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doi:10.

1093/brain/aws237 Brain 2012: 135; 3026–3038 | 3026

BRAIN
A JOURNAL OF NEUROLOGY

My belief or yours? Differential theory of mind


deficits in frontotemporal dementia and
Alzheimer’s disease
Raphaël Le Bouc,1 Pierre Lenfant,2 Xavier Delbeuck,1 Laura Ravasi,2 Florence Lebert,1
Franck Semah2 and Florence Pasquier1

1 Department of Neurology, Université Lille Nord de France, USLD, CHU Lille, EA 1046, F-59000 Lille, France
2 Department of Nuclear Medecine, Université Lille Nord de France, USLD, CHU Lille, EA 1046, F-59000 Lille, France

Correspondence to: Florence Pasquier, MD, PhD,


Department of Neurology, CHU,
1 rue Emile Laine,
F-59037 Lille, France
E-mail: florence.pasquier@chru-lille.fr

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Theory of mind reasoning—the ability to understand someone else’s mental states, such as beliefs, intentions and desires—is
crucial in social interaction. It has been suggested that a theory of mind deficit may account for some of the abnormalities in
interpersonal behaviour that characterize patients affected by behavioural variant frontotemporal dementia. However, there are
conflicting reports as to whether understanding someone else’s mind is a key difference between behavioural variant fronto-
temporal dementia and other neurodegenerative conditions such as Alzheimer’s disease. Literature data on the relationship
between theory of mind abilities and executive functions are also contradictory. These disparities may be due to underestimation
of the fractionation within theory of mind components. A recent theoretical framework suggests that taking someone else’s
mental perspective requires two distinct processes: inferring someone else’s belief and inhibiting one’s own belief, with in-
volvement of the temporoparietal and right frontal cortices, respectively. Therefore, we performed a neuropsychological and
neuroimaging study to investigate the hypothesis whereby distinct cognitive deficits could impair theory of mind reasoning in
patients with Alzheimer’s disease and patients with behavioural variant frontotemporal dementia. We used a three-option false
belief task to assess theory of mind components in 11 patients with behavioural variant frontotemporal dementia, 12 patients
with Alzheimer’s disease and 20 healthy elderly control subjects. The patients with behavioural variant frontotemporal dementia
and those with Alzheimer’s disease were matched for age, gender, education and global cognitive impairment.
[18F]-fluorodeoxyglucose-positron emission tomography imaging was used to investigate neural correlates of theory of mind
reasoning deficits. Performance in the three-option false belief task revealed differential impairments in the components of
theory of mind reasoning; patients with Alzheimer’s disease had a predominant deficit in inferring someone else’s belief,
whereas patients with behavioural variant frontotemporal dementia were selectively impaired in inhibiting their own mental
perspective. Moreover, inhibiting one’s own perspective was strongly correlated with inhibition in a Stroop task but not with
other subprocesses of executive functions. This finding suggests that self-perspective inhibition may depend on cognitive
processes that are not specific to the social domain. Last, the severity of the deficit in inferring someone else’s beliefs correlated
significantly over all subjects with hypometabolism in the left temporoparietal junction, whereas the severity of the deficit in
self-perspective inhibition correlated significantly with hypometabolism in the right lateral prefrontal cortex. In conclusion, our
findings provided clinical and imaging evidence to support differential deficits in two components of theory of mind reasoning
(subserved by distinct brain regions) in patients with Alzheimer’s disease and patients with behavioural variant frontotemporal
dementia.

Received February 12, 2012. Revised July 4, 2012. Accepted July 12, 2012
ß The Author (2012). Published by Oxford University Press on behalf of the Guarantors of Brain. All rights reserved.
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Theory of mind impairment in FTD and AD Brain 2012: 135; 3026–3038 | 3027

Keywords: behavioural variant frontotemporal dementia; Alzheimer’s disease; theory of mind; FDG-PET
Abbreviations: CMRglc = regional cerebral metabolic rate of glucose; FTD = frontotemporal dementia

Introduction A number of studies have investigated the hypothesis of a spe-


cific theory of mind deficit in behavioural variant FTD but have
There is growing interest in the neural basis of the abnormal social given rise to controversial results and conclusions. The first case
and behavioural symptoms observed in neuropsychiatric disorders studies in this field described the performances of two patients
such as frontotemporal dementia (FTD), autism and schizophrenia. with behavioural variant FTD with severe behavioural symptoms.
It has been suggested that these symptoms may be explained (at The patients showed limited cognitive impairment in a general
least in part) by impairments in the social cognition domain neuropsychological assessment but severely impaired perform-
(Baron-Cohen, 1985; Frith, 1992; Gregory et al., 2002; Kipps ances in theory of mind tests (particularly the first- and second-
and Hodges, 2006). A decade ago, social cognition was defined order false belief tests; Lough et al., 2001; Lough and Hodges,
as a sum of different processes including (i) mechanisms for per- 2002). In the first group study to compare patients with behav-
ceiving, recognizing and evaluating socially relevant stimuli and ioural variant FTD with healthy control subjects and patients with
(ii) the ability to construct representations of the social environ- Alzheimer’s disease (Gregory et al, 2002), the authors found simi-
ment and to use them flexibly to guide social behaviour (Adolphs, lar results. The behavioural variant FTD group’s impairment in the
1999, 2001). first- and second-order false belief test suggested a specific theory
A distinction is often made between two components of social of mind deficit. In contrast, patients with Alzheimer’s disease were
cognition that rely on partially distinct neural circuitries: the ability only impaired in the second-order false belief test, which is
to understand other people’s feelings or thoughts. First, empathy thought to place higher demands on working memory and other
general cognitive abilities. This profile has thus been interpreted as
refers to the ability to recognize and share someone else’s emo-
reflecting a general cognitive impairment in patients with
tions and sensations (de Vignemont and Singer, 2006). Impaired

