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ORIGINAL ARTICLE
Abstract
Aim: Although there have been regional population-based studies on the prevalence of knee osteoarthritis
(KOA) and its risk factors in South Koreans, those studies in common had limited external validity. This study
aims to estimate the national prevalence of KOA and its risk factors using a complex sampling design.
Methods: This was a cross-sectional study including 9512 participants aged ≥ 50 years of The Fifth Korean
National Health and Nutrition Examination Survey, who were selected using two-step stratified clustered equal-
probability systematic sampling. Radiographic KOA (RKOA) was defined as a Kellgren–Lawrence grade of ≥ 2.
Symptoms of KOA were evaluated through a health interview. Obesity was defined as a body mass index
≥ 27.5 kg/m2. Quality of life was measured by the Korean version of European Quality of Life Questionnaire
(EQ-5D).
Results: The prevalence of RKOA was 21.1% (95% CI: 19.6–22.8%) in men, and 43.8% (42.0–45.6%) in
women. The prevalence of symptomatic RKOA (SRKOA) was 4.4% (3.8–5.2%) and 19.2% (17.9–20.6%) in
men and women, respectively. The EQ-5D index was lower in participants with KOA. When plotted against
mean age and prevalence of obesity, regions with a higher mean age and prevalence of obesity had higher preva-
lence of KOA, which was also observed at the individual level. The prevalence of SRKOA was 36.6% (29.7–
44.1%) in women in Jeju province.
Conclusion: The prevalence of SRKOA in women reached 36.6% in high-risk groups accompanied by low qual-
ity of life. The results suggest that the disease burden of KOA is high in South Korea.
Key words: epidemiology, osteoarthritis.
© 2015 Asia Pacific League of Associations for Rheumatology and Wiley Publishing Asia Pty Ltd
S. Lee and S.-J. Kim
those caused by coronary artery diseases.4 Another The stepping stone for any effort to deal with the dis-
study showed that the average annual direct and indi- ease burden of KOA would be an accurate assessment
rect cost of a patient with OA of the hip or knee reached of prevalence of KOA and its risk factors, especially obe-
12 200 US dollars in Canada in 2002, underscoring the sity. Although there have been several regional popula-
high impact of indirect as well as direct costs on indi- tion-based studies in South Koreans, those studies in
viduals and society.5 common had limited external validity. The purpose of
Prevalence of OA and the resultant burden of the dis- this study was to estimate the national prevalence of
ease is predicted to increase over time. In Sweden, KOA and its risk factors using a complex sampling
prevalence of doctor-diagnosed KOA in people aged design.
≥ 45 years was projected to increase from 13.8% in
2012 to 15.7% in 2032.6 In terms of intangible costs,
OA was one of the diseases that were most rapidly
METHODS
increasing in YLD ranking in the GBD 2010.2 Direct Participants
cost is also expected to increase rapidly with a projected This study was a cross-sectional study, using the data of
increase by six-fold of primary total knee replacements participants aged ≥ 50 years, who were from The Fifth
in the USA by 2030.7 A similar trend for an increase Korean National Health and Nutrition Examination
was reported in South Korea.8 Survey (KNHANES-V: from January 2010 through
The reason that the disease burden of KOA is rapidly December 2012). KNHANES-V is a South Korean
increasing is that current treatment for KOA is pallia- nationwide health and nutrition survey of children,
tive, consisting mainly of pain control and watchful adolescents and adults that has been conducted regu-
waiting, and total joint replacement in the end-stage. A larly since 1998 by the Korean Centers for Disease Con-
large portion of the direct cost for KOA originates from trol and Prevention. In KNHANES-V, participants were
such palliative care, and costs for hospital admission selected from South Korean people currently residing in
alone, which is mainly for joint replacement, comprised South Korea except those who are residing in the mili-
about 50% of the direct cost caused by OA.1 Therefore, tary, prisons and special elderly-care facilities, using
in order to decrease the burden of KOA, a paradigm two-step stratified clustered equal-probability sampling.
