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WHSXXX10.1177/2165079917751478Workplace Health & SafetyWorkplace Health & Safety

vol. 66  ■  no. 10 Workplace Health & Safety

Professional Pr actice

Cardiovascular Risk Factors in Airline Pilots


Dana Lord, BSN, RN1 and Helen Acree Conlon, DNP, MPH, ARNP-BC, COHN-S1

Abstract: The health of an airline pilot is imperative sudden incapacitation of a pilot during a cardiac event.
to the safe travels of millions of people worldwide. Evaluating the risk factors specific to airline pilots and
Medical providers evaluate the cardiovascular risks for implementing heart healthy programs to mitigate modifiable
airline pilots and the medical requirements to obtain risk factors are an important part of the occupational health
and maintain licensure as an airline pilot. It is the role nurse practitioner role.
of the occupational health nurse practitioner to evaluate
and reduce the risk of cardiovascular disease in this Background and Epidemiology
population. Cardiovascular disease is the number one killer of both
men and women, with more than 600,000 people dying from
Keywords: case management, disease prevention, medical the disease in the U.S. every year (National Center for Chronic
surveillance, government regulation, health promotion, Disease Prevention & Health Promotion, Division for Heart
occupational health and safety programs, cardiovascular Disease & Stroke Prevention, 2015). Forty-seven percent of
disease risk factors, airline pilots Americans have major risk factors for heart disease, including
a smoking history, hypertension, or hypercholesterolemia
(National Center for Chronic Disease Prevention & Health
Promotion, Division for Heart Disease & Stroke Prevention,
Introduction 2015). There are many contributing factors to the
The U.S. Department of Transportation’s Bureau of development of cardiovascular disease, including an
Transportation Statistics reports that in the year 2015, U.S. unhealthy diet, physical inactivity, alcohol, tobacco use,
airlines and foreign airlines servicing the U.S. carried 895.5 genetics, family history, increased stress, and medical
million passengers (U.S. Bureau of Transportation Statistics, conditions such as diabetes and hypertension. Often,
2016). The data show that the number of U.S. passengers cardiovascular disease is insidious, with many people having
continues to rise each year for domestic and international a sudden cardiac event prior to knowledge of having heart
flights. The Federal Aviation Administration (FAA) is charged disease.
with providing safe and efficient flights for U.S. travelers. Their Airline pilots have a responsibility to their passengers and
role in safety includes regulation of civil aviation; issuing and crew to ensure their safety while flying. According to the
enforcing regulations and standards in manufacturing and FAA, pilots must meet medical standards to obtain or
maintenance of aircraft; operating the air traffic control system; maintain their license (FAA, 2011). Airline pilots are at an
developing new aviation technology; and certification of U.S. increased risk of heart disease related to the requirements of
pilots (FAA, 2014). their occupation, such as extended flights, shift work,
A large part of the FAA safety initiatives includes the irregular meal times, stress, and biorhythm disturbances with
licensure of pilots, ensuring that licensed pilots are changing time zones and increased light exposure (Choi &
competent in their occupation. Included in the basic Kim, 2013). With the insidious nature of cardiovascular
competence of licensure is a comprehensive medical disease and the risk of a sudden cardiac event occurring
examination performed by an Aviation Medical Examiner mid-flight, it becomes increasingly important to analyze the
(AME). Cardiovascular diseases are an important medical risk factors of airline pilots and attempt to mitigate those
condition requiring careful evaluation due to the risk of risks.

DOI: 10.1177/2165079917751478. From 1University of South Florida. Address correspondence to: Dana Lord, BSN, RN, Student, College of Nursing, Dual Degree Program AGPCNP/Occupational
Health Nursing, University of South Florida, 2400 Spring Hollow Loop, Wesley Chapel, FL, USA; email: dhamilt1@health.usf.edu.
For reprints and permissions queries, please visit SAGE’s Web site at http://www.sagepub.com/journalsPermissions.nav.
Copyright © 2018 The Author(s)

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Workplace Health & Safety October 2018

