplotypes ob-
amide/6 M urea/1⫻ Tris-Borate-EDTA (TBE) served in the two populations (Nei, 1987).
gels. The resulting sequence data were col-
lected and analyzed using the SEQED soft- Maximum likelihood estimates. The
ware included in the ABI 377A DNA Se- mean intra- and intergroup sequence diver-
quencer. Alignments and comparisons of the gence of the Koryaks and Itel’men as well as
CR sequences were performed using the the other native Siberian (Torroni et al.,
Sequencher 3.0 software tool (Gene Codes 1993b; Starikovskaya et al., 1998) popula-
Corporation, Ann Arbor, MI). tions characterized by high resolution restric-
tion analysis were estimated from RFLP
Statistical analyses haplotype data with the maximum likeli-
Gene diversity. To quantify the amount hood (ML) procedure of Nei and Tajima
of mtDNA diversity within each population (1983). Similar sequence divergence esti-
irrespective of the phylogenetic relation- mates were calculated for all of the major
ships between different haplotypes, we esti- haplogroups present in eastern Siberians
mated the gene diversity, or heterozygosity (A, C, D, G, Y, Z) and Native Americans
(h), of these groups from both RFLP haplo- (A–D) using the RFLP haplotype data from
type and CR sequence data using equation this and published studies (Torroni et al.,
8.5 from Nei (1987), 1992, 1993a,b, 1994a,b; Huoponen et al.,
1997; Starikovskaya et al., 1998). When
(1 ⫺ ⌺ xi2) · n calculating the divergence times for intra-
h⫽
n⫺1 and intergroup variation as well as for indi-
8 T.G. SCHURR ET AL.
Fig. 2. A map of northeast Asia with the geographic locations of the Siberian and east Asian
populations analyzed or compared in this study.
10 T.G. SCHURR ET AL.
and Siberian Eskimos (Starikovskaya et al., 1998) but are not presented here. Polymorphic restriction sites are numbered from the
first nucleotide of the recognition sequence according to the published sequence (Anderson et al., 1981). The restriction enzymes which
detected variation are designated by the following single-letter code: a, AluI; c, DdeI; e, HaeIII; f, HhaI; g, HinfI; h, HpaI; i, HpaII; j,
MboI; l, TaqI; n, HaeII; o, HincII. Sites separated by a diagonal line indicate either simultaneous site gains or site losses for two
different enzymes or a site gain for one enzyme and a site loss for another because of a single common nucleotide substitution. These
sites are considered to be only one restriction site polymorphism in the statistical analysis. All samples differ from the published
sequence (Anderson et al., 1981) by the presence or absence of the following sites: ⫺4769a, ⫹7025a, ⫹8858f, ⫺13702e, ⫺14199o,
⫹14268g, and ⫺14368g. In addition, the mtDNAs of four persons with maternal Even ancestry and paternal Koryak ancestry were
analyzed and were found to have SIB08 (1), SIB37 (2), and SIB43 (1) haplotypes. Similarly, the mtDNAs of two persons with maternal
and paternal Chukchi ancestry were analyzed and were found to have SIB26 (1) and SIB45 (2) haplotypes. None of these samples were
included in the data for the Koryaks.
1967; Nei, 1972; Reynolds et al., 1983) avail- had already been detected in Siberian popu-
able in GENDIST (Felsenstein, 1994). Each lations. Three of the four haplogroups (A, C,
haplogroup was considered a distinctive ‘‘al- and D) observed in Native American popula-
lele’’ since all of the RFLPs defining these tions (Schurr et al., 1990; Torroni et al.,
haplogroups were essentially linked and dis- 1992, 1993a) occurred in Kamchatkan
tances calculated from the resulting ‘‘allele’’ groups, and these encompassed ⬃43% of all
frequencies. The alleles used to estimate Koryak mtDNAs and 21% of Itel’men
genetic distances between populations in- mtDNAs, with the majority of these belong-
cluded haplogroups A, B, C, D, F, G, Y, Z and ing to haplogroup C. Consistent with previ-
‘‘Other,’’ with ‘‘Other’’ haplotypes being fur- ous studies of northeast Asian populations,
ther classified into three subgroups, the first Kamchatkan groups also lacked haplogroup
(I) being defined by -DdeI np 10394, -AluI np B mtDNAs, suggesting these mtDNAs were
10397, ⫾HaeIII np 16517, the second (II) by never present in Paleoasiatic-speaking
⫹DdeI np 10394, ⫾ HaeIII np 16517, and groups. In addition, none of the Koryak or
the third (III) by ⫹DdeI np 10394, ⫹AluI np Itel’men individuals exhibited mtDNAs from
10397, ⫾ HaeIII np 16517. haplogroups typically seen in European
RESULTS populations (Torroni et al., 1994d, 1996),
indicating that they had not experienced
mtDNA haplogroups in Kamchatkan non-native gene flow through their mater-
populations nal lineages.
The high resolution RFLP analysis of 202 Despite a third of their gene pool consist-
Koryak and Itel’men mtDNAs revealed a ing of haplogroup A, C, and D mtDNAs, the
total of 22 distinct haplotypes defined by 48 Koryaks and Itel’men were not closely geneti-
polymorphic sites (Table 1), some of which cally related to Native American groups.
MTDNA VARIATION IN KORYAKS AND ITEL’MEN 11
The only mtDNAs held in common between in east Asians (Ballinger et al., 1992; Torroni
Kamchatkan and Native American popula- et al., 1994c). It has now been renamed
tions were SIB41 (AM01) from haplogroup A haplogroup Y, following the revised nomen-
and SIB26 (AM43) and SIB45 (AM32) from clature begun in Torroni et al. (1993a,b) and
haplogroup C. All other haplotypes from continued in subsequent studies of mtDNA
these haplogroups were confined to either variation in different world populations (Tor-
Chukotkan/Kamchatkan or Amerindian roni et al., 1994c,d, 1996; Chen et al., 1995).
groups, indicating that they must have The remaining Koryak and Itel’men haplo-
evolved in those respective geographic types (SIB43, SIB44, SIB62, SIB63) be-
regions. In addition, the few haplogroup longed to a third cluster of mtDNAs. Of
D mtDNAs in Koryaks (SIB40) were dis- these haplotypes, SIB43 did not initially
tantly related to those in Amerindian groups. appear to belong to a well-defined hap-
Since the same haplotype appeared in the logroup. In having only the DdeI/AluI sites
Chukchi and Siberian Eskimos (Stari- and the HaeIII np 16517 site gain, SIB43
kovskaya et al., 1998) and related types appeared to be identical with Asian haplo-
have been detected at very low frequencies type AS118 (Ballinger et al., 1992) from
in the Koreans (Ballinger et al., 1992) and Asian macrohaplogroup M (Ballinger et al.,
Japanese (Horai and Matsunaga, 1986), 1992; Torroni et al., 1994c). Haplotypes
these mtDNAs apparently have a northeast SIB44, SIB62, and SIB63 had the three
Asian origin and distribution. RFLPs present in SIB43 but also showed an
The majority of the Koryak (58%) and additional variant, the DdeI np 11074 site
Itel’men haplotypes (80%) did not belong to gain. This site gain is created by an A-to-G
haplogroups A, C, and D, and as such they transition at np 11078 in the ND4 gene and
could technically be defined as ‘‘Other’’ converts an isoleucine (ATT) to valine (GTT).