shift is required toward prevention in high-risk popula- The population was first stratified into 16 administra-
tions or people in early stages of the disease.9 tive divisions (seven special or metropolitan cities:
Despite recent advances in epidemiologic and geno- Seoul, Busan, Daegu, Incheon, Gwangju, Daejeon and
mic research on OA, traditional risk factors such as age, Ulsan; eight provinces: Gyeonggi, Gangwon, North/
sex and obesity still remain the most important risk fac- South Chungcheong, North/South Jeolla and North/
tors for incident KOA.10 Among these, obesity, putting South Gyeongsang; and one special autonomous pro-
aside whether it is through biomechanical or metabolic vince of Jeju), and in the second step, stratified into 26
stress, is the most important modifiable risk factor for sub-strata according to age and sex in general residential
the development and progression of the KOA. In the areas, or into 24 sub-strata according to average size
USA, in which prevalence of obesity is high, the popula- and price of houses in apartment areas. Every year, 192
tion attributable risk percentage for incident symp- investigation regions (clusters) were selected from the
tomatic KOA reached 50%.11 Although the association strata, and 20 households were selected in each investi-
appears to be weaker for progression of KOA,12 it may, gation region from equal-probability systematic sam-
at least in part, be explained by index event bias.13 In pling (a total of 11 520 households in 576 regions
addition, the effect of weight loss on improving symp- during the 3-year survey period). Every family member
tom and function in established disease is well of the selected families who was older than 1 year was
known.14 A retrospective study from the Framingham invited into the survey. Overall participation rates were
cohort showed that weight loss could prevent the devel- 81.9%, 80.4% and 80.8% from 2010 through 2012.
opment of symptomatic KOA in women,15 and there Information on symptoms of KOA, height and weight,
has been emerging evidence that weight loss has struc- and quality of life measurement was available for
ture-modifying effects on articular cartilage.16 These 96.8%, 99.9% and 95.8% of the included participants,
studies suggest that by addressing the increasing preva- respectively. All participants provided written informed
lence of obesity, the increase in the burden of KOA may consent for both participation in the survey and use of
be delayed or controlled. their data for research purposes.
Health interview and health examination (RKOA) was defined as a Kellgren–Lawrence grade of
Data on age and KOA symptoms were obtained ≥ 2.20 Symptomatic RKOA (SRKOA) was defined as
through health interview. Presence of KOA symptoms RKOA accompanied by symptoms of KOA as defined
was defined as presence of knee arthralgia for more above.
than 30 days during the last 3 months. Height and
Statistical analysis
weight were measured during a health examination.
Body mass index (BMI: kg/m2) was calculated using the Prevalence estimates and 95% confidence intervals
body weight and height measured during the health (CIs), and mean values and standard errors (SEs) are
examination. Obesity was defined as a BMI ≥ 27.5.17 presented for categorical and continuous variables,
Quality of life was measured by the Korean version of respectively. SEs were estimated using weights that
the European Quality of Life Questionnaire (EQ-5D).18 accounted for proportion of selection, proportion of
The EQ-5D is a composite measure of health outcomes response, and post-hoc correction for age and sex-specific
that consists of five domains (mobility, self-care, daily population structure. Because the sampling fraction was
activity, pain/discomfort and anxiety/depression) with small, SEs were estimated using sampling with replace-
each domain having three levels of health state. The ment design. Mean values and mean differences of con-
EQ-5D index is a quality-adjusted life year (QALY), tinuous variables between groups were obtained from
which was calculated using weights from a Korean valu- complex sample general linear models, statistical signif-
ation study using time trade-off methods.19 In the icance of parameter estimates being tested by t-test. The
study, a linear transformation was used for health states prevalence of RKOA and SRKOA in each administrative
worse than death, and the index ranges from 1 to 1, division was plotted in bubble plots against mean age
values smaller than 0 meaning a life worse than death and prevalence of BMI with areas of circles being pro-
and 1 representing a perfect health state. The mean portional to the prevalence of KOA. The ecologic associ-
absolute error (MAE), the average value of the differ- ations between KOA, age and obesity were verified
ence between observed values and estimated values was using logistic regression at the individual level. Models
0.029 in the study. EQ-5D visual analogue scale (VAS) were built for the presence of RKOA or SRKOA using
is of ‘today’s health state’ ranging from 0 through 100, age (as a continuous variable with a unit increase of
0 representing the worst imaginable and 100 the best 10 years), sex (men as the reference) and presence of
imaginable health state. obesity (BMI ≥ 27.5 kg/m2 compared to < 27.5 kg/m2)
as independent variables. Statistical analyses were per-
formed using SPSS 21.0 software (IBM, New York, NY,
Radiographic examination of the knee USA).