Review of the Literature models available. Forty-seven percent of those who had a
cardiovascular event had lower risk levels, never achieving a
Risk factors of Cardiovascular Disease 10% 5-year risk level. ECGs were unreliable, with half of the
There are two types of risk factors involved in cardiovascular pilots with a positive ECG showing normal or trivial disease
disease: modifiable and non-modifiable. Modifiable risk factors with coronary angiogram. Three pilots with normal ECG
include poor diet, physical inactivity, smoking, excessive alcohol readings, but high-risk scores, had significant disease on
consumption, stress, and obesity. Non-modifiable factors include coronary angiogram (Wirawan et al., 2013). The current
family history, genetics, gender, race, and increasing age approach relies on ECG as the diagnostic tool to investigate risk,
(American Heart Association [AHA], 2016). which may not detect disease and may place the pilot at
Ekstrand, Bostrom, Arborelius, Nilsson, and Lindell (1996) unnecessary risk with invasive coronary angiography as
examined the differences in risk factors between pilots and the follow-up testing. This study shows that a comprehensive
general population. They found that pilots exhibited an cardiac examination and view of the patient is required to fully
increased incidence of left ventricular hypertrophy (LVH) on evaluate for cardiovascular disease.
electrocardiogram (ECG), 29.2%, as compared with 10.9% in the Wirawan, Wu, Abernethy, Aldington, and Larsen (2014)
control group. It was also discovered that pilots had a systolic studied a specific approach in the use of coronary artery
blood pressure (SBP) >145 mm Hg, more frequently than the calcium score (CACS) to improve prediction of cardiovascular
control group, 11.5% and 4.4% respectively. Serum cholesterol disease in asymptomatic pilots. It was noted that high calcium
was higher among the pilots, 5.83 mmol/L, with the control scores (>400) place a pilot at a higher risk for coronary heart
group results of 5.54 mmol/L (Ekstrand et al., 1996). These disease (CHD) and can identify pilots at high risk for
factors, hypertension, hypercholesterolemia, and LVH, are cardiovascular disease. Coronary artery calcium score can be
independent risk factors for cardiovascular disease (Mayo Clinic, utilized in addition to current risk assessments of Framingham
2015). It is hypothesized by the authors that pilots have an risk score and exercise stress test to assist in classifying
increased risk due to their occupational exposures, such as asymptomatic pilots into cardiovascular risk categories and
increased level of stress, flight schedules, nutritional factors, initiating primary prevention programs to reduce their risk
noise levels, shift work, and time zone changes that disrupt factors.
circadian rhythm.
Strategies for Risk Reduction
Evaluation of Risk Factors
Choi and Kim (2013) conducted a study to evaluate the
There is increased importance of identifying those pilots influence of physical examination and dietary consultation in
who have a higher risk of cardiovascular disease as many pilots the reduction of risk factors associated with cardiovascular
with cardiovascular disease are asymptomatic until they have a disease. They examined the various modifiable risk factors, such
sudden cardiac event. as smoking, physical exercise, obesity, and alcohol. They
Wirawan, Larsen, Aldington, Griffiths, and Ellis (2012) specifically studied the impact of dietary counseling, combined
studied the effectiveness in using the Framingham risk chart to with an exercise program, on the reduction of these risk factors.
predict cardiovascular events of airline pilots. This study found The group who received counseling and exercise intervention
that 60% of those with cardiovascular disease were not detected significantly decreased their total cholesterol and body mass
with screening and initially presented with a sudden cardiac index (BMI) and increased their high density lipoprotein (HDL).
event. Only 13.3% had an increased cardiovascular risk score Viewing the patient as an individual, providing an exercise
and 26.7% of pilots’ cardiovascular disease were discovered program and nutritional counseling specific to the individual,
during other routine screening, such as laboratory studies will have an impact in reducing the modifiable risk factors
(Wirawan et al., 2012). They concluded that the risk assessment associated with cardiovascular disease.
tool had low sensitivity and that a more comprehensive
cardiovascular workup is required for airline pilots. Implications for the Occupational Health
Wirawan, Aldington, Griffiths, Ellis, and Larsen (2013) Nurse Practitioner
performed another study to research the topic of pilots with
excessive cardiovascular risk, this time studying the cardiac Aviation Medical Examiner
examinations performed when a pilot is determined to have an A comprehensive medical evaluation is required by the FAA
increased risk. They compared the cardiovascular disease risk for airmen to obtain or maintain medical certificates for
factors between high-risk groups and low-risk groups of pilots. licensure. It is the responsibility of the AME to issue or deny
They found that the high-risk group had higher total cholesterol, medical certificates or, in certain circumstances, defer to the FAA
increased blood pressure, higher incidence of diabetes, and a for review (FAA, 2011). Airmen applying for medical
higher incidence of smoking. They emphasized the importance certification are divided into three classes. First-class certification
of prevention programs focused on decreasing these specific holds an airline transport license and must be renewed every 12
risk factors. They discovered that there is difficulty in accurately months for pilots less than 40 years of age; second-class airmen
predicting a cardiovascular event based on utilization of risk hold a commercial pilot license and must renew every 12