mtDNAs. However, we were able to further Consequently, these haplotypes constituted
classify these putative ‘‘Other’’ mtDNAs into a new mtDNA lineage, designated hap-
three additional clusters of related haplo- logroup Z, with the relationship of SIB43 to
types through high resolution RFLP analy- these haplotypes being somewhat ambigu-
sis (Table 1). In fact, this analysis clearly ous based on RFLP data alone.
shows that most if not all Asian mtDNAs can With respect to the DdeI np 11074 site
be assigned to a haplogroup based on com- gain itself, this polymorphism had not previ-
bined RFLP and CR sequence data, hence ously been detected in any haplotypes from
obviating the need for the category of the other world populations except for AM83,
‘‘Other’’ haplotype altogether. which occurred in the South American
The first cluster of ‘‘Other’’ haplotypes was Makiritare (Torroni et al., 1993a). AM83 had
defined by the combined HaeII np 4830 and the four RFLPs present in SIB44 but dif-
HhaI np 4831 site gains and the linked DdeI fered from the latter by four additional
np 10394 and AluI np 10397 site gains polymorphisms, two of which (Hinf I np 717
(hereafter called the DdeI/AluI sites). This site gain and linked HaeII np 1622 and HhaI
cluster had previously been observed in Ko- np 1623 site gains) were unique to AM83,
reans and designated Asian haplogroup K and two (RsaI np 16049 site loss and HaeIII
(Ballinger et al., 1992) but was subsequently np 16517 site gain) being mutations which
observed in Tibetans and renamed hap- have arisen multiple times in different hap-
logroup G (Torroni et al., 1994c). lotypes from various world populations (Ball-
The second cluster of ‘‘Other’’ haplotypes inger et al., 1992; Torroni et al., 1993a,
was defined by the HaeIII np 8391 site loss 1994c, 1996; Chen et al., 1995; Stari-
and the MboI np 7933, DdeI np 10394, and kovskaya et al., 1998). Because AM83 shared
HaeIII np 16517 site gains. This cluster had the RsaI np 16049 site loss with several
not previously been considered a haplogroup haplogroup C mtDNAs in other Amazonian
in eastern Siberians even though it encom- Indian tribes, it was suggested to be a
passed haplotypes SIB01–SIB07 (Torroni et haplogroup C mtDNA that had lost the
al., 1993b) and had also been detected in characteristic markers of haplogroup C
Koreans as AS105 from macrohaplogroup M through a reversion mutation (Torroni et al.,
12 T.G. SCHURR ET AL.
have become mixed in the past several centu- distributions revealed statistically signifi-
ries. cant differences among them using either
There were also noteworthy differences in haplogroup (Fisher’s exact test: 2 ⫽ 145.10,
the haplogroup distribution in the Koryaks P ⫽ 0.0000, d.f. ⫽ 10) or haplotype (Fisher’s
of the Kamchatka peninsula relative to that exact test: 2 ⫽ 228.2, P ⫽ 0.0000, d.f. ⫽ 58)
of the Koryaks from northeastern Kam- frequencies, while similar values were ob-
chatka, who had haplogroup A and D fre- tained for pairwise comparisons of these
quencies comparable to Reindeer Chukchi groups (data not shown). If we assume that
populations (Torroni et al., 1993b; Stari- their languages are closely related, these
kovskaya et al., 1998). The reason for this results could indicate that Paleoasiatic-
discrepancy lies in the source of samples for speaking groups have undergone significant
these populations. The previously analyzed genetic differentiation since sharing a com-
‘‘Koryak’’ population consisted of individuals mon origin in northeastern Siberia. Alterna-
from Middle Pakhachi and Achayvayam vil- tively, these differences could suggest the
lages who were sampled as part of a study of separate origin and expansion of these popu-
conventional genetic markers in Chukchi lations in this region, with their linguistic
populations (Sukernik et al., 1981, 1986). affiliations reflecting the considerable lan-
Extensive Chukchi admixture in these vil- guage sharing which has taken place over
lages, if not a total replacement of the resi- the past several millennia. In the case of the
dent Koryaks resulting from prolonged Chukchi and the Koryaks, whose linguistic
Chukchi-Koryak wars in the nineteenth cen- connection is more strongly supported, it
tury (Bogoras, 1910), probably accounts for appears that the Chukchi have become ge-
the difference in haplogroup composition of netically distinctive from the Koryaks
the Koryak subgroups. Consequently, the through considerable gene flow with Sibe-
Middle Pakhachi-Achayvayam subgroup, rian Eskimos and perhaps other ethnic popu-
originally classified as Reindeer Koryaks by lations this region, such as the Yukagirs and
Gurvich (1966), should instead be more prop- Evens. Additional data from these latter
erly considered Reindeer Chukchi, as sug- groups will be necessary to clarify these
gested by Bogoras (1910). interpretations.
When we consider both Kamchatkan
groups, the mtDNA distribution in the Kory- Haplotype distribution in eastern
aks and Itel’men was also quite different Siberians
(Table 2). While a number of haplotypes The recent studies of RFLP variation in
were shared between these two Paleoasiatic- Kamchatkan populations permitted a
speaking groups (SIB01, SIB26, SIB35, broader comparison of haplogroup distribu-
SIB37, SIB42, SIB44), the majority of these tions in eastern Siberian groups (Table 5).
were the founding, or nodal, haplotypes for Aside from the Koryaks and Itel’men, hap-
haplogroups C, G, Y, and Z (see Fig. 3). logroup G mtDNAs were observed in the
Otherwise, the Itel’men also lacked any Chukchi but were absent in the Siberian
unique haplotypes (SIB64–66) from hap- Eskimos (Starikovskaya et al., in press).
logroup C and almost none from haplogroup South of Kamchatka, haplogroup G mtD-
G, whereas two unique haplogroup Z haplo- NAs were detected in 5.3% of the Nivkhs
types (SIB62–63) occurred in this group. (Torroni et al., 1993b), 23.1% of the Koreans
The extent of these genetic differences be- (Ballinger et al., 1992), and 7.5% of the
tween the Koryaks and Itel’men was statisti- Japanese (Horai et al., 1984; Horai and
cally significant whether considering hap- Matsunaga 1986). Unfortunately, it was not
logroup or haplotype frequencies. possible to accurately determine the fre-
The same extent of divergence was ob- quency of haplogroup G mtDNAs in the Ainu
served when the mtDNA variation in all from published data, as the previous RFLP
three Paleoasiatic-speaking populations was analysis of Ainu mtDNAs (Harihara et al.,
assessed (Table 4). Chi-square analysis of 1988) did not use the enzymes which detect
the Chukchi, Koryaks, and Itel’men mtDNA the characteristic RFLPs of haplogroup G