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Alzheimer’s disease, rather than a specific theory of mind deficit
empathy has been reported in patients with behavioural variant
(Gregory et al., 2002; Zaitchik et al, 2006). More recently, several
FTD (Lavenu et al., 1999; Lough et al., 2006) but will not be
studies using other theory of mind tasks have reported greater
addressed here. Second, ‘theory of mind’ reasoning (also known
impairments in patients with behavioural variant FTD than in
as ‘mentalizing’) refers to the ability to explain and predict other
healthy control subjects or patients with Alzheimer’s disease
people’s behaviour by attributing them mental states, such as be-
(Lough et al., 2006; Torralva et al., 2007, 2009; Funkiewiez
liefs, desires and intentions (Premack and Woodruff, 1978; Leslie,
et al., 2012; Shany-Ur et al., 2011), patients with Huntington’s
1987; Baron-Cohen, 1995; Frith and Frith, 1999, 2003).
disease (Snowden et al., 2003), patients with the language variant
Although many tests have been used to explore theory of mind
of FTD (Eslinger et al., 2007) and patients with progressive supra-
abilities, the original first-order false belief test, suggested by the
nuclear palsy or vascular dementia (Shany-Ur et al., 2011) (for a
philosopher Daniel Dennett (1978) and later developed (Wimmer
review, see Adenzato et al., 2010). Crucially, however, a recent
and Perner, 1983; Baron-Cohen, 1985), is still extensively used.
study found no difference in theory of mind abilities between a
In this test, participants are asked to predict someone else’s
group of patients with behavioural variant FTD and a cognitively
actions based on that person’s mistaken belief about the state
matched group of patients with Alzheimer’s disease, despite a
of the world. A more complex version, the second-order false striking difference in their behavioural symptoms (Fernandez-
belief test, requires more than inferring a person’s beliefs about Duque et al., 2009). The two groups performed poorly in the
reality; it requires inference of a person’s beliefs about another’s second-order false belief task (compared with healthy control sub-
beliefs. jects) but reached ceiling performance levels in the first-order false
Recent studies have used these false belief tests to investigate belief test. This result cast doubt on the presence of a specific
theory of mind deficits in different neurodegenerative conditions, deficit in understanding other people’s minds in patients with be-
such as Alzheimer’s disease and FTD. In the latter condition, the havioural variant FTD. Furthermore, the relationship between
behavioural variant has received most attention. Early-stage be- theory of mind abilities and executive functions remains contro-
havioural variant FTD is characterized by a progressive deterior- versial. In several of the aforementioned studies, theory of mind
ation of behaviour, with a profound alteration in personality and deficits in behavioural variant FTD patients were found to be in-
social skills (Lund and Manchester Groups, 1994; Neary et al., dependent of the level of executive function impairment (Lough
1998; McKhan et al., 2001; Rascovsky et al., 2011). The most et al., 2001, 2006; Gregory et al., 2002; Lough and Hodges,
common social impairments exhibited by patients with behavioural 2002). In contrast, other studies reported a correlation between
variant FTD are disinhibition, inappropriate behaviour that violates these processes (Snowden et al., 2003; Eslinger et al., 2007;
social norms, loss of manners, tactless remarks, impulsive and Torralva et al., 2007) and suggested that they might rely (at
careless actions and loss of empathy and sympathy (Raskovsky least in part) on common neural substrates.
et al., 2011). It has been suggested that some of these asocial A recently proposed theoretical framework may, however, rec-
symptoms reflect a specific dysfunction in theory of mind abilities oncile these apparently conflicting findings (Leslie et al., 2004,
(Gregory et al., 2002; Kipps and Hodges, 2006). 2005; Samson et al., 2007). According to the framework, false
3028 | Brain 2012: 135; 3026–3038 R. Le Bouc et al.

belief reasoning can be subdivided into distinct components: Lille University Hospital (Lille, France) and had all undergone extensive
(i) representation of reality; (ii) belief inference; and (iii) medical, neurological, neuropsychological and neuroradiological exam-
self-perspective inhibition. First, subjects would have to represent inations. Patients who met the National Institute on Aging and the
Alzheimer’s Association criteria for probable Alzheimer’s disease
the true state of reality (corresponding to their own belief), which
(McKhann et al., 2011) were included in the Alzheimer’s disease
would constitute their prepotent response (Leslie et al., 2004,
group. Patients who met the revised International Behavioural
2005). This type of process is likely to involve general cognitive
Variant FTD Consortium criteria for probable behavioural variant FTD
functions (i.e. attention, perception, semantic and episodic (Rascovsky et al., 2011) were included in the behavioural variant FTD
memory). Second, subjects would need to infer someone else’s group. The exclusion criteria were as follows: (i) Mini-Mental State
belief. An increasing number of studies suggest a role for the Examination score 518 (Folstein et al., 1975); (ii) presence of multiple
temporoparietal junction in attributing mental states to others or extensive infarcts, haemorrhages, multiple microbleeds (55) or
(Saxe and Kanwisher, 2003; Samson et al., 2004, 2007; Saxe severe white matter hyperintensity burden (Fazecas score 52) on
and Wexler, 2005, Saxe and Powell, 2006; Saxe et al., 2006). MRI; (iii) history of stroke; and (iv) history of psychiatric illness,
Last, adopting someone else’s mental perspective would require major depression or generalized anxiety disorder as described in
first detection of the discrepancy between one’s own belief and Diagnostic and Statistical Manual of Mental Disorders, Fourth
Edition, within the past 12 months.
the other person’s belief and then inhibition of the prepotent ten-
Patients and healthy control subjects participated voluntarily and
dency to respond, according to one’s own perspective (Samson
gave their written informed consent before recruitment into the
et al., 2007). Several recent neuropsychological and neuroimaging
study. The study was approved by the regional independent ethics
studies have highlighted the role of the right prefrontal cortex in committee (CPP Nord-Ouest IV, reference 2009-A00620-57) and by
this inhibition process (Apperly et al., 2004; Samson et al., 2005, the French Agency for Health Product Safety (AFSSAPS, reference
2007; Rothmayr et al., 2011; van der meer et al., 2011). B90739-28).
This framework suggests that patients with Alzheimer’s disease
and those with behavioural variant FTD might be equally impaired
in false belief tasks but for different cognitive reasons. Although
Neuropsychological assessments
classical false belief tests can highlight a deficit in theory of mind
The belief-reasoning task

