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Perceived Social Isolation Makes Me Sad: 5-Year Cross-Lagged Analyses of


Loneliness and Depressive Symptomatology in the Chicago Health, Aging,
and Social Relations Study

Article  in  Psychology and Aging · June 2010


DOI: 10.1037/a0017216 · Source: PubMed

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Psychology and Aging © 2010 American Psychological Association
2010, Vol. 25, No. 2, 453– 463 0882-7974/10/$12.00 DOI: 10.1037/a0017216

Perceived Social Isolation Makes Me Sad: 5-Year Cross-Lagged Analyses


of Loneliness and Depressive Symptomatology in the Chicago Health,
Aging, and Social Relations Study

John T. Cacioppo, Louise C. Hawkley, and Ronald A. Thisted


University of Chicago

We present evidence from a 5-year longitudinal study for the prospective associations between loneliness
and depressive symptoms in a population-based, ethnically diverse sample of 229 men and women who
were 50 – 68 years old at study onset. Cross-lagged panel models were used in which the criterion
variables were loneliness and depressive symptoms, considered simultaneously. We used variations on
this model to evaluate the possible effects of gender, ethnicity, education, physical functioning, medi-
cations, social network size, neuroticism, stressful life events, perceived stress, and social support on the
observed associations between loneliness and depressive symptoms. Cross-lagged analyses indicated that
loneliness predicted subsequent changes in depressive symptomatology, but not vice versa, and that this
temporal association was not attributable to demographic variables, objective social isolation, disposi-
tional negativity, stress, or social support. The importance of distinguishing between loneliness and
depressive symptoms and the implications for loneliness and depressive symptomatology in older adults
are discussed.

Keywords: depressive symptoms, loneliness, social isolation, stress, social support

Loneliness and the feeling of being unwanted is the most terrible Loneliness, in turn, is a risk factor for various physiological and
poverty. health outcomes. Moreover, these outcomes are not adequately
—Mother Teresa predicted by objective social isolation or social support, constructs
The word solitude expresses the glory of being alone, whereas that are often mistakenly equated with loneliness. Independent of
the word loneliness expresses the pain of feeling alone (Tillich, objective social isolation or social support, loneliness has been
1959). Millions of people suffer daily from loneliness (Rubenstein associated with increased vascular resistance (Cacioppo, Hawkley,
& Shaver, 1982; Steffick, 2000), a debilitating psychological con- Crawford, et al., 2002), elevated blood pressure (Cacioppo, Hawk-
dition characterized by a deep sense of emptiness, worthlessness, ley, Crawford, et al., 2002; Hawkley, Masi, Berry, & Cacioppo,
lack of control, and personal threat (Booth, 2000; Cacioppo & 2006), increased hypothalamic pituitary adrenocortical activity
Patrick, 2008; Weiss, 1973). Twin studies reveal that loneliness is (Adam, Hawkley, Kudielka, & Cacioppo, 2006; Steptoe, Owen,
temporally stable and heritable, with approximately equal parts Kunz-Ebrecht, & Brydon, 2004), underexpression of genes bearing
attributable to heritable and nonshared environmental factors in anti-inflammatory glucocorticoid response elements and overex-
adulthood (Boomsma, Willemsen, Dolan, Hawkley, & Cacioppo, pression of genes bearing response elements for pro-inflammatory
2005; Boomsma, Cacioppo, Muthén, Asparouhov, & Clark, 2007). NF-␬B/Rel transcription factors (Cole et al., 2007), impaired sleep
People can feel lonely in a marriage or in a crowd (Cacioppo et al., (Cacioppo, Hawkley, Berntson, et al., 2002; Pressman et al.,
2000; Tornstam, 1992), but certain situational factors heighten the 2005), altered immunity (Kiecolt-Glaser et al., 1984; Pressman et
risk for increased loneliness. These include low socioeconomic al., 2005), alcoholism (Akerlind & Hornquist, 1992; Bell, 1956),
status, poor marital quality, infrequent contact with friends and progression of Alzheimer’s disease (Wilson et al., 2007), obesity
family, few social roles, lack of participation in voluntary organi- (Lauder, Mummery, Jones, & Caperchione, 2006), and poorer
zations, physical health symptoms, and physical limitations physical health (Caspi, Harrington, Moffitt, Milne, & Poulton,
(Hawkley et al., 2008; Savikko, Routasalo, Tilvis, Strandberg, & 2006; Cornwell & Waite, 2009; Lynch, 1977). Moreover, loneli-
Pitkala, 2005). ness has been shown to prospectively predict admission to a
nursing home (Russell, Cutrona, de la Mora, & Wallace, 1997).
Finally, loneliness has been associated with psychiatric conditions
John T. Cacioppo and Louise C. Hawkley, Center for Cognitive and such as personality disorders (Overholser, 1992; Richman &
Social Neuroscience, University of Chicago; Ronald A. Thisted, Depart- Sokolove, 1992), hypochondriasis (Brink & Niemeyer, 1993),
ment of Health Studies, University of Chicago.
schizophrenia (DeNiro, 1995; Neeleman & Power, 1994), suicidal
This research was supported by National Institute of Aging Program
Project Grants PO1 AG18911 and RO1 AG034052-01.
ideation and behavior (Goldsmith, Pellmar, Kleinman, & Bunney,
Correspondence concerning this article should be addressed to Louise C. 2002; Wenz, 1977), and depression (Cacioppo, Hughes, Waite,
Hawkley, Social Neuroscience Laboratory, University of Chicago, 940 E. Hawkley, & Thisted, 2006; Peplau, Russell, & Heim, 1979; Rus-
57th St., Chicago, IL 60637. E-mail: hawkley@uchicago.edu sell, 1982; Russell, Cutrona, Rose, & Yurko, 1984; Russell, Pep-