14 T.G. SCHURR ET AL.
(HaeII np 4830 and HhaI np 4831 site observed at polymorphic frequencies in the
gains). Koreans (7.7%) (Ballinger et al., 1992), their
By contrast, haplogroup Y mtDNAs were presence in the Japanese is uncertain, as
absent in most Siberian populations, includ- previous RFLP analyses of Japanese mtD-
ing the Chukchi and Eskimos. However, NAs did not use enzymes which would de-
these haplotypes represented the third most tect all characteristic RFLP markers for this
frequent haplogroup in the Koryaks (9.7%) haplogroup (Horai et al., 1984; Horai and
and were present at polymorphic frequen- Matsunaga, 1986). SIB01 was the most com-
cies in the Itel’men (4.3%). In the lower mon haplogroup Y haplotype in Siberian
Amur River region, this haplogroup is com- populations (Torroni et al., 1993b; this study),
mon in the Udegeys (8.9%) (Torroni et al., suggesting that it was the founding haplo-
1993b) and reaches its highest frequency in type for this mtDNA lineage. Since deriva-
the Nivkhs of northern Sakhalin (64.9%). tive haplotypes have been seen only among
Although similar mtDNAs have also been the Nivkhs and Udegeys (Torroni et al.,
MTDNA VARIATION IN KORYAKS AND ITEL’MEN 15
TABLE 5. Genetic diversity and probability of identity estimates for Siberian populations1
Average
Probability probability
of identity of identity
Most Gene within between
common diversity population population
Population N n haplotype (h ⫾ S.E.) (%) (%) Ratio
Evenks 51 16 21.6 0.888 ⫾ 0.001 47.2 3.62 13.04
Udegeys 45 10 28.9 0.843 ⫾ 0.002 39.5 0.76 51.97
Nivkhs 57 11 45.6 0.732 ⫾ 0.006 38.5 1.71 22.51
Koryaks 155 19 34.8 0.807 ⫾ 0.000 41.8 7.75 4.86
Itel’men 47 9 55.3 0.739 ⫾ 0.012 31.5 7.74 4.07
Chukchi 66 11 39.4 0.781 ⫾ 0.004 40.6 4.46 9.10
Eskimos 79 12 36.7 0.805 ⫾ 0.003 40.1 3.22 12.45
Evenks Udegeys Nivkhs Koryaks Itel’men Chukchi Eskimos
Evenks — 2 0 2 1 1 1
Udegeys 2.36 — 1 1 1 0 0
Nivkhs 0.00 2.01 — 2 1 0 0
Koryaks 5.11 0.43 4.44 — 6 3 3
Itel’men 3.22 0.19 1.96 23.50 — 1 1
Chukchi 2.29 0.00 0.00 3.52 1.58 — 6
Eskimos 0.28 0.00 0.00 1.00 0.19 19.22 —
1 In the top panel, unbiased estimates of diversity and probability of identity estimates for eight native Siberian populations analyzed
with the high resolution RFLP method are shown. N, the total number of individuals analyzed per population; n, the number of
haplotypes observed in each population. The average probability of identity between populations is estimated as the average
probability of identity between each population and the other seven populations. The ratio is the probability of identity within
populations/probability of identity between populations. The data for the Evenks, Udegeys, and Nivkhs were taken from Torroni et al.
(1993b), and those for the Chukchi and Siberian Eskimos were taken from Starikovskaya et al. (1998). In the bottom panel, the
probability of identity estimates based on shared haplotypes between populations is shown. The numbers above the diagonal indicate
the number of mtDNA haplotypes shared between populations, while those below the diagonal indicate the percent similarity of the
populations. The population abbreviations are the same as those used in the Appendix.
shared haplotypes. These estimates showed (0.153%), who exhibited a set of unique
very small levels of between-group similar- haplotypes (SIB21–SIB25) relative to those
ity (0.00–5.11%), with at most only three of the other groups (Torroni et al., 1993b).
mtDNA haplotypes being shared between Furthermore, the close genetic affinities of
any two populations, except the Chukchi the Koryaks and Itel’men were shown by
and Siberian Eskimos and the Koryaks and their extremely small corrected interpopula-
Itel’men, who both shared six different hap- tional value, one approached only by the
lotypes. Chukchi-Siberian Eskimo value.
Interestingly, both the Koryak popula- The ML values for Siberian population
tions and the Itel’men shared one to three were also found to be higher than compa-
haplotypes with the five other Siberian eth- rable estimates for most Native American
nic groups (Chukchi, Eskimos, Udegeys, populations (Torroni et al., 1994a). This
Nivkhs, Evenks) analyzed. These apparent difference could imply a greater antiquity of
genetic affinities with other Siberian groups eastern Siberian populations relative to their
are also shown in the ratio of within-group New World counterparts. However, they may
to between-group identity values, which are also reflect the recent hybridization of both
lowest for the Koryaks and Itel’men. How- interior and Pacific Siberian populations
ever, the majority of the mtDNAs shared and the concomitant acquisition of mtDNA
between these populations were the puta- lineages from more southerly ethnic groups.
tive founding haplotypes for haplogroups A, These genetic influences can be seen by the
C, G, Y, and Z rather than more recently presence in the Evenks of SIB20, a mtDNA
derived ones, which are usually population- haplotype belonging to haplogroup F (Tor-
or region-specific. Hence, while showing ge- roni et al., 1993b), which commonly occurs
netic affinities with both the Evenks and in Tibetan (Torroni et al., 1994c) and south-
Amur River populations, the Koryaks and east Asian (Ballinger et al., 1992) popula-
Itel’men may be somewhat more genetically tions.
distant from the other groups than implied
Phylogenetic analysis of Siberian
by these estimates.
haplotypes
The maximum likelihood (ML) method of
Nei and Tajima (1983) showed similar levels The results of the MP analysis of Koryak,
of diversity for eastern Siberian popula- Itel’men, and other native Siberian RFLP
tions. Both Koryaks (0.113%) and Itel’men haplotypes recapitulate the trends seen in
(0.108%) had intrapopulational divergence the statistical analyses of these data (Fig. 3).
values which were comparable to those ob- With few exceptions, the shared haplotypes
tained for the other native Siberian popula- amongst these groups were the nodal, or
tions analyzed by similar methods (Table 6). putative founding, haplotypes for each hap-
The lowest value for these groups was seen logroup. The remaining shared haplotypes
in the Nivkhs (0.104%), who had a predomi- were usually common to geographically
nance of two haplotypes (SIB01, SIB10), proximate populations, such as the Koryaks
while the highest occurred in the Udegeys and Itel’men (e.g., SIB35 from haplogroup
MTDNA VARIATION IN KORYAKS AND ITEL’MEN 17
Fig. 3. An MP tree of Koryak, Itel’men, and other symbol key. For haplotypes shared between two popula-
eastern Siberian RFLP haplotypes. The TBR tree is 119 tions, the appropriate ellipses for each population have
steps in length, has a Consensus index (C.I.) of 0.765 been positioned behind the haplotype number; those
and an retention index (R.I.) of 0.852, and represents appearing in more than two populations are indicated as
one of 120 MP trees that were generated by the heuristic shared (see Table 2). the African haplotypes used as
search irrespective of the number of MAXTREES speci- outgroups to root this tree included AF71 (Chen et al.,
fied. The mtDNA haplogroups observed in native Sibe- 1995) and HYPANC and Type-5 (Cann et al., 1987). The
rian populations are indicated by the black capital numbers located under the major branches of the MP
letters in shaded boxes, while haplotypes appearing in tree represent the percent support for each branch
each population are identified by ellipses specified in the observed in the 50% majority rule consensus tree.