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abilities, they do not show which cognitive processes are spared or
Patients performed a non-verbal, three-option false belief test (Samson
impaired. In the present study, we administered a newly de- et al., 2007). Each trial consisted of three animated scenes (Supple-
veloped non-verbal false belief task (enabling the analysis of the mentary Fig. 1 and Supplementary Table 2 for examples) showing a
different theory of mind components; Samson et al., 2007) to protagonist acting on the basis of a correct representation (a true
patients with behavioural variant FTD, patients with Alzheimer’s belief) or incorrect (false belief) representation of reality. A first
disease and healthy control subjects. As the neurodegenerative scene showed a neighbour stopping at a window of a house and
process is predominant in the temporal and parietal lobes in pa- observing the occupier placing an object in a box. In half of the
tients with Alzheimer’s disease and in the frontal and temporal true belief and false belief trials (denoted as TB1 and FB1, respect-
lobes in patients with behavioural variant FTD, we tested the hy- ively), the object initially placed in the box was related to the box
(e.g. a pizza in a pizza box). In the other half of the trials (denoted
pothesis whereby the former would be selectively impaired in the
as TB2 and FB2, respectively), an unrelated object (e.g. a passport)
belief-inferring component and the latter would be selectively im-
was initially placed in the box. A second scene showed that the neigh-
paired in inhibiting their own perspective. We also tested whether
bour had either walked away from the window (false belief condition)
the inhibition component of theory of mind reasoning could be or had remained in front of it (true belief condition) while the occupier
correlated with executive functions in general and the inhibition replaced the first object by another object (e.g. a pizza was replaced
subcomponent of executive functions in particular. Last, we inves- by a passport). In the third scene, the neighbour was shown wonder-
tigated the neural basis of theory of mind deficits by correlating ing which object was inside the box at that point in time. The subject
them with the severity of cerebral hypometabolism in an had to point to one of three objects—the ‘box-related’ object (e.g. the
[18F]-fluorodeoxyglucose-positron emission tomography ([18F]- pizza) and two unrelated objects (e.g. a passport and a pair of scis-
FDG-PET) study. sors). Eight different boxes were used under four conditions (TB1, TB2,
FB1 and FB2), yielding 32 different trials in two blocks of 16 trials.
Before the participants performed the task, a pretest ensured that they
knew which contents were related to each of the eight boxes.
Materials and methods The three-option false belief task was used to distinguish between
three neuropsychological profiles. Participants with spared belief rea-
soning would give a correct response for each trial. Patients with dif-
Subjects ficulty in inferring someone else’s belief are unable to reason about
Twenty-three right-handed patients (12 patients with Alzheimer’s dis- mental states. They should, however, be able to rely on a simplified
ease, 11 patients with behavioural variant FTD) and 20 right-handed mentalizing strategy consisting of using what the neighbour sees at
healthy control subjects were enrolled in the study. The healthy control the time when the belief question is asked to infer what he or she is
subjects were aged between 45 and 75 years, had no history of neuro- thinking. As shown previously (Samson et al., 2007), these subjects
logical or psychiatric diseases and had a Montreal Cognitive choose the most likely contents of the box under all conditions, lead-
Assessment score (Nasreddine et al., 2005) of 526. This cut-off was ing to ‘appearance-based errors’ in the TB1, TB2 and FB2 conditions
used to limit possible inclusions of control subjects with mild cognitive and the correct response in the FB1 condition. Patients with a
impairment. The patients had been referred to the Memory Clinic at self-perspective inhibition deficit can rely only on their own
Theory of mind impairment in FTD and AD Brain 2012: 135; 3026–3038 | 3029

perspective. Thus, they choose the object they last saw in the box in Data preprocessing and analysis
all conditions, leading to ‘reality-based errors’ in false belief conditions Voxel-based analyses were performed using statistical parametric map-
and the correct response in true belief conditions (Samson et al., ping (SPM8, Wellcome Trust Centre for Neuroimaging, London, UK)
2007). Finally, non-specific errors are possible, a distractor error implemented in MATLAB 7.9 (The Mathworks). All reconstructed PET
(choosing a non-presented object) or a strategy-based error (choosing images were spatially normalized (using default transformation param-
the replaced object in TB2). eters) against the SPM8 standard PET brain template in Montreal
We used two indexes to characterize the patients’ profiles: a deficit Neurological Institute standard space (McGill University, Montreal,
criterion previously published (Samson et al., 2007) and a deficit score Canada) and smoothed by convolution using an isotropic Gaussian
developed for the current study. For each deficit, the deficit criterion kernel with an 8-mm full-width at half-maximum. Voxel-wise multiple
was defined when: (i) performance was below chance in conditions regression analyses were performed to identify brain regions within
corresponding to the deficit (TB1, TB2 and FB2 for the belief infer- which glucose metabolism was correlated with performance in the
ence deficit; FB1 and FB2 for the self-perspective inhibition deficit); false belief task. We could have looked directly for group effects;
(ii) performance was above chance in the non-corresponding condi- however, to lend our region-specific correlates a psychological speci-
tion; and (iii) the majority of the errors were from the expected type ficity, we chose to look for correlations between regional activity and
(appearance-based error or reality-based errors, respectively). For each deficit scores over all subjects, exploiting the between-group variance
deficit, the deficit score was defined as the lowest number of the ex- in deficit scores as a parametric explanatory variable. Deficit scores in
pected errors among the corresponding conditions (See Supplementary belief inference and self-perspective inhibition were entered as covari-
material for detailed explanations). The deficit criterion is a categorical ates of interest in the same regression model. Effects were tested for,
index, suitable to identify significant and isolated deficits, but inappro- having adjusted for any effect of gender, pathology and age (entered
priate to detect multiple or moderate deficits. Conversely, the deficit as covariates of no interest). A global normalization was applied by
score is sensitive to multiple or moderate deficits, and it may be used including each subject’s mean global activity as another covariate of
in correlation studies because it is numerical. no interest. T-maps were obtained at a threshold of P 5 0.005
(uncorrected), with an extent threshold of 200 voxels. Our reporting
Other neuropsychological tests criteria do not account for the multiple comparisons problem—al-
though it is fairly conservative. We use these criteria for a complete
The patients’ inhibition performances were evaluated with two
descriptive report of our results, and applied a correction for multiple
different Stroop tasks, depending on the subject’s ability: the