453
454 CACIOPPO, HAWKLEY, AND THISTED

lau, & Ferguson, 1978; Segrin, 1998; Weeks, Michela, Peplau, & population-based sample of middle-aged and older European
Bragg, 1980; Weiss, 1973). American, African American, and Latino American women and
The conceptual association between loneliness and depressive men to permit generalization of the results to older American
symptoms has led to items such as “I felt lonely” being included in adults. In addition, the longitudinal analyses have been limited to
putative measures of depressive symptomatology (Radloff, 1977). one or two waves of measurement, typically across a year or less.
From a theoretical perspective, loneliness and depression are over- The paucity of waves in these studies may constrain the varieties
lapping aversive, unpleasant states, but Weiss (1973) distinguished of life events to which middle-aged and older adults are exposed.
between them by characterizing loneliness as how people feel In the present study, we report data from five 1-year waves of data
about their social connections in particular and depression as how collection to determine the relationship between loneliness and
people feel generally. Empirical studies designed to determine the depressive symptoms in a sample of individuals born between
relationship between loneliness and depressive symptoms have 1935 and 1952.
found them to be distinct conditions statistically (e.g., Bell, 1985;
Cacioppo, Hawkley, et al., 2006; Cacioppo, Hughes, et al., 2006; Method
Rook, 1987; Russell, 1996; Weeks et al., 1980) and functionally
(e.g., Adam et al., 2006; Cole et al., 2007; Hawkley et al., 2006).
Participants
Moreover, loneliness and depressive symptoms are only moder-
ately correlated (rs ⫽ .4 –.6) in middle-aged and older adults Data for this study were collected annually for 5 years, from
(Adams, Sanders, & Auth, 2004; Cacioppo, Hughes, et al., 2006). 2002 to 2006, as part of the Chicago Health, Aging, and Social
The existing longitudinal research further supports the distinction Relations Study (CHASRS; Cacioppo, Hughes, et al., 2006).
between loneliness and depressive symptomatology, and loneli- CHASRS is a longitudinal, population-based study of non-
ness predicts increases in depressive symptomatology above and Hispanic White, Black, and non-Black Latino Americans (hereaf-
beyond what can be explained by initial levels of depressive ter referred to as Whites, Blacks, and Hispanics, respectively) born
symptomatology (e.g., Cacioppo, Hughes, et al., 2006; Green et between 1935 and 1952, and living in Cook County, Illinois. The
al., 1992; Hagerty & Williams, 1999; Heikkinen & Kauppinen, sample was selected with a multistage probability design, the first
2004; Wei, Russell, & Zakalik, 2005; cf. Weeks et al., 1980). stage of which involved identification of a subset of households
Although the finding that loneliness predicts increases in de- estimated to have high probability of containing at least one adult
pressive symptoms appears well established, there are several who was 50 – 65 years old (24% of the total frame). A stratified,
limitations in these longitudinal studies that we sought to address equal-probability-of-selection sample was drawn from this subset.
in the present research. First, investigators conducting longitudinal The three strata were (a) households from census tracts in which at
analyses have relied on regression or latent growth models in least 80% of the residents were Black, (b) households for which
which depressive symptomatology served as the criterion measure. the associated surname was identified by the U.S. Census Depart-
In the present study, we used cross-lagged panel models in which ment (Word & Perkins, 1996) as “Hispanic,” and (c) all remaining
the criterion variables were loneliness and depressive symptoms, households. The second stage involved selecting one age-eligible
considered together, which made it possible to formally test for individual per household and screening selected individuals to
reciprocal predictive relationships. include only those who belonged to one of the three racial/ethnic
Second, loneliness and depressive symptoms each have been groups of interest and who were sufficiently ambulatory to come to
found to be associated with other individual characteristics, includ- the university for a day-long visit to participate in the study. We
ing objective social isolation, general negativity, objective and used a quota sampling strategy at both the household and individ-
perceived stress, and low social support (e.g., see Berscheid & ual levels to achieve an approximately equal distribution of par-
Reis, 1998; Cacioppo, Hawkley, et al., 2006; Peplau & Goldston, ticipants across the six gender by racial/ethnic group combinations.
1984). The extent to which loneliness predicts depressive symp- In the design of the sample selection, Blacks and Hispanics were
toms by the operation of one of these factors acting as a spurious oversampled, and gender equality was maintained. Response rates
third variable is not clear. In the present study, we performed a approached 45% overall, an impressive rate given that participa-
series of cross-lagged panel analyses to determine the extent to tion in our study required predominantly working adults to spend
which any of these variables could account for any observed an entire day at the university.
longitudinal associations between loneliness and depressive symp- The final sample in Year 1 of CHASRS consisted of 229
toms. Because each of these variables could change annually, they individuals who ranged in age from 50 – 68 years on the first
were modeled accordingly in our longitudinal analyses. testing occasion. Sample attrition over the course of the 5-year
Third, most studies have not considered the possible effects of study averaged 7.2% annually, resulting in a sample size of 163 in
gender, ethnicity, education, psychiatric diagnosis, use of antide- Year 5. Sample attrition did not differ as a function of depressive
pressant medications, or physical functioning. We incorporated symptoms ( p ⫽ .08) or loneliness ( p ⫽ .15). Participants were
these factors into the cross-lagged panel analyses, and those vari- paid US$126 each year for participating in the study.
ables that could change (e.g., psychiatric diagnosis, use of antide-
pressant medication, physical functioning) were modeled accord- Procedures
ingly.
Finally, most prior longitudinal studies of loneliness and depres- Annual testing of participants occurred over the entire 12-month
sive symptoms cannot be generalized easily to our aging popula- calendar year, and the testing interval averaged 11.6 months (SD ⫽
tion. For instance, the investigators in most of these studies have 1.1). Participants arrived at the laboratory between 8:00 and 9:00
relied on convenience samples. In the present study, we used a a.m. for a full day of testing that included standard psychological
SOCIAL ISOLATION AND DEPRESSION 455