18 T.G. SCHURR ET AL.
G), or those with known linguistic affilia- present in the other two populations. Like-
tions, such as the Evenks and Udegeys (e.g., wise, the position of the Evenks likely re-
SIB27). In addition, all haplogroup branches flects their sharing haplogroup C mtDNAs
were very highly supported in the 50% major- with both Siberian and Asian groups and
ity rule consensus tree, the weakest being having haplogroup F mtDNAs in common
haplogroup C. The same pattern was ob- with central-east Asian groups.
served when Siberian haplotypes were ana-
lyzed with those from other Asian popula- CR sequence variation in Kamchatkan
tions (Koreans, Taiwanese Han, Tibetans) populations
(Ballinger et al., 1992; Torroni et al., 1994c)
The sequencing of the CR of Koryak and
(results not shown), with the most divergent
Itel’men mtDNAs provided a much more
haplotypes from each haplogroup being detailed picture of genetic variation in
largely population-specific and located at Paleoasiatic-speaking populations. Overall,
the terminal positions of the branches, and this analysis revealed a total of 53 different
population-specific clusters occurring within CR sequences, as defined by 54 variable
some of these haplogroups (e.g., Koryaks nucleotide positions, in Kamchatkan popula-
and haplogroup G, Tibetans and haplogroups tions, most of which had not previously been
D and G). observed (Table 7). The greatest sequence
When the ML estimates were used to diversity was observed among haplogroup
construct NJ trees, the Paleoasiatic-speak- C and G mtDNAs, while a number of unique
ing groups were split into two separate CR sequences were associated with hap-
branches, one representing Chukotka and logroups A, D, Y, and Z. In addition, a
the other Kamchatka (Fig. 4). In addition, considerable degree of substructure within
the Nivkhs branched off close to the Kam- individual haplogroups was detected, allow-
chatkan groups, while the Udegeys and ing a finer discrimination of lineal associa-
Evenks formed a separate branch between tions between populations occupying north-
the Nivkhs and Chukotkan groups. Nearly east Siberia and the New World.
identical populational associations were seen
in the NJ tree based on genetic distances Haplogroup A. The CR sequences from
estimated from haplogroup frequencies in Koryak haplogroup A mtDNAs which be-
Siberian and Asian populations (Fig. 5), longed to SIB41 had the np 16223T, np
with Koreans and Nivkhs clustering to- 16290T, np 16319A, and np 16362C muta-
gether between the Kamchatkan and tions which define the sequence motif for
Chukotkan populations. These associations this haplogroup in Asia and the Americas. In
among Siberian groups were concordant with addition, these CR sequences had the np
the trends seen in the gene diversity and 16111T mutation. This polymorphism has
probability by identity estimates for the been observed in nearly all haplogroup A
same groups (Tables 5, 6). mtDNAs of the Chukchi, Eskimos, Na-Dené
The centrality of the Koreans, Tibetans, Indians, and Amerindians (Torroni et al.,
and Taiwanese Han in Figure 5 results from 1993a; Forster et al., 1996; Starikovskaya et
each of these populations having at least al., 1998) but is absent in those from Asian
four of the main haplogroups (A, C, D, F, G, populations (Torroni et al., 1993b; Kolman
Y, Z) which collectively appear among the et al., 1996). This pattern indicated that the
populations shown in this tree. As such, this np 16111T mutation arose in the earliest
distribution reveals the genetic influences of inhabitants of Beringia, who later gave rise
both northern and southern Asian groups on to the ancestral Native American popula-
these populations. On the other hand, the tion(s) in which haplogroup A evolved and
location of the Udegeys in this tree is prob- that the Koryaks have retained some hap-
ably due to their having a high frequency of logroup A mtDNAs which are related to
‘‘Other’’ haplotypes bearing the DdeI/AluI other Chukotkan and New World popula-
sites, which the Tibetans and Taiwanese tions.
Han also possess (Table 4), although the The np 16192T transition was also ob-
Udegey haplotypes are distinctive from those served in the Koryak haplogroup A CR se-
MTDNA VARIATION IN KORYAKS AND ITEL’MEN 19
CR Koryaks
Haplogroup sequence Aluitor Karagin Palan Total Itel’men
A 01 0 0 2 2 0
02 2 0 0 2 0
03 1 1 2 4 0
04 0 0 0 0 3
C 05 0 1 0 1 0
06 0 0 6 6 0
07 4 1 4 9 0
08 4 8 0 12 0
09 0 1 0 1 0
10 0 0 2 2 0
11 1 0 0 1 0
12 0 0 1 1 0
13 0 0 12 12 3
14 0 1 0 1 0
15 0 0 0 0 2
16 0 0 1 1 0
17 0 1 0 1 0
18 0 0 1 1 0
19 0 0 0 0 1
20 0 1 0 1 0
21 0 1 0 1 0
C 22 0 0 1 1 0
23 0 0 1 1 0
D 24 2 0 0 2 0
G 25 21 0 2 23 2
26 4 2 2 8 3
27 0 0 2 2 0
28 0 0 4 4 0
29 0 0 0 0 4
30 0 0 0 0 3
31 2 1 0 3 1
32 0 1 0 1 0
33 0 0 0 0 2
34 1 0 0 1 0
35 0 0 0 0 3
36 1 0 0 1 0
37 0 1 0 1 0
38 0 1 0 1 0
39 1 2 0 3 0
40 2 0 0 2 0
41 1 0 0 1 0
42 0 0 2 2 0
43 0 0 0 0 3
G 44 4 1 4 9 10
45 0 0 0 0 1
46 1 0 0 1 0
Y 47 4 3 3 10 1
48 0 0 0 0 1
49 0 1 0 1 0
50 0 1 0 1 0
51 0 1 0 1 0
52 0 6 2 8 1
53 0 0 0 0 2
Total 56 37 54 147 46
1Certain samples did not sequence well and thus were not included in the totals per population and/or ethnic subgroup; these included
seven from the Karagin Koryaks and one from the Palan Koryaks as well as one from the Itel’men. These omissions are the source of
the discrepancy in the sample sizes between this table and Table 2.
mtDNAs from other Siberian or Native and Siberian Eskimos (Starikovskaya et al.,
American tribes (Ward et al., 1991, 1993; 1998), implying that these mtDNAs are
Shields et al., 1993; Torroni et al., 1993a,b). common to all Paleoasiatic-speaking groups
Similar CR sequences were seen in some and perhaps also Eskimoan populations, in
haplogroup C mtDNAs from the Chukchi which haplogroup C occurs at low frequen-
22 T.G. SCHURR ET AL.
not appear in the other Siberian hap- or another, with many showing village speci-
logroups. Since both of these sublineages ficity (e.g., within the Palan subgroup, #06
appeared in SIB01 haplotypes from the and #13 were detected only in persons born
Koryaks and Itel’men, the founding haplotype in Voyampolka).
for this haplogroup, they were probably part of A more restricted number of CR sequences
the ancestral pool of Kamchatkan groups. from haplogroups G, Y, and Z were shared
between the Koryaks and Itel’men. Both
Haplogroup Z. The CR sequences for Paleoasiatic groups had CR sequences #25,
haplogroup Z also exhibited a set of nucleo- #26, #31, and #44 from haplogroup G, as
tide polymorphisms unique to this mtDNA well as #47 from haplogroup Y and #52 from
lineage, including the 16129A, 16185T, haplogroup Z. Because of their prevalence in
16223T, 16224C, 16260T, 16298C, and each population, these sequences are likely
16519C mutations. In addition, SIB62 and the founding types for their respective hap-
SIB63 had the 16189C polymorphism which logroups. In addition, the np 16207G muta-
in this case did not create a homopolymeric tion defined a set of haplogroup G mtDNAs
stretch of Cs. More importantly, CR se- (#43–45) present in both the Koryaks and
quences with these mutations were seen in Itel’men. Its high frequency in the Itel’men
both haplotypes SIB43 and SIB44. This (30.4%) relative to the Koryaks (6.1%) sug-
finding confirmed that SIB43 belonged to
gested that this set may have originated in
haplogroup Z and suggested that it had lost
this population and spread to the Koryaks
the DdeI np 11074 site gain seen in the other
through gene flow. The only other shared CR
haplotypes from this mtDNA lineage. Be-
sequence (#13) occurred in the Palan Kory-
cause haplogroup Z mtDNAs appeared in
aks and Itel’men, a distribution which might
both the Koryaks and Itel’men, they too
reflect the southward expansion of Reindeer
were likely part of the ancestral pool of
Koryak groups into traditional Itel’men ter-
Kamchatkan groups.
ritory (Jochelson, 1908). Otherwise, all re-
maining CR sequences were population-
Distribution of CR sequences in Koryaks
specific for either of the two Kamchatkan
and Itel’men
groups.