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comparisons by testing for anatomically constrained effects, using the
Stroop-GREFEX (Godefroy and GREFEX, 2008) when possible, or the
uncorrected P-value based on spatial extent associated with the cluster
French translation (Moroni and Bayard, 2009) of the Stroop-Victoria
closest to the a priori locations of interest (Friston, 1997). Individual
(Spreen and Strauss, 1991) if not. The number of uncorrected errors
regional activities were normalized to the grand mean as 30 mmol/min/
and the interference ratio (inference time/colour time) were used as
100 g, corresponding to the mean glucose metabolism (Phelps et al.,
inhibition indexes. A 5-min time limit was set for each test. Patients
1979) and were extracted from the eligible clusters with MarsBaR
who failed to complete the task within this time limit were attributed
software (Brett et al., 2002).
with the highest index observed within the study population. The pa-
tients’ shifting abilities were evaluated with the GREFEX version
(Godefroy and GREFEX, 2008) of the Trail Making Test. Part-B com- Statistical analyses
pletion time and the difference between Part-B and Part-A completion
Not all the psychological and behavioural variables were normally
times were used as shifting indexes. The clinical assessment also
distributed, and therefore we used non-parametric tests: a Mann–
included global cognitive scales (the Mattis Dementia Rating Scale,
Whitney test to investigate continuous variables in independent
Mattis, 1976; and the Mini-Mental State Examination, Folstein et al.,
groups (i.e. demographic and neuropsychological measures), a
1975), a behavioural scale (Frontotemporal Behavioural Scale; Lebert
Wilcoxon test to compare paired samples of continuous variables
et al., 1998) and tests to assess executive functions (the frontal as-
(i.e. the number of correct responses in true belief and false belief
sessment battery, Dubois et al., 2000), short-term memory (digit
conditions) and a 2 test to compare categorical variables in independ-
spans, Wechsler, 1981), category and letter fluency (word generation
ent groups (i.e. gender, deficit criterion). Performance levels in the
tasks, Godefroy and GREFEX, 2008), spatial and temporal orientation,
three-option false belief task were analysed by using a mixed-design
episodic memory, praxis and attention.
ANOVA. All computations were performed with the statistics toolbox
in MATLAB 7.9.

Positron emission tomography


Data acquisition Results
[18F]-FDG-PET examinations were performed within 6 months of the
neuropsychological assessment. Data were acquired on a GE Advance Clinical data
SL PET/CT device (GE Medical Systems) with a 4–5 mm full-width at
The three groups’ demographic and clinical characteristics are pre-
half-maximum and a 30 cm transaxial Eeld of view. Patients were
sented in Table 1 and Supplementary Table 1. Healthy control
scanned under resting conditions, after fasting. The blood glucose
subjects, patients with Alzheimer’s disease and patients with be-
level was checked before intravenous injection of [18F]-FDG (185
MBq). Thirty minutes later, a low-dose CT scan of the brain was havioural variant FTD did not differ significantly in terms of age,
acquired for attenuation correction of the PET data, and emission gender or educational level (all P 4 0.05). Importantly, the two
images were subsequently acquired in 3D mode. Images were recon- groups of patients were homogeneous in terms of the global cog-
structed iteratively using an ordered-subset expectation-maximization nitive decline [either assessed by the Mattis Dementia Rating Scale
algorithm (with two iterations and 21 subsets) in a 256  256 matrix. (P = 0.418) or the Mini-Mental State Examination (P = 0.078)].
3030 | Brain 2012: 135; 3026–3038 R. Le Bouc et al.

However, they significantly differed in their behavioural symptoms When considering deficit scores (Fig. 1C), 16 healthy control
(assessed by the Frontotemporal Behavioural Scale, P = 0.017). subjects made no error, and four had a slight or moderate inhib-
ition deficit score. Patients with Alzheimer’s disease had high in-
ference deficit scores and low inhibition deficit scores, whereas
Behavioural results patients with behavioural variant FTD had low inference deficit
scores and high inhibition deficit scores. The inference deficit
Differential impairments in mentalizing in Alzheimer’s scores were significantly greater in patients with Alzheimer’s dis-
disease and behavioural variant frontotemporal ease than in healthy control subjects (P 5 0.001), whereas the
dementia inhibition deficit scores were significantly greater in patients with
To analyse the performance in the three-option false belief task behavioural variant FTD than in healthy control subjects
(Fig. 1A), we performed a mixed-design ANOVA, including group (P 5 0.001), supporting differential impairments in theory of
as a between factor and task condition as a within factor. We mind components compared with control subjects (Fig. 1D and
found a main effect of group (F = 29.7, P 5 0.001), task condition Table 1).
(F = 4.9, P = 0.003) and a significant interaction between group
and condition (F = 9.4, P 5 0.001). Post hoc comparisons Correlations between theory of mind subprocesses and
showed that patients with Alzheimer’s disease and those with be- executive functions
havioural variant FTD performed worse than healthy control sub- The aforementioned framework suggests that theory of mind abil-
jects (both P 5 0.001), with a similar level of impairment ities require an inhibition mechanism. To investigate whether this
(P = 0.48). When comparing true belief and false belief conditions, inhibition process is specific to the social domain or relies on more
healthy control subjects made no error in true belief and very few general functions, we studied the correlation between self-
in false belief conditions (true belief––false belief = 6.9%, perspective inhibition deficits and performance in executive func-
P = 0.020). The patients with Alzheimer’s disease had a similar tions tasks. We found a significant correlation (Fig. 2) between
magnitude of impairment under both conditions (false belief— the severity of the self-perspective inhibition deficit and the
true belief = 12.0%, P 4 0.05), whereas patients with behavioural number of uncorrected errors in the Stroop task (P 5 0.001, surviv-