and demographic surveys, health and medication interviews, an- erate (e.g., pushing a vacuum cleaner), and vigorous (e.g., running,
thropometric measurements, and a cardiovascular protocol. All lifting heavy objects) activities.
psychological and demographic measures reported in this article In additional models, the Social Network Index, neuroticism,
were obtained in the first survey packet completed by participants. stressful life events, perceived stress, and social support were
Participants were asked to bring their medications with them to the employed as covariates to assess whether reciprocal lagged rela-
laboratory, and experimenters recorded drug name, dosage, and tionships between loneliness and depressive symptoms were inde-
frequency for subsequent coding. pendent of the lagged effects of these related psychosocial vari-
The University of California at Los Angeles Loneliness Scale– ables.
Revised (UCLA-R) has been shown to possess construct validity The Social Network Index (SNI) was computed by following, as
(Russell, 1996; Russell, Peplau, & Cutrona, 1980) as a measure of closely as possible, the procedure described by Berkman and Syme
general loneliness and degree of satisfaction with one’s social (1979). Four dichotomous variables were summed to generate a
network. The UCLA-R captures a three-dimensional representa- total SNI: being married or living with a partner, having close
tion of loneliness that reflects inadequate intimate attachments as friends or relatives, belonging to a voluntary group or club, and
well as inadequate relational and collective attachments (Hawkley, attending church services at least twice a month. Scores could
Browne, & Cacioppo, 2005). Each of the 20 items is rated on a range from 0 (no connections) to 4 (most connections); in our
scale of 1 (never), 2 (rarely), 3 (sometimes), and 4 (often). Cron- sample, no one scored 0 and only 8% of the sample scored 1.
bach’s alpha across all 20 items ranged from .90 to .92 across all Because the SNI incorporates marital status, we did not include
5 years of CHASRS (M ⫽ .91). After reverse scoring appropriate marital status as a covariate when modeling the effect of SNI on
items, we calculated loneliness scores by summing all items. The the lagged relationships between loneliness and depressive symp-
range of possible scores was 20 to 80, with higher scores signify- toms. The Big 5 personality inventory (Goldberg, 1992) was
ing greater loneliness. used to measure emotional stability (the opposite of neuroticism),
The Center for Epidemiologic Studies Depression Scale and in the reporting of results, we reversed the direction of the
(CES-D) is a 20-item self-report questionnaire for the assessment effects of emotional stability to correspond to the construct of
of depressive feelings and behaviors experienced during the past neuroticism. Life events that had occurred in the prior 12 months
week. Radloff (1977) reported good psychometric properties of were assessed using a 51-item checklist (based on the revised
this scale. In our sample, Cronbach’s alpha across all 20 items Social Readjustment Rating Scale (Hobson et al., 1998), and
ranged from .88 to .89 across all 5 years of CHASRS (M ⫽ .89). events were summed to represent exposure to significant life
Responses to each item were recorded using a 4-point Likert scale stress. Perceptions of stress were measured using the Perceived
that ranged from 0 (rarely or none of the time) to 3 (most or all of Stress Scale (Cohen, Kamarck, & Mermelstein, 1983). Social
the time). When calculating the total score, we did not include support was measured using the 12-item Interpersonal Support
responses to one CES-D item concerning whether the respondent Evaluation List (Cohen & Hoberman, 1983; Cohen, Mermelstein,
felt lonely to ensure any prediction of depressive symptoms by Kamarck, & Hoberman, 1985), and responses were averaged
loneliness was not due to item overlap. We computed a depressive across the three subscales (i.e., tangible, appraisal, and belonging).
symptom score by summing the responses to the remaining 19 The psychometric characteristics of these scales in the CHASRS
items, yielding a scale score range of 0 (low depressive symptoms) study have been reported elsewhere (Hawkley et al., 2006).
to 56 (high depressive symptoms). We refer to this total score as
CES-DML (i.e., CES-D minus the loneliness item). Data Analysis
Demographic covariates included because of their known asso-
ciations with depressive symptoms or loneliness were age at study Cross-lagged path analysis is widely used to infer causal asso-
outset, gender, years of education, and marital status (Pinquart & ciations in data from longitudinal research designs. Analyses were
Sorenson, 2003), as well as race/ethnicity (George & Lynch, conducted using an autoregressive cross-lagged panel model ap-
2003). Time-varying covariates known to be associated with lone- proach (Curran, 2000) to simultaneously address reciprocal influ-
liness or depressive symptoms included use of antidepressant ences on loneliness and depressive symptoms. In a cross-lagged
medications, psychiatric diagnosis (self-report), and physical func- modeling technique, the pattern of effects is conceptually repli-
tioning. We coded antidepressant medications using a standardized cated at each time point. We report unstandardized regression
scheme available from the Multum website (Cerner Multum, n.d.). coefficients (B) and 95% confidence intervals throughout. The
The Multum database permits coding of generic and brand name cross-lagged panel analyses were conducted with MPlus (Version
drugs by pharmacologic and therapeutic categories. Antidepressant 5; Muthén & Muthén, 2002). Missing data were not imputed;
medications include serotonin and norepinephrine reuptake inhib- rather, available data from all 229 participants were used in anal-
itors (SNRIs), selective serotonin reuptake inhibitors (SSRIs), yses. We conducted all analyses using full information maximum
monoamine oxidase (MAO) inhibitors, and phenylpiperazine, tet- likelihood estimation with robust standard errors. In the present
racyclic, and tricyclic antidepressants. A psychiatric diagnosis was study, covariance coverage values, which indicate the proportion
recorded if, during a health interview, participants reported having of data present to estimate each pairwise relationship, ranged from
had or having been told by a doctor that they had emotional, 66% to 100%.
nervous, or psychiatric problems. Physical functioning was as- The degree of model fit was assessed with the chi-square good-
sessed using the corresponding subscale of the RAND 36-Item ness of fit statistic and the root-mean-square error of approxima-
Short-Form Health Survey (Version 1.0; Ware & Sherbourne, tion (RMSEA; Browne & Cudeck, 1992). MacCallum, Browne,
1992). Scores range from 0 to 100% and reflect the ability to and Sugawara (1996) characterized a model with an RMSEA of
engage in light (e.g., walking one block, dressing oneself), mod- .08 or less as an adequate fit; Hu & Bentler (1999) characterized
456 CACIOPPO, HAWKLEY, AND THISTED