Bilateral anteroposterior, lateral (30° flexion), and
weight-bearing anteroposterior plain radiographs of the
knees were taken using an SD3000 Synchro Stand
RESULTS
(SYFM, Namyangju, South Korea). Radiographic fea- Characteristics of participants and prevalence
tures of OA were assessed using the Kellgren–Lawrence of KOA
grade,20 a grade for each case representing the highest In KNHANES-V, a total of 24173 people participated in
concordant grade in both knees. In 2010 and 2011, the the survey. Among the participants, 9734 people aged
radiographic digital images were graded by two radiolo- 50 or older, for whom radiographic examination was
gists. Concordant grades were accepted. When there indicated, were eligible for this study. A total of 9512
was a difference of one grade between the two radiolo- participants (men, 4064; women, 5448, a male-to-
gists, the higher grade was accepted. If the discrepancy female ratio of 0.75) who underwent the radiographic
was greater than one grade, a third radiologist was con- examination with viable results were included in this
sulted, and the grade concordant with the third grade study, which was 97.7% of the eligible participants. The
was accepted. Inter-rater agreement between the two number of participants from each administrative divi-
radiologists was 57.4%, and unweighted Cohen‘s kappa sion is shown in Table 1.
coefficient was 0.43 in 2010. Those were 64.0% and The mean age (SE) of the participants was 61.5
0.44 in 2011, respectively. In 2012, one of the two radi- (0.18) years in men and 63.3 years (0.18) in women.
ologists read all images, and 5% of images were read by The mean BMI and prevalence of obesity (95% CI) was
another radiologist. Inter-rater agreement was 67.0% 23.8 (0.06) kg/m2 and 9.7% (8.6–10.9%) in men, and
and linear-weight kappa was 0.74. Radiographic KOA 24.3 (0.06) kg/m2 and 14.7% (13.5–15.9%) in women.
Table 2 Prevalence of radiographic knee osteoarthritis, by symptom status, age group, obesity and sex
Age Men Non-obesity Obesity Women Non-obesity Obesity
n n
Prevalence of radiographic knee osteoarthritis
50–59 1431 10.4 (8.5–12.6) 18.8 (12.6–27.1) 2019 18.9 (16.7–21.4) 42.2 (34.9–49.8)
60–69 1383 23.0 (20.1–26.1) 38.9 (29.8–48.8) 1705 46.4 (43.1–49.7) 69.1 (62.0–75.5)
70–79 1051 37.5 (33.8–41.3) 46.9 (33.6–60.7) 1367 66.9 (63.4–70.2) 72.0 (64.7–78.3)
80+ 191 49.5 (40.3–58.7) 70.6 (27.8–93.8) 352 80.2 (75.0–84.5) 94.0 (81.8–98.2)
Total 4056 5443
Prevalence of symptomatic and radiographic knee osteoarthritis
50–59 1391 0.9 (0.5–1.7) 3.7 (1.5–8.4) 1985 5.1 (3.9–6.7) 16.1 (11.5–22.0)
60–69 1351 6.0 (4.5–7.9) 9.0 (4.9–15.9) 1671 18.4 (15.9–21.1) 41.9 (34.5–49.7)
70–79 1012 9.3 (7.4–11.5) 10.9 (5.5–20.6) 1303 33.6 (30.1–37.2) 40.0 (32.7–47.6)
80+ 167 12.6 (8.1–19.2) 19.5 (2.4–70.8) 312 41.3 (34.7–48.1) 63.2 (39.8–81.7)
Total 3921 5271
Data represent the numbers of participants and prevalence estimates with 95% confidence intervals.