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variant FTD had a more severe deficit for the false belief condi- ing a Bonferroni correction for multiple comparisons), but not with
tions than for the true belief conditions (true belief—false be- the interference ratio (P = 0.70). None of the other measures of
lief = 36.4%, P = 0.014). executive functions showed a significant correlation. Similarly, we
When considering the deficit criterion, Alzheimer’s disease and found no correlation between executive functions and the sever-
behavioural variant FTD patients exhibited opposite patterns. Four ity of the deficit in inferring someone else’s belief (Supplementary
patients with behavioural variant FTD (36%) fulfilled the deficit Fig. 2).
criterion for self-perspective inhibition (Fig. 1B and Table 1) versus
none of the patients with Alzheimer’s disease (P = 0.021) and only
one healthy control subject (5.0%, P = 0.023). Conversely, two
Functional imaging results
patients with Alzheimer’s disease (17%) fulfilled the deficit criter- To investigate the neural basis of theory of mind reasoning
ion for belief inference versus none of the patients with behav- subcomponents, we performed an [18F]-FDG-PET study in patients
ioural variant FTD (P = 0.156) or the healthy control subjects with behavioural variant FTD and patients with Alzheimer’s dis-
(P = 0.059). ease. Imaging data for one patient with behavioural variant FTD

Table 1 Demographic characteristics and theory of mind reasoning profile in the three-option false belief task

Healthy control Alzheimer’s FTD (n = 11) Alzheimer’s Alzheimer’s disease FTD versus
subjects (n = 20) disease (n = 12) (mean  SE) disease versus versus healthy healthy control
(mean  SE) (mean  SE) FTD control subjects subjects
(P-values) (P-values) (P-values)
Demographics
Gender (% male) 0.3 0.5 0.27 0.733 0.662 0.973
Age, years 59.8 (1.5) 61.9 (1.8) 58.7 (1.5) 0.139 0.339 0.576
Formal education, years 11.6 (0.7) 11.6 (1.1) 11.5 (1.0) 0.731 0.797 0.933
Theory of mind
Deficit criterion (% patients)
Self-perspective inhibition 5.0 (5.0) 0 (0) 36.4 (15.2) 0.021a 0.431 0.023a
Belief inference 0 (0) 16.7 (11.2) 0 (0) 0.156 0.059 –
Deficit score
Self-perspective inhibition 0.4 (0.2) 0.6 (0.2) 3.6 (0.8) 0.006a 0.139 _0.001a
Belief inference 0.0 (0.0) 0.9 (0.3) 0.3 (0.2) 0.110 _0.001b 0.058

a Behavioural variant FTD worse than Alzheimer’s disease or healthy control subjects.
b Alzheimer’s disease worse than behavioural variant FTD or healthy control subjects.
Theory of mind impairment in FTD and AD Brain 2012: 135; 3026–3038 | 3031

Figure 1 (A) Performance in the three-option false belief task. Distribution of responses in the three-option false belief task, for the true
belief–predictable object (TB1), true belief–non-predictable object (TB2), false belief–predictable object (FB1), false belief–non-predictable

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object (FB2). For any condition, 575% correct responses are significantly above chance level. (B) Histograms of theory of mind deficit
criterion showing differential changes in components, in healthy control subjects (HC, green), patients with Alzheimer’s disease (AD, red)
and patients with the behavioural variant FTD (bvFTD, blue). (C) Distribution of deficit scores in belief inference (on the y-axis) and
self-perspective inhibition (on the x-axis) for healthy control subjects, patients with Alzheimer’s disease and patients with behavioural
variant FTD. Filled symbols represent individual subjects, and open symbols show the group average. Random jitter was added to prevent
superposition. (D) Histograms of theory of mind deficit scores showing differential changes in components: patients with behavioural
variant FTD have a significant deficit in inhibiting their own perspective (compared with healthy control subjects), and patients with
Alzheimer’s disease have a significant deficit in inferring someone else’s perspective (compared with healthy control subjects). *P 5 0.05,
**P 5 0.01, ***P 5 0.001.

Figure 2 Correlations between the self-perspective inhibition deficit and various measures of executive function: (A) global function
(measured with the Frontal Assessment Battery); (B and C) inhibition in the Stroop Test (proportion of errors, interference ratio);
(D and E) shifting assessed with the Trail Making Test (Trail Making Test B, Trail Making Test B—Trail Making Test A); (F) initiation and
shifting (assessed with the Mattis Dementia Rating Scale initiation subtest); (G and H) maintenance in working memory (assessed with
digit spans) and (I and J) generation (assessed by letter and categorical fluencies). MDRS = Mattis Dementia rating Scale; TMT = Trail
Making Test; ToM = theory of mind.
3032 | Brain 2012: 135; 3026–3038 R. Le Bouc et al.

were not available owing to behavioural problems, and one pa- prefrontal cortex was significantly lower in patients with behav-
tient with Alzheimer’s disease was excluded from the analysis be- ioural variant FTD than in patients with Alzheimer’s disease
cause the time interval between [18F]-FDG-PET acquisition and (P = 0.005).
neuropsychological assessment was 46 months. Consequently,
[18F]-FDG-PET analyses were performed for 21 patients (Alzheim-
er’s disease, n = 11; behavioural variant FTD, n = 10). The severity
of the belief inference deficit correlated significantly with the
Discussion
decrease in [18F]-FDG uptake in a single cluster (Fig. 3A and
Table 2), in the left temporoparietal junction. The severity of the Differential impairments in theory of
deficit in self-perspective inhibition correlated significantly with the mind reasoning in Alzheimer’s disease
decrease in [18F]-FDG uptake in the right middle frontal gyrus and behavioural variant frontotemporal
(Fig. 3B). When testing for anatomically constrained effects
(Friston, 1997), in the temporal and frontal regions, we found
dementia
that these clusters survived a corrected P-value of 50.05. Last, Previous reports of a theory of mind deficit in behavioural variant
we extracted the regional cerebral metabolic rate of glucose FTD patients (Lough et al., 2001, 2006; Gregory et al., 2002;
(CMRglc) from the eligible clusters in the left temporoparietal Lough and Hodges, 2002; Snowden et al., 2003; Eslinger et al.,
junction and the right prefrontal cortex (Fig. 4). In the left tem- 2007; Torralva et al., 2007) prompted the theory of mind deficit
poroparietal junction, CMRglc was significantly lower in patients hypothesis, whereby a specific impairment in understanding
with Alzheimer’s disease than in those patients with behavioural other people’s minds underlie the abnormal social behaviour in
variant FTD (P = 0.0018), whereas the CMRglc in the right behavioural variant FTD and can distinguish the latter from