a model with an RMSEA of .05 or less as a good fit and .10 or covariates are illustrated by diagonal single-headed arrows. Cor-
more as a poor fit. relations between variables at a given time are illustrated by
double-headed arrows.
Results The results for the model summarized in Figure 1 supported the
stationary process assumption and fit the data adequately,
Table 1 provides sample characteristics of the CHASRS cohort. ␹2(225) ⫽ 476.332, p ⬍ .0001; RMSEA ⫽ .070, 90% CI [0.061,
Table 2 lists means, standard deviations, and intercorrelations for 0.079]. The UCLA-R exhibited significant temporal stability (B ⫽
the CES-DML and UCLA-R Loneliness values at each annual 0.79, 95% CI [0.66, 0.92]), as did the CES-DML (B ⫽ 0.570, 95%
assessment. The CES-DML and UCLA-R showed moderate tem- CI [0.36, 0.71]). In addition, the 1-year lagged effect of loneliness
poral stability across years, rs ⬎ 0.6. Intercorrelations between the on depressive symptoms was significant (B ⫽ 0.18, 95% CI [0.09,
CES-DML and UCLA-R when measured at the same point in time 0.30]). The 1-year lagged effect of depressive symptoms on lone-
were also significant, rs ⫽ .42–.68. liness did not achieve statistical significance (B ⫽ 0.10, 95% CI
We specified cross-lagged panel models to examine reciprocal [⫺0.05, 0.20]). These pathways and estimates are displayed in
relationships between depressive symptoms and loneliness over a Figure 1 and provide evidence that supports conceptual and em-
total of four 1-year intervals. Our theoretical model assumes that pirical distinctions between loneliness and depressive symptoms.
prospective relationships between variables are stable over time. Significant cross-sectional associations were evident among
We modeled these assumptions by applying equality constraints to measures at baseline (Year 1; see Table 3). Loneliness levels and
the autoregressive and cross-lagged paths, thereby imposing “sta- depressive symptoms were higher in those with a psychiatric
tionarity” on the relationships among variables in the model. In diagnosis and with a greater degree of physical functional impair-
Figures 1–5, autoregressive effects are represented as single- ment and lower in those with higher levels of education. Depres-
headed arrows running from a given variable at one time point to sive symptoms were also higher among Hispanics than Whites and
the same variable at the next time point. The utility of depressive higher in those on antidepressant medication. A psychiatric diag-
symptoms for prospectively predicting loneliness and of loneliness nosis was more likely to be present among the more educated and
for prospectively predicting depressive symptoms over a 1-year less likely among married individuals. Women were less likely to
interval (i.e., cross-lagged effects) is illustrated by diagonal single- be married or have a live-in partner at baseline. Physical function-
headed arrows. We also assumed that the 1-year prospective ef- ing was less impaired among women and more highly educated
fects of covariates (i.e., age, gender, race/ethnicity, years of edu- individuals and tended to be more impaired among older individ-
cation, marital or live-in partner status, use of antidepressant uals. Hispanics were significantly younger than Whites. The only
medication, psychiatric diagnosis, and physical functioning) on covariate with a significant lagged effect was age. With each
depressive symptoms and loneliness did not differ from year to additional year, loneliness decreased (B ⫽ ⫺0.45, 95% CI [⫺0.66,
year, and equality constraints were therefore applied to each of ⫺0.32]). This effect did not alter the influence of loneliness on
these covariates over the four 1-year intervals. The effects of depressive symptoms.

Are the Relationships Between Loneliness and


Table 1 Depressive Symptoms Attributable to Differences in
Characteristics of the CHASRS Sample (N ⫽ 229, Unless Social Isolation?
Otherwise Indicated)
The next model examined whether the association between
Characteristic No. or % SD loneliness and depressive symptoms might be attributable to actual
isolation. At baseline, social network size was found to be asso-
Age (years) 57.4 4.5 ciated with loneliness (r ⫽ ⫺.19, p ⬍ .05) and depressive symp-
Female (%) 52.4
Ethnicity (%) toms (r ⫽ ⫺.17, p ⬍ .05). Building on the model displayed in
White 35.8 Figure 1, social network size was added as a covariate with 1-year
Black 35.4 lagged effects on loneliness and depressive symptoms. This model,
Hispanica 28.8 depicted in Figure 2, fit the data adequately, ␹2(334) ⫽ 649.970,
Education (years) (N ⫽ 223) 13.3 3.1
p ⬍ .0001; RMSEA ⫽ .064, 90% CI [0.057, 0.072]. The stationary
Married/living with partner (%) 61.6
Antidepressant medications (%) (N ⫽ 228) 7.5 lagged effect of social network size was not significant for lone-
Psychiatric diagnosis reported (%) (N ⫽ 226)b 12.4 liness (B ⫽ ⫺0.02, 95% CI [⫺0.65, 0.49]) or depressive symptoms
Social Network Index (N ⫽ 225) 2.9 0.9 (B ⫽ 0.28, 95% CI [⫺0.26, 0.91]). Independent of neuroticism, the
Physical functioning (N ⫽ 225) 80.4 24.2 stationary cross-lagged effect of loneliness on depressive symp-
Emotional stability (N ⫽ 213) 5.6 0.9
Life events (N ⫽ 228) 4.4 3.2 toms retained statistical significance (B ⫽ 0.18, 95% CI [0.08,
Perceived stress (N ⫽ 223) 13.3 6.4 0.29]), and the influence of depressive symptoms on loneliness
Social support (N ⫽ 218) 12.9 2.2 remained nonsignificant (B ⫽ 0.09, 95% CI [⫺0.07, 0.20]).
Note. CHASRS ⫽ Chicago Health, Aging, and Social Relations Study. Are the Relationships Between Loneliness and
a
The greatest majority of these individuals are Mexican (72%), with the
remaining individuals representing a wide range of ethnicities (e.g., Puerto Depressive Symptoms Reducible to General
Rican, Cuban, Chilean, Colombian, Dominican, and so on). b A psychi- Negativity?
atric diagnosis was recorded if, during a health interview, participants
reported having had or having been told by a doctor that they had emo- The next model examined whether the association between
tional, nervous, or psychiatric problems. loneliness and depressive symptoms might be attributable to a
SOCIAL ISOLATION AND DEPRESSION 457