The ecological associations between RKOA, age and higher in regions with a higher mean age and preva-
obesity was also observed at the individual level. The lence estimate of obesity, which was also observed at
odds ratios (ORs) and 95% CIs for RKOA were 2.54 the individual level.
(2.38–2.70) for a unit (10 years) increase in age and There were two regional population-based studies on
2.33 (1.97–2.75) for obesity, when adjusted for sex. the prevalence of KOA in South Korea. The Hallym
The corresponding ORs and 95% CIs for SRKOA were Aging Study, which was conducted in the Chooncheon
2.45 (2.26–2.66) for age and 2.44 (1.99–2.99) for area in 2007, was similar to this study in the inclusion
obesity. criteria for age and the definition of KOA.22 In the
study, the prevalence of RKOA was 37.3%, and given
that the mean age of subjects was higher than in this
DISCUSSIONS study, the results of the two studies are considered con-
In this study, the prevalence of KOA in people aged sistent. However, the study reported SRKOA prevalence
≥ 50 in South Korea was 33.3% for RKOA and 12.4% of 24.2%, higher than 20.1% in Gangwon province
for SRKOA. The prevalence of SRKOA in Kellgren–Lawr- (which includes Chooncheon) in this study. Differences
ence grades 3 or 4, which is considered as an entry crite- in the definition of KOA symptoms and the modest par-
ria for total knee joint replacement,21 was high; about ticipation proportion of 61% in the study may explain
80% of SRKOA was of high grade in women. The qual- the difference. Another study conducted in Seongnam
ity of life was lower in people with KOA than in those area in 2011 included an older population aged ≥ 65,
without it, especially when it was accompanied by and reported RKOA prevalence of 38.1%.23 In terms of
symptoms. The prevalence of RKOA and SRKOA was RKOA, these three studies appear to show consistent
ORIGINAL ARTICLE
Abstract
Aim: Although there have been regional population-based studies on the prevalence of knee osteoarthritis
(KOA) and its risk factors in South Koreans, those studies in common had limited external validity. This study
aims to estimate the national prevalence of KOA and its risk factors using a complex sampling design.
Methods: This was a cross-sectional study including 9512 participants aged ≥ 50 years of The Fifth Korean
National Health and Nutrition Examination Survey, who were selected using two-step stratified clustered equal-
probability systematic sampling. Radiographic KOA (RKOA) was defined as a Kellgren–Lawrence grade of ≥ 2.
Symptoms of KOA were evaluated through a health interview. Obesity was defined as a body mass index
≥ 27.5 kg/m2. Quality of life was measured by the Korean version of European Quality of Life Questionnaire
(EQ-5D).
Results: The prevalence of RKOA was 21.1% (95% CI: 19.6–22.8%) in men, and 43.8% (42.0–45.6%) in
women. The prevalence of symptomatic RKOA (SRKOA) was 4.4% (3.8–5.2%) and 19.2% (17.9–20.6%) in
men and women, respectively. The EQ-5D index was lower in participants with KOA. When plotted against
mean age and prevalence of obesity, regions with a higher mean age and prevalence of obesity had higher preva-
lence of KOA, which was also observed at the individual level. The prevalence of SRKOA was 36.6% (29.7–
44.1%) in women in Jeju province.