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Figure 3 Correlation between cerebral glucose hypometabolism and deficits in belief inference (A, in blue) and self-perspective inhibition
(B, in red), P 5 0.005, minimal cluster size = 200 voxels.

Table 2 Statistical parametric mapping results for the correlation between [18F]-FDG hypometabolism and theory of mind
deficits

Anatomical regions Cluster-level Peak-level


kE Puncorrected T-value Z-score Puncorrected X Y Z
Self-perspective inhibition deficit
Right middle frontal gyrus (BA 8) 959 0.006 4.36 3.41 0.000 38 24 48
Right middle frontal gyrus (BA 9) 4.20 3.32 0.000 26 32 38
Left medial frontal gyrus (BA 9) 4.02 3.22 0.001 2 40 36
Right middle frontal gyrus (BA 46) 458 0.045 3.83 3.12 0.001 40 42 10
Right middle frontal gyrus (BA 10) 3.44 2.88 0.002 26 54 2
Right medial orbital frontal gyrus (BA 32) 3.40 2.86 0.002 12 48 6
Belief inference deficit
Left middle temporal gyrus (BA 39) 489 0.039 4.66 3.56 0.000 46 64 24

BA = Brodmann area; kE = Cluster Extent (voxels).


Theory of mind impairment in FTD and AD Brain 2012: 135; 3026–3038 | 3033

Alzheimer’s disease showed similar impairments in the two situ-


ations. Previous studies featured false belief but not true belief
trials. However, in Fernandez-Duque et al.’s (2009) study, patients
were included only if they answered control questions correctly.
One of the control questions was equivalent to a true belief
question and required belief inference. Interestingly, four of the
17 patients with Alzheimer’s disease (24%) failed to correctly
answer these control questions and were excluded from the ana-
lysis, compared with only one of the 11 patients with behavioural
variant FTD (9%). This might suggest that the patients with
Alzheimer’s disease in Fernandez-Duque et al.’s (2009) study
had a belief inference deficit.
In contrast, self-perspective inhibition is only required when the
subject’s belief differs from the character’s belief (i.e. in false belief
Figure 4 Regional cerebral metabolic rate of glucose (CMRglc). trials). In our study, patients with behavioural variant FTD made a
Individual CMRglc values were extracted from significant clus- significantly greater number of errors in false belief trials than in
ters associated with deficits in belief inference (left temporo-
true belief trials. In Fernandez-Duque et al.’s (2009) study, the
parietal junction, TPJ) and self-perspective inhibition (right
absence of impairment in patients with behavioural variant FTD
prefrontal cortex, PFC). It is worth mentioning that CMRglc
values are clearly dependent on the voxel-based analyses (be- in the first-order false belief test may have been due to two fac-
cause the deficit scores showed group effects). They are there- tors. First, their patients with behavioural variant FTD were less
fore reported purely as a supplement to the SPM results to cognitively impaired than our patients with behavioural variant
quantify the effect size, from the perspective of group mem- FTD (with mean Mini-Mental State Examination scores of
bership. AD = Alzheimer’s disease; bvFTD = behavioural variant 26.4  1.6 and 24.8  0.9, respectively) and thus probably had
of FTD. **P. a milder inhibition deficit. In addition, there were fewer inhibitory

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demands in the first-order false belief test used by Fernandez-
Duque et al. (2009).
other neurodegenerative disorders. To date, only two studies have Although our results show that distinct theory of mind deficits
investigated performance differences between patients with be- can distinguish patients with behavioural variant FTD from patients
havioural variant FTD and patients with Alzheimer’s disease in with Alzheimer’s disease [in contrast to Fernandez-Duque et al.’s
false belief tasks (Gregory et al., 2002; Fernandez-Duque et al., (2009) report], we nevertheless agree with their conclusion that
2009). Fernandez-Duque et al. (2009) challenged the theory of the impairment observed in patients with behavioural variant FTD
mind deficit hypothesis. They compared the performances of pa- does not reflect a deficit in attributing mental states. In fact, we
tients with behavioural variant FTD and cognitively matched pa- consider that it reflects a deficit in self-perspective inhibition.
tients with Alzheimer’s disease in a first-order false belief test (with In our study, performance could have been lowered by a diffi-
a low cognitive load) and a more cognitively demanding culty in representing the reality (e.g. by a memory impairment). It
second-order false belief test. Because the two groups reached is likely that such impairment influenced the overall performance
ceiling performances in the first-order false belief test but were of the patients with Alzheimer’s disease, as they made a number
similarly impaired in the second-order false belief test, of non-specific errors. Such impairment, however, would unlikely
Fernandez-Duque et al. (2009) reasoned that patients with behav- be specific of any condition or error type, and could not account
ioural variant FTD did not suffer from a genuine mentalizing deficit alone for the specific patterns of errors observed. Furthermore,
because it would have been apparent in the less cognitively de- patients with Alzheimer’s disease made more appearance-based
manding test. They concluded that behavioural variant FTD and errors in the first block than in the second (30.6% versus
Alzheimer’s disease patients’ performance levels in false belief 14.6%, P = 0.001). Such an improvement would be unlikely if
tasks depend primarily on the task’s cognitive demands. errors were caused by a memory deficit alone. Samson et al.
However, the classic false belief task used in these studies only (2007) reported a similar improvement in a patient with a lesion
provides a binary choice between a wrong and a right answer and in the left temporoparietal junction. They proposed that a lesion in
does not identify the cognitive deficit responsible for any error. the temporoparietal junction might cause an initial difficulty with
Thus, Fernandez-Duque et al. (2009) were not able to rule out the accessing the elements required to infer others’ beliefs (accessing a
possibility whereby the equivalent impairments seen in patients ‘social semantic knowledge’ of how the mind works), rather than
with Alzheimer’s disease and those with behavioural variant FTD impairing the inference per se.
in the second-order false belief task were due to distinct cognitive Regarding clinical symptoms, patients with behavioural variant
deficits. FTD, on one hand, exhibited a self-perspective inhibition deficit
Indeed, our behavioural results show that inference of someone that could account for their self-centred behaviour. Their belief
else’s beliefs is selectively impaired in patients with Alzheimer’s inference deficit scores, however, approached significance com-
disease, whereas inhibiting one’s own belief is selectively impaired pared with control subjects and might have been significant in a
in patients with behavioural variant FTD. Because belief inference larger sample. In addition to a self-perspective inhibition deficit,
is necessary in both true belief and false belief trials, patients with other reasons might contribute to disturb social functioning in
3034 | Brain 2012: 135; 3026–3038 R. Le Bouc et al.