Table 2
Means, Standard Deviations, and Intercorrelations Among CES-DML and UCLA Loneliness Scores

CES-DML UCLA Loneliness

Variable M SD Year 1 Year 2 Year 3 Year 4 Year 5 Year 1 Year 2 Year 3 Year 4 Year 5

CES-DML
Year 1 (N ⫽ 223) 9.8 8.5 —
Year 2 (N ⫽ 205) 10.2 8.7 .70ⴱⴱ —
Year 3 (N ⫽ 190) 9.0 8.0 .67ⴱⴱ .69ⴱⴱ —
Year 4 (N ⫽ 176) 8.9 8.0 .61ⴱⴱ .66ⴱⴱ .70ⴱⴱ —
Year 5 (N ⫽ 162) 8.7 7.9 .64ⴱⴱ .61ⴱⴱ .67ⴱⴱ .71ⴱⴱ —
UCLA Loneliness
ⴱⴱ ⴱⴱ ⴱⴱ ⴱⴱ
Year 1 (N ⫽ 225) 36.0 9.8 .57 .51 .46 .50 .42ⴱⴱ —
Year 2 (N ⫽ 206) 35.4 9.7 .54ⴱⴱ .68ⴱⴱ .58ⴱⴱ .61ⴱⴱ .54ⴱⴱ .76ⴱⴱ —
Year 3 (N ⫽ 191) 35.6 9.5 .54ⴱⴱ .55ⴱ .61ⴱⴱ .60ⴱⴱ .55ⴱⴱ .74ⴱⴱ .84ⴱⴱ —
Year 4 (N ⫽ 177) 38.1 8.6 .54ⴱⴱ .53ⴱⴱ .60ⴱⴱ .67ⴱⴱ .55ⴱⴱ .65ⴱⴱ .75ⴱⴱ .79ⴱⴱ —
Year 5 (N ⫽ 162) 36.8 8.1 .48ⴱⴱ .53ⴱⴱ .58ⴱⴱ .61ⴱⴱ .57ⴱⴱ .63ⴱⴱ .78ⴱⴱ .79ⴱⴱ .83ⴱⴱ —

Note. CES-DML ⫽ Center for Epidemiologic Studies Depression Scale minus loneliness item; UCLA Loneliness ⫽ University of California at Los
Angeles Loneliness Scale.
ⴱⴱ
p ⬍ .01.

more general negativity factor. At baseline, neuroticism was found Are the Relationships Between Loneliness and
to be associated with loneliness (r ⫽ .26, p ⬍ .05) and depressive Depressive Symptoms Reducible to Perceived Stress?
symptoms (r ⫽ .39, p ⬍ .05). Building on the model displayed in
Figure 1, we added neuroticism as a covariate with 1-year lagged Perceived stress was associated with loneliness (r ⫽ .49, p ⬍
effects on loneliness and depressive symptoms. This model, de- .01) and depressive symptoms (r ⫽ .72, p ⬍ .001). To examine
picted in Figure 3, fit the data adequately, ␹2(332) ⫽ 722.891, p ⬍ whether the temporal association between loneliness and depres-
.0001; RMSEA ⫽ .072, 90% CI [0.065, 0.079]. The stationary sive symptoms were attributable to the subjective experience of
lagged effect of neuroticism was not significant for loneliness stress, we added perceived stress as a covariate to the base model
(B ⫽ 0.44, 95% CI [⫺0.45, 1.26]) or depressive symptoms (B ⫽ with 1-year lagged effects on loneliness and depressive symptoms.
0.03, 95% CI [⫺0.83, 0.88]). Independent of neuroticism, the This model, depicted in Figure 5, fit the data adequately,
stationary cross-lagged effect of loneliness on depressive symp- ␹2(332) ⫽ 707.318, p ⬍ .0001; RMSEA ⫽ .070, 90% CI
toms retained statistical significance (B ⫽ 0.15, 95% CI [0.04, [0.063, 0.077]. The stationary lagged effects of perceived stress
0.27]), and the influence of depressive symptoms on loneliness
were not significant for loneliness, B ⫽ ⫺0.06, or depressive
remained nonsignificant (B ⫽ 0.08, 95% CI [⫺0.08, 0.18]).
symptoms, B ⫽ 0.005, ps ⬎ .4. Independent of perceived stress,
loneliness continued to exert a significant influence on depres-
Are the Relationships Between Loneliness and sive symptoms, B ⫽ 0.17, p ⬍ .01, but depressive symptoms
Depressive Symptoms Reducible to Exposure to did not exert a significant reciprocal effect on loneliness, B ⫽
Stressful Life Events? 0.06, p ⬎ .4.
The number of stressful life events was found to be associated
with loneliness (r ⫽ .15, p ⬍ .05) and depressive symptoms (r ⫽
Are the Relationships Between Loneliness and
.23, p ⬍ .05). To examine whether the association between lone-
liness and depressive symptoms was attributable to stressful events
Depressive Symptoms Reducible to Social Support?
influencing both loneliness and depressive symptoms, we added a
The final model examined whether the reciprocal influences
life event count as a covariate with 1-year lagged effects on
between loneliness and depressive symptoms were attributable
loneliness and depressive symptoms. The model, depicted in
Figure 4, fit the data adequately, ␹2(332) ⫽ 685.965, p ⬍ .0001; to perceptions of social support that might attenuate the effects
RMSEA ⫽ .068, 90% CI [0.061, 0.075]. Although life events of stress. As expected, social support was associated with
exhibited small cross-sectional correlations with loneliness and loneliness (r ⫽ ⫺.58, p ⬍ .01) and depressive symptoms (r ⫽
depressive symptoms in Year 1, the stationary lagged effects of life ⫺.41, p ⬍ .01). This model, depicted in Figure 6, fit the data
events on loneliness, B ⫽ ⫺0.05, and depressive symptoms, B ⫽ adequately, ␹2(332) ⫽ 774.096, p ⬍ .0001; RMSEA ⫽ .076, 90%
⫺0.13, were nonsignificant, ps ⬎ .1. The stationary cross-lagged CI [0.069, 0.083]. The stationary lagged effects of social support
effect of loneliness on depressive symptoms retained statistical sig- were significant for loneliness (B ⫽ ⫺0.66, 95% CI [⫺1.09,
nificance independent of life events (B ⫽ 0.19, p ⬍ .01), and depres- ⫺0.43]) but not depressive symptoms, B ⫽ ⫺0.10, p ⬎ .6. Inde-
sive symptoms had a significant influence on loneliness when life pendent of the effects of social support, loneliness continued to
events were held constant (B ⫽ 0.13, 95% CI [0.01, 0.27]). Thus, the exert a significant influence on depressive symptoms, B ⫽ 0.13,
cross-lagged association between loneliness and depressive symptoms p ⬍ .05, and depressive symptoms did not influence loneliness,
does not appear to be attributable to stressful life events acting on both. B ⫽ 0.06, p ⬎ .3.
458 CACIOPPO, HAWKLEY, AND THISTED