As can be seen in Table 8, a number of CR Another intriguing finding was the nonuni-
sequences from haplogroups A, C, G, Y, and form distribution of the CR clusters from
Z were shared amongst all Koryak sub- haplogroup C in the Koryaks and Itel’men.
groups (#03, #07, #26, #44, #47). Their ubiq- The cluster defined by the 16124C-16223T-
uity amongst the Koryaks and high fre- 16298C-16318T-16327T motif (#05–12) was
quency relative to other CR sequences distributed across all three Koryak sub-
suggested that they represented the found- groups at more or less the same frequency
ing mtDNAs for this Paleoasiatic-speaking but was completely absent from the Itel’men.
group. The high frequency of CR sequence In contrast, the cluster defined by the
#25 in the Aluitor Koryaks (37.5%) sug- 16093C-16189C-16261T-16288C motif (#13–
gested its origin in this subgroup and its 23) was present in only the Karagin and
spread to the Palan Koryaks and Itel’men Palan Koryaks as well as amongst the
through gene flow, with the Karagin Kory- Itel’men. Such a pattern suggested that
aks possibly missing this CR sequence due mtDNAs from the first cluster were brought
to drift effects. In addition, the Aluitor and to the Kamchatka peninsula by ancestral
Karagin Koryaks were found to share CR Koryak groups, whereas those from the sec-
sequences #08, #31, and #39, a result which ond may already have been present in the
supported their known close linguistic asso- Itel’men and subsequently acquired by the
ciation. On the other hand, the Karagin and southernmost Koryak groups through inter-
Palan Koryaks shared CR sequence #52, marriage with Itel’men populations.
suggesting some differences between them When CR sequence diversity in all Paleoa-
and the Aluitor Koryaks. Aside from these siatic-speaking groups was examined, strik-
common or shared types, the majority of CR ing differences between Chukotkan and
sequences occurred in one Koryak subgroup Kamchatkan populations were observed
24 T.G. SCHURR ET AL.
(Table 9). As a whole, the Koryaks and Itel’men and D noted in the CR sequence data was
showed a greater frequency of unique types clearly revealed in this phylogeny. Within
than did the Chukchi and Siberian Eskimos. haplogroup A, three distinct clusters or sub-
The latter population had a dramatically lineages were observed. The first two sublin-
lower frequency of these unique types due to eages (I and II) possessed the np 16111T
sharing ten different CR sequences with the mutation, with the first (I) also having the
Chukchi, including ones identical to #01, np 16192T mutation and the second (II)
#07 and #24 from this study (Starikovskaya having the np 16265G mutation which arose
et al., 1998). Interestingly, nearly all of these in Eskimoan populations, whereas the third
CR sequences were the same set shared sublineage (III) lacked the 16111T mutation
between the two Kamchatkan populations, altogether. Sublineage III sequences ap-
with only #01 from haplogroup A and #24 peared in haplogroup A mtDNAs from east
from haplogroup D being more highly fre- Asian populations and the Evenks and prob-
quent in Chukotkan groups. Although their ably represent the ancestral state for this
strong genetic similarity to Siberian Eski- mtDNA lineage. Among Paleoasiatic speak-
mos suggested that the Chukchi might have ers, the Koryaks and Itel’men had hap-
acquired haplogroup C and G mtDNAs from logroup A CR sequences from both sublin-
Koryak subgroups through recent gene flow, eages I and III, whereas those of the Chukchi
the fact that all Chukchi subdivisions ana- belonged to sublineages I and II.
lyzed for mtDNA variation possessed haplo- The previously identified CR sequence
types from both haplogroups (Torroni et al., sublineages in haplogroup C were also ob-
1993b; Starikovskaya et al., 1998; this study;
Schurr et al., unpublished data) argues that
these mtDNAs were part of the ancestral
Fig. 6. An NJ tree of CR sequences from northeast
gene pool for all Paleoasiatic-speaking Siberian and east Asian populations constructed from
groups. genetic distances estimated with the Kimura two-
parameter model in DNADIST (Felsenstein, 1994). The
Phylogenetic analysis of Siberian CR CR sequences occurring in the Koryaks and Itel’men
were indicated as Kamchatkan (KAM) samples, and
sequences those occurring in the Chukchi and Siberian Eskimos
(Starikovskaya et al., submitted) were indicated as
When these CR sequences were subjected Chukotkan (CHU) haplotypes, with the numbers of each
to phylogenetic analysis, all six of the major corresponding to the CR sequence numbers in Table 8
haplogroups present in northeastern Siberi- from this study and those described in Starikovskaya et
al. (1998). Otherwise, the CR sequences occurring in
ans formed distinct branches in the result- native Siberians or east Asians were indicated as the CR
ing NJ tree (Fig. 6) irrespective of whether sequences enumerated in Table 5 of Torroni et al.
(1993b). AF62 is the African CR sequence used as an
or not African mtDNAs were used as out- outgroup in this tree, although the same overall branch-
groups. The same overall pattern was ob- ing structure was maintained when no outgroups were
tained through parsimony analysis with used. The Roman numerals specify distinct clusters or
sublineages of the particular haplogroup in which they
DNAPARS (results not shown). In addition, occur, while all haplogroups are indicated by boxed
the substructure within haplogroups A, C, capital letters.
MTDNA VARIATION IN KORYAKS AND ITEL’MEN 25
Fig. 6.
26 T.G. SCHURR ET AL.
served in this NJ tree. Two of them more Genetic links between eastern Siberian
closely resembled the haplogroup C mtDNAs and east Asian populations
present in Native American populations by
Because the distribution of haplogroups
having the 16223T-16298C-16327T motif
G and Y in northeast Asia pointed to the Sea
characteristic of this mtDNA lineage. The
of Okhotsk region as a possible source area
one defined only by these mutations (I)
for these mtDNA lineages, we examined the
occurred predominantly in east Asian and
mtDNA variation in populations from this
Amur River populations as well as the
geographic region to determine their genetic
Evenks, and the other (II), having the
affinities with Paleoasiatic groups. In par-
16124C and 16318T mutations, occurred
ticular, we were interested in assessing the
only in Paleoasiatic groups. The third sublin-
relatedness of the Ainu, Japanese, and Kore-
eage (III) had the 16093C-16189C-16261T-
ans to the Koryaks and Itel’men since these
16288C-16298C motif and appeared only in
east Asian groups had also been shown to
northern Paleoasiatic-speaking groups.
have haplogroup G and/or Y mtDNAs (Horai
Similarly, haplogroup D had three sublin-
eages within it. The first (I), representing et al., 1984; Ballinger et al., 1992; Harihara
SIB40, occurred at very low frequencies et al., 1992). To do this, we compared the CR
among Paleoasiatic groups and Siberian Es- sequence data from the Ainu, Japanese, and
kimos and was the only haplogroup D Koreans (Torroni et al., 1993b; Horai et al.,
mtDNA in the Koryaks. The second sublin- 1996) with those from Siberian Eskimos,
eage (II) occurred exclusively among Chu- Paleoasiatic-speaking groups, Amur River
kotkan populations, as no similar types were populations (Nivkhs and Udegeys), and the
seen among Native American groups with Evenks. Although the sequences of Horai et
high frequencies of haplogroup D (Ward et al. (1996) lacked sequence information for
al., 1991, 1993; Shields et al., 1993). The the region between np 16000 and 16048 in
remaining mtDNAs from east Asian popula- which the np 16017C mutation from hap-
tions, the Evenks, and the Nivkhs formed a logroup G occurs, all of the other phylogeneti-
sublineage (III) which had a sequence motif cally important nucleotide polymorphisms
most similar to haplogroup D haplotypes in for haplogroups A–D, G, Y, and Z were
Native American populations (16223T– contained within the region encompassed by
16362C) and thus probably represented the their sequences (np 16048–16530). Hence,
ancestral state for this mtDNA lineage in inferences about the relationships of the
Asia and the Americas. mtDNAs from these populations with Sibe-
Comprised of only Koryak, Itel’men, and rian groups was possible.