patients with behavioural variant FTD. For instance, we did not theory of mind abilities constitute overlapping or separate func-
investigate affective aspects of theory of mind reasoning, although tions remains controversial. Studying relationship between
they might strongly contribute to the social disturbances observed subprocesses of theory of mind abilities and executive function
in patients with FTD. The ventromedial prefrontal cortex has been subprocesses could be the key to solving this problem, as previous
linked to the ability to understand irony and faux pas, highlighting studies may have underestimated fractionation within these sys-
its importance to represent the affective components of mental tems (German and Hehman, 2006).
states, and to understand beliefs about others’ emotional states Leslie and colleagues have suggested a fractionated model of
(Gregory et al., 2002; Shamay-Tsoory et al., 2005). Patients with theory of mind reasoning with two components, namely, a mech-
Alzheimer’s disease, on the other hand, exhibited significant deficit anism for belief inference and a ‘selection processor’ that arbitrates
scores for belief inference. The impact of this deficit is debatable, between competing responses via an inhibition process. Leslie pro-
as behavioural symptoms are not distinctive of patients with posed that these two components were specific for the domain of
Alzheimer’s disease. A deficit in inferring others’ mental states mental states. Although the presence of components is supported
might impair their comprehension of new or unusual social situ- by several studies (Apperly et al., 2004; Samson et al., 2004,
ations, but might have no consequence in routine situations. In 2005, 2007; Saxe et al., 2006; Qureshi et al., 2010), recent results
addition, it has been suggested that a deficit in inferring others’ have caused Leslie’s initial proposal to be refined: belief inference
mental states may contribute to Alzheimer’s disease patients’ ano- is thought to be domain specific and independent of executive
sognosia (Ruby et al., 2009). In the context of impaired episodic functions, whereas selection is thought to be executive function
memory, it might be impossible to detect a mismatch between dependent and thus domain general (Saxe et al., 2006; Qureshi
one’s own abilities and one’s own expectations other than by et al., 2010). Our results are consistent with the latter framework,
relying on the online representation of the opinion of others. as we found that self-perspective inhibition (as opposed to the
belief inference) was correlated with executive functions, more
specifically with the number of Stroop inhibition errors.
Relationships between theory of mind Interestingly, the right lateral prefrontal cortex was shown to be
and executive functions the region most related to Stroop errors (Vendrell et al., 1995).

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This result fits our neuroimaging results, suggesting that making
Executive functions are defined as the set of cognitive skills that
an inhibition error in a Stroop task or in a theory of mind task
allow complex goal-directed behaviours (Lezak, 2004). Several
might rely on similar or close regions in the right prefrontal cortex.
classifications have been suggested and draw distinctions between
We interpret our results in the framework of ‘Simulation
various subprocesses: inhibition, shifting, updating, dual-task co-
Theories’ of theory of mind, whereby, based on the target’s initial
ordination (Miyake et al., 2000), access (Fisk and Sharp, 2004) or
belief, one predicts the target’s behaviour by using one’s own
alternatively inhibition, maintenance and shifting, divided atten-
mind to simulate the target’s mental processes. Here, the inhib-
tion, initiation, planning, generation, deduction and retrieval (God-
ition process is interpreted as the mechanism decoupling one’s
efroy 2003; Godefroy et al. 2010).
own beliefs from the simulation processes. The egocentric bias
On one hand, a growing body of empirical evidence suggests
could thus correspond to a deficit in this decoupling mechanism,
that theory of mind abilities and executive functions are tightly
i.e. an inability to inhibit one’s own knowledge. Alternatively,
linked. Theory of mind abilities develop progressively in children,
‘Theory–Theories’ of theory of mind state that the prediction
as they successfully complete first-order false belief tests at 4
step depends on our ability to apply principles and rules
years of age (Wimmer and Perner, 1983; Wellman et al., 2001)
(a theory of how the mind of others works) that predict the re-
and second-order false belief tests between the ages of 6 and 7
sulting behaviour. In Theory–Theories, the egocentric bias could be
years (Perner and Wimmer, 1985). A child’s developmental acqui-
viewed as a bias in the context-sensitive rule selection (Apperly,
sition of theory of mind abilities is concomitant with progress in
2009), i.e. a deficit in inhibiting rules that are not appropriate in
executive functions (Perner and Lang, 1999; Pellicano, 2007).
the context to predict others’ behaviour.
Moreover, correlations between theory of mind abilities and ex-
ecutive functions have been observed in autistic children (Pelli-
cano, 2007), and significant improvements in theory of mind The effect of normal ageing on
task performance were observed after executive function training
(Kloo and Perner, 2003; Fisher and Happé, 2005). It has been
perspective selection
suggested that inhibition is the executive function subprocess In our study, four of the 20 healthy control subjects did not
that is most strongly associated with theory of mind performance achieve ceiling performances in the theory of mind test.
(Carlson and Moses, 2001). Interestingly, all four made reality-based errors consistent with a
On the other hand, several studies have demonstrated a lack of self-perspective inhibition deficit, but none exhibited a deficit in
association between theory of mind abilities and executive func- mental state inference. One of the eldest control subject (aged 65
tions in neurological patients with focal lesions (Fine et al., 2001; years) even had a significant deficit, with a score of 4/8. However,
Rowe et al, 2001; Bird et al., 2004; Havet-Thomassin et al., 2006; these observations were not unexpected. Despite initial contradict-
Muller et al., 2010) and patients with behavioural variant FTD ory results (Happe et al., 1998), there is now increasing evidence
(Lough et al., 2001, 2006; Gregory et al., 2002; Lough and of an age-related decline in adults in theory of mind performance
Hodges, 2002). The extent to which executive functions and in general (Maylor et al., 2002; Uekermann et al., 2006;
Theory of mind impairment in FTD and AD Brain 2012: 135; 3026–3038 | 3035