Age Age Age Age Age


Female Female Female Female Female
Black Black Black Black Black
Hispanic Hispanic Hispanic Hispanic Hispanic
Educaon Educaon Educaon Educaon Educaon
Married/live-in partner Married/live-in partner Married/live-in partner Married/live-in partner Married/live-in partner
Psych1 Psych2 Psych3 Psych4 Psych5
Andepress1 Andepress2 Andepress3 Andepress4 Andepress5
PhysFx1 PhysFx2 PhysFx3 PhysFx4 PhysFx5

L1 .79**
L2 .79**
L3 .79**
L4 .79**
L5
.10 .10 .10 .10

.58** .45** .43* .33* .30*

.18* . 18* .18* .18*

.57** .57** .57** .57**


D1 D2 D3 D4 D5

Age Age Age Age Age


Female Female Female Female Female
Black Black Black Black Black
Hispanic Hispanic Hispanic Hispanic Hispanic
Educaon Educaon Educaon Educaon Educaon
Married/live-in partner Married/live-in partner Married/live-in partner Married/live-in partner Married/live-in partner
Psych1 Psych2 Psych3 Psych4 Psych5
Andepress1 Andepress2 Andepress3 Andepress4 Andepress5
PhysFx1 PhysFx2 PhysFx3 PhysFx4 PhysFx5

Figure 1. Cross-lagged panel model showing that loneliness predicts increases in depressive symptoms
independent of covariates. Regression weights are unstandardized. Covariances (italicized) are standardized (i.e.,
equivalent to correlations). L ⫽ University of California at Los Angeles Loneliness Scale; D ⫽ Center for
Epidemiologic Studies Depression Scale minus loneliness item (CES-DML); Psych ⫽ psychiatric diagnosis
reported (participant reported having had or having been told by a doctor that he or she had emotional, nervous,
or psychiatric problems); Antidepress ⫽ antidepressant medication; PhysFx ⫽ physical functioning. ⴱ p ⬍ .01.
ⴱⴱ
p ⬍ .001.

Discussion We constructed additional cross-lagged analytic models to test


alternative interpretations for these findings. To determine whether
Much of the prior research on loneliness and depressive symp-
the possible effect of loneliness on depressive symptoms reflected
toms, particularly in the United States, has relied on convenience
the effects of objective rather than perceived social isolation, we
samples. Data from representative samples are needed if research-
performed the cross-lagged model in which demographic factors
ers are to understand loneliness as a risk factor for depressive
and the time-varying factor of Social Network Index served as
symptomatology in middle-aged and older adults. The present
covariates. To determine whether the possible effect of loneliness
study serves this purpose; adds to growing evidence for the con-
on depressive symptoms reflected different manifestations of per-
ceptual, stochastic, and functional distinctions between loneliness
and depressive symptoms; and provides evidence that loneliness sonality differences in general negativity, we constructed a cross-
predicts if not promotes increases in depressive symptomatology lagged model in which demographic factors and the time-
regardless of age, gender, or ethnicity. First, we found loneliness covarying factor of neuroticism served as covariates. To determine
and depressive symptoms, as measured by the UCLA-R and CES- whether the possible effect of loneliness on depressive symptoms
DML, to be statistically separable. Second, we found loneliness in reflected differences in exposure to stressful life events, we con-
year n ⫺ 1 to predict changes in depressive symptoms in year n structed a cross-lagged model in which demographic factors and
above and beyond what could be explained by depressive symp- the time-covarying factor of stressful life events served as covari-
toms in year n ⫺ 1. Third, when demographic variables were ates. To determine whether perceived stress was the important
considered in the models, the cross-lagged analyses revealed that variable, we performed the cross-lagged model using perceived
loneliness in year n ⫺ 1 still predicted changes in depressive stress in the place of stressful life events. Finally, to determine
symptoms in year n above and beyond what could be explained by whether the relationship between loneliness and depressive symp-
depressive symptoms in year n ⫺ 1, but depressive symptomatol- toms simply reflected the effects of social support, we constructed
ogy in year n ⫺ 1 did not predict changes in loneliness in year n. a cross-lagged analytic model in which demographic factors and
SOCIAL ISOLATION AND DEPRESSION 459

Table 3
Intercorrelations Among Variables at Baseline (Year 1)

UCLA Black Hispanic Years of Married/live-in


Variable CES-DML Loneliness Psych Antidepress PhysFx Age Female (vs. other) (vs. other) education partner