Chukchi mtDNAs, haplogroup G also showed The resulting NJ tree revealed a number
some degree of substructure. However, its of interesting associations between these
branches were not quite as clearly defined as populations (Fig. 7). The first notable find-
the sublineages in haplogroups A, C, and D. ing was that most of the haplogroups de-
Instead, it exhibited small clusters of re- fined in this NJ tree occurred in both Paleoa-
lated CR sequences which appeared mostly siatic and east Asian populations. Although
in either the Chukchi, Koryaks, or Itel’men, not previously classified as belonging to
which may reflect its relatively more recent haplogroup A, due to the HaeIII np 663 site
origin in eastern Siberia relative to the other gain not being clearly identified in the ear-
three haplogroups. By contrast, haplogroups lier RFLP study of these samples (Horai and
B, Y, and Z formed small unbranched clus- Matsunaga, 1986), a small number of Ainu,
ters, probably due to the limited number of Japanese, and Korean sequences from Horai
mtDNAs analyzed for each mtDNA lineage et al. (1996) clearly fell into this mtDNA
in east Asian and Siberian populations. No- lineage (cluster C6 [Horai et al., 1996]). All
tably, only east Asian mtDNAs were found of these sequences lacked the np 16111T
within haplogroup B, while Koryak and mutation and hence were part of the Asian/
Itel’men mtDNAs constituted all of the CR Siberian sublineage III of this haplogroup
sequences present in the other two hap- (Fig. 6). In addition, the Koryaks and the
logroups. Ainu shared CR sequence #03 from this
MTDNA VARIATION IN KORYAKS AND ITEL’MEN 27
study, and the Itel’men had the closely east Asian source for sublineage I mtDNAs
related CR sequence #04 from this hap- within this haplogroup and perhaps an east
logroup. By contrast, the Japanese and Asian source for sublineage III mtDNAs.
Koreans exhibited a set of related CR se- Another novel finding was that hap-
quences from haplogroup A which were logroup D mtDNAs appeared to be very
distinctive from those in Kamchatkan common in the Ainu, Japanese, and Kore-
groups by having the np 16187T mutation ans. In fact, a number of different clusters of
and also lacking the 16362C transition. CR sequences in these populations (clusters
Second, unlike Siberian populations, all C5, C7, C8, C9, C10, and C11 [Horai et al.,
three of the east Asian groups analyzed 1996]) had the 16223T–16362C motif which
by Horai et al. (1996) had haplogroup B characterizes this haplogroup. In general,
mtDNAs (cluster C2 [Horai et al., 1996]). the east Asian CR sequences from these
The Ainu had a very low frequency of these clusters were interspersed among similar
haplotypes, as seen in an earlier RFLP types from eastern Siberian groups, includ-
study (Harihara et al., 1988), and those ing the neighboring Nivkhs (sublineage II;
present in this population were very similar Fig. 6), with the only exceptions being the
to types detected in the Japanese and Kore- cluster C11 mtDNAs, which, in having the
ans, who were also previously noted to np 16189C mutation, formed a separate
possess deletion haplotypes (Horai and Mat- subbranch. Similarly, the Chukchi and Es-
sunaga et al., 1986; Ballinger et al., 1992). kimo CR sequences from SIB48–53 also
Based on this distribution, it appears that formed a separate branch (sublineage III;
the Ainu acquired deletion haplotypes Fig. 6), as did that of SIB40 (sublineage I;
through gene flow with Japanese popula- Fig. 6), which was positioned closest to
tions rather than having them as part of haplogroup A, due to having several polymor-
their ancestral gene pool. In addition, hap- phisms in common with this mtDNA lin-
logroup B mtDNAs separated into two dis- eage. This branching pattern further illus-
tinct subbranches rather than remain in a trated the significant diversity of CR
single cluster, as seen in Horai et al. (1996). sequences within the haplogroups present
This result is in concordance with findings in east Asian and Siberian populations and
in other studies of Asian mtDNA variation indicated that many of the CR clusters seen
(Ballinger et al., 1992; Schurr, Starikov- in Figure 7 are not monophyletic groupings
skaya et al., unpublished) which argue equivalent to haplogroups, as suggested by
against this mtDNA lineage being a mono- Horai et al. (1996).
phyletic group. Similarly, CR sequences from haplogroup
Third, all three east Asian groups (Ainu, G were apparently present in all three east
Japanese, Koreans) had haplogroup C Asian populations, a result which was consis-
mtDNAs at low frequencies (cluster C14 tent with previous RFLP analyses of Korean
[Horai et al., 1996]). This mtDNA lineage (Ballinger et al., 1992) and Japanese (Horai
was previously observed at low frequencies et al., 1984; Harihara et al., 1992) popula-
in the Japanese (morph-9 [Horai et al., tions. The Ainu showed the highest fre-
1984]) but had not been detected in the quency of these types (cluster C16 [Horai et
Koreans (Ballinger et al., 1992) or the Ainu al., 1996]), and nearly all of them clustered
(Harihara et al., 1988). The majority of among putatively similar mtDNAs from
these CR sequences were located in sublin- Paleoasiatic populations, implying a com-
eage I defined by the 16223T-16298C- mon genetic origin. On the other hand, all of
16327T motif (Fig. 6), with all of them the Japanese and Korean CR sequences in
belonging to the Japanese and Koreans. In this haplogroup cluster together separate
contrast, a minority of these CR sequences from the Siberian/Ainu branch, implying
showed affinities with sublineage III in that they might represent a divergent sublin-
Paleoasiatic groups, including those pre- eage of this mtDNA lineage which arose in
sent in the Ainu, although only the Koreans their common ancestral population.
had closely related mtDNAs. This distribu- Concerning haplogroup Y, previous RFLP
tion again suggested an eastern Siberian/ studies of mtDNA variation (Horai et al.,
28 T.G. SCHURR ET AL.
Fig. 7. An NJ tree of Siberian and east Asian CR ellipses, with the population affiliation specified in the
sequences based on genetic distances estimated with the key. The Korean and Taiwanese Han samples analyzed
Kimura two-parameter model in DNADIST (Felsen- by Torroni et al. (1993b) are also indicated by ellipses
stein, 1994). All Siberian individuals analyzed in Starik- but are denoted with asterisks to distinguish them from
ovskaya et al. (submitted) and this study are indicated those analyzed in Horai et al. (1996). The haplogroups to
by branches with black triangles at their terminal tips, which the sequences belonged or were assigned based on
while those from Ainu, Korean, and Japanese individu- their CR sequence motif and position in this NJ tree are
als analyzed in Horai et al. (1996) are indicated by indicated by the capital letters. The capital letters in
MTDNA VARIATION IN KORYAKS AND ITEL’MEN 29
Fig. 7. (Continued) shaded boxes correspond to the CR sequences which belonged to clusters C7, C9, C11,
haplogroups of Torroni et al. (1993a,b, 1994c) and this C13, C15, and C17. Cluster C3 did not appear in this
study, whereas the groupings specified with a capital C tree because its sequences did not appear in the Ainu,
followed by a number correspond to the CR sequence Japanese, or Koreans, and C18 is absent because only
clusters identified in Horai et al. (1996). When there was one Korean from Horai et al. (1996) had a sequence
an exact correlation between these cluster designations, belonging to it. The circled a in both panels of the figure
both were positioned by the bracket which encloses the indicates where the two portions of the NJ tree are
related CR sequences. No Siberian population showed connected.