Conclusion: The prevalence of SRKOA in women reached 36.6% in high-risk groups accompanied by low qual-
ity of life. The results suggest that the disease burden of KOA is high in South Korea.
Key words: epidemiology, osteoarthritis.
© 2015 Asia Pacific League of Associations for Rheumatology and Wiley Publishing Asia Pty Ltd
Knee OA and risk factors
(a) (b)
(c) (d)
Figure 2 The prevalence of radiographic knee osteoarthritis (a and b) and the prevalence of symptomatic radiographic knee
osteoarthritis (c and d) in 16 administrative regions in South Korea is shown in bubble plots against prevalence of obesity and
mean ages. The area of bubbles is proportional to the prevalence of knee osteoarthritis.
estimates, the prevalence of about mid-30% in people The lower quality of life in people with KOA,
older than 50 years in South Korea. especially symptomatic KOA, is supported by a com-
In the case of studies in the United States, a study munity-based study in an elderly population in
conducted in Johnston County in North Carolina South Korea. In the study, the quality of life mea-
reported RKOA prevalence of 27.8% in a population sured by Short Form-12 was significantly lower in
aged ≥ 45 years,24 and NHANES III showed a preva- people with knee pain, which was significantly asso-
lence of 42.1% in a population aged ≥ 60 years.25 ciated with KOA.26 Together with data showing that
Prevalence of SRKOA was 16.7% and 12.1%, respec- the direct and indirect economic costs of muscu-
tively. If the difference in the age of subjects are loskeletal disorders are also high,27 the results sug-
accounted for, these two studies and this study appear gest that the disease burden of KOA is high in South
to show similar prevalences of RKOA and SRKOA. Korea.
The prevalence of KOA was higher in regions with inherent to semi-quantitative Kellgren–Lawrence grad-
higher prevalence of obesity, especially in women, ing. Even in well-established prospective cohorts such
which was also observed at the individual level. The as the Osteoarthritis Initiative (OAI) and Cohort Hip
association showed a trend for a closer association with and Cohort Knee (CHECK), inter-rater reliability shows
SRKOA. Although obesity is a well-established risk fac- kappa values of 0.6, which correspond to a high level of
tor for KOA, the association found in this study needs agreement, only when the value is weighted (which is
to be interpreted with caution. KOA is associated with appropriate given the ordinary nature of the scale)21,34
impairment in mobility, which may lead to low energy or when binary agreement between the presence or
expenditure and obesity. Therefore, temporal bias (re- absence of KOA was assessed.35 It was reported that
verse causation) is a concern and the cross-sectional quantitative measurement of minimum joint space
design of this study cannot exclude the bias. Assuming width had more reliable results.36 Lastly, low participa-
a prospective association between obesity and KOA, tion of men is also a limitation: a male-to-female ratio
increased mechanical loading on the knee joints from of 0.75 in the included participants in contrast to the
increased body weight would be an important cause.28 ratio of 0.98 (in the all age group) according to the Kor-
However, there are studies that showed weight-inde- ean census of 2010. Although this limitation was
pendent association between KOA and obesity and addressed by adjusting weights in post hoc correction, it
other obesity-related factors such as metabolic abnor- may compromise representativeness of the data.
malities.29 The beneficial effects of weight reduction in In conclusion, in South Korean people aged 50 years
KOA are likely to be mediated through the positive or older, the prevalences of RKOA and SRKOA were
effect on these factors, and the exact cause of the associ- 33.3% and 12.4%, respectively. The prevalence of KOA,
ation between KOA and obesity remains to be eluci- especially symptomatic RKOA in women, was higher in
dated in the future. Nevertheless, the association found regions with high prevalence of obesity. Following stud-
in this study is important because no country has suc- ies on projected prevalence and disease burden of KOA
ceeded yet in decreasing the prevalence of obesity30 and is expected in the future.
prevalence of obesity is expected to increase in South
Korea, leading to an increase in the disease burden of
KOA. As evidence is emerging that weight reduction
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