CES-DML —
UCLA Loneliness .58ⴱⴱ —
Psych .21ⴱ .19ⴱ —
Antidepress .35ⴱⴱ .13 .40ⴱⴱ —
PhysFx ⫺.30ⴱⴱ ⫺.22ⴱ ⫺.10 ⫺.06 —
Age ⫺.14 ⫺.08 ⫺.05 ⫺.07 ⫺.15 —
Female .08 ⫺.12 .13 .15 ⫺.22ⴱⴱ ⫺.02 —
Black (vs. other) .11 .06 ⫺.08 ⫺.01 ⫺.10 .14 .02 —
Hispanic (vs. other) .20ⴱ .12 .12 .08 ⫺.05 ⫺.26 ⴱⴱ
⫺.00 ⫺.47ⴱⴱ —
Years of education ⫺.25ⴱⴱ ⫺.15ⴱ .16ⴱⴱ .01 .17ⴱ ⫺.02 .04 ⫺.13 ⫺.22ⴱⴱ —
Married/live-in partner ⫺.10 ⫺.11 ⫺.15ⴱ ⫺.09 .10 ⫺.01 ⫺.30ⴱⴱ ⫺.12 ⫺.08 ⫺.03 —

Note. Correlation coefficients are standardized regression coefficients obtained in the cross-lagged panel analysis depicted in Figure 1. CES-DML ⫽
Center for Epidemiologic Studies Depression Scale minus loneliness item; UCLA Loneliness ⫽ University of California at Los Angeles Loneliness Scale;
Psych ⫽ psychiatric diagnosis reported (participants reported having had or having been told by a doctor that they had emotional, nervous, or psychiatric
problems); Antidepress ⫽ antidepressant medication; PhysFx ⫽ physical functioning.

p ⬍ .05. ⴱⴱ p ⬍ .01.

the time-covarying factor of social support served as covariates. In stable over the adult life span despite changes in loneliness (Nolen-
each case, we found that loneliness remained the significant pre- Hoeksema & Ahrens, 2002), and our findings indicate that the
dictor of changes in depressive symptomatology above and beyond prospective influence of loneliness on depressive symptoms is
what could be predicted by concurrent depressive symptomatology likewise independent of decreases in loneliness with age.
and the covariates. Thus, loneliness and its association with in- In addition, evidence was found to suggest why, in some prior
creases in depressive symptomatology cannot be reduced to de- studies, depressive symptomatology appeared to predict changes in
mographic factors, objective social isolation, exposure to life stres- loneliness. Specifically, when we performed the cross-lagged
sors, perceived stress, negative affectivity, or social support. panel model in which exposure to life stressors served as a covari-
Loneliness decreased over the course of the study, a finding that ate, depressive symptoms emerged as a significant predictor of
is consistent with prior research (Nolen-Hoeksema & Ahrens, changes in loneliness. This latter effect was small and warrants
2002) showing that loneliness decreases from middle (45–55 replication, but it suggests that exposure to life stressors masks the
years) to older (65–75 years) age. These results correspond to effect of depressive symptoms on changes in loneliness. Notably,
increasing emotional closeness in relationships as people age and it was the objective exposure to stressors, and not the perception of
place greater priority on a select few relationships (Carstensen, stress, that masked the effect of depressive symptoms on changes
Isaacowitz, & Charles, 1999). Nevertheless, the cross-sectional in loneliness. It is important to note that exposure to life stressors
association between loneliness and depressive symptoms remains did not alter or mask the effect of loneliness on subsequent

SNI1 .84* * SNI2 .84** SNI3 .84** SNI4 .84* * SNI5

-.19* -.02 -.09 -.02 .04 -.02 .02 -.02 .01

L1 .80**
L2 . 80**
L3 . 80**
L4 . 80**
L5
.09 .09 . 09 . 09

.58** .45** .40* .33* .30*

.18* .18* .18* .18*

D1 .56** D2 . 56** D3 . 56** D4 . 56** D5


-.15† .29 .04 .29 .04 . 29 .08 . 29 -.11
SNI1
.84* * SNI2
.84** SNI3
.84** SNI4
.84* * SNI5

Figure 2. Cross-lagged panel model showing that loneliness predicts increases in depressive symptoms
independent of social network size (and demographic, health, and medication covariates included in Figure 1,
but not shown here). Marital status was dropped as a demographic covariate because it is included in the Social
Network Index (SNI). Regression weights are unstandardized. Covariances (italicized) are standardized (i.e.,
equivalent to correlations). L ⫽ University of California at Los Angeles Loneliness Scale; D ⫽ Center for
Epidemiologic Studies Depression Scale minus loneliness item (CES-DML). ⴱ p ⬍ .01. ⴱⴱ p ⬍ .001.
460 CACIOPPO, HAWKLEY, AND THISTED

Neurot1 .72* * Neurot2 .72** Neurot3 .72** Neurot4 .72* * Neurot5

.29** .44† .23* . 44† .02 . 44† .14 . 44† .11

L1 .74**
L2 . 74**
L3 . 74**
L4 . 74**
L5
.08 .08 . 08 . 08

.59** .46** .39* .31† .27*

.15* .15* .15* .15*

D1 .59** D2 . 59** D3 . 59** D4 . 59** D5


.43** .03 .21† .03 .06 . 03 .09 . 03 .01
Neurot1
.72* * Neurot2
.72** Neurot3
.72** Neurot4
.72* * Neurot5

Figure 3. Cross-lagged panel model showing that loneliness predicts increases in depressive symptoms
independent of neuroticism (and demographic, health, and medication covariates included in Figure 1, but
not shown here). Regression weights are unstandardized. Covariances (italicized) are standardized (i.e.,
equivalent to correlations). L ⫽ University of California at Los Angeles Loneliness Scale; D ⫽ Center for
Epidemiologic Studies Depression Scale minus loneliness item (CES-DML); Neurot ⫽ neuroticism. † p ⬍
.05. ⴱ p ⬍ .01. ⴱⴱ p ⬍ .001.