30 T.G. SCHURR ET AL.
1984; Horai and Matsunaga, 1986) were not et al. (1996). However, in Figure 7, these
able to show the presence of these haplo- mtDNAs were split into two clusters, with
types in the Japanese. However, CR se- most CR sequences belonging to the large
quence analysis confirmed the presence of cluster located between cluster C17 of Horai
haplogroup Y mtDNAs in the Japanese and et al. (1996) and haplogroup D.
Koreans at very low frequencies as well as in Due to the lack of RFLP data for the
19.6% of the Ainu from Hokkaido (cluster C1 remaining east Asian CR sequences, the
[Horai et al., 1996]). These findings sug- exact lineal affiliations of the other two main
gested that Paleoasiatic and Ainu popula- clusters (C15 and C17 [Horai et al., 1996])
tions had haplogroup Y mtDNAs as part of remains unknown, although both have very
their ancestral genetic makeup or possibly distinctive CR sequence motifs. C15 and
that the Itel’men and Koryaks acquired some C17 mtDNAs appeared in the Japanese and
haplogroup Y mtDNAs through contact Koreans but occurred at the highest fre-
with Ainu populations (Near Kurilers) who quency in the Ainu and the Ryukyuans of
occupied the southern tip of the Kam- Okinawa, the two aboriginal populations of
chatkan population in prehistoric times. Fur- the Japanese archipelago. Because these
thermore, the occurrence of haplogroup Y clusters were not present in eastern Sibe-
mtDNAs in the Japanese and Koreans im- rian populations and occurred at low fre-
plied that these populations obtained them quencies in Koreans and Japanese, they
through gene flow with the Ainu or other must have evolved in ancestral populations
Siberian groups having these mtDNAs. of the Ainu and Ryukyuans which expanded
Very few if any east Asian CR sequences into these islands before the ancestors of the
clustered with haplogroup Z mtDNAs from modern Japanese and Koreans arrived. This
Kamchatkan populations (cluster C14 [Horai interpretation is generally consistent with
et al., 1996]). All of the Japanese and Korean the hybridization hypothesis for Japanese
CR sequences which clustered near these origins (Hanihara, 1991) which proposes
types had at least two of the defining muta- that Jomon peoples originated in Southeast
tions of this mtDNA lineage (16185T and Asia and came to the Japanese islands
16260T and/or 16298C) but lacked two oth- ⬎12,000 YBP, where they gave rise to the
ers (16129A, 16224C) which were present in Ainu and Ryukyuans, while the progenitors
all comparable Kamchatkan mtDNAs. This of the Japanese and Koreans, the Yayoi
finding suggested that, if part of haplogroup people, emigrated from the Korean penin-
Z, these mtDNAs were distantly related to sula some 2,300 YBP and replaced or ab-
those appearing in the Koryaks and Itel’men. sorbed these aboriginal groups.
These differences, along with the presence The relationships shown in Figure 7 were
in Mongolians (Kolman et al., 1996) and completely consistent with the nucleotide
Evens (Table 1) of haplogroup Z CR se- diversity estimates calculated for Paleoasi-
quences identical to those in Kamchatkan atic and east Asian populations (data not
populations, probably means that this shown). These estimates, along with the
mtDNA lineage did not evolve in the Sea of associated NJ tree (Fig. 8), clearly showed
Okhotsk/Amur River region. the close genetic affinities of contemporary
There were also several other clusters of Korean and Japanese populations as well as
CR sequences from the east Asian popula- the genetic similarity of the Ainu to both
tions which did not appear in Siberian popu- groups, with the latter association probably
lations. At least one of these was haplogroup being attributable to recent admixture be-
F mtDNAs, since this mtDNA lineage was tween the Ainu and Japanese. Moreover,
known to be present in the Japanese (Horai there was the large split between Paleoasi-
et al., 1984; Harihara et al., 1992), Koreans atic-speaking populations, with the Koryaks
(Ballinger et al., 1992), and Ainu (Harihara and Itel’men showing much closer genetic
et al., 1992). Based on preliminary CR se- ties to the Ainu and the Chukchi being more
quence data for Southeast Asians (Schurr et closely linked with the Siberian Eskimos
al., unpublished data), this branch can tenta- and Northwest Coast Amerindian popula-
tively be identified as cluster C4 in Horai tions. These associations were consistent
MTDNA VARIATION IN KORYAKS AND ITEL’MEN 31
estimates were weighted by the number of individuals within each haplogroup, and divergence times were calculated using a mtDNA
evolutionary rate of 2.2–2.9% per MYR (Torroni et al., 1994a).
interpretation which is supported by the Indians, and Amerindian tribes of the Pa-
mtDNA data. cific Northwest have shown that these groups
On a broader scale, the expansion of are quite divergent from one another (Shields
Paleoasiatic-speaking peoples into north- et al., 1993; Torroni et al., 1993a,b; Stari-
east Asia led to the near total replacement of kovskaya et al., 1998; this study). Although
the ancient Bering Sea cultures in Kam- additional mtDNA lineages are present in
chatka, with different varieties of the an- all Siberian populations except for the Sibe-
cient Koryak culture diffusing extensively rian Eskimos, the common ancestry of Sibe-
along the Okhotsk Sea and coastline of the rian and Native American groups is evi-
northwestern Pacific (Vasilievskiy, 1971; denced by the ubiquitous presence of
Arutiunov and Sergeev, 1990a,b; Dikov, haplogroups A, C, and D in these popula-
1994). However, the mtDNA data indicate tions (Table 4). However, aside from the
that, while absorbing elements of the Es- putative founding haplotypes for hap-
kimo-Aleut culture during their expansion, logroups A (SIB41/AM09), C (SIB26/AM43),
ancestral Koryak and Itel’men groups did and D (SIB13/AM88), these populations
not extensively incorporate members of these share no other haplotypes, with the remain-
maritime tribes (Torroni et al., 1993b; Shields ing mtDNAs from these haplogroups being
et al., 1993; Starikovskaya et al., 1998; this largely population- or region-specific. Along
study). This pattern was also seen in the with the ML estimates for haplogroups A, C,
Y-chromosome data for the same popula- and D in both regions (Table 10), these
tions (Lell et al., 1997a,b), which showed findings imply the considerable antiquity of
strong links between Native American and the primary mtDNA lineages occurring in
Chukotkan populations and their distinctive- both Siberia and the New World as well as
ness from other northeast Asian groups. their extensive divergence from each other
Thus, both the genetic and archeological since being isolated in each continental re-
data indicate that multiple population and/or gion over 20,000 years ago.