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months regardless of age; third-class airmen hold a private pilot requirements of treatment of hypertension. The American
license and must renew every 60 months if less than 40 years of College of Cardiology (ACC) and AHA’s 2017 practice
age and every 24 months if older than 40 (FAA, 2011). The guideline begins with stressing lifestyle modifications for every
cardiovascular requirements for all classes are to have no patient with hypertension (ACC, 2017). The ACC/AHA
history or diagnosis of myocardial infarction (MI), angina guidelines also classify Stage 1 hypertension as having an SBP
pectoris, cardiovascular heart disease that has required > 130 mm Hg or a diastolic blood pressure > 80 mm Hg, and
treatment, cardiac valve replacement, permanent cardiac Stage 2 hypertension as having an SBP > 140 mm Hg or
pacemaker, or heart transplant. In addition to this requirement, diastolic blood pressure > 90 mm Hg (ACC, 2017). Treatment
first-class airmen must also demonstrate a normal ECG with with medications for Stage 1 hypertension begins if the patient
their first application after age 35, and on an annual basis after has a high risk for a cardiovascular event or a history of a
age 40 (Electronic Code of Federal Regulations, 2017). The AME cardiovascular event (ACC, 2017). There are medications that
must document a thorough cardiac assessment and take into the FAA states are acceptable and medications that are
consideration the demands of flight, such as increases in heart unacceptable. If initiating medication therapy for hypertension,
rate with takeoff and landing or G-forces associated with the occupational health nurse practitioner should advise the
aerobatic or agricultural flights (FAA, 2011). pilot of the FAA’s no fly rule of seven trial days to ensure no
adverse side effects from the medications (FAA, 2015).
Occupational Health Nurse Practitioner Coronary heart disease is another diagnosis with strict FAA
Although the AME is responsible for performing the physical guidelines. Coronary heart disease follows a very specific
examination required to issue a medical certificate for a pilot, protocol for medical certification that often requires the AME to
they can delegate portions of the testing, laboratory workup, defer to the FAA for a decision. There are four categories of
and history taking to a nurse practitioner (FAA, 2011). AMEs are CHD per the FAA, which include the following:
also in practice as physicians in family medicine, internal
medicine, and occupational health clinics. The occupational •• Open revascularization of any coronary artery and left
health nurse practitioner working with an AME plays a crucial main coronary artery stenting, with or without MI
role in the reduction of modifiable risk factors and management •• Percutaneous intervention with or without MI
of cardiovascular disease in an airline pilot. The occupational •• MI without open or percutaneous intervention
health nurse practitioner’s role as counselor, with a holistic or •• MI from non-coronary artery diseases
all-inclusive approach to patient care, will be an asset in the
implementation of a more comprehensive cardiac investigation, It is important for the occupational health nurse practitioner
which may include Framingham Risk Scores, CACS, ECG, to keep in mind the required recovery time for open
nutrition counseling, implementing a fitness program, stress revascularization of coronary artery and left main coronary
reduction techniques, evaluating cholesterol levels, and artery stenting is 6 months, while the other three categories
monitoring blood pressure. It is the responsibility of the have a required recovery time of 3 months (FAA, 2011).
occupational health nurse practitioner to have knowledge of the The occupational health nurse practitioner should be aware
requirements of the FAA with regard to treatment of a of the resources and requirements of the FAA for medical
cardiovascular disorder in this population. The FAA does allow certification when evaluating a pilot at any point, even when
medical certificates to be issued under strict guidelines to fully they are not being seen for initial certification or renewal. The
evaluate the disorder with a focus on the degree of functional FAA requires the AME to report a thorough history and physical,
recovery and prognosis (FAA, 2011). The occupational health test results each time a pilot is seen for certification, and any
nurse practitioner should also be aware of immediate time there are changes in a pilot’s condition that may affect their
disqualifiers that must be reviewed by the FAA, such as a medical certification and ability to fly (FAA, 2011). Access to
medical history of coronary artery bypass surgery, permanent these records is important for the occupational health nurse
cardiac pacemakers, and artificial heart valves (FAA, 2011). practitioner to provide continuity of care, considering the
The occupational health nurse practitioner may be mobility of this career. The Guide for Aviation Medical
responsible for routine care of these pilots and must be aware Examiners is an invaluable resource on the FAA website that
of FAA guidelines for each system of the body and treatments provides information on the evaluation and treatment of various
allowable for an airline pilot. The Guide for Aviation Medical conditions, enabling the airline pilot to continue to fly safely
Examiners provides information for exam techniques of each (FAA, 2011).
system, treatments allowed, and medical dispositions depending
on the results of the exam (FAA, 2011). Summary
One common diagnosis that leads to cardiovascular disease Cardiovascular disease has been identified as a leading cause
is hypertension. The occupational health nurse practitioner for airline pilot grounding and denial of a medical certificate
should be aware of current practice guidelines to treat (Choi & Kim, 2013). The importance of conducting a thorough
hypertension, while still taking into consideration the FAA cardiovascular evaluation for airline pilots cannot be overstated.