changes in depressive symptoms. We conducted ancillary analyses nosis than in those without such a diagnosis. Moreover, individuals
to explore the source of masking (i.e., statistical suppression) and with a self-reported psychiatric diagnosis also reported a greater
identified the presence of a psychiatric diagnosis as an explanation number of stressful life events, r(226)Year 1 ⫽ .15, p ⬍ .05,
for the impact of depressive symptoms on loneliness changes when suggesting that the influence of depressive symptoms on increases
the lagged effect of life events was held constant. Specifically, in loneliness among these individuals may be explained by greater
when we excluded participants with a psychiatric diagnosis at exposure to life-event stress. Additional research is needed to test
study outset (N ⫽ 28),depressive symptoms no longer predicted this hypothesis.
changes in loneliness (B ⫽ 0.03, SE ⫽ 0.08, p ⬎ .6) when life In light of the possible role of loneliness in depressive symp-
events were held constant. Loneliness, however, continued to toms, greater attention to loneliness may be important to maximize
predict changes in depressive symptoms (B ⫽ 0.19, SE ⫽ 0.05, the likelihood people remain healthy and functional across the life
p ⬍ .001). The subset of the sample with a psychiatric diagnosis span. The prior literature has tended to emphasize social support as
was too small to obtain reliable estimates in a parallel cross-lagged the panacea. A literature search using PsycNet netted 2,904 articles
model, but we infer that the effect of depressive symptoms on in which the terms social support and health appeared in the
changes in loneliness is greater in those with a psychiatric diag- abstract and the participants were middle aged or older. When

LEQ1 .51* * LEQ2 .51** LEQ3 .51** LEQ4 .51* * LEQ5

.15† -.05 .24* -.05 .03 -.05 .08 -.05 .16

L1 .79**
L2 . 79**
L3 . 79**
L4 . 79**
L5
.13† . 13† . 13† . 13†

.58** .46** .47* .33* .31*

.19** .19** .19** .19**

D1 .59** D2 . 59** D3 . 59** D4 . 59** D5


.23* -.13 .13 -.13 -.01 -. 13 .18 -.13 -.00
LEQ1
.51* * LEQ2
.51** LEQ3
.51** LEQ4
.51* * LEQ5

Figure 4. Cross-lagged panel model showing a reciprocal association between loneliness and depressive
symptoms independent of life events (and demographic, health, and medication covariates included in Figure 1,
but not shown here). Regression weights are unstandardized. Covariances (italicized) are standardized (i.e.,
equivalent to correlations). L ⫽ University of California at Los Angeles Loneliness Scale; D ⫽ Center for
Epidemiologic Studies Depression Scale minus loneliness item (CES-DML); LEQ ⫽ life events. † p ⬍ .05. ⴱ p ⬍
.01. ⴱⴱ p ⬍ .001.
SOCIAL ISOLATION AND DEPRESSION 461

PSS1 .63* * PSS2 .63** PSS3 .63** PSS4 .63* * PSS5

.49** -.06 .33* -.06 .08 -.06 .02 -.06 .12

L1 .86**
L2 . 86**
L3 . 86**
L4 . 86**
L5
.06 .06 . 06 . 06

.58** .45** .37† .32† .27†

.17* .17* .17* .17*

D1 .52** D2 . 52** D3 . 52** D4 . 52** D5


.72** .01 .55** .01 .32* . 01 .36* . 01 .34**
PSS1
.63* * PSS2
.63** PSS3
.63** PSS4
.63* * PSS5

Figure 5. Cross-lagged panel model showing that loneliness predicts increases in depressive symptoms
independent of perceived stress (and demographic, health, and medication covariates included in Figure 1, but
not shown here). Regression weights are unstandardized. Covariances (italicized) are standardized (i.e., equiv-
alent to correlations). L ⫽ University of California at Los Angeles Loneliness Scale; D ⫽ Center for
Epidemiologic Studies Depression Scale minus loneliness item (CES-DML); PSS ⫽ perceived stress. † p ⬍ .05.

p ⬍ .01. ⴱⴱ p ⬍ .001.

loneliness rather than social support was used, the search yielded Several limitations of this study should also be noted. First,
only 320 articles. When the term depression was used in place of although cross-lagged path analysis is widely used to infer causal
health in this search, social support yielded 1,422 articles, whereas associations in data from longitudinal research designs, experi-
loneliness yielded only 228 articles. Of the articles on social mental evidence would confer greater confidence in the causal role
support and depressive symptoms, only one appeared to be a of loneliness on depressive symptoms and vice versa. Second,
longitudinal study (Heponiemi et al., 2006)—a 14-year study of although our use of a population-based design has the advantage of
social support and depressive symptoms in children and adoles- permitting generalizations of the observed reciprocal associations
cents in Finland (loneliness was not included). This state of the between loneliness and depressive symptomatology to the popu-
literature is surprising in light of our empirical findings that (a) lation of middle-aged and older adults, clinical patients were not
loneliness was a strong longitudinal predictor of changes in de- specifically recruited for study, and clinical depression was not
pressive symptomatology even after any effects of social support measured. Whether the reciprocal association between loneliness
were covaried out and (b) social support did not emerge as a and clinical depression is similar to the reciprocal influences
significant longitudinal predictor of changes in depressive symp- observed in the participants of the current study is not known.
tomatology in middle-aged and older adults. Third, we relied on self-reported rather than examiner-rated as-

SocSupp1 .71* * SocSupp2 .71** SocSupp3 .71** SocSupp4 .71* * SocSupp5

-.60** -.66** -.35* -.66** -.32* -.66** -.25* -.66** -.38*

L1 .65**
L2 . 65**
L3 . 65**
L4 . 65**
L5
.06 .06 . 06 . 06

.59** .46** .39* .32† .26*

.13† .13† .13† .13†

D1 .59** D2 . 59** D3 . 59** D4 . 59** D5


-.44** -.10 -.17 -.10 -.12 -.10 -.12 -.10 -.25*
SocSupp1
.71* * SocSupp2
.71** SocSupp3
.71** SocSupp4
.71* * SocSupp5

Figure 6. Cross-lagged panel model showing that loneliness predicts increases in depressive symptoms
independent of social support (and demographic, health, and medication covariates included in Figure 1, but not
shown here). Regression weights are unstandardized. Covariances (italicized) are standardized (i.e., equivalent
to correlations). L ⫽ University of California at Los Angeles Loneliness Scale; D ⫽ Center for Epidemiologic
Studies Depression Scale minus loneliness item (CES-DML); SocSupp ⫽ social support. † p ⬍ .05. ⴱ p ⬍ .01.
ⴱⴱ
p ⬍ .001.
462 CACIOPPO, HAWKLEY, AND THISTED

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