McKinnon and Moscovitch., 2007; Slessor et al., 2007; Charlton van der Meer et al., 2011). Self-perspective inhibition in a theory
et al., 2009, Duval et al., 2011), and in false belief tasks in par- of mind task was also shown to elicit late neural activity in the
ticular (German and Hehman, 2006; Bailey et al., 2008; Phillips right inferior frontal gyrus, whereas perspective representations led
et al., 2011). This decline is partially due to a decline in executive to early activity in the temporoparietal junction (McCleery et al.,
function, whether mediated by a deficit in inhibitory control 2011). This temporal relationship is consistent with the involve-
(German and Hehman, 2006; Bailey et al., 2008; Charlton ment of multiple sequential processes in perspective taking.
et al., 2009) or by difficulties in updating information in working
memory (McKinnon and Moscovitch, 2007; Phillips et al., 2011).
Likewise, higher demands on executive functions induce egocen-
Conclusion
tric biases in perspective-taking tasks, even in young adults (Epley Our study provides clinical evidence to support differential
et al., 2004). changes in two components of theory of mind reasoning in Alz-
heimer’s disease and behavioural variant FTD. Belief inference,
which is mediated by the left temporoparietal junction, was se-
Correlations between cerebral glucose lectively impaired among patients with Alzheimer’s disease,
metabolism and theory of mind deficits whereas self-perspective inhibition involves right prefrontal regions
and was preferentially impaired in patients with behavioural vari-
Our neuroimaging findings are consistent with our behavioural
ant FTD. The strong correlation between self-perspective inhibition
results and suggest that two mentalizing processes can be differ-
and inhibition in a Stroop task suggests that selecting a correct
entiated at the neuropsychological and neural levels. We found a
response or selecting a correct mental state could rely on identical
specific correlation between the belief inference deficit and low
or spatially close brain regions. Surprisingly, and despite the strik-
brain metabolism within the left temporoparietal junction. This
ing difference between patients with Alzheimer’s disease and pati-
region has been found to be activated in numerous theory of
ents with behavioural variant FTD in terms of social behaviour, the
mind studies (Vogeley et al., 2001; Saxe and Kanwisher, 2003;
deficit in Alzheimer’s disease appears to be more specific to the
Saxe and Powell, 2006), and damage to the temporoparietal junc-
social domain than that in behavioural variant FTD, which might
tion has been shown to cause selective deficits in representing

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rely on more general processes (e.g. executive functions).
someone else’s beliefs (Samson et al., 2004). However, definite
Although impaired self-perspective inhibition may account for
evidence of the lateralization of functional specialization in the
the self-centred bias observed in patients with behavioural variant
temporoparietal junction remains elusive. Some studies report bi-
FTD, it is likely that the latter’s social impairments arise from a
lateral involvement of the temporoparietal junction (Saxe and
combination of multiple cognitive deficits in theory of mind rea-
Kanwisher, 2003), whereas others report selective involvement
soning, executive functions, empathy and decision-making, rather
of the left (Samson et al., 2004) or the right (Saxe and Wexler,
than theory of mind reasoning alone.
2005; Perner et al., 2006; Aichhorn et al., 2009).
The temporoparietal junction has been consistently identified as
one element of the metabolic and structural brain alterations in Acknowledgements
Alzheimer’s disease, in terms of either glucose metabolism
The authors would like to express their sincere gratitude to the
(Friedland et al., 1983; Foster et al., 1984; Ibanez et al., 1998;
patients and their relatives for their participation in the study. They
Herholz et al., 2002; Matsuda et al., 2002; Nestor et al., 2003;
also thank Dana Samson for sharing the three-option false belief
Mosconi, 2005; Kawachi et al., 2006), brain perfusion (Varma
task with them.
et al., 2002) or cortical volume (Baron et al., 2001; Fox et al.,
2001; Whitwell et al., 2008), but is less affected in behavioural
variant FTD (Charpentier et al., 2000; Hu et al., 2010; Womack Funding
et al., 2011). Only half of our patients with Alzheimer’s disease
made errors compatible with a belief inference deficit, possibly This work was funded by the Ministère de l’enseignement supé-
because temporoparietal junction shrinkage only occurs in rieur et de la recherche (EA1046). This work has been supported
late-stage Alzheimer’s disease (Frisoni et al., 2009). through the LABEX (excellence laboratory, programme Investment
Neural correlates of self-perspective inhibition were found in the for the future) DISTALZ (Development of Innovative Strategies for
right medial frontal gyrus, a region that is more affected in be- a Transdisciplinary approach to Alzheimer’s disease).
havioural variant FTD than in patients with Alzheimer’s disease
(Hu et al., 2010). These results are in agreement with two reports
of a self-perspective inhibition deficit after a right, lateral and pre-
Supplementary material
frontal stroke that particularly affected the inferior frontal gyrus Supplementary material is available at Brain online.
and the right medial frontal gyrus (Samson et al., 2005, 2007).
Our results are also in line with previous imaging studies indicating
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