cultural expansions have taken place in the While evidence for the antiquity of the
Okhotsk Sea and Bering Sea region over the initial colonization of the New World is
last 10,000 years, with more recently evolved rapidly accumulating (e.g., Bonatto and Sal-
genotypes and cultural traditions from north- zano, 1997a), the population dynamics in
east Asia overlapping and/or replacing more northeast Asia subsequent to the last glacial
ancient ones. maximum (⬃18,000 YBP) are of more impor-
tance for determining the origins of Paleoasi-
Genetic discontinuity at the north
atic speakers of Chukotka and Kamchatka
Pacific Rim
and their affinities with other Siberian popu-
The analysis of mtDNA variation within lations. In this regard, certain of the major
and among Paleoasiatic speakers (Chukchi, populational events occurring during this
Koryaks, and Itel’men), Eskimos, Na-Dene period can be associated with specific mtDNA
34 T.G. SCHURR ET AL.
nority of those present in the Koryaks (11.9%) expansion of this mtDNA lineage into the
and did not occur in the Itel’men at all, Sea of Okhotsk region. These data also
whereas they occurred at much greater suggest that populations bearing haplogroup
frequency in other eastern Siberian (Evenks B mtDNAs could have originated in east
and Udegeys) and east Asian (Han Chi- Asia and moved across Beringia via a coastal
nese and Koreans) populations (Torroni route.
et al., 1993b). The remaining haplogroup C Several lines of evidence support the hy-
mtDNAs in Kamchatkan populations be- pothesis of a separate migration of peoples
longed to sublineage II, which occurred only carrying haplogroup B mtDNAs through
in the Koryaks, and sublineage III, which Beringia to the New World. First, the ab-
occurred in both Koryaks and Itel’men, with sence of haplogroup B mtDNAs in central
sublineage II being related to haplotypes and eastern Siberian populations which
present in east Asian and eastern Siberian share founding haplotypes from haplogroups
populations. Thus, while SIB26 haplo- A, C, and D with Native American groups
types comprised 23.2% of all Kamchatkan may imply that these haplotypes were not
mtDNAs from haplogroup C, very few of present in the original progenitors of New
them resembled comparable mtDNAs in Na- World populations. Second, the virtual ab-
tive American groups at the CR sequence sence of haplogroup B mtDNAs in modern
level. Therefore, the majority of the Koryak Eskimo, Aleut, and northern Na-Dené In-
and Itel’men mtDNAs are not the same as dian populations, which represent more re-
the founding haplotype in New World popu- cent demic expansions into North America,
lations and instead must have arisen after implies that haplogroup B mtDNAs were
the colonization of the New World. not present in the Beringian region after
Our analyses have also shown that hap- 10,000 YBP, when these populations were
logroup B mtDNAs are absent in the Kory- founded. Third, the ML divergence estimate
aks and Itel’men as well as the Chukchi and for haplogroup B of 17,000–13,000 YBP is
Siberian Eskimos (Torroni et al., 1993b; considerably smaller than that of hap-
Starikovskaya et al., in press; this study). logroups A, C, and D in the New World
Their absence in the Koryaks and Itel’men (Table 10). These data imply that hap-
was an important finding because the Kam- logroup B mtDNAs arrived in the Americas
chatka peninsula was contiguous with the after the initial Paleoindian migration
rest of Beringia during the last glacial maxi- brought haplogroups A, C, and D to the New
mum (Fladmark, 1979; Hopkins, 1979; Hoef- World but before the Beringian expansion(s)
fecker et al., 1993) and could have been part which gave rise to the ancestral Eskimo-
of the route that the immigrant popula- Aleut and Na-Dené Indian populations into
tion(s) carrying haplogroup B took while the arctic and subarctic regions. This later
moving across the Bering Strait from Asia expansion of Beringian groups into the New
into the Americas. Thus, it appears that World might also explain the low frequen-
haplogroup B was never part of the ances- cies of haplogroup B mtDNAs in most north-
tral gene pool for Paleoasiatic-speaking popu- ern North American Indian populations
lations and that these populations played no (Ward et al., 1991, 1993; Torroni et al., 1992,
role in the dispersal of this mtDNA lineage 1993a; Lorenz and Smith, 1994) relative to
into the New World. those inhabiting regions farther south.
In contrast, the Ainu, with whom the Alternatively, haplogroups A–D may have
Itel’men reportedly had considerable con- been brought together during the initial
tact in historic times (Krasheninnikov, 1972), colonization of the New World. All four hap-
exhibited haplogroup B mtDNAs, although logroups are observed in most modern and
at low frequencies (2.0%) (Harihara et al., ancient Native American populations
1992). Along with the higher frequencies of (Schurr et al., 1990; Ward et al., 1991, 1993;
haplogroup B in the modern Japanese and Torroni et al., 1992, 1993a, 1994a,b; Ginther
Koreans (⬃10–16%) (Horai et al., 1984; Ball- et al., 1993; Horai et al., 1993; Santos et al.,
inger et al., 1992; Horai et al., 1996) this 1994; Stone and Stoneking, 1994; Batista et
finding may reflect the relatively recent al., 1995; Kolman et al., 1996; Lorenz and
36 T.G. SCHURR ET AL.
Smith, 1994, 1996; Merriwether et al., 1995). the processing of blood samples, and Drs.
The distribution and age of haplogroup B in Andy Kogelnik and Sandro L. Bonatto for
Asia also suggest that this mtDNA lineage their assistance with the statistical analyses
evolved in and spread from the region encom- of the mtDNA data. We also thank the
passing Mongolia, Tibet, the northern Hima- hospital staff and doctors in the villages of
layas, and southern Siberia by at least Ossora, Karaga, and Tymlat for their assis-
30,000–24,000 YBP (Ballinger et al., 1992; tance with this project and the Koryak people
Lum et al., 1994; Horai et al., 1996), imply- from these villages for their participation in
ing it could have been present in the ances- this research and hospitality during our
tral Siberian groups which first moved into field work in July–August 1993. Similarly,
the New World. Such dates are consistent we extend our gratitude to the hospital staff
with recent estimates of CR sequence diver- in the villages of Voyampolka and Kovran
sity within haplogroup B in Native Ameri- for assistance with this project and to the
cans, which indicate that this mtDNA Koryak and Itel’men people from these vil-
lineage arrived in the New World by 30,000– lages for their participation in this research
25,000 YBP (Bonatto and Salzano, 1997b). during our field work in June 1996. This
These competing interpretations clearly in- research was supported by grants from The
dicate that further research is required to Wenner-Gren Foundation for Anthropologi-
delineate the origin and dispersal of hap- cal Research (GR 5745), The National Sci-
logroup B in the Americas. ence Foundation (NSF 9414900), The Leakey
On the other hand, haplogroups G, Y, and Foundation, and Sigma Xi to T.G.S.; from
Z have not been observed among Native The Wenner-Gren Foundation for Anthropo-
American groups analyzed by high resolu- logical Research (GR 5680, GR 5680-S, and
tion RFLP analysis (Schurr et al., 1990; GR 6077), INTAS (96–1766), and the Rus-
Torroni et al., 1992, 1993a, 1994b). Although sian Fund for Basic Research (97–04–49816)
‘‘Other’’ haplotypes have also been detected to R.I.S.; from the J. Worley Brown Fel-
in both ancient and modern Native Ameri- lowship Fund and the National Institutes
can populations by partial haplotype analy- of Health (GM49615, NS21328, HL45572,
sis and CR sequencing (Bailliet et al., 1994; AG10130, and AG13154) to D.C.W; and from
Hauswirth et al., 1994; Stone and Stone- the Emory Clinical Research Center (BR00039).
king, 1994; Merriwether et al. 1995; Lorenz
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