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A sudden cardiovascular event mid-flight can have a significant text-idx?c=ecfr&;sid=6341c10a8301796e8b04a910d6e0986f&rgn=div8&vi


impact on the safety of both crew and passengers, not to ew=text&node=14:2.0.1.1.5.2.1.6&idno=14
mention the delay in care for the pilot. It is important to identify Federal Aviation Administration. (2011). Guide for aviation medical
the cardiovascular risk score of the pilot, identify specific risk examiners. Retrieved from https://www.faa.gov/about/office_org/
headquarters_offices/avs/offices/aam/ame/guide/
factors that may be modifiable, and implement programs to
mitigate these risks. The occupational health nurse practitioner Federal Aviation Administration. (2014). Safety: The foundation of
everything we do. Retrieved from https://www.faa.gov/about/safety_
plays a significant role in the health and safety of this worker efficiency/
population. The occupational health nurse practitioner has a
Federal Aviation Administration. (2015). Guide for Aviation Medical
unique perspective of the patient as a whole and can provide Examiners: Pharmaceuticals (Therapeutic medications)
appropriate individualized interventions to reduce the risk antihypertensive. Retrieved from https://www.faa.gov/about/office_org/
factors specific to this population. headquarters_offices/avs/offices/aam/ame/guide/pharm/antihyp/
Mayo Clinic. (2015). Left ventricular hypertrophy. Retrieved from http://
ORCID iD www.mayoclinic.org/diseases-conditions/left-ventricular-hypertrophy/
basics/definition/con-20026690
Dana Lord https://orcid.org/0000-0001-5994-4426
National Center for Chronic Disease Prevention & Health Promotion, Division
Conflict of Interest for Heart Disease & Stroke Prevention. (2015). Heart disease risk factors.
Retrieved from https://www.cdc.gov/heartdisease/risk_factors.htm
The author(s) declared no potential conflicts of interest with U.S. Bureau of Transportation Statistics. (2016). 2015 U.S.-based airline
respect to the research, authorship, and/or publication of this traffic data. Retrieved from https://www.rita.dot.gov/bts/press_
article. releases/bts018_16
Wirawan, I. M., Aldington, S., Griffiths, R. F., Ellis, C. J., & Larsen, P. D.
Funding (2013). Cardiovascular investigations of airline pilots with excessive
cardiovascular risk. Aviation, Space, and Environmental Medicine, 84,
The author(s) received no financial support for the research, 608-612. doi:10.3357/ASEM.3465.2013
authorship, and/or publication of this article.
Wirawan, I. M., Larsen, P. D., Aldington, S., Griffiths, R. F., & Ellis C.J.
(2012). Cardiovascular risk score and cardiovascular events among
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Author Biographies
Choi, Y. Y., & Kim, K. Y. (2013). Effects of physical examination and diet
consultation on serum cholesterol and health-behavior in the Korean Dana Lord is graduating from the University of South Florida’s
pilots employed in commercial airline. Industrial Health, 51, 603-611. Dual Masters Degree Program in Nursing and Public Health,
doi:10.2486/indhealth.2012-0027 with a concentration in Environmental and Occupational
Ekstrand, K., Bostrom, P., Arborelius, M., Nilsson, J., & Lindell, S. (1996). Health. She currently works as a registered nurse providing care
Cardiovascular risk factors in commercial flight aircrew officers to critically ill patients in the Southwest region of Florida.
compared with those in the general population. The Journal of
Vascular Diseases, 47, 1089-1094. doi:10.1177/000331979604701109 Helen Acree Conlon is an Adjunct Professor at the College of
Electronic Code of Federal Regulations. (2017). Cardiovascular: Title 14: Nursing and Deputy Director of the Dual Degree Program
Aeronautics and space. Retrieved from http://www.ecfr.gov/cgi-bin/ AGPCNP/Occupational Health.

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